Sound Income Strategies, LLC
Sector Allocation
- Other40.6%$910.5M
- Financials12.8%$286.9M
- Technology10.7%$238.9M
- Real Estate9.3%$207.8M
- Healthcare5.4%$120.6M
- Energy4.7%$104.7M
- Consumer Staples3.9%$87.9M
- Industrials3.8%$84.6M
- Consumer Discretionary3.7%$82.9M
- Communication Services2.2%$49.3M
AUM History
13fpro.ai/research/fund/sound-income-strategies-llc-1730960
Conviction and streaks
Diversifying · top 10 = 19.2%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
HCXY
$62.5MARCC
$59.9MOBDC
$56.4MTSLX
$43.9MFDUS
$41.9MGBDC
$41.8MAAPL
$32.9M- ISHARES$31.3M
- VANECK$29.7M
- TIDAL$29.2M
VICI
$29.2MOMC
$27.9M- VIRTUS$27.6M
ABBV
$27.0M- ISHARES$26.6M
GEF
$26.5MCSCO
$26.0MTTE
$25.4MPFG
$24.2MACN
$23.6M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/sound-income-strategies-llc-1730960
Sound Income Strategies, LLC 13F holdings — Q3 2026
$2.2B portfolio (+0.6% QoQ) · 478 holdings · Q3 2026 13F · top 10 are 19% of the stock portfolio
$62.5M
2.8% of stocks
+3%This quarter+1.0%Since filed11+ qtrsHeldAIQuality50.7#1,591Est. buyEstimated buy price is Pro: unlock with a free trialAdded 3 qtrs in a row$59.9M
2.7% of stocks
+15%This quarter+0.3%Since filed11+ qtrsHeldAIQuality50.6#1,597Est. buyEstimated buy price is Pro: unlock with a free trialAdded 4 qtrs in a row$56.4M
2.5% of stocks
+32%This quarter-1.4%Since filed11+ qtrsHeld$43.9M
2.0% of stocks
-8%This quarter-2.4%Since filed11+ qtrsHeld$41.9M
1.9% of stocks
+2909%This quarter-2.0%Since filed11+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialAdded 4 qtrs in a row$41.8M
1.9% of stocks
-12%This quarter+0.2%Since filed11+ qtrsHeld$32.9M
1.5% of stocks
+0.8%This quarter+2.2%Since filed11+ qtrsHeld- 8
ISHARES TR - 0-5YR HI YL CP
$31.3M
1.4% of stocks
-25%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
VANECK ETF TRUST - EMERGING MRKT HI
$29.7M
1.3% of stocks
-26%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
TIDAL TRUST I - SOUND ENHANCED
$29.2M
1.3% of stocks
-2%This quarter—Since filed—HeldAIQuality—Est. buy—
All holdings — Sound Income Strategies, LLC (Q3 2026)
478 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | VICI PROPERTIES INC. | Real Estate | $29.2M | 1.3% | 1.28M | +76% | 11+ qtrsAdded 10 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 12 | OMNICOM GROUP INC. | Communication Services | $27.9M | 1.3% | 365K | +2% | 11+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 13 | — | VIRTUS ETF TR II - SEIX SR LN ETFetf/fund | — | $27.6M | 1.2% | 1.19M | New | — | — | 13F |
| 14 | AbbVie Inc. | Healthcare | $27.0M | 1.2% | 99K | +2% | 11+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | — | ISHARES INC - JP MRGN EM HI BDetf/fund | — | $26.6M | 1.2% | 689K | -29% | — | — | 13F |
