What does Empirical Asset Management, LLC hold?

Empirical Asset Management, LLC's largest disclosed positions on the most recent Form 13F-HR filing on SEC EDGAR include AAPL, SPY, NVDA. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/1926596.

What is Empirical Asset Management, LLC's AUM?

Empirical Asset Management, LLC reported approximately $444.0M in 13F-reportable AUM as of 2026-06-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $560.0M in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source Empirical Asset Management, LLC's holdings?

All Empirical Asset Management, LLC holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 1926596. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is Empirical Asset Management, LLC's 13F data updated on 13F Pro?

Empirical Asset Management, LLC's holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

Empirical Asset Management, LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1926596

Institutional-grade research for retail investors

Sector Allocation

Other38.0%$168.8M
Technology24.5%$109.0M
Financials15.7%$69.5M
Healthcare5.4%$24.0M
Industrials4.5%$19.8M
Consumer Discretionary3.8%$17.0M
Energy3.4%$15.0M
Consumer Staples2.4%$10.5M
Materials1.2%$5.2M
Communication Services0.5%$2.4M

AUM History

13fpro.ai/research/fund/empirical-asset-management-llc-1926596

Conviction and streaks

Diversifying · top 10 = 19.6%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$AAPLConviction hold4.7% weight · held 10 quarters

$SPYConviction hold2.6% weight · held 10 quarters

$NVDAConviction hold2.2% weight · held 10 quarters

$SGOLConviction hold2.0% weight · held 10 quarters

$Conviction hold1.8% weight · held 10 quarters

$NJRAccumulating+201% shares · 9 quarters running

$Accumulating+13% shares · 8 quarters running

$WTAccumulating+65% shares · 7 quarters running

$Accumulating+89% shares · 7 quarters running

$Accumulating+76% shares · 7 quarters running

$IVZTrimming-22% shares · 9 quarters running

$Trimming-18% shares · 8 quarters running

$Trimming-13% shares · 5 quarters running

$Trimming-4% shares · 5 quarters running

$WSMTrimming-6% shares · 4 quarters running

Largest positions — Q2 2026

AAPL
$20.8M
SPY
$11.7M
NVDA
$9.9M
SGOL
$8.9M
ISHARES
$8.2M
MU
$7.0M
LLY
$5.6M
USCF
$5.5M
GOOGL
$5.3M
AMZN
$4.5M
MSFT
$4.4M
JPM
$4.3M
IVZ
$4.0M
HD
$4.0M
ETF
$4.0M
CSCO
$4.0M
GOOG
$3.9M
SLV
$3.6M
META
$3.4M
GLD
$3.1M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/empirical-asset-management-llc-1926596

Empirical Asset Management, LLC 13F holdings — Q2 2026

$444.0M portfolio (+17.1% QoQ) · 448 holdings · Q2 2026 13F · top 10 are 20% of the stock portfolio

