BASSWOOD CAPITAL MANAGEMENT, L.L.C.
13F Reported Value
ⓘ$2.1B
incl. option notional
Equity Holdings
ⓘ$2.0B
Option Notional
ⓘ$156.3M
$41.4M puts / $115.0M calls
Holdings
108
Latest Filing
2026-03-31
Filing Quarter
Q1 2026
Portfolio Overview
BASSWOOD CAPITAL MANAGEMENT, L.L.C. disclosed 108 positions worth $2.1B in its Form 13F-HR for Q1 2026 — $2.0B in common stock plus $156.3M of put/call option positions (reported at underlying notional value, not premium at risk), led by $JPM (JPMORGAN CHASE & CO) at 7.0% of the equity portfolio. During the quarter the fund opened 14 new positions and exited 17 — including a new stake in $CBSH and a full exit from $EVR. The portfolio is most concentrated in Financials (89.3% of disclosed assets). All figures are sourced directly from BASSWOOD CAPITAL MANAGEMENT, L.L.C.’s Form 13F-HR filing with the SEC under CIK 1085393.
AI Fund Analysis
Diversifying
$JPM
$BAC
$WBS
$USB
$IVZ
$PGR
$RJF
$SFNC
$LAZSector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q1 2026
Click any card to unlockTop Holdings
- 35.6#2,134
Quality
$138.1M469,496 sh ISHARES TR CALL
—Quality
$115.0M1,326,300 sh- 68.4#415
Quality
$90.3M1,852,707 sh - 60.2
Quality
$84.4M1,215,997 sh - 71.4
Quality
$69.5M1,336,628 sh DIME CMNTY BANCSHARES INC
—Quality
$68.4M2,021,304 sh- —
Quality
$60.8M369,259 sh - —
Quality
$55.7M3,908,575 sh - —
Quality
$46.7M872,444 sh - 77.2
Quality
$44.1M469,701 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| JPMORGAN CHASE & CO$JPM | 35.6#2,134 | $138.1M | 469,496 |
| ISHARES TR CALL | — | $115.0M | 1,326,300 |
| BANK OF AMERICA CORP /DE/$BAC | 68.4#415 | $90.3M | 1,852,707 |
| WEBSTER FINANCIAL CORP$WBS | 60.2 | $84.4M | 1,215,997 |
| US BANCORP DE$USB | 71.4 | $69.5M | 1,336,628 |
| DIME CMNTY BANCSHARES INC | — | $68.4M | 2,021,304 |
 MORGAN STANLEY$MS | — | $60.8M | 369,259 |
 Rocket Companies, Inc.$RKT | — | $55.7M | 3,908,575 |
 OneMain Holdings, Inc.$OMF | — | $46.7M | 872,444 |
 SCHWAB CHARLES CORP$SCHW | 77.2 | $44.1M | 469,701 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of BASSWOOD CAPITAL MANAGEMENT, L.L.C.'s 108 positions.
Showing top 10 of 108 holdings.
Sector Allocation
Financials
$1.8B
Industrials
$112.1M
Other
$81.8M
Real Estate
$16.0M
Full Holdings — BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Q1 2026)
All 108 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $JPM | JPMORGAN CHASE & CO | $138.1M | 7.0% | +0% | 35.6 |
| 2 | — | ISHARES TR | $115.0M | — | -6% | — |
| 3 | $BAC | BANK OF AMERICA CORP /DE/ | $90.3M | 4.6% | +15% | 68.4 |
| 4 | $WBS | WEBSTER FINANCIAL CORP | $84.4M | 4.3% | -18% | 60.2 |
| 5 | $USB | US BANCORP DE | $69.5M | 3.5% | -18% | 71.4 |
