Empirical Asset Management, LLC
Institutional InvestorSimilar funds →SEC EDGAR: CIK 1926596
Institutional-grade research for retail investors
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13F Reported Value
ⓘ$444.0M
Holdings
448
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
Empirical Asset Management, LLC disclosed 448 positions worth $444.0M in its Form 13F-HR for Q2 2026, led by $AAPL (Apple Inc.) at 4.7% of the equity portfolio, followed by $SPY and $NVDA. During the quarter the fund opened 112 new positions and exited 62 and a full exit from $QQQ. The portfolio is most concentrated in Other (38.0% of disclosed assets). All figures are sourced directly from Empirical Asset Management, LLC’s Form 13F-HR filing with the SEC under CIK 1926596.
AI Fund Analysis
Diversifying
$AAPL4.7% weight
Held 10 quarters
$SPY2.6% weight
Held 10 quarters
$NVDA2.2% weight
Held 10 quarters
$SGOL2.0% weight
Held 10 quarters
ISHARES TR - U.S. TECH ETF
1.8% weight
Held 10 quarters
$NJR9 quarters accumulating
STARBOARD INVT TR - ADAPTI
8 quarters accumulating
$WT7 quarters accumulating
PROSHARES TR - HGH YLD INT
7 quarters accumulating
PROSHARES TR - INVT INT RT
7 quarters accumulating
Sector Allocation
OtherTechnologyFinancialsHealthcareIndustrialsConsumer Discretionary
AUM History
Top Equity Holdings by Value
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
AI Quality Scored
- 76.4#84
Quality
$20.8M71,730 sh - —
Quality
$11.7M15,611 sh - 85.9#5
Quality
$9.9M49,426 sh - —
Quality
$8.9M231,691 sh ISHARES TR - U.S. TECH ETF
—Quality
$8.2M32,446 sh- 86.2
Quality
$7.0M6,072 sh - 87.5
Quality
$5.6M4,661 sh USCF ETF TR - SUMMERHAVEN K1
—Quality
$5.5M206,224 sh- 78.2
Quality
$5.3M14,815 sh - 68.7
Quality
$4.5M18,878 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| Apple Inc.$AAPL | 76.4#84 | $20.8M | 71,730 |
| SPDR S&P 500 ETF TRUST$SPY | — | $11.7M | 15,611 |
| NVIDIA CORP$NVDA | 85.9#5 | $9.9M | 49,426 |
| abrdn Gold ETF Trust$SGOL | — | $8.9M | 231,691 |
| ISHARES TR - U.S. TECH ETF | — | $8.2M | 32,446 |
 MICRON TECHNOLOGY INC$MU | 86.2 | $7.0M | 6,072 |
 ELI LILLY & Co$LLY | 87.5 | $5.6M | 4,661 |
| USCF ETF TR - SUMMERHAVEN K1 | — | $5.5M | 206,224 |
 Alphabet Inc.$GOOG | 78.2 | $5.3M | 14,815 |
 AMAZON COM INC$AMZN | 68.7 | $4.5M | 18,878 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Empirical Asset Management, LLC's 448 positions.
Showing top 10 of 448 holdings.
Sector Allocation
Other
$168.8M
Technology
$109.4M
Financials
$69.5M
Healthcare
$23.5M
Industrials
$21.0M
Consumer Discretionary
$19.3M
Energy
$15.0M
Consumer Staples
$7.0M
Top Holdings — Empirical Asset Management, LLC (Q2 2026)
Top 150 of 448 disclosed positions (by reported value) from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $AAPL | Apple Inc. | $20.8M | 4.7% | -6% | 76.4 |
