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Breakwater Capital Group

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1964309
Institutional-grade research for retail investors

Sector Allocation

  • Other66.2%$558.1M
  • Financials14.9%$126.0M
  • Technology10.4%$87.6M
  • Healthcare2.3%$19.4M
  • Industrials1.9%$16.5M
  • Consumer Discretionary1.5%$12.5M
  • Consumer Staples0.7%$6.0M
  • Utilities0.6%$4.8M
  • Materials0.5%$4.1M
  • Energy0.5%$3.8M

AUM History

13fpro.ai/research/fund/breakwater-capital-group-1964309

Conviction and streaks

Stable · top 10 = 26.4%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

Largest positions — Q3 2026

  • J
    $33.4M
  • AAPLAAPL
    $26.7M
  • VANGUARD
    $26.5M
  • ISHARES
    $24.5M
  • IVZIVZ
    $24.0M
  • IVZIVZ
    $20.4M
  • ISHARES
    $19.6M
  • VANGUARD
    $16.3M
  • ISHARES
    $16.1M
  • ISHARES
    $14.9M
  • BLACKROCK
    $13.2M
  • PIMCO
    $13.0M
  • MSFTMSFT
    $12.1M
  • SCHWAB
    $11.6M
  • VANGUARD
    $11.2M
  • SPDR
    $11.1M
  • IVZIVZ
    $10.0M
  • ISHARES
    $9.9M
  • SCHWAB
    $9.8M
  • IVZIVZ
    $9.5M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/breakwater-capital-group-1964309

Breakwater Capital Group 13F holdings — Q3 2026

$844.1M portfolio (+1.3% QoQ) · 392 holdings · Q3 2026 13F · top 10 are 26% of the stock portfolio

Includes $1.0M of put/call options ($1.0M puts, $0 calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $843.1M. Weights use the stock portfolio.

  • 1

    J P MORGAN EXCHANGE TRADED F - US QUALTY FCTR

    $33.4M

    4.0% of stocks

    +2%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • $26.7M

    3.2% of stocks

    -4%This quarter+2.2%Since filed11+ qtrsHeld
    AIQuality75.7#88Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row
  • 3

    VANGUARD WORLD FD - MRNGSTR VAL ETF

    $26.5M

    3.1% of stocks

    +4%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 4

    ISHARES TR - RUS 1000 GRW ETF

    $24.5M

    2.9% of stocks

    +3%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • $24.0M

    2.8% of stocks

    -1%This quarter-3.3%Since filed11+ qtrsHeld
  • $20.4M

    2.4% of stocks

    +0.1%This quarter-3.3%Since filed11+ qtrsHeld
  • 7

    ISHARES TR - CORE S&P500 ETF

    $19.6M

    2.3% of stocks

    +0.5%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 8

    VANGUARD INDEX FDS - MRNGSTR VAL ETF

    $16.3M

    1.9% of stocks

    +0.1%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 9

    ISHARES TR - MSCI INTL QUALTY

    $16.1M

    1.9% of stocks

    +6%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 10

    ISHARES TR - RUS 1000 VAL ETF

    $14.9M

    1.8% of stocks

    -2%This quarter—Since filed—Held
    AIQuality—Est. buy—

All holdings — Breakwater Capital Group (Q3 2026)

392 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

Company
— BLACKROCK ETF TRUST II - ISHA FLEX IN ETFetf/fund$13.2M-22%
— PIMCO ETF TR - MULTISECTOR BDetf/fund$13.0M+14%
MSFT$MSFTMICROSOFT CORP$12.1M+1%
— SCHWAB STRATEGIC TR - FUNDAMENTAL US L$11.6M+13%
— VANGUARD INDEX FDS - S&P 500 ETF SHSetf/fund$11.2M-0.1%
— SPDR SERIES TRUST - ST STR P500GRWetf/fund$11.1M+0.4%
IVZ$IVZInvesco Ltd.$10.0M+10%
— ISHARES TR - FALN ANGLS USDetf/fund$9.9M-2%
— SCHWAB STRATEGIC TR - FUNDAMENTAL INTL$9.8M+3%
IVZ$IVZInvesco Ltd.$9.5M+7%
— TCW ETF TRUST - FLEXIBLE INCOMEetf/fund$8.5M+2592%
— ISHARES TR - RUS 1000 ETFetf/fund$8.2M+1%
— COLUMBIA ETF TR II - EM CORE EX ETFetf/fund$8.1M+0.5%
AMZN$AMZNAMAZON COM INC$7.4M+0.8%
— VANGUARD MALVERN FDS - STRM INFPROIDXetf/fund$7.3M+4%

What changed in Q3 2026

Against the previous quarter's 13F: 31 new, 175 added to, 153 trimmed, 15 sold out. Share-count changes; largest moves by dollar size first.