1
Apple Inc.
$AAPL
$20.8M
4.7% of stocks
-6%This quarter+11.6%Since filed6+ qtrsHeld
AIQuality75.7#88Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 3 qtrs in a row
2
SPDR S&P 500 ETF TRUST
$SPY
$11.7M
2.6% of stocks
-18%This quarter-1.0%Since filed6+ qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row
3
NVIDIA CORP
$NVDA
$9.9M
2.2% of stocks
+27%This quarter-0.7%Since filed6+ qtrsHeld
AIQuality86.0#3Est. buyEstimated buy price is Pro: unlock with a free trial
4
abrdn Gold ETF Trust
$SGOL
$8.9M
2.0% of stocks
+9%This quarter-8.7%Since filed6+ qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trialAdded 3 qtrs in a row
5
ISHARES TR - U.S. TECH ETF
$8.2M
1.8% of stocks
-8%This quarter—Since filed—Held
AIQuality—Est. buy—
6
MICRON TECHNOLOGY INC
$MU
$7.0M
1.6% of stocks
+60%This quarter+5.0%Since filed4 qtrsHeld
AIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialAdded 4 qtrs in a row
7
ELI LILLY & Co
$LLY
$5.6M
1.3% of stocks
+37%This quarter+3.8%Since filed6+ qtrsHeld
AIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trial
8
USCF ETF TR - SUMMERHAVEN K1
$5.5M
1.2% of stocks
-42%This quarter—Since filed—Held
AIQuality—Est. buy—
9
Alphabet Inc.
$GOOGL
$5.3M
1.2% of stocks
+39%This quarter-11.7%Since filed6+ qtrsHeld
AIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trial
10
AMAZON COM INC
$AMZN
$4.5M
1.0% of stocks
-1%This quarter-10.4%Since filed6+ qtrsHeld
AIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	Apple Inc.$AAPL	$20.8M	4.7%	-6%	+11.6%	6+ qtrsTrimmed 3 qtrs in a row	75.7#88	Estimated buy price is Pro: unlock with a free trial
2	SPDR S&P 500 ETF TRUST$SPY	$11.7M	2.6%	-18%	-1.0%	6+ qtrsTrimmed 2 qtrs in a row	—	Estimated buy price is Pro: unlock with a free trial
3	NVIDIA CORP$NVDA	$9.9M	2.2%	+27%	-0.7%	6+ qtrs	86.0#3	Estimated buy price is Pro: unlock with a free trial
4	abrdn Gold ETF Trust$SGOL	$8.9M	2.0%	+9%	-8.7%	6+ qtrsAdded 3 qtrs in a row	—	Estimated buy price is Pro: unlock with a free trial
5	ISHARES TR - U.S. TECH ETF	$8.2M	1.8%	-8%	—	—	—	—
6	MICRON TECHNOLOGY INC$MU	$7.0M	1.6%	+60%	+5.0%	4 qtrsAdded 4 qtrs in a row	AI quality score is Pro: unlock with a free trial	Estimated buy price is Pro: unlock with a free trial
7	ELI LILLY & Co$LLY	$5.6M	1.3%	+37%	+3.8%	6+ qtrs	AI quality score is Pro: unlock with a free trial	Estimated buy price is Pro: unlock with a free trial
8	USCF ETF TR - SUMMERHAVEN K1	$5.5M	1.2%	-42%	—	—	—	—
9	Alphabet Inc.$GOOGL	$5.3M	1.2%	+39%	-11.7%	6+ qtrs	AI quality score is Pro: unlock with a free trial	Estimated buy price is Pro: unlock with a free trial
10	AMAZON COM INC$AMZN	$4.5M	1.0%	-1%	-10.4%	6+ qtrsTrimmed 2 qtrs in a row	AI quality score is Pro: unlock with a free trial	Estimated buy price is Pro: unlock with a free trial

All holdings — Empirical Asset Management, LLC (Q2 2026)

