What does NBC SECURITIES, INC. hold?

NBC SECURITIES, INC.'s largest disclosed positions on the most recent Form 13F-HR filing on SEC EDGAR include AAPL, SPY. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/791540.

What is NBC SECURITIES, INC.'s AUM?

NBC SECURITIES, INC. reported approximately $1.5B in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $1.8B in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source NBC SECURITIES, INC.'s holdings?

All NBC SECURITIES, INC. holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 791540. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is NBC SECURITIES, INC.'s 13F data updated on 13F Pro?

NBC SECURITIES, INC.'s holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

NBC SECURITIES, INC.

Institutional InvestorSimilar funds →SEC EDGAR: CIK 791540

Institutional-grade research for retail investors

Sector Allocation

Other36.7%$538.8M
Technology19.6%$286.9M
Financials12.0%$176.0M
Industrials6.6%$96.9M
Healthcare5.0%$72.7M
Utilities4.6%$66.9M
Consumer Discretionary4.1%$59.6M
Energy3.6%$53.4M
Consumer Staples2.8%$41.4M
Materials2.0%$29.8M

AUM History

13fpro.ai/research/fund/nbc-securities-inc-791540

Conviction and streaks

Stable · top 10 = 17.6%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$AAPLConviction hold2.9% weight · held 8 quarters

$SPYConviction hold2.3% weight · held 8 quarters

$Conviction hold2.3% weight · held 8 quarters

$Conviction hold2.0% weight · held 8 quarters

$MSFTConviction hold1.8% weight · held 8 quarters

$Accumulating+467600% shares · 7 quarters running

$Accumulating+540679% shares · 7 quarters running

$Accumulating+725345% shares · 7 quarters running

$Accumulating+586382% shares · 7 quarters running

$Accumulating+9651733% shares · 7 quarters running

$GWWTrimming-50% shares · 7 quarters running

$AVGOTrimming-29% shares · 6 quarters running

$JPMTrimming-10% shares · 6 quarters running

$Trimming-17% shares · 6 quarters running

$Trimming-65% shares · 6 quarters running

Largest positions — Q3 2026

AAPL
$42.5M
SPY
$34.4M
SPDR
$33.1M
VANGUARD
$29.5M
MSFT
$26.1M
NVDA
$24.2M
AMZN
$18.1M
GOOGL
$16.9M
ISHARES
$16.5M
AVGO
$16.3M
QQQ
$14.4M
VANGUARD
$13.5M
SPDR
$12.8M
JPM
$12.4M
SPDR
$10.6M
V
$10.5M
ISHARES
$9.4M
SPDR
$9.3M
WT
$9.3M
WMT
$9.0M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/nbc-securities-inc-791540

NBC SECURITIES, INC. 13F holdings — Q3 2026

$1.5B portfolio (-0.6% QoQ) · 2,480 holdings · Q3 2026 13F · top 10 are 18% of the stock portfolio

1
Apple Inc.
$AAPL
$42.5M
2.9% of stocks
-7%This quarter0.0%Since filed8+ qtrsHeld
AIQuality75.7#88Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 3 qtrs in a row
2
SPDR S&P 500 ETF TRUST
$SPY
$34.4M
2.3% of stocks
-1%This quarter0.0%Since filed8+ qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 3 qtrs in a row
3
SPDR SERIES TRUST - ST STR P500ETF
$33.1M
2.3% of stocks
-3%This quarter—Since filed—Held
AIQuality—Est. buy—
4
VANGUARD INDEX FDS - S&P 500 ETF SHS
$29.5M
2.0% of stocks
+4%This quarter—Since filed—Held
AIQuality—Est. buy—
5
MICROSOFT CORP
$MSFT
$26.1M
1.8% of stocks
-6%This quarter0.0%Since filed8+ qtrsHeld
AIQuality79.8#30Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 3 qtrs in a row
6
NVIDIA CORP
$NVDA
$24.2M
1.6% of stocks
-0.3%This quarter0.0%Since filed8+ qtrsHeld
AIQuality86.0#3Est. buyEstimated buy price is Pro: unlock with a free trial
7
AMAZON COM INC
$AMZN
$18.1M
1.2% of stocks
-2%This quarter0.0%Since filed8+ qtrsHeld
AIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 3 qtrs in a row
8
Alphabet Inc.
$GOOGL
$16.9M
1.1% of stocks
-13%This quarter0.0%Since filed8+ qtrsHeld
AIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trial
9
ISHARES TR - CORE S&P500 ETF
$16.5M
1.1% of stocks
+5%This quarter—Since filed—Held
AIQuality—Est. buy—
10
Broadcom Inc.
$AVGO
$16.3M
1.1% of stocks
-3%This quarter0.0%Since filed8+ qtrsHeld
AIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 3 qtrs in a row

