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GUGGENHEIM CAPITAL LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1283072
Institutional-grade research for retail investors

Sector Allocation

  • Technology40.9%$6.3B
  • Other16.4%$2.5B
  • Consumer Discretionary7.2%$1.1B
  • Healthcare7.1%$1.1B
  • Financials6.5%$1.0B
  • Consumer Staples4.8%$734.7M
  • Industrials4.5%$698.5M
  • Utilities3.5%$534.7M
  • Materials3.0%$470.7M
  • Energy2.3%$356.5M

AUM History

13fpro.ai/research/fund/guggenheim-capital-llc-1283072

Conviction and streaks

Concentrating · top 10 = 23.9%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

NVDA$NVDAConviction hold3.6% weight · held 10 quartersMU$MUConviction hold3.4% weight · held 10 quartersAAPL$AAPLConviction hold2.9% weight · held 10 quartersLRCX$LRCXConviction hold2.4% weight · held 7 quartersMSFT$MSFTConviction hold2.1% weight · held 10 quartersDASH$DASHAccumulating+206% shares · 9 quarters runningNAC$NACAccumulating+218% shares · 9 quarters runningNVG$NVGAccumulating+189% shares · 9 quarters runningNOC$NOCAccumulating+1073% shares · 9 quarters runningICE$ICEAccumulating+172% shares · 9 quarters runningKO$KOTrimming-47% shares · 9 quarters runningGLW$GLWTrimming-61% shares · 9 quarters runningDE$DETrimming-53% shares · 9 quarters runningAPD$APDTrimming-72% shares · 9 quarters runningEXPD$EXPDTrimming-41% shares · 9 quarters running

Largest positions — Q2 2026

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/guggenheim-capital-llc-1283072

GUGGENHEIM CAPITAL LLC 13F holdings — Q2 2026

$15.9B portfolio (+23.3% QoQ) · 1,704 holdings · Q2 2026 13F · top 10 are 24% of the stock portfolio

Includes $424.5M of put/call options ($212.2M puts, $212.2M calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $15.5B. Weights use the stock portfolio.

All holdings — GUGGENHEIM CAPITAL LLC (Q2 2026)

1,704 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated. The page lists up to 1,000; every position is in the Excel export.

Company
SPY$SPYCALLSPDR S&P 500 ETF TRUST$212.2M+10%
SPY$SPYPUTSPDR S&P 500 ETF TRUST$212.2M+10%
META$METAMeta Platforms, Inc.$200.8M+8%
CSCO$CSCOCISCO SYSTEMS, INC.$191.5M-2%
TSLA$TSLATesla, Inc.$179.3M+10%
INTC$INTCINTEL CORP$167.5M+5%
SPY$SPYSPDR S&P 500 ETF TRUSTetf/fund$166.1M+50%
GOOG$GOOGAlphabet Inc.$163.7M+9%
KLAC$KLACKLA CORP$155.1M+956%
WMT$WMTWalmart Inc.$151.4M+5%
MRVL$MRVLMarvell Technology, Inc.$146.9M+5%
— GUGGENHEIM FDS TR - ULTRA SHORT INCO$135.8MNew
COST$COSTCOSTCO WHOLESALE CORP /NEW$132.8M+5%
QCOM$QCOMQUALCOMM INC/DE$118.2M-4%
MRK$MRKMerck & Co., Inc.$104.2M+2%

What changed in Q2 2026

Against the previous quarter's 13F: 185 new, 841 added to, 668 trimmed, 77 sold out. Share-count changes; largest moves by dollar size first.

New positions (185)

  • GUGGENHEIM FDS TR - ULTRA SHORT INCO$135.8M

    first bought this quarter

  • GUGGENHEIM FDS TR - SECURITIZED INCO$61.7M

    first bought this quarter

  • HONA$HONAHoneywell Aerospace Inc.$26.3M

    first bought this quarter

  • RKLB$RKLBRocket Lab Corp$11.8M

    first bought this quarter

  • TOL$TOLToll Brothers, Inc.$2.0M

    first bought this quarter

  • AB ACTIVE ETFS INC - CALIF INTER ETF$2.0M

    first bought this quarter

+179 more in the Excel export

Added to (841)

  • KLAC$KLACKLA CORP+956%

    now $155.1M · held 10+ qtrs

  • SNDK$SNDKSandisk Corp+432%

    now $99.5M · held 6 qtrs

  • BKNG$BKNGBooking Holdings Inc.+2542%

    now $73.3M · held 10+ qtrs

  • SPY$SPYSPDR S&P 500 ETF TRUST+50%

    now $166.1M · held 10+ qtrs

  • NVDA$NVDANVIDIA CORP+7%

    now $553.2M · held 10+ qtrs

  • MU$MUMICRON TECHNOLOGY INC+5%

    now $531.4M · held 10+ qtrs

+835 more in the Excel export

Trimmed (668)

  • HON$HONHONEYWELL INTERNATIONAL INC-45%

    now $28.4M · held 10+ qtrs, 4 trims in a row

  • CMI$CMICUMMINS INC-18%

    now $40.7M · held 10+ qtrs, 8 trims in a row

  • SBUX$SBUXSTARBUCKS CORP-24%

    now $28.3M · held 10+ qtrs, 4 trims in a row

  • SHW$SHWSHERWIN WILLIAMS CO-19%

    now $31.3M · held 10+ qtrs, 5 trims in a row

  • SYY$SYYSYSCO CORP-37%

    now $12.1M

  • XOM.R34088$XOM.R34088EXXON MOBIL CORP-12%

    now $47.6M · held 10+ qtrs, 3 trims in a row

+662 more in the Excel export

Sold out (77)

  • NUVEEN NEW JERSEYwas $4.1M
  • CTRA$CTRACoterra Energy Inc.was $3.1M
  • APLS$APLSApellis Pharmaceuticals, Inc.was $2.3M
  • PSF$PSFCohen & Steers Select Preferred & Income Fund, Inc.was $1.7M
  • ACLX$ACLXArcellx, Inc.was $1.7M
  • HASI$HASIHA Sustainable Infrastructure Capital, Inc.was $1.4M

+71 more in the Excel export

Share

Holdings by quarter

Every 13F GUGGENHEIM CAPITAL LLC has filed, 39 earlier quarters. Pick one to see what it held then.

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Is it too late to follow GUGGENHEIM CAPITAL?

Q2 2026 13F filed with the SEC on Aug 12, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of GUGGENHEIM CAPITAL's top 20 holdings: 77/100 (our AI quality score, weighted by position size; 19 of the 20 are scored)

Top 10 since filing

-5.4%

Value-weighted move of the 10 largest stock positions

Turnover

10%

Last quarter; 26% over the last 4

Top 10 weight

24%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

98%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

GUGGENHEIM CAPITAL LLC disclosed 1,704 positions worth $15.9B in its Form 13F-HR for Q2 2026 — $15.5B in common stock plus $424.5M of put/call option positions (reported at underlying notional value, not premium at risk), led by $NVDA (NVIDIA CORP) at 3.6% of the equity portfolio, followed by $MU and $AAPL. During the quarter the fund opened 185 new positions and exited 77. The portfolio is most concentrated in Technology (40.9% of disclosed assets). All figures are sourced directly from GUGGENHEIM CAPITAL LLC’s Form 13F-HR filing with the SEC under CIK 1283072.

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AI-Powered Hedge Fund Analysis: GUGGENHEIM CAPITAL LLC

13F Pro is an AI hedge fund tracker and stock research platform. For GUGGENHEIM CAPITAL LLC (SEC CIK: 1283072), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in GUGGENHEIM CAPITAL LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.