Sort

448 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

#		Company						Held		Source
11	$MSFT	MICROSOFT CORP	Technology	$4.4M	1.0%	12K	-14%	6+ qtrsTrimmed 3 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
12	$JPM	JPMORGAN CHASE & CO	Financials	$4.3M	1.0%	13K	-4%	6+ qtrsTrimmed 3 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
13	$IVZ	Invesco Ltd.	Financials	$4.0M	0.9%	62K	-9%	6+ qtrs	—	13F
14	$HD	HOME DEPOT, INC.	Consumer Discretionary	$4.0M	0.9%	11K	-3%	6+ qtrsTrimmed 3 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
15	—	ETF OPPORTUNITIES TRUST - BROO CATA BD ETFetf/fund	—	$4.0M	0.9%	202K	+31%	—	—	13F
16	$CSCO	CISCO SYSTEMS, INC.	Technology	$4.0M	0.9%	34K	+65%	6+ qtrs	AI quality score is Pro: unlock with a free trial	13F
17	$GOOG	Alphabet Inc.	Technology	$3.9M	0.9%	11K	+10%	6+ qtrs	AI quality score is Pro: unlock with a free trial	13F
18	$SLV	iShares Silver Trustetf/fund	Financials	$3.6M	0.8%	67K	-31%	6+ qtrsTrimmed 2 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
19	$META	Meta Platforms, Inc.	Technology	$3.4M	0.8%	6,013	-35%	6+ qtrsTrimmed 2 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
20	$GLD	SPDR GOLD TRUSTetf/fund	Financials	$3.1M	0.7%	8,318	-10%	6+ qtrsTrimmed 3 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
21	$ARM	ARM HOLDINGS PLC /UKadr	Technology	$3.0M	0.7%	8,380	-8%	6+ qtrs	AI quality score is Pro: unlock with a free trial	13F
22	$STT	STATE STREET CORPetf/fund	Financials	$2.9M	0.7%	66K	+16%	6+ qtrsAdded 4 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
23	—	ISHARES TR - CORE S&P500 ETFetf/fund	—	$2.9M	0.7%	3,832	-11%	—	—	13F
24	—	SPROTT FDS TR - SPROTT CRITICAL	—	$2.9M	0.6%	92K	New	—	—	13F
25	$DELL	Dell Technologies Inc.	Technology	$2.8M	0.6%	6,596	-8%	5 qtrs	AI quality score is Pro: unlock with a free trial	13F
26	—	ISHARES TR - RUS 1000 GRW ETF	—	$2.8M	0.6%	23K	+313%
27	—	ISHARES TR - RUSSELL 2000 ETF	—	$2.8M	0.6%	9,292	+1%
28	$QQQ	INVESCO QQQ TRUST, SERIES 1	—	$2.8M	0.6%	3,740	+34%
29	—	SPDR SERIES TRUST - ST STR P500ETF	—	$2.7M	0.6%	31K	+53%
30	$CECO	CECO ENVIRONMENTAL CORP	Industrials	$2.7M	0.6%	30K	—
31	$QCOM	QUALCOMM INC/DE	Technology	$2.7M	0.6%	15K	-8%
32	—	ISHARES TR - INTL TREA BD ETF	—	$2.7M	0.6%	65K	+11%
33	—	ISHARES TR - ISHARES BIOTECH	—	$2.7M	0.6%	14K	—
34	$AMD	ADVANCED MICRO DEVICES INC	Technology	$2.6M	0.6%	4,493	-2%