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	Apple Inc.$AAPL	$42.5M	2.9%	-7%	0.0%	8+ qtrsTrimmed 3 qtrs in a row	75.7#88	Estimated buy price is Pro: unlock with a free trial
2	SPDR S&P 500 ETF TRUST$SPY	$34.4M	2.3%	-1%	0.0%	8+ qtrsTrimmed 3 qtrs in a row	—	Estimated buy price is Pro: unlock with a free trial
3	SPDR SERIES TRUST - ST STR P500ETF	$33.1M	2.3%	-3%	—	—	—	—
4	VANGUARD INDEX FDS - S&P 500 ETF SHS	$29.5M	2.0%	+4%	—	—	—	—
5	MICROSOFT CORP$MSFT	$26.1M	1.8%	-6%	0.0%	8+ qtrsTrimmed 3 qtrs in a row	79.8#30	Estimated buy price is Pro: unlock with a free trial
6	NVIDIA CORP$NVDA	$24.2M	1.6%	-0.3%	0.0%	8+ qtrs	86.0#3	Estimated buy price is Pro: unlock with a free trial
7	AMAZON COM INC$AMZN	$18.1M	1.2%	-2%	0.0%	8+ qtrsTrimmed 3 qtrs in a row	AI quality score is Pro: unlock with a free trial	Estimated buy price is Pro: unlock with a free trial
8	Alphabet Inc.$GOOGL	$16.9M	1.1%	-13%	0.0%	8+ qtrs	AI quality score is Pro: unlock with a free trial	Estimated buy price is Pro: unlock with a free trial
9	ISHARES TR - CORE S&P500 ETF	$16.5M	1.1%	+5%	—	—	—	—
10	Broadcom Inc.$AVGO	$16.3M	1.1%	-3%	0.0%	8+ qtrsTrimmed 3 qtrs in a row	AI quality score is Pro: unlock with a free trial	Estimated buy price is Pro: unlock with a free trial

All holdings — NBC SECURITIES, INC. (Q3 2026)

Sort

2,480 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated. The page lists up to 1,000; every position is in the Excel export.

