Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma
Sector Allocation
- Other57.3%$4.2B
- Technology22.8%$1.7B
- Financials6.3%$457.8M
- Consumer Discretionary2.9%$214.3M
- Industrials2.9%$213.1M
- Healthcare2.3%$164.5M
- Consumer Staples1.9%$142.4M
- Energy1.0%$70.0M
- Materials0.9%$63.5M
- Communication Services0.7%$48.2M
AUM History
13fpro.ai/research/fund/empirical-financial-services-llc-d-b-a-empirical-wealth-ma-1510434
Conviction and streaks
Stable · top 10 = 39.8%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
NVDA
$548.5M- ISHARES$407.4M
- ISHARES$402.2M
- ISHARES$295.3M
- VANGUARD$265.9M
- VANGUARD$226.9M
AAPL
$216.7M- DIMENSIONAL$193.8M
- ISHARES$178.9M
- ISHARES$170.7M
MSFT
$123.5M- VANGUARD$117.1M
- DIMENSIONAL$103.3M
META
$97.3MWT
$84.1MSPY
$81.7MAMZN
$81.6M- AMERICAN$77.2M
- DFA$75.0M
- VANGUARD$71.1M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/empirical-financial-services-llc-d-b-a-empirical-wealth-ma-1510434
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma 13F holdings — Q3 2026
$7.4B portfolio (+7.8% QoQ) · 1,154 holdings · Q3 2026 13F · top 10 are 40% of the stock portfolio
Includes $82.0M of put/call options ($78.7M puts, $3.3M calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $7.3B. Weights use the stock portfolio.
$548.5M
7.5% of stocks
+17%This quarter0.0%Since filed11+ qtrsHeld- 2
ISHARES TR - MSCI INTL QUALTY
$407.4M
5.6% of stocks
+4%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES TR - MSCI USA QLT FCT
$402.2M
5.5% of stocks
+0.9%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
ISHARES TR - MSCI USA MMENTM
$295.3M
4.0% of stocks
-0.1%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
VANGUARD MALVERN FDS - STRM INFPROIDX
$265.9M
3.6% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD
$226.9M
3.1% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— $216.7M
3.0% of stocks
+5%This quarter0.0%Since filed11+ qtrsHeld- 8
DIMENSIONAL ETF TRUST - US MKTWIDE VALUE
$193.8M
2.6% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
ISHARES TR - EAFE VALUE ETF
$178.9M
2.5% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
ISHARES INC - CORE MSCI EMKT
$170.7M
2.3% of stocks
+4%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | $548.5M | 7.5% | +17% | 0.0% | 11+ qtrsAdded 8 qtrs in a row | 86.0#3 | Estimated buy price is Pro: unlock with a free trial | ||
| 2 | ISHARES TR - MSCI INTL QUALTY | $407.4M | 5.6% | +4% | — | — | — | — | |
| 3 | ISHARES TR - MSCI USA QLT FCT | $402.2M | 5.5% | +0.9% | — | — | — | — | |
| 4 | ISHARES TR - MSCI USA MMENTM | $295.3M | 4.0% | -0.1% | — | — | — | — | |
| 5 | VANGUARD MALVERN FDS - STRM INFPROIDX | $265.9M | 3.6% | +5% | — | — | — | — | |
| 6 | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | $226.9M | 3.1% | +2% | — | — | — | — | |
| 7 | $216.7M | 3.0% | +5% | 0.0% | 11+ qtrsAdded 2 qtrs in a row | 75.7#88 | Estimated buy price is Pro: unlock with a free trial | ||
| 8 | DIMENSIONAL ETF TRUST - US MKTWIDE VALUE | $193.8M | 2.6% | +5% | — | — | — | — | |
| 9 | ISHARES TR - EAFE VALUE ETF | $178.9M | 2.5% | +6% | — | — | — | — | |
