NorthRock Partners, LLC
Sector Allocation
- Other79.9%$5.5B
- Technology7.8%$540.1M
- Financials5.4%$369.6M
- Consumer Staples2.6%$176.8M
- Consumer Discretionary1.1%$77.8M
- Healthcare1.1%$75.6M
- Industrials1.0%$68.2M
- Materials0.4%$28.5M
- Communication Services0.2%$13.8M
- Utilities0.2%$13.3M
AUM History
13fpro.ai/research/fund/northrock-partners-llc-1632097
Conviction and streaks
Stable · top 10 = 44.3%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q2 2026
- VANGUARD$411.9M
- J$409.6M
- SPDR$406.8M
- SPDR$297.2M
- SPDR$276.9M
- ISHARES$275.5M
QQQ
$275.2M- VANGUARD$274.2M
AAPL
$221.3M- ISHARES$204.9M
SPY
$204.1M- SPDR$135.4M
- ISHARES$133.3M
STT
$129.3M- ISHARES$120.9M
- AB$99.5M
- SPDR$91.0M
- ISHARES$90.8M
- SPDR$87.3M
- LATTICE$81.8M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/northrock-partners-llc-1632097
NorthRock Partners, LLC 13F holdings — Q2 2026
$6.9B portfolio (+11.1% QoQ) · 680 holdings · Q2 2026 13F · top 10 are 44% of the stock portfolio
Includes $4.3M of put/call options ($3.8M puts, $555K calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $6.9B. Weights use the stock portfolio.
- 1
VANGUARD INDEX FDS - S&P 500 ETF SHS
$411.9M
6.0% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
J P MORGAN EXCHANGE TRADED F - MORTGAGE BACKED
$409.6M
6.0% of stocks
-17%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
SPDR SERIES TRUST - ST STR P500ETF
$406.8M
5.9% of stocks
+11%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
SPDR SERIES TRUST - ST STR P500VAL
$297.2M
4.3% of stocks
+7%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
SPDR SERIES TRUST - ST STR P500GRW
$276.9M
4.0% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
ISHARES TR - 0-3 MTH TREASURY
$275.5M
4.0% of stocks
+22%This quarter—Since filed—HeldAIQuality—Est. buy— $275.2M
4.0% of stocks
-4%This quarter-0.9%Since filed10+ qtrsHeld- 8
VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS
$274.2M
4.0% of stocks
-3%This quarter—Since filed—HeldAIQuality—Est. buy— $221.3M
3.2% of stocks
-1%This quarter+12.8%Since filed10+ qtrsHeld- 10
ISHARES TR - GLB INFRASTR ETF
$204.9M
3.0% of stocks
+15%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS - S&P 500 ETF SHS | $411.9M | 6.0% | +2% | — | — | — | — | |
| 2 | J P MORGAN EXCHANGE TRADED F - MORTGAGE BACKED | $409.6M | 6.0% | -17% | — | — | — | — | |
| 3 | SPDR SERIES TRUST - ST STR P500ETF | $406.8M | 5.9% | +11% | — | — | — | — | |
| 4 | SPDR SERIES TRUST - ST STR P500VAL | $297.2M | 4.3% | +7% | — | — | — | — | |
| 5 | SPDR SERIES TRUST - ST STR P500GRW | $276.9M | 4.0% | +6% | — | — | — | — | |
| 6 | ISHARES TR - 0-3 MTH TREASURY | $275.5M | 4.0% | +22% | — | — | — | — | |
| 7 | $275.2M | 4.0% | -4% | -0.9% | 10+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 8 | VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | $274.2M | 4.0% | -3% | — | — | — | — | |
| 9 | $221.3M | 3.2% | -1% | +12.8% | 10+ qtrs | 75.7#88 | Estimated buy price is Pro: unlock with a free trial | ||
| 10 | ISHARES TR - GLB INFRASTR ETF | $204.9M | 3.0% | +15% | — | — | — | — |