| 2 | $SPY | SPDR S&P 500 ETF TRUST | $11.7M | 2.6% | -18% | — |
| 3 | $NVDA | NVIDIA CORP | $9.9M | 2.2% | +27% | 85.9 |
| 4 | $SGOL | abrdn Gold ETF Trust | $8.9M | 2.0% | +9% | — |
| 5 | — | ISHARES TR - U.S. TECH ETF | $8.2M | 1.8% | -8% | — |
| 6 | $MU | MICRON TECHNOLOGY INC | $7.0M | 1.6% | +60% | 86.2 |
| 7 | $LLY | ELI LILLY & Co | $5.6M | 1.3% | +37% | 87.5 |
| 8 | — | USCF ETF TR - SUMMERHAVEN K1 | $5.5M | 1.2% | -42% | — |
| 9 | $GOOG | Alphabet Inc. | $5.3M | 1.2% | +39% | 78.2 |
| 10 | $AMZN | AMAZON COM INC | $4.5M | 1.0% | -1% | 68.7 |
| 11 |  $MSFT | MICROSOFT CORP | $4.4M | 1.0% | -14% | 79.8 |
| 12 |  $JPM | JPMORGAN CHASE & CO | $4.3M | 1.0% | -4% | 70.7 |
| 13 |  $IVZ | Invesco Ltd. | $4.0M | 0.9% | -9% | — |
| 14 |  $HD | HOME DEPOT, INC. | $4.0M | 0.9% | -3% | 60.3 |
| 15 | — | ETF OPPORTUNITIES TRUST - BROO CATA BD ETF | $4.0M | 0.9% | +31% | — |
| 16 |  $CSCO | CISCO SYSTEMS, INC. | $4.0M | 0.9% | +65% | 70.3 |
| 17 |  $GOOGL | Alphabet Inc. | $3.9M | 0.9% | +10% | 78.2 |
| 18 |  $SLV | iShares Silver Trust | $3.6M | 0.8% | -31% | — |
| 19 |  $META | Meta Platforms, Inc. | $3.4M | 0.8% | -35% | 79.6 |
| 20 |  $GLD | SPDR GOLD TRUST | $3.1M | 0.7% | -10% | — |
| 21 |  $ARM | ARM HOLDINGS PLC /UK | $3.0M | 0.7% | -8% | — |
| 22 |  $STT | STATE STREET CORP | $2.9M | 0.7% | +16% | 71.5 |
| 23 | — | ISHARES TR - CORE S&P500 ETF | $2.9M | 0.7% | -11% | — |
| 24 | — | SPROTT FDS TR - SPROTT CRITICAL | $2.9M | 0.6% | NEW | — |
| 25 |  $DELL | Dell Technologies Inc. | $2.8M | 0.6% | -8% | 71.2 |
| 26 | — | ISHARES TR - RUS 1000 GRW ETF | $2.8M | 0.6% | +313% | — |
| 27 | — | ISHARES TR - RUSSELL 2000 ETF | $2.8M | 0.6% | +1% | — |
| 28 |  $QQQ | INVESCO QQQ TRUST, SERIES 1 | $2.8M | 0.6% | +34% | — |
| 29 | — | SPDR SERIES TRUST - ST STR P500ETF | $2.7M | 0.6% | +53% | — |
| 30 |  $CECO | CECO ENVIRONMENTAL CORP | $2.7M | 0.6% | +0% | 24.6 |
| 31 |  $QCOM | QUALCOMM INC/DE | $2.7M | 0.6% | -8% | 70.5 |
| 32 | — | ISHARES TR - INTL TREA BD ETF | $2.7M | 0.6% | +11% | — |
| 33 | — | ISHARES TR - ISHARES BIOTECH | $2.7M | 0.6% | +0% | — |
| 34 |  $AMD | ADVANCED MICRO DEVICES INC | $2.6M | 0.6% | -2% | 79.8 |
| 35 |  $KLAC | KLA CORP | $2.6M | 0.6% | +691% | 78.6 |
| 36 | — | INVESCO EXCHANGE TRADED FD T - LARG CAP GRO ETF | $2.6M | 0.6% | +3% | — |
| 37 |  $LRCX | LAM RESEARCH CORP | $2.5M | 0.6% | +139% | 79.4 |
| 38 | — | FIRST TR EXCHANGE-TRADED ALP - COM SHS | $2.4M | 0.6% | +5% | — |
| 39 | — | SCHWAB STRATEGIC TR - INT-TRM U.S TRES | $2.4M | 0.6% | +12% | — |
| 40 | — | SIMPLIFY EXCHANGE TRADED FUN - MANAGED FUTURES | $2.4M | 0.5% | +16% | — |
| 41 |  $AMAT | APPLIED MATERIALS INC /DE | $2.4M | 0.5% | +64% | 72.3 |
| 42 |  $AVGO | Broadcom Inc. | $2.4M | 0.5% | +143% | 84.5 |