| 10 | ISHARES INC - CORE MSCI EMKT | $170.7M | 2.3% | +4% | — | — | — | — |
All holdings — Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma (Q3 2026)
1,154 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated. The page lists up to 1,000; every position is in the Excel export.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | MICROSOFT CORP | Technology | $123.5M | 1.7% | 241K | +5% | 11+ qtrsAdded 2 qtrs in a row | 79.8 | 13F | |
| 12 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORPetf/fund | — | $117.1M | 1.6% | 1.49M | +3% | — | — | 13F |
| 13 | — | DIMENSIONAL ETF TRUST - INTERNATNAL VALetf/fund | — | $103.3M | 1.4% | 1.85M | +0.7% | — | — | 13F |
| 14 | Meta Platforms, Inc. | Technology | $97.3M | 1.3% | 134K | +23% | 11+ qtrsAdded 2 qtrs in a row | 78.0 | 13F | |
| 15 | WisdomTree, Inc. | Financials | $84.1M | 1.1% | 1.22M | +5% | 11+ qtrsAdded 5 qtrs in a row | 61.4 | 13F | |
| 16 | SPDR S&P 500 ETF TRUSTetf/fund | — | $81.7M | 1.1% | 107K | +3% | 11+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | AMAZON COM INC | Consumer Discretionary | $81.6M | 1.1% | 327K | +4% | 11+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | — | AMERICAN CENTY ETF TR - INTL SMCP VLUetf/fund | — | $77.2M | 1.1% | 706K | +6% | — | — | 13F |
| 19 | — | DFA INVT DIMENSIONS GROUP IN - U.S. MIC CAP SHS | — | $75.0M | 1.0% | 1.31M | +6% | — | — | 13F |
| 20 | — | VANGUARD SCOTTSDALE FDS - SHORT TERM TREASetf/fund | — | $71.1M | 1.0% | 1.24M | +2% | — | — | 13F |
| 21 | — | VANGUARD INDEX FDS - MRNGSTR VAL ETFetf/fund | — | $70.8M | 1.0% | 328K | -3% | — | — | 13F |
| 22 | Alphabet Inc. | Technology | $70.1M | 1.0% | 206K | +12% | 11+ qtrsAdded 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKTetf/fund | — | $64.2M | 0.9% | 909K | +1% | — | — | 13F |
| 24 | — | DIMENSIONAL ETF TRUST - US TARGETED VLUetf/fund | — | $61.1M | 0.8% | 920K | -0.3% | — | — | 13F |
| 25 | CISCO SYSTEMS, INC. | Technology | $55.0M | 0.8% | 511K | +6% | 11+ qtrsAdded 9 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | — | AMERICAN CENTY ETF TR - US SML CP VALU | — | $54.9M | 0.8% | 466K | +5% | |||
| 27 | — | SCHWAB STRATEGIC TR - INTL SCEQT ETF | — | $52.5M | 0.7% | 1.06M | +11% | |||
| 28 | — | VANGUARD INDEX FDS - REAL ESTATE ETF | — | $45.3M | 0.6% | 505K | +5% | |||
| 29 | $AVGO | Broadcom Inc. | Technology | $44.0M | 0.6% | 125K | +19% | |||
| 30 | $DELL | Dell Technologies Inc. | Technology | $42.4M | 0.6% | 79K | -5% | |||
| 31 | $SPY PUT | SPDR S&P 500 ETF TRUST | — | $38.1M | — | 50K | New | |||
| 32 | $NVDA PUT | NVIDIA CORP | Technology | $35.9M | — | 157K | +35% | |||
| 33 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $35.6M | 0.5% | 58K | +8% | |||
| 34 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $34.9M | 0.5% | 93K | +8% | |||
| 35 | — | SCHWAB STRATEGIC TR - INTL EQTY ETF | — | $34.7M | 0.5% | 1.26M | +2% | |||
| 36 | — | SCHWAB STRATEGIC TR - US LRG CAP ETF | — | $33.0M | 0.5% | 1.10M | +4% | |||
| 37 | — | SPDR SERIES TRUST - ST TERM HIGH ETF | — | $32.8M | 0.5% | 1.35M | +3% | |||
| 38 | $JPM | JPMORGAN CHASE & CO | Financials | $32.7M | 0.5% | 99K | +9% | |||
