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B. Riley Wealth Advisors, Inc.

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1464811
Institutional-grade research for retail investors

Sector Allocation

  • Other42.8%$1.1B
  • Technology29.0%$734.5M
  • Financials9.5%$240.0M
  • Healthcare4.5%$114.1M
  • Consumer Discretionary3.9%$98.4M
  • Industrials3.3%$82.3M
  • Consumer Staples1.8%$44.9M
  • Materials1.7%$42.5M
  • Energy1.6%$41.0M
  • Communication Services1.1%$26.8M

AUM History

13fpro.ai/research/fund/b-riley-wealth-advisors-inc-1464811

Conviction and streaks

Concentrating · top 10 = 24.4%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

NVDA$NVDAConviction hold5.3% weight · held 8 quartersAAPL$AAPLConviction hold4.4% weight · held 8 quartersMSFT$MSFTConviction hold2.3% weight · held 8 quartersAMZN$AMZNConviction hold2.1% weight · held 8 quarters$Conviction hold2.0% weight · held 8 quarters$Accumulating+809% shares · 9 quarters runningTEI$TEIAccumulating+100% shares · 9 quarters runningPHK$PHKAccumulating+11% shares · 8 quarters running$Accumulating+1413% shares · 6 quarters running$Accumulating+39% shares · 6 quarters running$Trimming-79% shares · 9 quarters running$Trimming-73% shares · 9 quarters running$Trimming-70% shares · 9 quarters running$Trimming-85% shares · 9 quarters runningPG$PGTrimming-73% shares · 8 quarters running

Largest positions — Q3 2026

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/b-riley-wealth-advisors-inc-1464811

B. Riley Wealth Advisors, Inc. 13F holdings — Q3 2026

$2.6B portfolio (+37.5% QoQ) · 1,092 holdings · Q3 2026 13F · top 10 are 24% of the stock portfolio

Includes $39.9M of put/call options ($12.5M puts, $27.4M calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $2.5B. Weights use the stock portfolio.

All holdings — B. Riley Wealth Advisors, Inc. (Q3 2026)

1,092 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated. The page lists up to 1,000; every position is in the Excel export.

Company
PLTR$PLTRPalantir Technologies Inc.$29.1M-2%
LLY$LLYELI LILLY & Co$29.0M+12%
QQQ$QQQINVESCO QQQ TRUST, SERIES 1etf/fund$28.2M+30%
CRWD$CRWDCrowdStrike Holdings, Inc.$27.5M+326%
GOOG$GOOGAlphabet Inc.$27.5M+49%
AVGO$AVGOBroadcom Inc.$25.9M+28%
— VANGUARD INDEX FDS - MRNGSTR VAL ETFetf/fund$25.2M+26%
— TRUST FOR PROFESSIONAL MANAG - ACTIVEPASSIVE US$24.5M+2%
PANW$PANWPalo Alto Networks Inc$24.1M-0.7%
AMD$AMDADVANCED MICRO DEVICES INC$23.1M+9%
JPM$JPMJPMORGAN CHASE & CO$22.2M+34%
— FIDELITY COVINGTON TRUST - VLU FACTOR ETFetf/fund$21.3M+960%
LRCX$LRCXLAM RESEARCH CORP$21.2M+268%
— VANECK ETF TRUST - SEMICONDUCTR ETFetf/fund$20.7M+3%
— SELECT SECTOR SPDR TR - ST STR TECHN ETFetf/fund$20.5M+3%

What changed in Q3 2026

Against the previous quarter's 13F: 242 new, 549 added to, 233 trimmed, 69 sold out. Share-count changes; largest moves by dollar size first.