35	$KLAC	KLA CORP	Technology	$2.6M	0.6%	8,586	+691%
36	—	INVESCO EXCHANGE TRADED FD T - LARG CAP GRO ETF	—	$2.6M	0.6%	15K	+3%
37	$LRCX	LAM RESEARCH CORP	Technology	$2.5M	0.6%	5,743	+139%
38	—	FIRST TR EXCHANGE-TRADED ALP - COM SHS	—	$2.4M	0.6%	13K	+5%
39	—	SCHWAB STRATEGIC TR - INT-TRM U.S TRES	—	$2.4M	0.6%	98K	+12%
40	—	SIMPLIFY EXCHANGE TRADED FUN - MANAGED FUTURES	—	$2.4M	0.5%	92K	+16%
41	$AMAT	APPLIED MATERIALS INC /DE	Technology	$2.4M	0.5%	3,285	+64%
42	$AVGO	Broadcom Inc.	Technology	$2.4M	0.5%	6,248	+143%
43	$PSLV	Sprott Physical Silver Trust	Financials	$2.3M	0.5%	122K	New
44	—	PACER FDS TR - US LRG CP CASH	—	$2.3M	0.5%	56K	+9%
45	—	ISHARES TR - US HLTHCARE ETF	—	$2.2M	0.5%	33K	-6%
46	$JNJ	JOHNSON & JOHNSON	Healthcare	$2.2M	0.5%	8,572	+59%
47	—	ISHARES TR - US SML CAP EQT	—	$2.1M	0.5%	24K	+2%
48	$WMT	Walmart Inc.	Consumer Staples	$2.1M	0.5%	19K	-11%
49	—	FIRST TR EXCHANGE-TRADED ALP - MID CP GR ALPH	—	$2.1M	0.5%	19K	+4%
50	$PG	PROCTER & GAMBLE Co	Consumer Staples	$2.1M	0.5%	14K	-0.4%
51	—	VANECK ETF TRUST - RARE EAR STR ETF	—	$2.0M	0.5%	23K	New
52	—	ISHARES TR - CORE US AGGBD ET	—	$2.0M	0.5%	21K	-15%
53	—	FIRST TR EXCHANGE-TRADED ALP - SML CP GRW ALP	—	$2.0M	0.5%	16K	+3%
54	$MRK	Merck & Co., Inc.	Healthcare	$2.0M	0.5%	16K	-6%
55	$IVZ	Invesco Ltd.	Financials	$2.0M	0.4%	16K	+5%
56	$CVX	CHEVRON CORP	Energy	$2.0M	0.4%	12K	-0.8%
57	—	J P MORGAN EXCHANGE TRADED F - DIVERSFED RTRN	—	$1.9M	0.4%	16K	+5%
58	—	ISHARES TR - 1 3 YR TREAS BD	—	$1.9M	0.4%	23K	+9%
59	—	VANGUARD INDEX FDS - LARGE CAP ETF	—	$1.9M	0.4%	5,578	-53%
60	—	ISHARES TR - CORE MSCI EAFE	—	$1.9M	0.4%	20K	+0.8%
61	$IVZ	Invesco Ltd.	Financials	$1.9M	0.4%	15K	+1%
62	$IVZ	Invesco Ltd.	Financials	$1.9M	0.4%	35K	+4%
63	—	ISHARES TR - S&P 500 VAL ETF	—	$1.9M	0.4%	8,287	-6%
64	$CAT	CATERPILLAR INC	Industrials	$1.9M	0.4%	1,751	+13%
65	$MCD	MCDONALDS CORP	Consumer Discretionary	$1.9M	0.4%	6,849	-5%
66	$SUN	Sunoco LP	Energy	$1.8M	0.4%	27K	-3%
67	$PANW	Palo Alto Networks Inc	Technology	$1.8M	0.4%	5,304	-5%
68	—	DBX ETF TR - XTRACK MSCI ALL	—	$1.8M	0.4%	36K	+6%
69	—	ISHARES TR - 20 YR TR BD ETF	—	$1.8M	0.4%	20K	+17%
70	$GILD	GILEAD SCIENCES, INC.	Healthcare	$1.7M	0.4%	14K	+23%
71	—	FIRST TR EXCH TRD ALPHDX FD - DEV MRK EX US	—	$1.7M	0.4%	18K	+5%
72	$NJR	NEW JERSEY RESOURCES CORP	Energy	$1.7M	0.4%	31K	+0.4%
73	$GEV	GE Vernova Inc.	Industrials	$1.7M	0.4%	1,449	+5%