| 16 | GREIF, INC | Industrials | $26.5M | 1.2% | 246K | +1% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | CISCO SYSTEMS, INC. | Technology | $26.0M | 1.2% | 226K | +0.1% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | TotalEnergies SE | Energy | $25.4M | 1.1% | 296K | +2% | 5 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | PRINCIPAL FINANCIAL GROUP INC | Financials | $24.2M | 1.1% | 221K | -0.9% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | Accenture plc | Technology | $23.6M | 1.1% | 113K | +3% | 11+ qtrsAdded 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | PERRIGO Co plc | Healthcare | $23.4M | 1.0% | 1.62M | +4% | 9 qtrsAdded 9 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | Blackstone Secured Lending Fund | Other | $22.9M | 1.0% | 949K | -48% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | PFIZER INC | Healthcare | $22.8M | 1.0% | 820K | +2% | 11+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | NVIDIA CORP | Technology | $22.1M | 1.0% | 96K | -1.0% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | — | TIDAL TRUST I - SOUND EQUIT ETFetf/fund | — | $21.8M | 1.0% | 739K | -2% | — | — | 13F |
| 26 | $PINE | Alpine Income Property Trust, Inc. | Real Estate | $21.2M | 0.9% | 1.18M | -4% | |||
| 27 | $CSWC | CAPITAL SOUTHWEST CORP | Other | $20.8M | 0.9% | 876K | -6% | |||
| 28 | $AMCR | Amcor plc | Consumer Discretionary | $20.5M | 0.9% | 490K | +2% | |||
| 29 | $NNN | NNN REIT, INC. | Real Estate | $20.0M | 0.9% | 496K | +0.7% | |||
| 30 | $O | REALTY INCOME CORP | Real Estate | $20.0M | 0.9% | 368K | +0.8% | |||
| 31 | $SBRA | Sabra Health Care REIT, Inc. | Real Estate | $19.8M | 0.9% | 1.05M | +8% | |||
| 32 | $AMT | AMERICAN TOWER CORP /MA/ | Real Estate | $19.8M | 0.9% | 119K | +15% | |||
| 33 | $IVZ | Invesco Ltd. | Financials | $19.7M | 0.9% | 1.04M | +37% | |||
| 34 | $PFLA | PennantPark Floating Rate Capital Ltd. | Other | $19.6M | 0.9% | 2.93M | -44% | |||
| 35 | $MSFT | MICROSOFT CORP | Technology | $19.6M | 0.9% | 37K | +2% | |||
| 36 | $TRIN | Trinity Capital Inc. | Other | $19.4M | 0.9% | 1.13M | -11% | |||
| 37 | $CFG | CITIZENS FINANCIAL GROUP INC/RI | Financials | $19.3M | 0.9% | 301K | +1% | |||
| 38 | $MTB | M&T BANK CORP | Financials | $19.2M | 0.9% | 88K | -12% | |||
| 39 | — | J P MORGAN EXCHANGE TRADED F - USD EMRNG MKT | — | $19.1M | 0.8% | 504K | New | |||
| 40 | $CRBD | Corebridge Financial, Inc. | Financials | $19.1M | 0.8% | 554K | +2% | |||
| 41 | $ENB | ENBRIDGE INC | Energy | $19.0M | 0.8% | 409K | +3% | |||
| 42 | $GLPI | Gaming & Leisure Properties, Inc. | Real Estate | $18.8M | 0.8% | 492K | +10% | |||
| 43 | $T | AT&T INC. | Communication Services | $18.8M | 0.8% | 755K | +20% | |||
| 44 | — | GLOBAL X FDS - NASDAQ 100 COVER | — | $18.7M | 0.8% | 1.00M | -4% | |||
| 45 | $SLRC | SLR Investment Corp. | Other | $18.7M | 0.8% | 1.63M | +7441% | |||
| 46 | — | ISHARES TR - CORE S&P500 ETF | — | $18.5M | 0.8% | 24K | +4% | |||
| 47 | $GTY | GETTY REALTY CORP /MD/ | Real Estate | $18.3M | 0.8% | 657K | New | |||