| 39 | — | VANGUARD INTL EQUITY INDEX F - FTSE SMCAP ETF | — | $31.8M | 0.4% | 205K | -0.4% | |||
| 40 | $GOOGL | Alphabet Inc. | Technology | $31.5M | 0.4% | 92K | +3% | |||
| 41 | $TSLA | Tesla, Inc. | Consumer Discretionary | $31.4M | 0.4% | 88K | +3% | |||
| 42 | — | DIMENSIONAL ETF TRUST - US COR EQU 2 ETF | — | $31.2M | 0.4% | 703K | -0.4% | |||
| 43 | — | VANGUARD INDEX FDS - MRNGSTR SML CP V | — | $29.9M | 0.4% | 130K | -1% | |||
| 44 | — | ISHARES TR - ESG AW MSCI EAFE | — | $29.8M | 0.4% | 289K | +2% | |||
| 45 | — | VANGUARD WORLD FD - MRNGSTR CAP ETF | — | $28.4M | 0.4% | 101K | +3% | |||
| 46 | — | DFA INVT DIMENSIONS GROUP IN - U.S. HIGH RELATI | — | $28.4M | 0.4% | 677K | New | |||
| 47 | — | VANGUARD WORLD FD - MRNGSTR MEGA CAP | — | $27.5M | 0.4% | 296K | +4% | |||
| 48 | $BNY | Bank of New York Mellon Corp | Financials | $27.4M | 0.4% | 189K | +6% | |||
| 49 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $26.3M | 0.4% | 390K | +5% | |||
| 50 | — | ISHARES TR - MICRO-CAP ETF | — | $25.4M | 0.3% | 137K | -2% | |||
| 51 | $JNJ | JOHNSON & JOHNSON | Healthcare | $25.1M | 0.3% | 95K | +5% | |||
| 52 | — | DIMENSIONAL ETF TRUST - US SMALL CAP ETF | — | $24.6M | 0.3% | 318K | +0.1% | |||
| 53 | $LRCX | LAM RESEARCH CORP | Technology | $24.5M | 0.3% | 74K | +0.6% | |||
| 54 | — | VANGUARD INTL EQUITY INDEX F - GLB EX US ETF | — | $23.6M | 0.3% | 555K | +11% | |||
| 55 | — | ISHARES TR - EAFE GRWTH ETF | — | $23.6M | 0.3% | 197K | +4% | |||
| 56 | — | FIRST TR EXCH TRADED FD III - PFD SECS INC ETF | — | $23.5M | 0.3% | 1.38M | +6% | |||
| 57 | — | VANGUARD WELLINGTON FD - US MOMENTUM | — | $23.5M | 0.3% | 103K | -0.7% | |||
| 58 | $MU | MICRON TECHNOLOGY INC | Technology | $23.2M | 0.3% | 22K | -32% | |||
| 59 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $23.0M | 0.3% | 25K | +7% | |||
| 60 | — | NUSHARES ETF TR - NUVEEN ESG LRGVL | — | $21.4M | 0.3% | 407K | +1% | |||
| 61 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $21.4M | 0.3% | 31K | +5% | |||
| 62 | — | VANGUARD WORLD FD - MRNGSTR VAL ETF | — | $21.4M | 0.3% | 133K | +3% | |||
| 63 | — | FIRST TR EXCH TRD ALPHDX FD - EMERG MKT ALPH | — | $21.2M | 0.3% | 657K | +3% | |||
| 64 | $LLY | ELI LILLY & Co | Healthcare | $21.0M | 0.3% | 18K | +7% | |||
| 65 | — | ISHARES TR - CORE S&P SCP ETF | — | $20.8M | 0.3% | 153K | +6% | |||
| 66 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $20.6M | 0.3% | 28K | -11% | |||
| 67 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $20.1M | 0.3% | 40K | -4% | |||
| 68 | $HPE | Hewlett Packard Enterprise Co | Technology | $19.7M | 0.3% | 309K | +7% | |||
| 69 | — | VANGUARD INDEX FDS - MRNGSTR LRG CAP | — | $19.7M | 0.3% | 56K | +1% | |||
| 70 | $WDC | WESTERN DIGITAL CORP | Technology | $19.5M | 0.3% | 43K | +6% | |||
| 71 | $ADP | AUTOMATIC DATA PROCESSING INC | Technology | $18.7M | 0.3% | 73K | +13% | |||
| 72 | $PM | Philip Morris International Inc. | Consumer Staples | $18.5M | 0.3% | 97K | +4% | |||
| 73 | $WMT | Walmart Inc. | Consumer Staples | $18.4M | 0.3% | 177K | -0.3% | |||
| 74 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $17.4M | 0.2% | 107K | +9% | |||