#		Company						Held		Source
11	$QQQ	INVESCO QQQ TRUST, SERIES 1etf/fund	—	$14.4M	1.0%	19K	+12%	8+ qtrs	AI quality score is Pro: unlock with a free trial	13F
12	—	VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKTetf/fund	—	$13.5M	0.9%	191K	+8%	—	—	13F
13	—	SPDR INDEX SHS FDS - ST STR PO EX ETFetf/fund	—	$12.8M	0.9%	254K	+15%	—	—	13F
14	$JPM	JPMORGAN CHASE & CO	Financials	$12.4M	0.8%	38K	-4%	8+ qtrsTrimmed 3 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
15	—	SPDR SERIES TRUST - ST STR AGGRE ETFetf/fund	—	$10.6M	0.7%	435K	+18%	—	—	13F
16	$V	VISA INC.	Financials	$10.5M	0.7%	29K	+0.0%	8+ qtrs	AI quality score is Pro: unlock with a free trial	13F
17	—	ISHARES TR - CORE US AGGBD ETetf/fund	—	$9.4M	0.6%	100K	+23%	—	—	13F
18	—	SPDR SERIES TRUST - ST INTER BD ETFetf/fund	—	$9.3M	0.6%	290K	+3%	—	—	13F
19	$WT	WisdomTree, Inc.	Financials	$9.3M	0.6%	135K	+3%	8+ qtrs	61.4	13F
20	$WMT	Walmart Inc.	Consumer Staples	$9.0M	0.6%	87K	-2%	8+ qtrs	AI quality score is Pro: unlock with a free trial	13F
21	$JNJ	JOHNSON & JOHNSON	Healthcare	$8.9M	0.6%	34K	+1%	8+ qtrsAdded 2 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
22	$NEE	NEXTERA ENERGY INC	Utilities	$8.5M	0.6%	112K	+0.3%	8+ qtrs	AI quality score is Pro: unlock with a free trial	13F
23	—	VANGUARD INDEX FDS - MRNGSTR TTL STKetf/fund	—	$8.4M	0.6%	22K	+2%	—	—	13F
24	$PWR	QUANTA SERVICES, INC.	Industrials	$7.5M	0.5%	12K	+4%	8+ qtrs	AI quality score is Pro: unlock with a free trial	13F
25	$MU	MICRON TECHNOLOGY INC	Technology	$7.4M	0.5%	6,926	-0.3%	8+ qtrs	AI quality score is Pro: unlock with a free trial	13F
26	$PG	PROCTER & GAMBLE Co	Consumer Staples	$7.2M	0.5%	50K	-0.1%
27	$GOOG	Alphabet Inc.	Technology	$7.0M	0.5%	21K	-12%
28	$META	Meta Platforms, Inc.	Technology	$6.9M	0.5%	9,571	+0.9%
29	—	VANGUARD SCOTTSDALE FDS - INT-TERM CORP	—	$6.8M	0.5%	87K	+1%
30	$XOM.R34088	EXXON MOBIL CORP	Energy	$6.8M	0.5%	42K	+0.4%
31	—	SELECT SECTOR SPDR TR - ST STR TECHN ETF	—	$6.7M	0.5%	34K	-2%
32	$WMB	WILLIAMS COMPANIES, INC.	Energy	$6.7M	0.5%	98K	+0.4%
33	$IVZ	Invesco Ltd.	Financials	$6.3M	0.4%	30K	+20%
34	$GLW	CORNING INC /NY	Materials	$6.3M	0.4%	41K	+57%
35	$MS	MORGAN STANLEY	Financials	$6.3M	0.4%	33K	-1%
36	$DTM	DT Midstream, Inc.	Energy	$6.2M	0.4%	52K	+0.5%
37	$JCI	Johnson Controls International plc	Industrials	$6.2M	0.4%	42K	+0.7%