74	—	VICTORY PORTFOLIOS II - VCTRYSHS INTL MO	—	$1.7M	0.4%	23K	+7%
75	—	ISHARES TR - EXPND TEC SC ETF	—	$1.7M	0.4%	10K	+4%
76	$XOM.R34088	EXXON MOBIL CORP	Energy	$1.7M	0.4%	12K	-35%
77	—	NEW YORK LIFE INVESTMENTS ET - HEDGE MULTI STRA	—	$1.7M	0.4%	46K	+7%
78	—	LATTICE STRATEGIES TR - HARTFORD MLT ETF	—	$1.7M	0.4%	41K	+7%
79	—	ISHARES TR - RUS MID CAP ETF	—	$1.6M	0.4%	15K	+0.5%
80	—	TRUST FOR PROFESSIONAL MANAG - CONVERGENCE LNG	—	$1.6M	0.4%	47K	+6%
81	$ANET	Arista Networks, Inc.	Technology	$1.6M	0.4%	9,372	-29%
82	—	STARBOARD INVT TR - ADAPTIVE ALPHA	—	$1.6M	0.3%	45K	+0.8%
83	$GE	GENERAL ELECTRIC CO	Industrials	$1.6M	0.3%	4,191	+4%
84	—	DBX ETF TR - XTRACK MSCI EMRG	—	$1.5M	0.3%	38K	+3%
85	$TSLA	Tesla, Inc.	Consumer Discretionary	$1.5M	0.3%	3,564	-7%
86	$GS	GOLDMAN SACHS GROUP INC	Financials	$1.5M	0.3%	1,470	-25%
87	—	ISHARES TR - EXPANDED TECH	—	$1.4M	0.3%	16K	-2%
88	—	ISHARES TR - US INDUSTRIALS	—	$1.4M	0.3%	8,653	-0.8%
89	$UNH	UNITEDHEALTH GROUP INC	Healthcare	$1.4M	0.3%	3,408	+39%
90	—	ISHARES INC - EMNG MKTS EQT	—	$1.4M	0.3%	19K	+3%
91	$ABBV	AbbVie Inc.	Healthcare	$1.4M	0.3%	5,575	+63%
92	—	SCHWAB STRATEGIC TR - US AGGREGATE B	—	$1.4M	0.3%	60K	+6%
93	—	ISHARES TR - CORE S&P MCP ETF	—	$1.4M	0.3%	18K	+0.2%
94	$V	VISA INC.	Financials	$1.3M	0.3%	3,893	-11%
95	$WDC	WESTERN DIGITAL CORP	Technology	$1.3M	0.3%	2,035	+95%
96	—	ISHARES TR - S&P 500 GRWT ETF	—	$1.3M	0.3%	9,337	-2%
97	—	ISHARES TR - US TREAS BD ETF	—	$1.3M	0.3%	56K	+41%
98	$GS	GOLDMAN SACHS GROUP INC	Financials	$1.2M	0.3%	24K	+4%
99	$STX	Seagate Technology Holdings plc	Technology	$1.2M	0.3%	1,277	+69%
100	—	SELECT SECTOR SPDR TR - ST STR TECHN ETF	—	$1.2M	0.3%	6,135	-0.9%
101	—	LATTICE STRATEGIES TR - HARTFRD EMRG ETF	—	$1.2M	0.3%	33K	+5%
102	$BAC	BANK OF AMERICA CORP /DE/	Financials	$1.2M	0.3%	20K	+0.8%
103	—	VANGUARD WORLD FD - INF TECH ETF	—	$1.2M	0.3%	9,697	+923%
104	$WT	WisdomTree, Inc.	Financials	$1.2M	0.3%	27K	+6%
105	$WT	WisdomTree, Inc.	Financials	$1.1M	0.3%	49K	+8%
106	$TPL	Texas Pacific Land Corp	Financials	$1.1M	0.3%	2,540	-36%
107	—	ISHARES TR - MSCI EAFE ETF	—	$1.1M	0.3%	11K	+0.8%
108	$C	CITIGROUP INC	Financials	$1.1M	0.3%	7,798	+289%
109	$WFC	WELLS FARGO & COMPANY/MN	Financials	$1.1M	0.2%	13K	-4%
110	—	VANGUARD INDEX FDS - GROWTH ETF	—	$1.1M	0.2%	13K	+12%
111	$MMM	3M CO	Healthcare	$1.1M	0.2%	6,619	+0.2%
112	—	EA SERIES TRUST - CAMBRIA GLOBAL	—	$1.1M	0.2%	20K	—