| 48 | $C | CITIGROUP INC | Financials | $18.0M | 0.8% | 141K | -13% | |||
| 49 | $WT | WisdomTree, Inc. | Financials | $17.4M | 0.8% | 250K | +5% | |||
| 50 | $ES | EVERSOURCE ENERGY | Utilities | $17.1M | 0.8% | 260K | +2% | |||
| 51 | — | ISHARES TR - MSCI US GARP ETF | — | $16.8M | 0.8% | 196K | New | |||
| 52 | $GOOGL | Alphabet Inc. | Technology | $16.7M | 0.8% | 48K | -0.3% | |||
| 53 | $AMZN | AMAZON COM INC | Consumer Discretionary | $16.6M | 0.7% | 66K | +0.4% | |||
| 54 | $VLO | VALERO ENERGY CORP/TX | Energy | $16.3M | 0.7% | 37K | -16% | |||
| 55 | $GSK | GSK plc | Healthcare | $16.2M | 0.7% | 348K | +3% | |||
| 56 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $15.8M | 0.7% | 70K | +7% | |||
| 57 | $BEN | FRANKLIN TEMPLETON INC | Financials | $15.6M | 0.7% | 483K | +1% | |||
| 58 | $IVZ | Invesco Ltd. | Financials | $15.6M | 0.7% | 192K | +9% | |||
| 59 | — | ISHARES TR - US SML CAP EQT | — | $15.6M | 0.7% | 184K | New | |||
| 60 | $SON | SONOCO PRODUCTS CO | Materials | $15.3M | 0.7% | 317K | +2% | |||
| 61 | $IVZ | Invesco Ltd. | Financials | $15.3M | 0.7% | 104K | +12% | |||
| 62 | $UPS | UNITED PARCEL SERVICE INC | Industrials | $15.0M | 0.7% | 159K | +2% | |||
| 63 | $IVZ | Invesco Ltd. | Financials | $15.0M | 0.7% | 106K | New | |||
| 64 | $SJM | J M SMUCKER Co | Consumer Staples | $14.7M | 0.7% | 123K | +2% | |||
| 65 | $OKE | ONEOK INC /NEW/ | Energy | $14.6M | 0.7% | 161K | +6% | |||
| 66 | $DINO | HF Sinclair Corp | Energy | $14.5M | 0.7% | 120K | -19% | |||
| 67 | $META | Meta Platforms, Inc. | Technology | $13.7M | 0.6% | 19K | -0.1% | |||
| 68 | $HAS | HASBRO, INC. | Consumer Discretionary | $13.1M | 0.6% | 142K | +3% | |||
| 69 | $PFS | PROVIDENT FINANCIAL SERVICES INC | Financials | $13.0M | 0.6% | 583K | +2% | |||
| 70 | $KHC | Kraft Heinz Co | Consumer Staples | $12.0M | 0.5% | 532K | +2% | |||
| 71 | $HRB | H&R BLOCK INC | Consumer Discretionary | $11.7M | 0.5% | 262K | +0.0% | |||
| 72 | $SMG | SCOTTS MIRACLE-GRO CO | Materials | $11.6M | 0.5% | 230K | +3% | |||
| 73 | $VTRS | Viatris Inc | Healthcare | $11.5M | 0.5% | 660K | +2% | |||
| 74 | $SWK | STANLEY BLACK & DECKER, INC. | Industrials | $11.2M | 0.5% | 125K | +0.9% | |||
| 75 | $AVA | AVISTA CORP | Utilities | $11.0M | 0.5% | 311K | +3% | |||
| 76 | $TSLA | Tesla, Inc. | Consumer Discretionary | $10.9M | 0.5% | 29K | +7% | |||
| 77 | $LTC | LTC PROPERTIES INC | Real Estate | $10.6M | 0.5% | 251K | New | |||
| 78 | $PEP | PEPSICO INC | Consumer Staples | $10.4M | 0.5% | 81K | -0.2% | |||
| 79 | $OHI | OMEGA HEALTHCARE INVESTORS INC | Real Estate | $10.3M | 0.5% | 234K | +1616% | |||
| 80 | $NHI | NATIONAL HEALTH INVESTORS INC | Real Estate | $10.3M | 0.5% | 159K | -41% | |||
| 81 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $10.0M | 0.4% | 13K | +3% | |||
| 82 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $9.6M | 0.4% | 14K | +2% | |||