New positions (242)

  • FIDELITY COVINGTON TRUST - MOMENTUM FACTR$8.6M

    first bought this quarter

  • FIRST TR EXCHANGE-TRADED FD - NO AMER ENERGY$8.6M

    first bought this quarter

  • WISDOMTREE TR - EM EX ST-OWNED$6.9M

    first bought this quarter

  • FIRST TR EXCHNG TRADED FD VI - FT VEST NAS$5.8M

    first bought this quarter

  • FIRST TR EXCHNG TRADED FD VI - VEST NASDAQ 100$5.1M

    first bought this quarter

  • JOHN HANCOCK EXCHANGE TRADED - MULTIFACTR SML$3.9M

    first bought this quarter

+236 more in the Excel export

Added to (549)

  • SPDR SERIES TRUST - ST STR BLO 1 ETF+445%

    now $47.1M

  • AAPL$AAPLApple Inc.+48%

    now $112.0M · held 8+ qtrs, 2 adds in a row

  • CRWD$CRWDCrowdStrike Holdings, Inc.+326%

    now $27.5M · held 8+ qtrs

  • FIDELITY COVINGTON TRUST - VLU FACTOR ETF+960%

    now $21.3M

  • VANGUARD INDEX FDS - MRNGSTR GRWT ETF+61%

    now $50.0M

  • NVDA$NVDANVIDIA CORP+16%

    now $133.1M · held 8+ qtrs

+543 more in the Excel export

Trimmed (233)

  • FIDELITY COVINGTON TRUST - ENHANCED LARGE-85%

    now $1.2M

  • NVDA$NVDAPUTNVIDIA CORP-21%

    now $12.4M

  • NXXT$NXXTNEXTNRG, INC.-86%

    now $253K

  • BA$BABOEING CO-23%

    now $5.0M · held 8+ qtrs

  • PIMCO ETF TR - ACTIVE BD ETF-19%

    now $5.6M

  • ETN$ETNEaton Corp plc-13%

    now $8.4M · held 8+ qtrs

+227 more in the Excel export

Sold out (69)

  • LLY$LLYPUTELI LILLY & Cowas $3.8M
  • AB$ABALLIANCEBERNSTEIN HOLDING L.P.was $2.7M

    held 7+ qtrs

  • ISHARES TR - LATN AMER 40 ETFwas $1.5M
  • PROSHARES TR - SHOR S&P 500 NEWwas $1.4M
  • J P MORGAN EXCHANGE TRADED F - INCOME ETFwas $1.1M
  • WDC$WDCCALLWESTERN DIGITAL CORPwas $652K

+63 more in the Excel export

Firm AUM (Form ADV): $4.2B as of 2025-12-31 · SEC IAPD

Share

Holdings by quarter

Every 13F B. Riley Wealth Advisors, Inc. has filed, 41 earlier quarters. Pick one to see what it held then.

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Q3 2026 13F filed with the SEC on Oct 13, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of B. Riley Wealth Advisors's top 20 holdings: 79/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)

Top 10 since filing

-3.8%

Value-weighted move of the 10 largest stock positions

Turnover

3%

Last quarter; 19% over the last 4

Top 10 weight

24%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

94%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

B. Riley Wealth Advisors, Inc. disclosed 1,092 positions worth $2.6B in its Form 13F-HR for Q3 2026 — $2.5B in common stock plus $39.9M of put/call option positions (reported at underlying notional value, not premium at risk), led by $NVDA (NVIDIA CORP) at 5.3% of the equity portfolio, followed by $AAPL and $MSFT. During the quarter the fund opened 242 new positions and exited 69 and a full exit from $LLY. The portfolio is most concentrated in Other (42.8% of disclosed assets). All figures are sourced directly from B. Riley Wealth Advisors, Inc.’s Form 13F-HR filing with the SEC under CIK 1464811.

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AI-Powered Hedge Fund Analysis: B. Riley Wealth Advisors, Inc.

13F Pro is an AI hedge fund tracker and stock research platform. For B. Riley Wealth Advisors, Inc. (SEC CIK: 1464811), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in B. Riley Wealth Advisors, Inc.'s portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.