113	$AMGN	AMGEN INC	Healthcare	$1.1M	0.2%	2,925	+92%
114	$TRGP	Targa Resources Corp.	Energy	$1.0M	0.2%	3,853	New
115	$ETN	Eaton Corp plc	Industrials	$1.0M	0.2%	2,386	+1%
116	—	PROSHARES TR - HGH YLD INT RATE	—	$1.0M	0.2%	16K	+10%
117	$GD	GENERAL DYNAMICS CORP	Industrials	$995K	0.2%	2,810	+2%
118	—	ISHARES TR - 0-5 YR TIPS ETF	—	$995K	0.2%	9,735	+11%
119	—	ISHARES TR - CORE UNIVRSL USD	—	$940K	0.2%	20K	+62%
120	—	PROSHARES TR - INVT INT RT HG	—	$938K	0.2%	12K	+10%
121	$CRWD	CrowdStrike Holdings, Inc.	Technology	$935K	0.2%	1,225	-3%
122	$MNST	Monster Beverage Corp	Consumer Staples	$931K	0.2%	9,683	-0.1%
123	$TSM	TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	Technology	$926K	0.2%	1,938	+16%
124	$IVZ	Invesco Ltd.	Financials	$924K	0.2%	28K	-4%
125	$CHRW	C. H. ROBINSON WORLDWIDE, INC.	Industrials	$922K	0.2%	4,896	-10%
126	—	ISHARES TR - CORE S&P US VLU	—	$912K	0.2%	8,283	-0.3%
127	$FTDR	Frontdoor, Inc.	Industrials	$896K	0.2%	12K	+3%
128	—	ISHARES TR - CORE S&P SCP ETF	—	$884K	0.2%	5,961	+0.0%
129	—	ISHARES TR - CORE S&P US GWT	—	$877K	0.2%	4,662	-0.4%
130	—	SPDR SERIES TRUST - ST STR SP BIOT	—	$857K	0.2%	5,418	-4%
131	$VLO	VALERO ENERGY CORP/TX	Energy	$857K	0.2%	3,289	-7%
132	$TER	TERADYNE, INC	Technology	$854K	0.2%	1,765	-2%
133	—	VANGUARD INDEX FDS - MID CAP ETF	—	$853K	0.2%	11K	+5%
134	$STM	STMicroelectronics N.V.	Technology	$847K	0.2%	11K	-2%
135	$TRV	TRAVELERS COMPANIES, INC.	Financials	$846K	0.2%	2,563	-1%
136	—	FLEXSHARES TR - IBOXX 5YR TRGT	—	$841K	0.2%	35K	+14%
137	$GRMN	GARMIN LTD	Technology	$839K	0.2%	3,533	-15%
138	$VIK	Viking Holdings Ltd	Industrials	$818K	0.2%	7,819	-23%
139	$JBL	JABIL INC	Technology	$817K	0.2%	2,120	New
140	—	ISHARES TR - MSCI EAFE MIN VL	—	$814K	0.2%	9,280	+0.1%
141	$PEP	PEPSICO INC	Consumer Staples	$811K	0.2%	5,988	-3%
142	$BRK.B	BERKSHIRE HATHAWAY INC	Financials	$810K	0.2%	1,619	+5%
143	—	STARBOARD INVT TR - RH TACT OUTL ETF	—	$805K	0.2%	41K	-0.2%
144	$WSM	WILLIAMS SONOMA INC	Consumer Discretionary	$803K	0.2%	3,445	-3%
145	$SHOP	SHOPIFY INC.	Technology	$801K	0.2%	7,017	+117%
146	$LOPE	Grand Canyon Education, Inc.	Consumer Discretionary	$795K	0.2%	5,556	+47%
147	$WT	WisdomTree, Inc.	Financials	$791K	0.2%	19K	+4%
148	$AXP	AMERICAN EXPRESS CO	Financials	$789K	0.2%	2,333	+3%
149	$CMI	CUMMINS INC	Industrials	$780K	0.2%	1,094	New
150	—	ISHARES TR - U.S. FINLS ETF	—	$778K	0.2%	6,105	-13%