| 6 | — | DIME CMNTY BANCSHARES INC | $68.4M | 3.5% | -1% | — |
| 7 | $MS | MORGAN STANLEY | $60.8M | 3.1% | +0% | — |
| 8 | $RKT | Rocket Companies, Inc. | $55.7M | 2.8% | -29% | — |
| 9 | $OMF | OneMain Holdings, Inc. | $46.7M | 2.4% | -5% | — |
| 10 | $SCHW | SCHWAB CHARLES CORP | $44.1M | 2.3% | -23% | 77.2 |
| 11 |  $FCNCA | FIRST CITIZENS BANCSHARES INC /DE/ | $43.5M | 2.2% | +0% | 54.8 |
| 12 |  $BPOP | POPULAR, INC. | $42.8M | 2.2% | +20% | — |
| 13 |  $PFSI | PennyMac Financial Services, Inc. | $40.3M | 2.0% | -16% | 54.2 |
| 14 |  $ONB | OLD NATIONAL BANCORP /IN/ | $40.0M | 2.0% | +15% | — |
| 15 |  $PNFP | Pinnacle Financial Partners, Inc. | $39.3M | 2.0% | +2850% | — |
| 16 |  $TOL | Toll Brothers, Inc. | $38.8M | 2.0% | -13% | 68.3 |
| 17 |  $COF | CAPITAL ONE FINANCIAL CORP | $36.2M | 1.9% | +0% | 71 |
| 18 |  $CFG | CITIZENS FINANCIAL GROUP INC/RI | $32.2M | 1.6% | -5% | 68.8 |
| 19 |  $FNB | FNB CORP/PA/ | $31.6M | 1.6% | -11% | — |
| 20 | $RJF | RAYMOND JAMES FINANCIAL INC | $29.5M | 1.5% | +31% | 63.8 |
| 21 | $IVZ | Invesco Ltd. | $29.3M | 1.5% | +8% | — |
| 22 |  $ESQ | Esquire Financial Holdings, Inc. | $28.9M | 1.5% | +0% | — |
| 23 |  $KEY | KEYCORP /NEW/ | $28.5M | 1.4% | +34% | 70.4 |
| 24 | $SFNC | SIMMONS FIRST NATIONAL CORP | $28.2M | 1.4% | +27% | — |
| 25 |  $RM | Regional Management Corp. | $27.3M | 1.4% | -4% | 59.8 |
| 26 |  $TMHC | Taylor Morrison Home Corp | $25.6M | 1.3% | -5% | 58 |
| 27 |  $SYF | Synchrony Financial | $25.0M | 1.3% | +29% | — |
| 28 | $LAZ | Lazard, Inc. | $24.8M | 1.3% | +99% | 59.3 |
| 29 |  $BANR | BANNER CORP | $24.8M | 1.3% | +89% | — |
| 30 |  $ZION | ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | $24.6M | 1.3% | +5% | 57.8 |
| 31 |  $BOH | BANK OF HAWAII CORP | $23.5M | 1.2% | +58% | 34.7 |
| 32 |  $CPF | CENTRAL PACIFIC FINANCIAL CORP | $23.4M | 1.2% | -8% | 60.9 |
| 33 |  $PNC | PNC FINANCIAL SERVICES GROUP, INC. | $22.9M | 1.2% | -29% | 70.9 |
| 34 |  $ALLY | Ally Financial Inc. | $22.5M | 1.1% | +11% | 69.3 |
| 35 | — | SPDR SERIES TRUST | $22.2M | — | -52% | — |
| 36 |  $VCTR | Victory Capital Holdings, Inc. | $22.2M | 1.1% | -27% | 75.5 |
| 37 |  $WFC | WELLS FARGO & COMPANY/MN | $21.0M | 1.1% | -45% | — |
| 38 |  $BLK | BlackRock, Inc. | $20.1M | 1.0% | -20% | 70.3 |
| 39 |  $MDYPUT | SPDR S&P MIDCAP 400 ETF TRUST | $19.1M | — | +43% | — |
| 40 |  $HFWA | HERITAGE FINANCIAL CORP /WA/ | $18.2M | 0.9% | +15% | — |
| 41 |  $EBC | Eastern Bankshares, Inc. | $17.9M | 0.9% | -23% | 62.3 |
| 42 |  $MCB | Metropolitan Bank Holding Corp. | $17.5M | 0.9% | -5% | 50.7 |
| 43 |  $MHO | M/I HOMES, INC. | $16.8M | 0.9% | -8% | 58.3 |