38	$PH	Parker-Hannifin Corp	Industrials	$6.2M	0.4%	6,489	-1.0%
39	—	SPDR SERIES TRUST - ST STR P500VAL	—	$6.2M	0.4%	101K	+18%
40	$LLY	ELI LILLY & Co	Healthcare	$6.0M	0.4%	5,221	-5%
41	$IAU	ISHARES GOLD TRUST	Financials	$5.9M	0.4%	76K	+9%
42	—	VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US	—	$5.9M	0.4%	71K	+4%
43	$WT	WisdomTree, Inc.	Financials	$5.7M	0.4%	59K	-4%
44	—	ISHARES TR - RUS 1000 VAL ETF	—	$5.7M	0.4%	23K	+19%
45	$CB	Chubb Ltd	Financials	$5.6M	0.4%	17K	+0.3%
46	$SCHW	SCHWAB CHARLES CORP	Financials	$5.4M	0.4%	55K	+1%
47	—	ISHARES TR - CORE S&P MCP ETF	—	$5.3M	0.4%	74K	+3%
48	—	ISHARES TR - RUS 1000 GRW ETF	—	$5.3M	0.4%	42K	-3%
49	—	ISHARES TR - RUSSELL 2000 ETF	—	$5.2M	0.4%	19K	+4%
50	$MRK	Merck & Co., Inc.	Healthcare	$5.2M	0.3%	36K	-6%
51	$CVX	CHEVRON CORP	Energy	$5.1M	0.3%	25K	+2%
52	—	ISHARES TR - CORE S&P SCP ETF	—	$5.1M	0.3%	38K	+2%
53	$EQIX	EQUINIX INC	Real Estate	$5.1M	0.3%	5,049	+0.6%
54	$UNP	UNION PACIFIC CORP	Industrials	$5.0M	0.3%	18K	-2%
55	$NI	NISOURCE INC.	Utilities	$5.0M	0.3%	127K	+0.6%
56	$LMT	LOCKHEED MARTIN CORP	Industrials	$4.9M	0.3%	9,527	+0.7%
57	$ETR	ENTERGY CORP /DE/	Utilities	$4.8M	0.3%	48K	+0.6%
58	$SYY	SYSCO CORP	Consumer Discretionary	$4.8M	0.3%	62K	+1%
59	$IDA	IDACORP INC	Utilities	$4.8M	0.3%	37K	+0.6%
60	$TLN	Talen Energy Corp	Utilities	$4.8M	0.3%	15K	+0.3%
61	$WT	WisdomTree, Inc.	Financials	$4.6M	0.3%	45K	-1%
62	$VRT	Vertiv Holdings Co	Technology	$4.6M	0.3%	19K	-3%
63	—	ISHARES TR - EAFE GRWTH ETF	—	$4.6M	0.3%	38K	+5%
64	$CSCO	CISCO SYSTEMS, INC.	Technology	$4.5M	0.3%	42K	+38%
65	$WT	WisdomTree, Inc.	Financials	$4.5M	0.3%	98K	+1.0%
66	—	ISHARES TR - EAFE VALUE ETF	—	$4.5M	0.3%	57K	+8%
67	—	VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF	—	$4.4M	0.3%	74K	+2%
68	$LITE	Lumentum Holdings Inc.	Technology	$4.3M	0.3%	4,458	+32%
69	$WT	WisdomTree, Inc.	Financials	$4.3M	0.3%	105K	-7%
70	—	VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF	—	$4.3M	0.3%	92K	+4%
71	$CEG	Constellation Energy Corp	Utilities	$4.2M	0.3%	17K	+3%
72	$ABBV	AbbVie Inc.	Healthcare	$4.1M	0.3%	16K	+2%
73	$AMAT	APPLIED MATERIALS INC /DE	Technology	$4.1M	0.3%	8,098	-7%
74	$SYK	STRYKER CORP	Healthcare	$4.1M	0.3%	15K	+0.3%
75	—	FIRST TR EXCHANGE-TRADED FD - NASDAQ CYB ETF	—	$4.1M	0.3%	40K	-5%
76	—	VANGUARD INDEX FDS - MRNGSTR VAL ETF	—	$4.0M	0.3%	19K	+67%