All holdings — NorthRock Partners, LLC (Q2 2026)
680 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | SPDR S&P 500 ETF TRUSTetf/fund | — | $204.1M | 3.0% | 273K | -4% | 10+ qtrsTrimmed 6 qtrs in a row | — | 13F | |
| 12 | — | SPDR SERIES TRUST - ST STR SP400VALetf/fund | — | $135.4M | 2.0% | 1.43M | +6% | — | — | 13F |
| 13 | — | ISHARES TR - HDG MSCI EAFEetf/fund | — | $133.3M | 1.9% | 2.84M | -8% | — | — | 13F |
| 14 | STATE STREET CORPetf/fund | Financials | $129.3M | 1.9% | 1.15M | +6% | 10+ qtrsAdded 2 qtrs in a row | 71.5 | 13F | |
| 15 | — | ISHARES TR - RUS 1000 ETFetf/fund | — | $120.9M | 1.8% | 295K | -1% | — | — | 13F |
| 16 | — | AB ACTIVE ETFS INC - TAX AW INTER ETFetf/fund | — | $99.5M | 1.4% | 3.87M | +212% | — | — | 13F |
| 17 | — | SPDR SERIES TRUST - ST STR SP600SM Cetf/fund | — | $91.0M | 1.3% | 834K | +5% | — | — | 13F |
| 18 | — | ISHARES INC - CORE MSCI EMKTetf/fund | — | $90.8M | 1.3% | 1.10M | +16% | — | — | 13F |
| 19 | — | SPDR SERIES TRUST - ST STR SP600GRWOetf/fund | — | $87.3M | 1.3% | 732K | +7% | — | — | 13F |
| 20 | — | LATTICE STRATEGIES TR - HARTFORD US EQTY | — | $81.8M | 1.2% | 1.21M | -5% | — | — | 13F |
| 21 | — | ISHARES TR - RUS MID CAP ETFetf/fund | — | $75.1M | 1.1% | 680K | -4% | — | — | 13F |
| 22 | — | ISHARES TR - MSCI EAFE ETFetf/fund | — | $70.8M | 1.0% | 681K | -0.4% | — | — | 13F |
| 23 | NVIDIA CORP | Technology | $65.1M | 0.9% | 325K | -3% | 10+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | — | ISHARES TR - 7-10 YR TRSY BDetf/fund | — | $62.6M | 0.9% | 662K | +26% | — | — | 13F |
| 25 | — | FIRST TR EXCHNG TRADED FD VI - FT LADD BUFF ETFetf/fund | — | $61.6M | 0.9% | 1.69M | +18% | — | — | 13F |
| 26 | $MSFT | MICROSOFT CORP | Technology | $59.1M | 0.9% | 158K | +0.7% | |||
| 27 | — | ISHARES TR - RUSSELL 2000 ETF | — | $57.5M | 0.8% | 191K | -0.0% | |||
| 28 | — | SPDR INDEX SHS FDS - ST PORT MARK ETF | — | $56.6M | 0.8% | 1.09M | -3% | |||
| 29 | — | ISHARES TR - CORE UNIVRSL USD | — | $53.5M | 0.8% | 1.16M | -3% | |||
| 30 | — | ISHARES TR - RUS 1000 GRW ETF | — | $47.0M | 0.7% | 379K | -2% | |||
| 31 | — | VANGUARD SCOTTSDALE FDS - MTG-BKD SECS ETF | — | $45.4M | 0.7% | 970K | +1% | |||
| 32 | — | ISHARES TR - MBS ETF | — | $42.0M | 0.6% | 445K | -5% | |||
| 33 | — | ISHARES TR - CORE S&P SCP ETF | — | $39.0M | 0.6% | 263K | -4% | |||
| 34 | — | SCHWAB STRATEGIC TR - US AGGREGATE B | — | $37.4M | 0.5% | 1.62M | +34% | |||
| 35 | — | J P MORGAN EXCHANGE TRADED F - ULTRA SHT MUNCPL | — | $33.8M | 0.5% | 663K | -56% | |||
| 36 | $IVZ | Invesco Ltd. | Financials | $33.5M | 0.5% | 110K | -2% | |||
| 37 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | — | $32.3M | 0.5% | 453K | -2% | |||
| 38 | $PM | Philip Morris International Inc. | Consumer Staples | $32.2M | 0.5% | 178K | +2% | |||
| 39 | — | ISHARES TR - CORE US AGGBD ET | — | $31.8M | 0.5% | 321K | +4% | |||
| 40 | $AMZN | AMAZON COM INC | Consumer Discretionary | $31.4M | 0.5% | 132K | +1% | |||
| 41 | — | VANGUARD WHITEHALL FDS - INTL HIGH ETF | — | $29.4M | 0.4% | 300K | -7% | |||