| 44 |  $OBK | Origin Bancorp, Inc. | $16.7M | 0.8% | +23% | — |
| 45 |  $PHM | PULTEGROUP INC/MI/ | $16.0M | 0.8% | +0% | 65.1 |
| 46 |  $FNF | Fidelity National Financial, Inc. | $15.5M | 0.8% | +0% | 69.7 |
| 47 |  $VLY | VALLEY NATIONAL BANCORP | $14.5M | 0.7% | -29% | — |
| 48 |  $CBSH | COMMERCE BANCSHARES INC /MO/ | $14.4M | 0.7% | NEW | — |
| 49 |  $PWP | Perella Weinberg Partners | $14.3M | 0.7% | -27% | 51.3 |
| 50 |  $VOYA | Voya Financial, Inc. | $14.2M | 0.7% | +6% | 62.4 |
| 51 |  $AMP | AMERIPRISE FINANCIAL INC | $13.0M | 0.7% | -28% | 70.2 |
| 52 |  $CWK | Cushman & Wakefield Ltd. | $12.8M | 0.7% | +9% | — |
| 53 |  $FITB | FIFTH THIRD BANCORP | $12.2M | 0.6% | +179% | — |
| 54 |  $BFH | BREAD FINANCIAL HOLDINGS, INC. | $11.9M | 0.6% | -48% | — |
| 55 |  $CAC | CAMDEN NATIONAL CORP | $11.8M | 0.6% | +0% | 61.5 |
| 56 |  $MBIN | Merchants Bancorp | $11.7M | 0.6% | +0% | — |
| 57 | $PGR | PROGRESSIVE CORP/OH/ | $10.9M | 0.6% | +46% | 83.6 |
| 58 |  $INDB | INDEPENDENT BANK CORP | $10.4M | 0.5% | -58% | — |
| 59 |  $HBAN | HUNTINGTON BANCSHARES INC /MD/ | $9.9M | 0.5% | NEW | 69.4 |
| 60 |  $SSB | SouthState Bank Corp | $9.9M | 0.5% | +0% | — |
| 61 |  $UBSI | UNITED BANKSHARES INC/WV | $9.7M | 0.5% | +0% | — |
| 62 |  $WAL | WESTERN ALLIANCE BANCORPORATION | $9.4M | 0.5% | +0% | 56.1 |
| 63 |  $EQH | Equitable Holdings, Inc. | $9.3M | 0.5% | +36% | 48.9 |
| 64 |  $LPLA | LPL Financial Holdings Inc. | $9.1M | 0.5% | NEW | 61.8 |
| 65 |  $STT | STATE STREET CORP | $9.0M | 0.5% | NEW | 61.5 |
| 66 |  $TFC | TRUIST FINANCIAL CORP | $8.8M | 0.5% | -46% | — |
| 67 |  $PFS | PROVIDENT FINANCIAL SERVICES INC | $8.8M | 0.5% | +0% | 69 |
| 68 | — | ISHARES TR | $8.3M | 0.4% | +0% | — |
| 69 |  $USCB | USCB FINANCIAL HOLDINGS, INC. | $8.1M | 0.4% | -0% | — |
| 70 |  $CRBD | Corebridge Financial, Inc. | $7.6M | 0.4% | +374% | 36.7 |
| 71 |  $HWC | HANCOCK WHITNEY CORP | $7.6M | 0.4% | -48% | — |
| 72 |  $LEN | LENNAR CORP /NEW/ | $7.5M | 0.4% | -3% | 49.2 |
| 73 |  $FBNC | FIRST BANCORP /NC/ | $6.9M | 0.3% | +0% | 37.3 |
| 74 |  $PGC | PEAPACK GLADSTONE FINANCIAL CORP | $6.9M | 0.3% | NEW | 60.1 |
| 75 |  $AUB | Atlantic Union Bankshares Corp | $6.8M | 0.3% | +0% | — |
| 76 |  $SMBK | SMARTFINANCIAL INC. | $6.6M | 0.3% | NEW | — |
| 77 |  $TCBK | TRICO BANCSHARES / | $6.6M | 0.3% | +0% | 57.8 |
| 78 |  $FLG | FLAGSTAR BANK, NATIONAL ASSOCIATION | $6.5M | 0.3% | +0% | — |
| 79 |  $CBZ | CBIZ, Inc. | $5.5M | 0.3% | +11% | 67 |
| 80 |  $CARE | Carter Bankshares, Inc. | $5.3M | 0.3% | NEW | 38 |
| 81 |  $BSRR | SIERRA BANCORP | $4.7M | 0.2% | NEW | — |
| 82 |  $HOMB | HOME BANCSHARES INC | $4.5M | 0.2% | +0% | — |