| 43 |  $PSLV | Sprott Physical Silver Trust | $2.3M | 0.5% | NEW | — |
| 44 | — | PACER FDS TR - US LRG CP CASH | $2.3M | 0.5% | +9% | — |
| 45 | — | ISHARES TR - US HLTHCARE ETF | $2.2M | 0.5% | -6% | — |
| 46 |  $JNJ | JOHNSON & JOHNSON | $2.2M | 0.5% | +59% | 69 |
| 47 | — | ISHARES TR - US SML CAP EQT | $2.1M | 0.5% | +2% | — |
| 48 |  $WMT | Walmart Inc. | $2.1M | 0.5% | -11% | 60.2 |
| 49 | — | FIRST TR EXCHANGE-TRADED ALP - MID CP GR ALPH | $2.1M | 0.5% | +4% | — |
| 50 |  $PG | PROCTER & GAMBLE Co | $2.1M | 0.5% | -0% | 64.6 |
| 51 | — | VANECK ETF TRUST - RARE EAR STR ETF | $2.0M | 0.5% | NEW | — |
| 52 | — | ISHARES TR - CORE US AGGBD ET | $2.0M | 0.5% | -15% | — |
| 53 | — | FIRST TR EXCHANGE-TRADED ALP - SML CP GRW ALP | $2.0M | 0.5% | +3% | — |
| 54 |  $MRK | Merck & Co., Inc. | $2.0M | 0.5% | -6% | 59.9 |
| 55 | $IVZ | Invesco Ltd. | $2.0M | 0.4% | +5% | — |
| 56 |  $CVX | CHEVRON CORP | $2.0M | 0.4% | -1% | 62.8 |
| 57 | — | J P MORGAN EXCHANGE TRADED F - DIVERSFED RTRN | $1.9M | 0.4% | +5% | — |
| 58 | — | ISHARES TR - 1 3 YR TREAS BD | $1.9M | 0.4% | +9% | — |
| 59 | — | VANGUARD INDEX FDS - LARGE CAP ETF | $1.9M | 0.4% | -53% | — |
| 60 | — | ISHARES TR - CORE MSCI EAFE | $1.9M | 0.4% | +1% | — |
| 61 | $IVZ | Invesco Ltd. | $1.9M | 0.4% | +1% | — |
| 62 | $IVZ | Invesco Ltd. | $1.9M | 0.4% | +4% | — |
| 63 | — | ISHARES TR - S&P 500 VAL ETF | $1.9M | 0.4% | -6% | — |
| 64 |  $CAT | CATERPILLAR INC | $1.9M | 0.4% | +13% | 66.5 |
| 65 |  $MCD | MCDONALDS CORP | $1.9M | 0.4% | -5% | 69 |
| 66 |  $SUN | Sunoco LP | $1.8M | 0.4% | -3% | 63.6 |
| 67 |  $PANW | Palo Alto Networks Inc | $1.8M | 0.4% | -5% | 65.5 |
| 68 | — | DBX ETF TR - XTRACK MSCI ALL | $1.8M | 0.4% | +6% | — |
| 69 | — | ISHARES TR - 20 YR TR BD ETF | $1.8M | 0.4% | +17% | — |
| 70 |  $GILD | GILEAD SCIENCES, INC. | $1.7M | 0.4% | +23% | 57.4 |
| 71 | — | FIRST TR EXCH TRD ALPHDX FD - DEV MRK EX US | $1.7M | 0.4% | +5% | — |
| 72 | $NJR | NEW JERSEY RESOURCES CORP | $1.7M | 0.4% | +0% | 69.5 |
| 73 |  $GEV | GE Vernova Inc. | $1.7M | 0.4% | +5% | 81.1 |
| 74 | — | VICTORY PORTFOLIOS II - VCTRYSHS INTL MO | $1.7M | 0.4% | +7% | — |
| 75 | — | ISHARES TR - EXPND TEC SC ETF | $1.7M | 0.4% | +4% | — |
| 76 |  $XOM.R34088 | EXXON MOBIL CORP | $1.7M | 0.4% | -35% | 57.9 |
| 77 | — | NEW YORK LIFE INVESTMENTS ET - HEDGE MULTI STRA | $1.7M | 0.4% | +7% | — |
| 78 | — | LATTICE STRATEGIES TR - HARTFORD MLT ETF | $1.7M | 0.4% | +7% | — |
| 79 | — | ISHARES TR - RUS MID CAP ETF | $1.6M | 0.4% | +1% | — |
| 80 | — | TRUST FOR PROFESSIONAL MANAG - CONVERGENCE LNG | $1.6M | 0.4% | +6% | — |
| 81 |  $ANET | Arista Networks, Inc. | $1.6M | 0.4% | -29% | 81.9 |
| 82 | — | STARBOARD INVT TR - ADAPTIVE ALPHA | $1.6M | 0.3% | +1% | — |
| 83 |  $GE | GENERAL ELECTRIC CO | $1.6M | 0.3% | +4% | 73.8 |