| 75 | $CMI | CUMMINS INC | Industrials | $17.3M | 0.2% | 33K | +0.3% | |||
| 76 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | — | $17.0M | 0.2% | 286K | -0.8% | |||
| 77 | — | ISHARES TR - CORE S&P500 ETF | — | $16.5M | 0.2% | 22K | +3% | |||
| 78 | $PWR | QUANTA SERVICES, INC. | Industrials | $16.2M | 0.2% | 25K | +0.8% | |||
| 79 | — | SCHWAB STRATEGIC TR - EMRG MKTEQ ETF | — | $16.1M | 0.2% | 443K | +0.6% | |||
| 80 | — | ISHARES TR - 0-5 YR TIPS ETF | — | $16.1M | 0.2% | 162K | -4% | |||
| 81 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $16.0M | 0.2% | 31K | +13% | |||
| 82 | — | VANGUARD INDEX FDS - MRNGSTR SML CAP | — | $15.5M | 0.2% | 55K | +2% | |||
| 83 | — | EA SERIES TRUST - ALPHA ARCHITECT | — | $15.1M | 0.2% | 295K | +5211% | |||
| 84 | $SCHW | SCHWAB CHARLES CORP | Financials | $15.1M | 0.2% | 154K | +23% | |||
| 85 | — | VANGUARD INDEX FDS - MRNGSTR MD CP VA | — | $14.5M | 0.2% | 74K | -3% | |||
| 86 | $GLW | CORNING INC /NY | Materials | $14.4M | 0.2% | 94K | -2% | |||
| 87 | $MUFG | MITSUBISHI UFJ FINANCIAL GROUP INC | Financials | $14.3M | 0.2% | 264K | +0.6% | |||
| 88 | $CAT | CATERPILLAR INC | Industrials | $14.1M | 0.2% | 17K | +9% | |||
| 89 | — | SCHWAB STRATEGIC TR - US SML CAP ETF | — | $13.8M | 0.2% | 423K | +2% | |||
| 90 | — | ISHARES TR - ESG AWARE MSCI | — | $13.7M | 0.2% | 264K | +1% | |||
| 91 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $13.7M | 0.2% | 62K | +3% | |||
| 92 | $CVX | CHEVRON CORP | Energy | $13.5M | 0.2% | 66K | +6% | |||
| 93 | — | SPDR INDEX SHS FDS - ST MARKE CAP ETF | — | $13.3M | 0.2% | 188K | +3% | |||
| 94 | $V | VISA INC. | Financials | $13.0M | 0.2% | 36K | -9% | |||
| 95 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | — | $12.9M | 0.2% | 83K | +0.5% | |||
| 96 | $T | AT&T INC. | Communication Services | $12.9M | 0.2% | 528K | +1% | |||
| 97 | $GILD | GILEAD SCIENCES, INC. | Healthcare | $12.9M | 0.2% | 86K | +2% | |||
| 98 | $ADI | ANALOG DEVICES INC | Technology | $12.6M | 0.2% | 32K | -4% | |||
| 99 | — | VANGUARD INDEX FDS - MRNGSTR MD CP GR | — | $12.5M | 0.2% | 43K | -0.4% | |||
| 100 | — | SCHWAB STRATEGIC TR - US LCAP VA ETF | — | $12.3M | 0.2% | 370K | -0.9% | |||
| 101 | — | RBB FUND TRUST - LONGVIEW ADVANTG | — | $12.3M | 0.2% | 188K | — | |||
| 102 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $11.9M | 0.2% | 26K | +24% | |||
| 103 | — | SPDR SERIES TRUST - ST SHOR CORP ETF | — | $11.4M | 0.2% | 385K | +72% | |||
| 104 | $INTC | INTEL CORP | Technology | $11.4M | 0.2% | 95K | -10% | |||
| 105 | $TXN | TEXAS INSTRUMENTS INC | Technology | $11.4M | 0.2% | 41K | +3% | |||
| 106 | — | NUSHARES ETF TR - NUVEEN ESG MIDVL | — | $11.4M | 0.2% | 268K | +0.5% | |||
| 107 | — | ISHARES TR - ESG AWR MSCI USA | — | $11.2M | 0.1% | 67K | -0.1% | |||
| 108 | — | VANGUARD INDEX FDS - MRNGSTR GRWT ETF | — | $11.2M | 0.1% | 124K | +14% | |||
| 109 | $ABBV | AbbVie Inc. | Healthcare | $11.0M | 0.1% | 42K | +8% | |||
| 110 | $PAYX | PAYCHEX INC | Technology | $10.7M | 0.1% | 108K | +11% | |||
| 111 | $ETN | Eaton Corp plc | Industrials | $10.4M | 0.1% | 24K | +5% | |||