| 42 | — | SPDR SERIES TRUST - ST INTER ETF | — | $29.3M | 0.4% | 1.03M | -7% | |||
| 43 | $MDLZ | Mondelez International, Inc. | Consumer Staples | $29.3M | 0.4% | 506K | -1% | |||
| 44 | $PGR | PROGRESSIVE CORP/OH/ | Financials | $29.2M | 0.4% | 134K | -0.5% | |||
| 45 | — | VANGUARD INDEX FDS - TOTAL STK MKT | — | $28.9M | 0.4% | 78K | -4% | |||
| 46 | — | BLACKROCK ETF TRUST - DYNAMIC EQTY ACT | — | $28.7M | 0.4% | 1.03M | -6% | |||
| 47 | — | BLACKROCK ETF TRUST - ISHARES US EQUIT | — | $26.1M | 0.4% | 384K | -11% | |||
| 48 | — | ISHARES TR - S&P 500 VAL ETF | — | $25.0M | 0.4% | 110K | -29% | |||
| 49 | $GOOGL | Alphabet Inc. | Technology | $24.7M | 0.4% | 69K | +2% | |||
| 50 | — | SPDR SERIES TRUST - ST STR BLO 1 ETF | — | $24.2M | 0.3% | 264K | +18% | |||
| 51 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $24.1M | 0.3% | 165K | +0.1% | |||
| 52 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $22.0M | 0.3% | 44K | +5% | |||
| 53 | $GOOG | Alphabet Inc. | Technology | $22.0M | 0.3% | 62K | +0.1% | |||
| 54 | — | ISHARES TR - 0-5 YR TIPS ETF | — | $21.7M | 0.3% | 212K | -7% | |||
| 55 | — | ISHARES TR - CORE S&P500 ETF | — | $21.1M | 0.3% | 28K | -0.9% | |||
| 56 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | — | $20.5M | 0.3% | 344K | -21% | |||
| 57 | $JPM | JPMORGAN CHASE & CO | Financials | $20.4M | 0.3% | 62K | +3% | |||
| 58 | $TSLA | Tesla, Inc. | Consumer Discretionary | $20.2M | 0.3% | 48K | -0.9% | |||
| 59 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $20.0M | 0.3% | 105K | -22% | |||
| 60 | — | ISHARES TR - MSCI USA MMENTM | — | $19.5M | 0.3% | 57K | -9% | |||
| 61 | $IVZ | Invesco Ltd. | Financials | $17.3M | 0.3% | 154K | -3% | |||
| 62 | $KDP | Keurig Dr Pepper Inc. | Consumer Staples | $16.9M | 0.3% | 516K | +28% | |||
| 63 | $ABBV | AbbVie Inc. | Healthcare | $16.8M | 0.2% | 67K | +3% | |||
| 64 | — | BLACKROCK ETF TRUST - ISHA I IN TE ETF | — | $15.7M | 0.2% | 297K | -28% | |||
| 65 | — | ISHARES TR - US TREAS BD ETF | — | $15.5M | 0.2% | 682K | +0.7% | |||
| 66 | $KHC | Kraft Heinz Co | Consumer Staples | $15.4M | 0.2% | 653K | +185% | |||
| 67 | — | BLACKROCK ETF TRUST II - ISHA FLEX IN ETF | — | $15.4M | 0.2% | 294K | -15% | |||
| 68 | — | VANGUARD INDEX FDS - SMALL CP ETF | — | $14.7M | 0.2% | 49K | -0.3% | |||
| 69 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $14.5M | 0.2% | 201K | +2% | |||
| 70 | $AVGO | Broadcom Inc. | Technology | $13.4M | 0.2% | 35K | -1% | |||
| 71 | — | VANGUARD SCOTTSDALE FDS - LONG TERM TREAS | — | $13.0M | 0.2% | 235K | -2% | |||
| 72 | — | ISHARES TR - RUS MD CP GR ETF | — | $12.7M | 0.2% | 87K | -4% | |||
| 73 | — | ISHARES TR - US AER DEF ETF | — | $12.4M | 0.2% | 51K | +0.4% | |||
| 74 | — | VANGUARD WORLD FD - INF TECH ETF | — | $12.2M | 0.2% | 102K | +3% | |||
| 75 | — | ISHARES TR - EAFE GRWTH ETF | — | $12.1M | 0.2% | 97K | -38% | |||
| 76 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $11.8M | 0.2% | 50K | +0.2% | |||
| 77 | $UPS | UNITED PARCEL SERVICE INC | Industrials | $11.7M | 0.2% | 109K | +4% | |||
| 78 | — | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | — | $11.7M | 0.2% | 148K | -6% | |||