| 84 | — | DBX ETF TR - XTRACK MSCI EMRG | $1.5M | 0.3% | +3% | — |
| 85 |  $TSLA | Tesla, Inc. | $1.5M | 0.3% | -7% | 53.9 |
| 86 |  $GS | GOLDMAN SACHS GROUP INC | $1.5M | 0.3% | -25% | 73.5 |
| 87 | — | ISHARES TR - EXPANDED TECH | $1.4M | 0.3% | -2% | — |
| 88 | — | ISHARES TR - US INDUSTRIALS | $1.4M | 0.3% | -1% | — |
| 89 |  $UNH | UNITEDHEALTH GROUP INC | $1.4M | 0.3% | +39% | 62.7 |
| 90 | — | ISHARES INC - EMNG MKTS EQT | $1.4M | 0.3% | +3% | — |
| 91 |  $ABBV | AbbVie Inc. | $1.4M | 0.3% | +63% | 72.6 |
| 92 | — | SCHWAB STRATEGIC TR - US AGGREGATE B | $1.4M | 0.3% | +6% | — |
| 93 | — | ISHARES TR - CORE S&P MCP ETF | $1.4M | 0.3% | +0% | — |
| 94 |  $V | VISA INC. | $1.3M | 0.3% | -11% | 82.9 |
| 95 |  $WDC | WESTERN DIGITAL CORP | $1.3M | 0.3% | +95% | 80.7 |
| 96 | — | ISHARES TR - S&P 500 GRWT ETF | $1.3M | 0.3% | -2% | — |
| 97 | — | ISHARES TR - US TREAS BD ETF | $1.3M | 0.3% | +41% | — |
| 98 | $GS | GOLDMAN SACHS GROUP INC | $1.2M | 0.3% | +4% | 73.5 |
| 99 |  $STX | Seagate Technology Holdings plc | $1.2M | 0.3% | +69% | — |
| 100 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | $1.2M | 0.3% | -1% | — |
| 101 | — | LATTICE STRATEGIES TR - HARTFRD EMRG ETF | $1.2M | 0.3% | +5% | — |
| 102 |  $BAC | BANK OF AMERICA CORP /DE/ | $1.2M | 0.3% | +1% | 67.6 |
| 103 | — | VANGUARD WORLD FD - INF TECH ETF | $1.2M | 0.3% | +923% | — |
| 104 | $WT | WisdomTree, Inc. | $1.2M | 0.3% | +6% | 59.9 |
| 105 | $WT | WisdomTree, Inc. | $1.1M | 0.3% | +8% | 59.9 |
| 106 |  $TPL | Texas Pacific Land Corp | $1.1M | 0.3% | -36% | 73 |
| 107 | — | ISHARES TR - MSCI EAFE ETF | $1.1M | 0.3% | +1% | — |
| 108 |  $C | CITIGROUP INC | $1.1M | 0.3% | +289% | 65 |
| 109 |  $WFC | WELLS FARGO & COMPANY/MN | $1.1M | 0.2% | -4% | 61.8 |
| 110 | — | VANGUARD INDEX FDS - GROWTH ETF | $1.1M | 0.2% | +12% | — |
| 111 |  $MMM | 3M CO | $1.1M | 0.2% | +0% | 64.9 |
| 112 | — | EA SERIES TRUST - CAMBRIA GLOBAL | $1.1M | 0.2% | +0% | — |
| 113 |  $AMGN | AMGEN INC | $1.1M | 0.2% | +92% | 79.2 |
| 114 |  $TRGP | Targa Resources Corp. | $1.0M | 0.2% | NEW | 63.3 |
| 115 |  $ETN | Eaton Corp plc | $1.0M | 0.2% | +1% | — |
| 116 | — | PROSHARES TR - HGH YLD INT RATE | $1.0M | 0.2% | +10% | — |
| 117 |  $GD | GENERAL DYNAMICS CORP | $995,294 | 0.2% | +2% | 68.7 |
| 118 | — | ISHARES TR - 0-5 YR TIPS ETF | $994,543 | 0.2% | +11% | — |
| 119 | — | ISHARES TR - CORE UNIVRSL USD | $939,861 | 0.2% | +62% | — |
| 120 | — | PROSHARES TR - INVT INT RT HG | $937,531 | 0.2% | +10% | — |
| 121 |  $CRWD | CrowdStrike Holdings, Inc. | $934,920 | 0.2% | -3% | 67.7 |
| 122 |  $MNST | Monster Beverage Corp | $930,730 | 0.2% | -0% | 71.3 |
| 123 |  $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | $925,745 | 0.2% | +16% | — |
| 124 | $IVZ | Invesco Ltd. | $923,678 | 0.2% | -4% | — |