| 112 | $ORCL | ORACLE CORP | Technology | $10.4M | 0.1% | 76K | +44% | |||
| 113 | — | SPDR INDEX SHS FDS - ST S&P INTL ETF | — | $10.3M | 0.1% | 226K | +2% | |||
| 114 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL INTL | — | $10.3M | 0.1% | 192K | +3% | |||
| 115 | $NFLX | NETFLIX INC | Communication Services | $10.0M | 0.1% | 144K | +9% | |||
| 116 | $UAL | United Airlines Holdings, Inc. | Industrials | $10.0M | 0.1% | 90K | +9% | |||
| 117 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $9.9M | 0.1% | 68K | +2% | |||
| 118 | $OZ | Belpointe PREP, LLC | Real Estate | $9.9M | 0.1% | 240K | -0.2% | |||
| 119 | $ANET | Arista Networks, Inc. | Technology | $9.8M | 0.1% | 48K | -10% | |||
| 120 | $RTX | RTX Corp | Industrials | $9.8M | 0.1% | 53K | +7% | |||
| 121 | $NEM | NEWMONT Corp /DE/ | Materials | $9.6M | 0.1% | 83K | +7% | |||
| 122 | — | SPDR SERIES TRUST - ST NUVE TERM ETF | — | $9.1M | 0.1% | 194K | +16% | |||
| 123 | — | FIRST TR EXCHANGE-TRADED FD - SENIOR LN FD | — | $9.0M | 0.1% | 202K | -2% | |||
| 124 | $MCK | MCKESSON CORP | Consumer Staples | $8.9M | 0.1% | 10K | +3% | |||
| 125 | $AZO | AUTOZONE INC | Consumer Discretionary | $8.6M | 0.1% | 3,049 | +0.5% | |||
| 126 | $TJX | TJX COMPANIES INC /DE/ | Consumer Discretionary | $8.3M | 0.1% | 63K | -8% | |||
| 127 | — | SCHWAB STRATEGIC TR - US BRD MKT ETF | — | $8.3M | 0.1% | 283K | +27% | |||
| 128 | — | SPDR SERIES TRUST - ST INTER BD ETF | — | $7.9M | 0.1% | 245K | +23% | |||
| 129 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $7.7M | 0.1% | 141K | +22% | |||
| 130 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $7.6M | 0.1% | 50K | +1665% | |||
| 131 | $GRMN | GARMIN LTD | Technology | $7.4M | 0.1% | 26K | +8% | |||
| 132 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $7.3M | 0.1% | 26K | +9% | |||
| 133 | $QCOM | QUALCOMM INC/DE | Technology | $7.3M | 0.1% | 40K | +9% | |||
| 134 | $MPWR | MONOLITHIC POWER SYSTEMS, INC. | Technology | $7.0M | 0.1% | 5,227 | +2% | |||
| 135 | $ORLY | O REILLY AUTOMOTIVE INC | Consumer Discretionary | $7.0M | 0.1% | 82K | +2% | |||
| 136 | $WT | WisdomTree, Inc. | Financials | $6.8M | 0.1% | 123K | -0.5% | |||
| 137 | — | VANGUARD WORLD FD - ESG INTL STK ETF | — | $6.6M | 0.1% | 82K | -0.7% | |||
| 138 | $KO | COCA COLA CO | Consumer Staples | $6.3M | 0.1% | 73K | +9% | |||
| 139 | $MRK | Merck & Co., Inc. | Healthcare | $6.2M | 0.1% | 43K | -12% | |||
| 140 | $PLTR | Palantir Technologies Inc. | Technology | $6.1M | 0.1% | 33K | +17% | |||
| 141 | $BKR | Baker Hughes Co | Energy | $6.1M | 0.1% | 111K | -1.0% | |||
| 142 | $STT | STATE STREET CORP | Financials | $6.1M | 0.1% | 35K | +19% | |||
| 143 | $LPLA | LPL Financial Holdings Inc. | Financials | $6.1M | 0.1% | 20K | +5% | |||
| 144 | $EME | EMCOR Group, Inc. | Industrials | $6.1M | 0.1% | 8,052 | +5% | |||
| 145 | $TMUS | T-Mobile US, Inc. | Communication Services | $6.1M | 0.1% | 37K | +7% | |||
| 146 | $AMGN | AMGEN INC | Healthcare | $6.0M | 0.1% | 14K | +9% | |||
| 147 | — | ISHARES TR - NATIONAL MUN ETF | — | $5.9M | 0.1% | 58K | +11% | |||