New positions (31)

  • PLTR$PLTRPalantir Technologies Inc.$1.8M

    first bought this quarter

  • MQY$MQYBLACKROCK MUNIYIELD QUALITY FUND, INC.$1.0M

    first bought this quarter

  • VALUED ADVISERS TR - REGAN FLTG RATE$754K

    first bought this quarter

  • PIMCO ETF TR - 1-5 US TIP IDX$693K

    first bought this quarter

  • ALPS ETF TR - ACTIVE REIT ETF$638K

    first bought this quarter

  • HON$HONHONEYWELL INTERNATIONAL INC$580K

    first bought this quarter

+25 more in the Excel export

Added to (175)

  • TCW ETF TRUST - FLEXIBLE INCOME+2592%

    now $8.5M

  • GOLDMAN SACHS ETF TR - MUNI INCOME ETF+517%

    now $1.9M

  • PIMCO ETF TR - MULTISECTOR BD+14%

    now $13.0M

  • ANGEL OAK FUNDS TRUST - HIGH YIE OPP ETF+120%

    now $2.6M

  • SPDR SERIES TRUST - ST INTER BD ETF+27%

    now $6.5M

  • J P MORGAN EXCHANGE TRADED F - INCOME ETF+236%

    now $2.0M

+169 more in the Excel export

Trimmed (153)

  • BLACKROCK ETF TRUST II - ISHA FLEX IN ETF-22%

    now $13.2M

  • SIMPLIFY EXCHANGE TRADED FUN - MBS ETF-84%

    now $706K

  • ISHARES TR - INVT GRAD SY ETF-51%

    now $2.9M

  • SPDR SERIES TRUST - ST STR CORPO ETF-62%

    now $1.5M

  • PGIM ETF TR - ACTV HY BD ETF-64%

    now $966K

  • GD$GDGENERAL DYNAMICS CORP-70%

    now $677K · held 11+ qtrs

+147 more in the Excel export

Sold out (15)

  • XOM.R34088$XOM.R34088EXXON MOBIL CORPwas $3.9M

    held 10+ qtrs

  • VANGUARD MUN BD FDS - SHORT TAX EXEMPTwas $679K
  • JANUS DETROIT STR TR - HENDERSON MTGwas $387K
  • CARR$CARRCARRIER GLOBAL Corpwas $267K

    held 1 qtr

  • ISHARES TR - MBS ETFwas $246K
  • MPA$MPABLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUNDwas $238K

+9 more in the Excel export

Holdings by quarter

Every 13F Breakwater Capital Group has filed, 15 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow Breakwater Capital Group?

Q3 2026 13F filed with the SEC on Oct 9, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Breakwater Capital Group's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 14 of the 20 are scored)

Top 10 since filing

-2.8%

Value-weighted move of the 10 largest stock positions

Turnover

5%

Last quarter; 13% over the last 4

Top 10 weight

26%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

95%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Breakwater Capital Group disclosed 392 positions worth $844.1M in its Form 13F-HR for Q3 2026 — $843.1M in common stock plus $1.0M of put/call option positions (reported at underlying notional value, not premium at risk), followed by $AAPL. During the quarter the fund opened 31 new positions and exited 15 — including a new stake in $PLTR and a full exit from $XOM.R34088. The portfolio is most concentrated in Other (66.2% of disclosed assets). All figures are sourced directly from Breakwater Capital Group’s Form 13F-HR filing with the SEC under CIK 1964309.

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AI-Powered Hedge Fund Analysis: Breakwater Capital Group

13F Pro is an AI hedge fund tracker and stock research platform. For Breakwater Capital Group (SEC CIK: 1964309), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Breakwater Capital Group's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.