| 79 | $META | Meta Platforms, Inc. | Technology | $11.4M | 0.2% | 20K | +6% | |||
| 80 | $V | VISA INC. | Financials | $11.2M | 0.2% | 33K | +7% | |||
| 81 | — | ISHARES TR - RUS 1000 VAL ETF | — | $11.0M | 0.2% | 45K | -3% | |||
| 82 | — | SCHWAB STRATEGIC TR - US LRG CAP ETF | — | $10.9M | 0.2% | 371K | -8% | |||
| 83 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $10.8M | 0.2% | 19K | -0.8% | |||
| 84 | $CAT | CATERPILLAR INC | Industrials | $10.8M | 0.2% | 10K | +0.3% | |||
| 85 | — | ISHARES TR - ESG AWR MSCI USA | — | $10.8M | 0.2% | 66K | -3% | |||
| 86 | — | DBX ETF TR - XTRACK USD HIGH | — | $10.6M | 0.1% | 291K | -5% | |||
| 87 | — | VANGUARD INDEX FDS - REAL ESTATE ETF | — | $10.6M | 0.1% | 110K | +0.3% | |||
| 88 | — | ISHARES TR - ISHS 5-10YR INVT | — | $9.9M | 0.1% | 186K | -5% | |||
| 89 | — | ISHARES TR - S&P 500 GRWT ETF | — | $9.8M | 0.1% | 72K | -0.1% | |||
| 90 | — | BLACKROCK ETF TRUST - DISC VOLA EQ ETF | — | $9.8M | 0.1% | 378K | -8% | |||
| 91 | — | SELECT SECTOR SPDR TR - ST STR FINL ETF | — | $9.8M | 0.1% | 182K | -21% | |||
| 92 | — | ISHARES TR - FUTU AI TECH ETF | — | $9.5M | 0.1% | 125K | -3% | |||
| 93 | $IVZ | Invesco Ltd. | Financials | $9.5M | 0.1% | 105K | -53% | |||
| 94 | $JNJ | JOHNSON & JOHNSON | Healthcare | $9.3M | 0.1% | 37K | +5% | |||
| 95 | — | ISHARES TR - CORE DIV GRWTH | — | $9.0M | 0.1% | 119K | -0.9% | |||
| 96 | — | ISHARES INC - MSCI EMRG CHN | — | $8.8M | 0.1% | 86K | +14% | |||
| 97 | $LLY | ELI LILLY & Co | Healthcare | $8.8M | 0.1% | 7,302 | +1% | |||
| 98 | $BFLX | Cann American Corp. | Materials | $8.6M | 0.1% | 336K | New | |||
| 99 | — | VANGUARD INDEX FDS - GROWTH ETF | — | $8.4M | 0.1% | 98K | -2% | |||
| 100 | — | VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF | — | $8.3M | 0.1% | 172K | -16% | |||
| 101 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $8.0M | 0.1% | 8,525 | +11% | |||
| 102 | — | ISHARES TR - ESG AWARE MSCI | — | $7.7M | 0.1% | 138K | -0.5% | |||
| 103 | $GLW | CORNING INC /NY | Materials | $7.6M | 0.1% | 30K | +1% | |||
| 104 | — | ISHARES TR - EAFE VALUE ETF | — | $7.3M | 0.1% | 95K | -2% | |||
| 105 | $AMP | AMERIPRISE FINANCIAL INC | Financials | $7.2M | 0.1% | 16K | +5% | |||
| 106 | — | ISHARES TR - INVT GRAD SY ETF | — | $6.9M | 0.1% | 154K | -12% | |||
| 107 | $WMT | Walmart Inc. | Consumer Staples | $6.9M | 0.1% | 61K | +3% | |||
| 108 | — | ISHARES TR - US TECH BRKTHR | — | $6.8M | 0.1% | 95K | -0.2% | |||
| 109 | $BRK.A | BERKSHIRE HATHAWAY INC | Financials | $6.7M | 0.1% | 9 | — | |||
| 110 | $CSCO | CISCO SYSTEMS, INC. | Technology | $6.7M | 0.1% | 57K | +11% | |||
| 111 | $CVX | CHEVRON CORP | Energy | $6.6M | 0.1% | 40K | -10% | |||
| 112 | — | ISHARES TR - ESG AW MSCI EAFE | — | $6.5M | 0.1% | 63K | +1% | |||
| 113 | — | PROSHARES TR - ULTRAPRO QQQ | — | $6.4M | 0.1% | 79K | -35% | |||
| 114 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORP | — | $6.4M | 0.1% | 77K | -7% | |||
| 115 | $MCD | MCDONALDS CORP | Consumer Discretionary | $6.2M | 0.1% | 23K | +1% | |||