| 83 | — | SERIES PORTFOLIOS TR - ELDRIDGE BBB B | — | $8.5M | 0.4% | 325K | -2% | |||
| 84 | — | SPDR SERIES TRUST - ST PORT HIGH ETF | — | $8.4M | 0.4% | 372K | +0.4% | |||
| 85 | $CLX | CLOROX CO /DE/ | Consumer Staples | $8.3M | 0.4% | 100K | +3% | |||
| 86 | — | DBX ETF TR - XTRACKERS HIGH | — | $8.3M | 0.4% | 209K | +0.8% | |||
| 87 | $G | Genpact LTD | Technology | $8.2M | 0.4% | 235K | +2% | |||
| 88 | $NOMD | Nomad Foods Ltd | Consumer Staples | $7.6M | 0.3% | 689K | +0.5% | |||
| 89 | $ADT | ADT Inc. | Industrials | $7.3M | 0.3% | 1.12M | +0.7% | |||
| 90 | $CAG | CONAGRA BRANDS INC. | Consumer Staples | $7.1M | 0.3% | 524K | +2% | |||
| 91 | — | NEOS ETF TRUST - REAL EST HIG ETF | — | $7.1M | 0.3% | 158K | New | |||
| 92 | $BCO | BRINKS CO | Industrials | $7.1M | 0.3% | 69K | +2% | |||
| 93 | $CTSH | COGNIZANT TECHNOLOGY SOLUTIONS CORP | Technology | $7.1M | 0.3% | 117K | New | |||
| 94 | $TSN | TYSON FOODS, INC. | Consumer Staples | $6.5M | 0.3% | 124K | +70% | |||
| 95 | $FNF | Fidelity National Financial, Inc. | Financials | $6.4M | 0.3% | 161K | +3% | |||
| 96 | — | VANGUARD WORLD FD - MRNGSTR MEGA CAP | — | $6.4M | 0.3% | 68K | +9% | |||
| 97 | $GPN | GLOBAL PAYMENTS INC | Financials | $6.0M | 0.3% | 73K | +1% | |||
| 98 | $MTCH | Match Group, Inc. | Technology | $5.7M | 0.3% | 137K | +0.3% | |||
| 99 | — | ISHARES U S ETF TR - INT RT HD LONG | — | $5.7M | 0.3% | 230K | -1% | |||
| 100 | — | ISHARES U S ETF TR - IT RT HDG HGYL | — | $5.6M | 0.3% | 66K | -1% | |||
| 101 | $SW | Smurfit Westrock plc | Materials | $5.6M | 0.3% | 136K | +0.3% | |||
| 102 | — | PROSHARES TR - HGH YLD INT RATE | — | $5.6M | 0.3% | 88K | -1% | |||
| 103 | $BNY | Bank of New York Mellon Corp | Financials | $5.6M | 0.3% | 39K | -28% | |||
| 104 | $BKR | Baker Hughes Co | Energy | $5.6M | 0.3% | 99K | +0.9% | |||
| 105 | — | SPDR SERIES TRUST - ST TERM HIGH ETF | — | $5.5M | 0.3% | 228K | +0.3% | |||
| 106 | — | SPDR SERIES TRUST - ST BLOO HIGH ETF | — | $5.4M | 0.2% | 59K | +1.0% | |||
| 107 | — | NEOS ETF TRUST - NEOS S&P 500 HI | — | $5.4M | 0.2% | 100K | -2% | |||
| 108 | $WSBC | WESBANCO INC | Financials | $5.3M | 0.2% | 143K | +42% | |||
| 109 | $MKC | MCCORMICK & CO INC | Consumer Staples | $5.2M | 0.2% | 112K | New | |||
| 110 | $AVGO | Broadcom Inc. | Technology | $5.1M | 0.2% | 14K | +6% | |||
| 111 | $EQH | Equitable Holdings, Inc. | Financials | $5.1M | 0.2% | 96K | New | |||
| 112 | $MMS | MAXIMUS, INC. | Industrials | $5.1M | 0.2% | 86K | New | |||
| 113 | $PSA | Public Storage | Real Estate | $5.0M | 0.2% | 18K | New | |||
| 114 | $SPY | SPDR S&P 500 ETF TRUST | — | $5.0M | 0.2% | 6,477 | +19% | |||
| 115 | $CG | Carlyle Group Inc. | Financials | $5.0M | 0.2% | 129K | +2% | |||
| 116 | $GEN | Gen Digital Inc. | Technology | $4.9M | 0.2% | 216K | +0.2% | |||
| 117 | $TAP | MOLSON COORS BEVERAGE CO | Consumer Staples | $4.9M | 0.2% | 129K | +0.8% | |||
