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Wellington Shields Capital Management, LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1506071
Institutional-grade research for retail investors

Sector Allocation

  • Technology39.3%$309.8M
  • Financials15.8%$124.7M
  • Industrials10.5%$82.8M
  • Other9.4%$74.4M
  • Consumer Discretionary7.0%$55.6M
  • Healthcare5.4%$42.4M
  • Energy3.7%$29.0M
  • Consumer Staples3.4%$26.7M
  • Materials3.2%$25.1M
  • Utilities1.0%$7.8M

AUM History

13fpro.ai/research/fund/wellington-shields-capital-management-llc-1506071

Conviction and streaks

Stable · top 10 = 36.7%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

Largest positions — Q2 2026

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/wellington-shields-capital-management-llc-1506071

Wellington Shields Capital Management, LLC 13F holdings — Q2 2026

$788.4M portfolio (+18.4% QoQ) · 334 holdings · Q2 2026 13F · top 10 are 37% of the stock portfolio

All holdings — Wellington Shields Capital Management, LLC (Q2 2026)

334 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

Company
QXO$QXOQXO, Inc.$15.7M+36%
MA$MAMastercard Inc$14.8M-8%
PWR$PWRQUANTA SERVICES, INC.$14.6M-0.2%
XOM.R34088$XOM.R34088EXXON MOBIL CORP$14.1M-2%
— ISHARES SEMICONDUCTOR ETF - ETFetf/fund$13.4M-9%
MKSI$MKSIMKS INC$13.2M-43%
— VANGUARD S&P 500 ETF - ETFetf/fund$12.4M+32%
TSM$TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTDadr$12.1M-14%
BA$BABOEING CO$12.0M-5%
LLY$LLYELI LILLY & Co$11.7M+73%
BX$BXBlackstone Inc.$11.3M-13%
— STATE STREET SPDR S&P METALS & MINING ETF - ETFetf/fund$10.9M+6%
COF$COFCAPITAL ONE FINANCIAL CORP$10.0M+6%
AVGO$AVGOBroadcom Inc.$8.9M+31%
NVDA$NVDANVIDIA CORP$8.2M-23%

What changed in Q2 2026

Against the previous quarter's 13F: 27 new, 67 added to, 110 trimmed, 18 sold out. Share-count changes; largest moves by dollar size first.

New positions (27)

  • PPC$PPCPILGRIMS PRIDE CORP$3.3M

    first bought this quarter

  • PDD$PDDPDD Holdings Inc.$3.3M

    first bought this quarter

  • DCH$DCHDauch Corp$3.2M

    first bought this quarter

  • CLS$CLSCELESTICA INC$2.4M

    first bought this quarter

  • TKR$TKRTIMKEN CO$1.6M

    first bought this quarter

  • MRVL$MRVLMarvell Technology, Inc.$861K

    first bought this quarter

+21 more in the Excel export

Added to (67)

  • LLY$LLYELI LILLY & Co+73%

    now $11.7M · held 10+ qtrs

  • STATE STREET SPDR S&P BIOTECH ETF - ETF+1042%

    now $5.1M

  • QXO$QXOQXO, Inc.+36%

    now $15.7M · held 8 qtrs, 5 adds in a row

  • UBER$UBERUber Technologies, Inc+2662%

    now $3.7M · held 10+ qtrs

  • VANGUARD S&P 500 ETF - ETF+32%

    now $12.4M

  • AVGO$AVGOBroadcom Inc.+31%

    now $8.9M · held 10+ qtrs

+61 more in the Excel export

Trimmed (110)

  • GOOG$GOOGAlphabet Inc.-32%

    now $30.3M · held 10+ qtrs

  • MKSI$MKSIMKS INC-43%

    now $13.2M · held 5 qtrs, 3 trims in a row

  • MSFT$MSFTMICROSOFT CORP-13%

    now $40.2M · held 10+ qtrs

  • NVDA$NVDANVIDIA CORP-23%

    now $8.2M · held 10+ qtrs, 2 trims in a row

  • TSM$TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTD-14%

    now $12.1M · held 8 qtrs

  • AAPL$AAPLApple Inc.-6%

    now $28.9M · held 10+ qtrs, 7 trims in a row

+104 more in the Excel export

Sold out (18)

  • XYZ$XYZBlock, Inc.was $3.6M

    held 5 qtrs

  • TOST$TOSTToast, Inc.was $435K

    held 2 qtrs

  • TPR$TPRTAPESTRY, INC.was $388K

    held 4 qtrs

  • SCHWAB SHORT-TERM US TREASURY ETFwas $243K
  • TM$TMTOYOTA MOTOR CORP/was $220K
  • HAL$HALHALLIBURTON COwas $219K

+12 more in the Excel export

Firm AUM (Form ADV): $1.2B as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Wellington Shields Capital Management, LLC has filed, 40 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow Wellington Shields Capital Management?

Q2 2026 13F filed with the SEC on Aug 10, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Wellington Shields Capital Management's top 20 holdings: 73/100 (our AI quality score, weighted by position size; 19 of the 20 are scored)

Top 10 since filing

-1.6%

Value-weighted move of the 10 largest stock positions

Turnover

8%

Last quarter; 24% over the last 4

Top 10 weight

37%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

95%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Wellington Shields Capital Management, LLC disclosed 334 positions worth $788.4M in its Form 13F-HR for Q2 2026, led by $BE (Bloom Energy Corp) at 6.0% of the equity portfolio, followed by $MSFT and $GOOGL. During the quarter the fund opened 27 new positions and exited 18 — including a new stake in $PPC and a full exit from $XYZ. The portfolio is most concentrated in Technology (39.3% of disclosed assets). All figures are sourced directly from Wellington Shields Capital Management, LLC’s Form 13F-HR filing with the SEC under CIK 1506071.

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AI-Powered Hedge Fund Analysis: Wellington Shields Capital Management, LLC

13F Pro is an AI hedge fund tracker and stock research platform. For Wellington Shields Capital Management, LLC (SEC CIK: 1506071), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Wellington Shields Capital Management, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.