| 83 |  $BANC | BANC OF CALIFORNIA, INC. | $4.4M | 0.2% | +0% | 68.3 |
| 84 | — | NORTHEAST BK PORTLAND ME | $3.5M | 0.2% | +0% | — |
| 85 |  $MC | Moelis & Co | $3.5M | 0.2% | NEW | — |
| 86 |  $AMG | AFFILIATED MANAGERS GROUP, INC. | $3.4M | 0.2% | NEW | 60.3 |
| 87 |  $SPFI | SOUTH PLAINS FINANCIAL, INC. | $3.2M | 0.2% | NEW | — |
| 88 |  $JLL | JONES LANG LASALLE INC | $3.2M | 0.2% | -30% | 59.8 |
| 89 |  $BPRN | Princeton Bancorp, Inc. | $3.1M | 0.2% | NEW | — |
| 90 |  $BUSE | FIRST BUSEY CORP /NV/ | $3.0M | 0.1% | +0% | 52.6 |
| 91 |  $MVBF | MVB FINANCIAL CORP | $2.9M | 0.1% | NEW | — |
| 92 |  $APO | Apollo Global Management, Inc. | $2.8M | 0.1% | -87% | 55.7 |
| 93 |  $MTB | M&T BANK CORP | $2.8M | 0.1% | +0% | 64.1 |
| 94 |  $KKR | KKR & Co. Inc. | $2.4M | 0.1% | +0% | 49.8 |
| 95 |  $C | CITIGROUP INC | $2.3M | 0.1% | +0% | 54.8 |
| 96 |  $WSBC | WESBANCO INC | $2.0M | 0.1% | +0% | — |
| 97 |  $UWMC | UWM Holdings Corp | $1.7M | 0.1% | -75% | 49.4 |
| 98 |  $EWBC | EAST WEST BANCORP INC | $1.6M | 0.1% | +0% | — |
| 99 | — | LENDINGCLUB ISSUANCE TR SER | $1.6M | 0.1% | -86% | — |
| 100 |  $KBH | KB HOME | $1.5M | 0.1% | -71% | 45.9 |
| 101 |  $CHMG | CHEMUNG FINANCIAL CORP | $1.5M | 0.1% | NEW | — |
| 102 |  $ALRS | ALERUS FINANCIAL CORP | $1.4M | 0.1% | +0% | — |
| 103 |  $BUR | Burford Capital Ltd | $534,264 | 0.0% | +0% | — |
| 104 |  $EGBN | EAGLE BANCORP INC | $530,353 | 0.0% | +0% | — |
| 105 |  $FG | F&G Annuities & Life, Inc. | $507,691 | 0.0% | +0% | 61.9 |
| 106 |  $CCS | Century Communities, Inc. | $427,137 | 0.0% | +0% | 46.6 |
| 107 |  $SBCF | SEACOAST BANKING CORP OF FLORIDA | $193,068 | 0.0% | +0% | — |
| 108 |  $CLST | Catalyst Bancorp, Inc. | $186,234 | 0.0% | +0% | — |
New Positions (14)
$CBSH COMMERCE BANCSHARES INC /MO/$14.4M$HBAN HUNTINGTON BANCSHARES INC /MD/$9.9M$LPLA LPL Financial Holdings Inc.$9.1M$STT STATE STREET CORP$9.0M$PGC PEAPACK GLADSTONE FINANCIAL CORP$6.9M$SMBK SMARTFINANCIAL INC.$6.6M$CARE Carter Bankshares, Inc.$5.3M$BSRR SIERRA BANCORP$4.7M$MC Moelis & Co$3.5M$AMG AFFILIATED MANAGERS GROUP, INC.$3.4M$SPFI SOUTH PLAINS FINANCIAL, INC.$3.2M$BPRN Princeton Bancorp, Inc.$3.1M$MVBF MVB FINANCIAL CORP$2.9M$CHMG CHEMUNG FINANCIAL CORP$1.5MExited Positions (17)
$EVR Evercore Inc.$MDY SPDR S&P MIDCAP 400 ETF TRUST$IVZPUT Invesco Ltd.
$UMBF UMB FINANCIAL CORP
$RF REGIONS FINANCIAL CORP
$BKU BankUnited, Inc.
$COLB COLUMBIA BANKING SYSTEM, INC.
$QNST QUINSTREET, INC
$CBU COMMUNITY FINANCIAL SYSTEM, INC.
$FHN FIRST HORIZON CORP
$MOFG MidWestOne Financial Group, Inc.
$RPC Ridgepost Capital, Inc.
$FBK FB Financial CorpBrowse Top Institutional Investors
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