| 125 |  $CHRW | C. H. ROBINSON WORLDWIDE, INC. | $922,161 | 0.2% | -10% | 52.1 |
| 126 | — | ISHARES TR - CORE S&P US VLU | $912,372 | 0.2% | -0% | — |
| 127 |  $FTDR | Frontdoor, Inc. | $895,621 | 0.2% | +3% | 60.3 |
| 128 | — | ISHARES TR - CORE S&P SCP ETF | $884,088 | 0.2% | +0% | — |
| 129 | — | ISHARES TR - CORE S&P US GWT | $876,899 | 0.2% | -0% | — |
| 130 | — | SPDR SERIES TRUST - ST STR SP BIOT | $857,437 | 0.2% | -4% | — |
| 131 |  $VLO | VALERO ENERGY CORP/TX | $856,520 | 0.2% | -7% | 57.8 |
| 132 |  $TER | TERADYNE, INC | $854,302 | 0.2% | -2% | 77.3 |
| 133 | — | VANGUARD INDEX FDS - MID CAP ETF | $853,358 | 0.2% | +5% | — |
| 134 |  $STM | STMicroelectronics N.V. | $846,632 | 0.2% | -2% | — |
| 135 |  $TRV | TRAVELERS COMPANIES, INC. | $846,147 | 0.2% | -1% | 75.9 |
| 136 | — | FLEXSHARES TR - IBOXX 5YR TRGT | $840,712 | 0.2% | +14% | — |
| 137 |  $GRMN | GARMIN LTD | $839,305 | 0.2% | -15% | — |
| 138 |  $VIK | Viking Holdings Ltd | $818,415 | 0.2% | -23% | — |
| 139 |  $JBL | JABIL INC | $817,298 | 0.2% | NEW | 57.4 |
| 140 | — | ISHARES TR - MSCI EAFE MIN VL | $813,916 | 0.2% | +0% | — |
| 141 |  $PEP | PEPSICO INC | $810,818 | 0.2% | -3% | 63.4 |
| 142 |  $BRK.B | BERKSHIRE HATHAWAY INC | $810,000 | 0.2% | +5% | 73.8 |
| 143 | — | STARBOARD INVT TR - RH TACT OUTL ETF | $804,930 | 0.2% | -0% | — |
| 144 |  $WSM | WILLIAMS SONOMA INC | $802,998 | 0.2% | -3% | 66.1 |
| 145 |  $SHOP | SHOPIFY INC. | $801,201 | 0.2% | +117% | 64.9 |
| 146 |  $LOPE | Grand Canyon Education, Inc. | $795,119 | 0.2% | +47% | 65.2 |
| 147 | $WT | WisdomTree, Inc. | $791,462 | 0.2% | +4% | 59.9 |
| 148 |  $AXP | AMERICAN EXPRESS CO | $789,293 | 0.2% | +3% | 69.4 |
| 149 |  $CMI | CUMMINS INC | $780,328 | 0.2% | NEW | 58.1 |
| 150 | — | ISHARES TR - U.S. FINLS ETF | $778,449 | 0.2% | -13% | — |
New Positions (112)
SPROTT FDS TR - SPROTT CRITICAL$2.9M
$PSLV Sprott Physical Silver Trust$2.3M VANECK ETF TRUST - RARE EAR STR ETF$2.0M
$TRGP Targa Resources Corp.$1.0M$JBL JABIL INC$817,298$CMI CUMMINS INC$780,328
$ROK ROCKWELL AUTOMATION, INC$743,082
$INTC INTEL CORP$653,445
$MRVL Marvell Technology, Inc.$638,216
$BE Bloom Energy Corp$612,665
$JBHT HUNT J B TRANSPORT SERVICES INC$609,101
$TGT TARGET CORP$600,449
$ETR ENTERGY CORP /DE/$592,018
$KEYS Keysight Technologies, Inc.$581,466
$VTRS Viatris Inc$578,917Exited Positions (62)
$QQQPUT INVESCO QQQ TRUST, SERIES 1
$SCHW SCHWAB CHARLES CORP
$COP CONOCOPHILLIPS
$INCY INCYTE CORP
$WRB BERKLEY W R CORP
$TT Trane Technologies plc
$YUM YUM BRANDS INC
$NFLX NETFLIX INC
$TROW PRICE T ROWE GROUP INC
$ACGL ARCH CAPITAL GROUP LTD.
$SPGI S&P Global Inc.
$CDNS CADENCE DESIGN SYSTEMS INC DIREXION SHARES ETF TRUST
$WMB WILLIAMS COMPANIES, INC. GLOBAL X FDS
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