| 118 | — | VANGUARD INDEX FDS - MRNGSTR MD CP VA | — | $4.6M | 0.2% | 23K | +19% | |||
| 119 | $ST | Sensata Technologies Holding plc | Technology | $4.5M | 0.2% | 106K | +1.0% | |||
| 120 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $4.4M | 0.2% | 26K | +1% | |||
| 121 | $IVZ | Invesco Ltd. | Financials | $4.4M | 0.2% | 440K | -0.8% | |||
| 122 | — | GLOBAL X FDS - GLBX SUPRINC ETF | — | $4.3M | 0.2% | 472K | -3% | |||
| 123 | — | FIRST TR EXCH TRADED FD III - PFD SECS INC ETF | — | $4.2M | 0.2% | 244K | -1% | |||
| 124 | — | VANECK ETF TRUST - PREFERRED SECURT | — | $4.2M | 0.2% | 237K | -3% | |||
| 125 | $JPM | JPMORGAN CHASE & CO | Financials | $4.1M | 0.2% | 12K | -5% | |||
| 126 | — | ETF SER SOLUTIONS - AAM LW DUR PFD | — | $4.0M | 0.2% | 211K | -3% | |||
| 127 | $OTEX | OPEN TEXT CORP | Technology | $4.0M | 0.2% | 172K | -0.5% | |||
| 128 | $NOTV | Inotiv, Inc. | Healthcare | $3.9M | 0.2% | 221K | -2% | |||
| 129 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $3.8M | 0.2% | 116K | +10% | |||
| 130 | $GLD | SPDR GOLD TRUST | Financials | $3.8M | 0.2% | 10K | -3% | |||
| 131 | — | ETFIS SER TR I - VIRTUS INFRCAP | — | $3.8M | 0.2% | 195K | -2% | |||
| 132 | — | SPDR SERIES TRUST - ST STR PFD ETF | — | $3.7M | 0.2% | 132K | -2% | |||
| 133 | $SNY | Sanofi | Healthcare | $3.7M | 0.2% | 92K | +2% | |||
| 134 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $3.6M | 0.2% | 7,120 | +6% | |||
| 135 | $MU | MICRON TECHNOLOGY INC | Technology | $3.5M | 0.2% | 3,410 | +7% | |||
| 136 | — | CALAMOS ETF TR - AUTOC INCOM ETF | — | $3.5M | 0.2% | 131K | +9% | |||
| 137 | $LKQ | LKQ CORP | Consumer Discretionary | $3.4M | 0.1% | 154K | +2% | |||
| 138 | — | ISHARES TR - S&P 500 GRWT ETF | — | $3.2M | 0.1% | 22K | -20% | |||
| 139 | — | VANECK ETF TRUST - BDC INCOME ETF | — | $3.0M | 0.1% | 245K | +19% | |||
| 140 | $MAIN | Main Street Capital CORP | Other | $2.9M | 0.1% | 53K | -11% | |||
| 141 | — | ISHARES TR - MSCI USA MMENTM | — | $2.8M | 0.1% | 8,762 | -12% | |||
| 142 | — | ISHARES TR - CORE UNIVRSL USD | — | $2.8M | 0.1% | 63K | -10% | |||
| 143 | — | VANECK ETF TRUST - FALLEN ANGEL HG | — | $2.7M | 0.1% | 97K | +16% | |||
| 144 | — | SPDR SERIES TRUST - ST STR P500ETF | — | $2.6M | 0.1% | 29K | -15% | |||
| 145 | $LLY | ELI LILLY & Co | Healthcare | $2.6M | 0.1% | 2,209 | -62% | |||
| 146 | $CAT | CATERPILLAR INC | Industrials | $2.5M | 0.1% | 3,143 | -1% | |||
| 147 | $JNJ | JOHNSON & JOHNSON | Healthcare | $2.5M | 0.1% | 9,712 | +4% | |||
| 148 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $2.5M | 0.1% | 3,952 | +23% | |||
| 149 | $WMT | Walmart Inc. | Consumer Staples | $2.4M | 0.1% | 22K | +4% | |||
| 150 | $HRL | HORMEL FOODS CORP /DE/ | Consumer Staples | $2.4M | 0.1% | 124K | — |
What changed in Q3 2026
Against the previous quarter's 13F: 45 new, 180 added to, 219 trimmed, 51 sold out. Share-count changes; largest moves by dollar size first.