What changed in Q2 2026

Against the previous quarter's 13F: 112 new, 163 added to, 154 trimmed, 62 sold out. Share-count changes; largest moves by dollar size first.

New positions (112)

SPROTT FDS TR - SPROTT CRITICAL$2.9M
first bought this quarter
$PSLVSprott Physical Silver Trust$2.3M
first bought this quarter
VANECK ETF TRUST - RARE EAR STR ETF$2.0M
first bought this quarter
$TRGPTarga Resources Corp.$1.0M
first bought this quarter
$JBLJABIL INC$817K
first bought this quarter
$CMICUMMINS INC$780K
first bought this quarter

+106 more in the Excel export

Added to (163)

$MUMICRON TECHNOLOGY INC+60%
now $7.0M · held 4 qtrs, 4 adds in a row
$KLACKLA CORP+691%
now $2.6M · held 6+ qtrs
ISHARES TR - RUS 1000 GRW ETF+313%
now $2.8M
$NVDANVIDIA CORP+27%
now $9.9M · held 6+ qtrs
$CSCOCISCO SYSTEMS, INC.+65%
now $4.0M · held 6+ qtrs
$LLYELI LILLY & Co+37%
now $5.6M · held 6+ qtrs

+157 more in the Excel export

Trimmed (154)

VANGUARD INDEX FDS - S&P 500 ETF SHS-90%
now $636K
USCF ETF TR - SUMMERHAVEN K1-42%
now $5.5M
$SPYSPDR S&P 500 ETF TRUST-18%
now $11.7M · held 6+ qtrs, 2 trims in a row
VANGUARD INDEX FDS - LARGE CAP ETF-53%
now $1.9M
$METAMeta Platforms, Inc.-35%
now $3.4M · held 6+ qtrs, 2 trims in a row
$SLViShares Silver Trust-31%
now $3.6M · held 6+ qtrs, 2 trims in a row

+148 more in the Excel export

Sold out (62)

$QQQPUTINVESCO QQQ TRUST, SERIES 1was $1.2M
$SCHWSCHWAB CHARLES CORPwas $1.1M
held 3 qtrs
$COPCONOCOPHILLIPSwas $694K
held 1 qtr
$INCYINCYTE CORPwas $694K
held 2 qtrs
$WRBBERKLEY W R CORPwas $688K
held 8+ qtrs
$TTTrane Technologies plcwas $657K
held 1 qtr

+56 more in the Excel export

Firm AUM (Form ADV): $560.0M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Empirical Asset Management, LLC has filed, 18 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow Empirical Asset Management?

Q2 2026 13F filed with the SEC on Aug 10, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Empirical Asset Management's top 20 holdings: 76/100 (our AI quality score, weighted by position size; 15 of the 20 are scored)

Top 10 since filing

-1.0%

Value-weighted move of the 10 largest stock positions

Turnover

15%

Last quarter; 52% over the last 4

Top 10 weight

20%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

80%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Empirical Asset Management, LLC disclosed 448 positions worth $444.0M in its Form 13F-HR for Q2 2026, led by $AAPL (Apple Inc.) at 4.7% of the equity portfolio, followed by $SPY and $NVDA. During the quarter the fund opened 112 new positions and exited 62 and a full exit from $QQQ. The portfolio is most concentrated in Other (38.0% of disclosed assets). All figures are sourced directly from Empirical Asset Management, LLC’s Form 13F-HR filing with the SEC under CIK 1926596.

Funds like this

managers whose biggest positions overlap Empirical Asset Management's

LSV ASSET MANAGEMENT$55.10B 13F book · 3 shared top holdingsSTTDELLQCOM Newman Dignan & Sheerar, Inc.$525.01M 13F book · 5 shared top holdingsSGOLSTTKLACQCOM GLOBALT Investments LLC / GA$2.97B 13F book · 4 shared top holdingsSTTSLVKLACGILD New Harbor Financial Group, LLC$669.45M 13F book · 3 shared top holdingsSGOLSLVPSLV Procyon Advisors, LLC$2.36B 13F book · 4 shared top holdingsDELLQCOMKLACSLV Wealth Watch Advisors, INC$309.13M 13F book · 4 shared top holdingsSGOLSTTSLVMCD

Browse Top Institutional Investors

13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.

Berkshire Hathaway Bridgewater Associates Citadel Advisors Renaissance Technologies Two Sigma Investments DE Shaw & Co Millennium Management AQR Capital Management Point72 Asset Management Tiger Global Management Vanguard Group BlackRock

to search all 8,700+ institutional filers.

AI-Powered Hedge Fund Analysis: Empirical Asset Management, LLC

13F Pro is an AI hedge fund tracker and stock research platform. For Empirical Asset Management, LLC (SEC CIK: 1926596), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Empirical Asset Management, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.