77	—	VANGUARD WORLD FD - INF TECH ETF	—	$4.0M	0.3%	32K	-7%
78	$GEV	GE Vernova Inc.	Industrials	$4.0M	0.3%	4,245	+2%
79	$TMUS	T-Mobile US, Inc.	Communication Services	$4.0M	0.3%	25K	+0.8%
80	$MDT	Medtronic plc	Healthcare	$3.9M	0.3%	45K	-5%
81	$IVZ	Invesco Ltd.	Financials	$3.9M	0.3%	28K	-0.5%
82	$RSG	REPUBLIC SERVICES, INC.	Utilities	$3.9M	0.3%	18K	+0.9%
83	—	SPDR SERIES TRUST - ST PORT HIGH ETF	—	$3.8M	0.3%	170K	-9%
84	$TSM	TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	Technology	$3.8M	0.3%	8,428	-4%
85	$META	Meta Platforms, Inc.	Technology	$3.8M	0.3%	50K	+0.9%
86	$INTC	INTEL CORP	Technology	$3.7M	0.3%	31K	-9%
87	$NOW	ServiceNow, Inc.	Technology	$3.7M	0.3%	27K	+5%
88	—	ISHARES TR - RUS MID CAP ETF	—	$3.6M	0.2%	34K	-3%
89	$CCJ	CAMECO CORP	Materials	$3.6M	0.2%	41K	+0.4%
90	$CAT	CATERPILLAR INC	Industrials	$3.5M	0.2%	4,378	+4%
91	$NXPI	NXP Semiconductors N.V.	Technology	$3.5M	0.2%	15K	-2%
92	$AMT	AMERICAN TOWER CORP /MA/	Real Estate	$3.4M	0.2%	21K	-0.6%
93	$AMD	ADVANCED MICRO DEVICES INC	Technology	$3.4M	0.2%	5,578	+11%
94	$AEE	AMEREN CORP	Utilities	$3.4M	0.2%	34K	+1%
95	—	ISHARES TR - IBOXX INV CP ETF	—	$3.4M	0.2%	33K	+6%
96	$UBER	Uber Technologies, Inc	Technology	$3.4M	0.2%	49K	+1%
97	—	SPDR SERIES TRUST - ST STR P500GRW	—	$3.4M	0.2%	27K	-0.2%
98	$LRCX	LAM RESEARCH CORP	Technology	$3.3M	0.2%	10K	+0.5%
99	—	FIRST TR EXCHANGE-TRADED FD - CAP STRENGTH ETF	—	$3.3M	0.2%	35K	-9%
100	$DELL	Dell Technologies Inc.	Technology	$3.3M	0.2%	6,141	-30%
101	$XEL	XCEL ENERGY INC	Utilities	$3.3M	0.2%	47K	+1%
102	$WEC	WEC ENERGY GROUP, INC.	Utilities	$3.3M	0.2%	32K	+0.6%
103	$BRK.B	BERKSHIRE HATHAWAY INC	Financials	$3.2M	0.2%	6,518	-4%
104	$CNP	CENTERPOINT ENERGY INC	Utilities	$3.2M	0.2%	87K	+0.5%
105	$KO	COCA COLA CO	Consumer Staples	$3.2M	0.2%	37K	-1%
106	—	VANGUARD BD INDEX FDS - INTERMED TERM	—	$3.2M	0.2%	43K	+1%
107	$PEP	PEPSICO INC	Consumer Staples	$3.2M	0.2%	25K	-0.4%
108	$LNG	Cheniere Energy, Inc.	Energy	$3.1M	0.2%	12K	+0.5%
109	$COST	COSTCO WHOLESALE CORP /NEW	Consumer Staples	$3.1M	0.2%	3,448	+46%
110	—	SPDR SERIES TRUST - ST STR SP600 SML	—	$3.1M	0.2%	59K	+11%
111	$FITB	FIFTH THIRD BANCORP	Financials	$3.1M	0.2%	61K	-4%
112	$SRE	SEMPRA	Utilities	$3.1M	0.2%	39K	-50%
113	$FFIV	F5, INC.	Technology	$3.1M	0.2%	6,861	+60%
114	$MA	Mastercard Inc	Financials	$3.0M	0.2%	5,518	-1%