| 116 | $HWKN | HAWKINS INC | Consumer Staples | $6.2M | 0.1% | 44K | — | |||
| 117 | — | SCHWAB STRATEGIC TR - 1000 INDEX ETF | — | $6.2M | 0.1% | 171K | -2% | |||
| 118 | — | SELECT SECTOR SPDR TR - ST STR INDL ETF | — | $6.1M | 0.1% | 33K | -19% | |||
| 119 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | — | $6.0M | 0.1% | 112K | +48% | |||
| 120 | — | DIMENSIONAL ETF TRUST - US COR EQU 2 ETF | — | $5.5M | 0.1% | 125K | +11% | |||
| 121 | $ORCL | ORACLE CORP | Technology | $5.5M | 0.1% | 38K | +6% | |||
| 122 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $5.4M | 0.1% | 19K | +11% | |||
| 123 | — | VANGUARD INDEX FDS - EXTEND MKT ETF | — | $5.2M | 0.1% | 21K | -0.5% | |||
| 124 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $5.1M | 0.1% | 11K | -6% | |||
| 125 | $WFC | WELLS FARGO & COMPANY/MN | Financials | $5.1M | 0.1% | 62K | -1% | |||
| 126 | — | ISHARES TR - CORE MSCI EURO | — | $4.9M | 0.1% | 65K | -39% | |||
| 127 | — | ISHARES TR - CORE MSCI EAFE | — | $4.9M | 0.1% | 50K | -1% | |||
| 128 | $AXP | AMERICAN EXPRESS CO | Financials | $4.8M | 0.1% | 14K | +4% | |||
| 129 | — | SPDR SERIES TRUST - ST STR CORPO ETF | — | $4.8M | 0.1% | 164K | -15% | |||
| 130 | — | SPDR SERIES TRUST - ST STR SP DIV | — | $4.7M | 0.1% | 31K | +5% | |||
| 131 | $MRK | Merck & Co., Inc. | Healthcare | $4.7M | 0.1% | 36K | +6% | |||
| 132 | $PEP | PEPSICO INC | Consumer Staples | $4.5M | 0.1% | 33K | -9% | |||
| 133 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $4.5M | 0.1% | 78K | +5% | |||
| 134 | — | ISHARES TR - ESG AWR US AGRGT | — | $4.4M | 0.1% | 93K | +1% | |||
| 135 | $LMT | LOCKHEED MARTIN CORP | Industrials | $4.2M | 0.1% | 8,170 | +2% | |||
| 136 | — | ISHARES TR - ESG OPTIMIZED | — | $4.2M | 0.1% | 27K | -1% | |||
| 137 | $NFLX | NETFLIX INC | Communication Services | $4.1M | 0.1% | 57K | -0.7% | |||
| 138 | $SYK | STRYKER CORP | Healthcare | $4.0M | 0.1% | 13K | -2% | |||
| 139 | $KLAC | KLA CORP | Technology | $4.0M | 0.1% | 13K | +935% | |||
| 140 | — | SCHWAB STRATEGIC TR - US MID-CAP ETF | — | $4.0M | 0.1% | 108K | -3% | |||
| 141 | $BA | BOEING CO | Industrials | $4.0M | 0.1% | 18K | -1% | |||
| 142 | $IAU | ISHARES GOLD TRUST | Financials | $3.9M | 0.1% | 52K | +11% | |||
| 143 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $3.9M | 0.1% | 5,364 | +3% | |||
| 144 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $3.9M | 0.1% | 11K | -0.3% | |||
| 145 | $GE | GENERAL ELECTRIC CO | Industrials | $3.8M | 0.1% | 10K | +15% | |||
| 146 | — | SPDR SERIES TRUST - ST STR SP600 SML | — | $3.8M | 0.1% | 65K | -9% | |||
| 147 | — | ISHARES TR - SYSTEMATIC BD ET | — | $3.8M | 0.1% | 42K | -1% | |||
| 148 | — | ISHARES TR - MSCI USA QLT FCT | — | $3.7M | 0.1% | 17K | -3% | |||
| 149 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | — | $3.7M | 0.1% | 5,701 | -17% | |||
| 150 | — | GLOBAL X FDS - US INFR DEV ETF | — | $3.7M | 0.1% | 63K | +8% |
What changed in Q2 2026
Against the previous quarter's 13F: 65 new, 246 added to, 327 trimmed, 62 sold out. Share-count changes; largest moves by dollar size first.