| 148 | $GE | GENERAL ELECTRIC CO | Industrials | $5.9M | 0.1% | 19K | +14% | |||
| 149 | $BMY | BRISTOL MYERS SQUIBB CO | Healthcare | $5.9M | 0.1% | 94K | +9% | |||
| 150 | $MA | Mastercard Inc | Financials | $5.9M | 0.1% | 11K | +3% |
What changed in Q3 2026
Against the previous quarter's 13F: 186 new, 705 added to, 194 trimmed, 96 sold out. Share-count changes; largest moves by dollar size first.
New positions (186)
first bought this quarter
- DFA INVT DIMENSIONS GROUP IN - U.S. HIGH RELATI$28.4M
first bought this quarter
$EBFENNIS, INC.$2.0M
first bought this quarter
$AVGOCALLBroadcom Inc.$1.8M
first bought this quarter
$BFHBREAD FINANCIAL HOLDINGS, INC.$1.6M
first bought this quarter
$AMALAmalgamated Financial Corp.$1.5M
first bought this quarter
+180 more in the Excel export
Added to (705)
now $548.5M · held 11+ qtrs, 8 adds in a row
now $97.3M · held 11+ qtrs, 2 adds in a row
- ISHARES TR - MSCI INTL QUALTY+4%
now $407.4M
- EA SERIES TRUST - ALPHA ARCHITECT+5211%
now $15.1M
- VANGUARD MALVERN FDS - STRM INFPROIDX+5%
now $265.9M
now $216.7M · held 11+ qtrs, 2 adds in a row
+699 more in the Excel export
Trimmed (194)
$MUMICRON TECHNOLOGY INC-32%
now $23.2M · held 11+ qtrs, 2 trims in a row
$SANMSANMINA CORP-95%
now $221K
$COLBCOLUMBIA BANKING SYSTEM, INC.-84%
now $718K
$QQQINVESCO QQQ TRUST, SERIES 1-11%
now $20.6M · held 11+ qtrs
$DELLDell Technologies Inc.-5%
now $42.4M · held 11+ qtrs, 2 trims in a row
$NTCTNETSCOUT SYSTEMS INC-57%
now $1.6M
+188 more in the Excel export
Holdings by quarter
Every 13F Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma has filed, 41 earlier quarters. Pick one to see what it held then.
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Q3 2026 13F filed with the SEC on Oct 27, 2026. Prices are closing prices as of Oct 27, 2026.
Average quality of Empirical Financial Services, d.b.a. Empirical Wealth Ma's top 20 holdings: 78/100 (our AI quality score, weighted by position size; 18 of the 20 are scored)
Top 10 since filing
0.0%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 8% over the last 4
Top 10 weight
40%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
95%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma disclosed 1,154 positions worth $7.4B in its Form 13F-HR for Q3 2026 — $7.3B in common stock plus $82.0M of put/call option positions (reported at underlying notional value, not premium at risk), led by $NVDA (NVIDIA CORP) at 7.5% of the equity portfolio. During the quarter the fund opened 186 new positions and exited 96 — including a new stake in $SPY. The portfolio is most concentrated in Other (57.3% of disclosed assets). All figures are sourced directly from Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma’s Form 13F-HR filing with the SEC under CIK 1510434.
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AI-Powered Hedge Fund Analysis: Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma
13F Pro is an AI hedge fund tracker and stock research platform. For Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma (SEC CIK: 1510434), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.