115	$DLR	DIGITAL REALTY TRUST, INC.	Real Estate	$3.0M	0.2%	17K	+0.5%
116	$SHOP	SHOPIFY INC.	Technology	$3.0M	0.2%	20K	-8%
117	$LOW	LOWES COMPANIES INC	Consumer Discretionary	$3.0M	0.2%	16K	-5%
118	$SNOW	Snowflake Inc.	Technology	$3.0M	0.2%	8,741	-5%
119	$CIEN	CIENA CORP	Technology	$3.0M	0.2%	8,425	New
120	—	VANGUARD SCOTTSDALE FDS - VNG RUS3000IDX	—	$3.0M	0.2%	8,800	-7%
121	$IBM	INTERNATIONAL BUSINESS MACHINES CORP	Technology	$2.9M	0.2%	13K	+4%
122	—	ISHARES TR - MSCI EAFE ETF	—	$2.9M	0.2%	28K	-3%
123	—	FIRST TR EXCHANGE TRADED FD - RISNG DIVD ACHIV	—	$2.9M	0.2%	36K	-4%
124	$HIG	HARTFORD INSURANCE GROUP, INC.	Financials	$2.9M	0.2%	23K	-1%
125	—	SPDR SERIES TRUST - ST STR BLO 1 ETF	—	$2.8M	0.2%	31K	+0.8%
126	$PKG	PACKAGING CORP OF AMERICA	Materials	$2.8M	0.2%	12K	-1%
127	$HD	HOME DEPOT, INC.	Consumer Discretionary	$2.8M	0.2%	9,839	-3%
128	$IRM	IRON MOUNTAIN INC	Real Estate	$2.8M	0.2%	25K	+0.5%
129	$PAYX	PAYCHEX INC	Technology	$2.8M	0.2%	28K	+2%
130	—	ISHARES TR - 0-3 MTH TREASURY	—	$2.8M	0.2%	28K	+27%
131	$IVZ	Invesco Ltd.	Financials	$2.7M	0.2%	25K	+123%
132	$WT	WisdomTree, Inc.	Financials	$2.7M	0.2%	64K	-7%
133	$AMGN	AMGEN INC	Healthcare	$2.6M	0.2%	6,283	-7%
134	—	GOLDMAN SACHS ETF TR - NASDA 100 ETF	—	$2.6M	0.2%	46K	+10%
135	$DDOG	Datadog, Inc.	Technology	$2.6M	0.2%	9,644	+0.2%
136	—	VANGUARD INDEX FDS - MRNGSTR LRG CAP	—	$2.6M	0.2%	7,410	-0.4%
137	$NYT	NEW YORK TIMES CO	Communication Services	$2.6M	0.2%	41K	+45%
138	—	SCHWAB STRATEGIC TR - INT-TRM U.S TRES	—	$2.6M	0.2%	109K	+9%
139	$GILD	GILEAD SCIENCES, INC.	Healthcare	$2.6M	0.2%	17K	+1%
140	$COHR	COHERENT CORP.	Technology	$2.6M	0.2%	8,941	+39%
141	$CP	CANADIAN PACIFIC KANSAS CITY LTD/CN	Industrials	$2.5M	0.2%	29K	+0.4%
142	$GD	GENERAL DYNAMICS CORP	Industrials	$2.5M	0.2%	7,447	-0.0%
143	$LNT	ALLIANT ENERGY CORP	Utilities	$2.5M	0.2%	39K	-3%
144	—	J P MORGAN EXCHANGE TRADED F - EQUITY PREMIUM	—	$2.4M	0.2%	42K	+9%
145	—	FIRST TR EXCHANGE-TRADED FD - CLOUD COMPUTING	—	$2.4M	0.2%	15K	-8%
146	—	CAPITAL GRP FIXED INCM ETF T - CORE PLUS INCM	—	$2.4M	0.2%	112K	+0.5%
147	—	VANGUARD STAR FDS - VG TL INTL STK F	—	$2.4M	0.2%	28K	+1%
148	$CRWD	CrowdStrike Holdings, Inc.	Technology	$2.3M	0.2%	8,794	+306%
149	$WT	WisdomTree, Inc.	Financials	$2.3M	0.1%	69K	+9%
150	$WULF	TERAWULF INC.	Financials	$2.3M	0.1%	153K	-2%