New positions (65)
$BFLXCann American Corp.$8.6M
first bought this quarter
- SELECT SECTOR SPDR TR - ST STR MATER ETF$1.2M
first bought this quarter
$SPCXSPACE EXPLORATION TECHNOLOGIES CORP$1.2Mfirst bought this quarter
- ISHARES TR - 0-5YR HI YL CP$1.2M
first bought this quarter
$HONAHoneywell Aerospace Inc.$988K
first bought this quarter
$NTAPNetApp, Inc.$811K
first bought this quarter
+59 more in the Excel export
Added to (246)
- AB ACTIVE ETFS INC - TAX AW INTER ETF+212%
now $99.5M
- ISHARES TR - 0-3 MTH TREASURY+22%
now $275.5M
- SPDR SERIES TRUST - ST STR P500ETF+11%
now $406.8M
- ISHARES TR - GLB INFRASTR ETF+15%
now $204.9M
- SPDR SERIES TRUST - ST STR P500VAL+7%
now $297.2M
- SPDR SERIES TRUST - ST STR P500GRW+6%
now $276.9M
+240 more in the Excel export
Trimmed (327)
- J P MORGAN EXCHANGE TRADED F - MORTGAGE BACKED-17%
now $409.6M
- J P MORGAN EXCHANGE TRADED F - ULTRA SHT MUNCPL-56%
now $33.8M
now $275.2M · held 10+ qtrs
- ISHARES TR - HDG MSCI EAFE-8%
now $133.3M
- ISHARES TR - S&P 500 VAL ETF-29%
now $25.0M
- VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS-3%
now $274.2M
+321 more in the Excel export
Sold out (62)
$XOM.R34088EXXON MOBIL CORPwas $10.3M
held 9+ qtrs
$PGRPUTPROGRESSIVE CORP/OH/was $2.6M
$LLOEWS CORPwas $856K
held 5 qtrs
$SHELShell plcwas $536K
held 2 qtrs
- BITMINE IMMERSION TECNOLOGIEwas $528K
$ICEIntercontinental Exchange, Inc.was $514K
+56 more in the Excel export
Holdings by quarter
Every 13F NorthRock Partners, LLC has filed, 33 earlier quarters. Pick one to see what it held then.
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Q2 2026 13F filed with the SEC on Aug 11, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of NorthRock Partners's top 20 holdings: 73/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)
Top 10 since filing
+0.9%
Value-weighted move of the 10 largest stock positions
Turnover
6%
Last quarter; 22% over the last 4
Top 10 weight
44%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
97%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
NorthRock Partners, LLC disclosed 680 positions worth $6.9B in its Form 13F-HR for Q2 2026 — $6.9B in common stock plus $4.3M of put/call option positions (reported at underlying notional value, not premium at risk). During the quarter the fund opened 65 new positions and exited 62 — including a new stake in $BFLX and a full exit from $XOM.R34088. The portfolio is most concentrated in Other (79.9% of disclosed assets). All figures are sourced directly from NorthRock Partners, LLC’s Form 13F-HR filing with the SEC under CIK 1632097.
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AI-Powered Hedge Fund Analysis: NorthRock Partners, LLC
13F Pro is an AI hedge fund tracker and stock research platform. For NorthRock Partners, LLC (SEC CIK: 1632097), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in NorthRock Partners, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.