New positions (45)
- VIRTUS ETF TR II - SEIX SR LN ETF$27.6M
first bought this quarter
- J P MORGAN EXCHANGE TRADED F - USD EMRNG MKT$19.1M
first bought this quarter
$GTYGETTY REALTY CORP /MD/$18.3M
first bought this quarter
- ISHARES TR - MSCI US GARP ETF$16.8M
first bought this quarter
- ISHARES TR - US SML CAP EQT$15.6M
first bought this quarter
$LTCLTC PROPERTIES INC$10.6M
first bought this quarter
+39 more in the Excel export
Added to (180)
now $41.9M · held 11+ qtrs, 4 adds in a row
$SLRCSLR Investment Corp.+7441%
now $18.7M · held 2 qtrs, 2 adds in a row
now $56.4M · held 11+ qtrs, 10 adds in a row
now $29.2M · held 11+ qtrs, 10 adds in a row
$OHIOMEGA HEALTHCARE INVESTORS INC+1616%
now $10.3M · held 11+ qtrs
now $59.9M · held 11+ qtrs, 4 adds in a row
+174 more in the Excel export
Trimmed (219)
$SPGSIMON PROPERTY GROUP INC.-94%
now $1.6M · held 11+ qtrs
$CTRECareTrust REIT, Inc.-97%
now $769K · held 11+ qtrs
$BXSLBlackstone Secured Lending Fund-48%
now $22.9M · held 11+ qtrs
$PFLAPennantPark Floating Rate Capital Ltd.-44%
now $19.6M · held 11+ qtrs
- BONDBLOXX ETF TRUST - JP MOR USD 1 ETF-98%
now $358K
- T ROWE PRICE EXCHANGE-TRADED - PRICE BLUE CHIP-96%
now $626K
+213 more in the Excel export
Sold out (51)
$XRAYDENTSPLY SIRONA Inc.was $6.8M
held 10+ qtrs
$NSANational Storage Affiliates Trustwas $6.2M
held 10+ qtrs
$STLAStellantis N.V.was $2.7M
held 10+ qtrs
- EA SERIES TRUST - ASTO US GROW ETFwas $2.2M
- INVESCO EXCHANGE TRADED FD T - S&P500 EQL RELwas $1.8M
- EA SERIES TRUST - EA ASTORIA DYNMCwas $1.8M
+45 more in the Excel export
Holdings by quarter
Every 13F Sound Income Strategies, LLC has filed, 35 earlier quarters. Pick one to see what it held then.
Is it too late to follow Sound Income Strategies?
Q3 2026 13F filed with the SEC on Oct 9, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Sound Income Strategies's top 20 holdings: 59/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)
Top 10 since filing
-0.2%
Value-weighted move of the 10 largest stock positions
Turnover
14%
Last quarter; 32% over the last 4
Top 10 weight
19%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
93%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Sound Income Strategies, LLC disclosed 478 positions worth $2.2B in its Form 13F-HR for Q3 2026, led by $HCXY (Hercules Capital, Inc.) at 2.8% of the equity portfolio, followed by $ARCC and $OBDC. During the quarter the fund opened 45 new positions and exited 51 and a full exit from $XRAY. The portfolio is most concentrated in Other (40.6% of disclosed assets). All figures are sourced directly from Sound Income Strategies, LLC’s Form 13F-HR filing with the SEC under CIK 1730960.
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AI-Powered Hedge Fund Analysis: Sound Income Strategies, LLC
13F Pro is an AI hedge fund tracker and stock research platform. For Sound Income Strategies, LLC (SEC CIK: 1730960), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Sound Income Strategies, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.