What changed in Q3 2026

Against the previous quarter's 13F: 161 new, 856 added to, 702 trimmed, 100 sold out. Share-count changes; largest moves by dollar size first.

New positions (161)

FIRST TR EXCHANGE-TRADED FD - VEST LADDERED$1.5M
first bought this quarter
$EROCERock, Inc.$1.5M
first bought this quarter
$WOLFWOLFSPEED, INC.$1.1M
first bought this quarter
$OPIOFFICE PROPERTIES INCOME TRUST$855K
first bought this quarter
ISHARES TR - IBONDS DEC 2033$681K
first bought this quarter
SPDR SERIES TRUST - ST LONG BD ETF$636K
first bought this quarter

+155 more in the Excel export

Added to (856)

$GLWCORNING INC /NY+57%
now $6.3M · held 8+ qtrs
INVESCO EXCH TRADED FD TR II - DORSEY WRGT EMRG+5329%
now $2.2M
ISHARES TR - CORE US AGGBD ET+23%
now $9.4M
$CRWDCrowdStrike Holdings, Inc.+306%
now $2.3M · held 8+ qtrs
SPDR INDEX SHS FDS - ST STR PO EX ETF+15%
now $12.8M
SPDR SERIES TRUST - ST STR AGGRE ETF+18%
now $10.6M

+850 more in the Excel export

Trimmed (702)

$AAPLApple Inc.-7%
now $42.5M · held 8+ qtrs, 3 trims in a row
$SRESEMPRA-50%
now $3.1M · held 8+ qtrs
SPDR SERIES TRUST - ST SHOR CORP ETF-94%
now $174K
$GOOGLAlphabet Inc.-13%
now $16.9M · held 8+ qtrs
$CCZCOMCAST CORP-85%
now $415K
$MSFTMICROSOFT CORP-6%
now $26.1M · held 8+ qtrs, 3 trims in a row

+696 more in the Excel export

Sold out (100)

$IPGPIPG PHOTONICS CORPwas $1.0M
held 2 qtrs
ISHARES TR - IBONDS DEC 2031was $673K
$WHRWHIRLPOOL CORP /DE/was $650K
held 4 qtrs
$IESCIES Holdings, Inc.was $483K
held 5 qtrs
$THOTHOR INDUSTRIES INCwas $378K
$REALTheRealReal, Inc.was $263K

+94 more in the Excel export

Firm AUM (Form ADV): $1.8B as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F NBC SECURITIES, INC. has filed, 12 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow NBC SECURITIES?

Q3 2026 13F filed with the SEC on Oct 26, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of NBC SECURITIES's top 20 holdings: 74/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)

Top 10 since filing

0.0%

Value-weighted move of the 10 largest stock positions

Turnover

Last quarter; 24% over the last 4

Top 10 weight

18%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

98%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

NBC SECURITIES, INC. disclosed 2,480 positions worth $1.5B in its Form 13F-HR for Q3 2026, led by $AAPL (Apple Inc.) at 2.9% of the equity portfolio, followed by $SPY. During the quarter the fund opened 161 new positions and exited 100 and a full exit from $IPGP. The portfolio is most concentrated in Other (36.7% of disclosed assets). All figures are sourced directly from NBC SECURITIES, INC.’s Form 13F-HR filing with the SEC under CIK 791540.

Funds like this

managers whose biggest positions overlap NBC SECURITIES's

REAVES W H & CO INC$6.59B 13F book · 11 shared top holdingsNEEPWRDTMSRE Energy Income Partners, LLC$6.36B 13F book · 7 shared top holdingsNEEPWRDTMSRE TORTOISE CAPITAL ADVISORS, L.L.C.$9.84B 13F book · 8 shared top holdingsDTMSREWMBPWR DUFF & PHELPS INVESTMENT MANAGEMENT CO$10.60B 13F book · 6 shared top holdingsNEESREWMBNI Badgley Phelps Wealth Managers, LLC$5.80B 13F book · 7 shared top holdingsPWRMSVRTPH GROUPAMA ASSET MANAGMENT$7.93B 13F book · 5 shared top holdingsNEESREMSPH

Browse Top Institutional Investors

13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.

Berkshire Hathaway Bridgewater Associates Citadel Advisors Renaissance Technologies Two Sigma Investments DE Shaw & Co Millennium Management AQR Capital Management Point72 Asset Management Tiger Global Management Vanguard Group BlackRock

to search all 8,700+ institutional filers.

AI-Powered Hedge Fund Analysis: NBC SECURITIES, INC.

13F Pro is an AI hedge fund tracker and stock research platform. For NBC SECURITIES, INC. (SEC CIK: 791540), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in NBC SECURITIES, INC.'s portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.