CALTON & ASSOCIATES, INC.

Portfolio Overview

CALTON & ASSOCIATES, INC. disclosed 419 positions worth $682.8M in its Form 13F-HR for Q2 2026, led by $QQQ (INVESCO QQQ TRUST, SERIES 1) at 6.1% of the equity portfolio. During the quarter the fund opened 63 new positions and exited 81 — including a new stake in $MPC. The portfolio is most concentrated in Other (69.6% of disclosed assets). All figures are sourced directly from CALTON & ASSOCIATES, INC.’s Form 13F-HR filing with the SEC under CIK 822648.

• 

  INVESCO QQQ TRUST, SERIES 1

  $QQQ

  —

  Quality

  $41.5M56,351 sh

• NORTHERN LTS FD TR II - PEAK SECT RO ETF

  —

  Quality

  $26.2M859,824 sh

• SPDR SERIES TRUST - ST STR P500ETF

  —

  Quality

  $23.4M265,895 sh
• 

  SPDR S&P 500 ETF TRUST

  $SPY

  —

  Quality

  $22.0M29,442 sh

• FIDELITY COVINGTON TRUST - HIGH DIVID ETF

  —

  Quality

  $17.8M294,506 sh
• 

  Apple Inc.

  $AAPL

  76.3

  Quality

  $15.0M51,716 sh
• 

  Invesco Ltd.

  $IVZ

  —

  Quality

  $12.3M489,131 sh

• SCHWAB STRATEGIC TR - US LCAP GR ETF

  —

  Quality

  $12.2M359,676 sh

• DBX ETF TR - XTRACK MSCI EAFE

  —

  Quality

  $12.0M219,312 sh

• SPDR SERIES TRUST - ST STR BLO 1 ETF

  —

  Quality

  $11.9M129,441 sh

Company	Quality	Value	Shares
INVESCO QQQ TRUST, SERIES 1$QQQ	—	$41.5M	56,351
NORTHERN LTS FD TR II - PEAK SECT RO ETF	—	$26.2M	859,824
SPDR SERIES TRUST - ST STR P500ETF	—	$23.4M	265,895
SPDR S&P 500 ETF TRUST$SPY	—	$22.0M	29,442
FIDELITY COVINGTON TRUST - HIGH DIVID ETF	—	$17.8M	294,506
Apple Inc.$AAPL	76.3	$15.0M	51,716
Invesco Ltd.$IVZ	—	$12.3M	489,131
SCHWAB STRATEGIC TR - US LCAP GR ETF	—	$12.2M	359,676
DBX ETF TR - XTRACK MSCI EAFE	—	$12.0M	219,312
SPDR SERIES TRUST - ST STR BLO 1 ETF	—	$11.9M	129,441

Showing top 10 of 419 holdings.

Top Holdings — CALTON & ASSOCIATES, INC. (Q2 2026)

Top 150 of 419 disclosed positions (by reported value) from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.

#	Ticker	Company	Value	Weight	QoQ	Quality
1	$QQQ	INVESCO QQQ TRUST, SERIES 1	$41.5M	6.1%	-0%	—
2	—	NORTHERN LTS FD TR II - PEAK SECT RO ETF	$26.2M	3.8%	-17%	—
3	—	SPDR SERIES TRUST - ST STR P500ETF	$23.4M	3.4%	-2%	—
4	$SPY	SPDR S&P 500 ETF TRUST	$22.0M	3.2%	-6%	—
5	—	FIDELITY COVINGTON TRUST - HIGH DIVID ETF	$17.8M	2.6%	-3%	—
6	$AAPL	Apple Inc.	$15.0M	2.2%	-20%	76.3
7	$IVZ	Invesco Ltd.	$12.3M	1.8%	+4%	—
8	—	SCHWAB STRATEGIC TR - US LCAP GR ETF	$12.2M	1.8%	-0%	—
9	—	DBX ETF TR - XTRACK MSCI EAFE	$12.0M	1.8%	+1%	—
10	—	SPDR SERIES TRUST - ST STR BLO 1 ETF	$11.9M	1.7%	+5%	—
11	$WT	WisdomTree, Inc.	$11.7M	1.7%	-14%	59.6
12	$IVZ	Invesco Ltd.	$10.4M	1.5%	+2%	—
13	$NVDA	NVIDIA CORP	$10.1M	1.5%	-13%	85.9
14	$MU	MICRON TECHNOLOGY INC	$9.8M	1.4%	-7%	86.1
15	—	SELECT SECTOR SPDR TR - ST STR TECHN ETF	$9.3M	1.4%	-27%	—
16	—	SPDR SERIES TRUST - ST STR RATE ETF	$8.7M	1.3%	-13%	—
17	—	VANGUARD INDEX FDS - GROWTH ETF	$8.4M	1.2%	+312%	—
18	—	VANGUARD WORLD FD - FINANCIALS ETF	$8.1M	1.2%	-30%	—
19	—	PACER FDS TR - US CASH COWS 100	$7.4M	1.1%	+6%	—
20	—	FIRST TR EXCHANGE TRADED FD - RISNG DIVD ACHIV	$7.2M	1.1%	-2%	—
21	—	VANGUARD WORLD FD - HEALTH CAR ETF	$7.0M	1.0%	-18%	—
22	—	VANGUARD WORLD FD - MEGA CAP INDEX	$6.7M	1.0%	-34%	—
23	—	VANGUARD INDEX FDS - S&P 500 ETF SHS	$6.6M	1.0%	-19%	—
24	—	VANECK ETF TRUST - SEMICONDUCTR ETF	$6.6M	1.0%	+15%	—
25	—	SPDR SERIES TRUST - ST STR BL 12 ETF	$6.4M	0.9%	-23%	—
26	—	CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT	$6.1M	0.9%	+2%	—
27	—	VANGUARD WORLD FD - MEGA CAP VAL ETF	$5.9M	0.9%	+5%	—
28	$MSFT	MICROSOFT CORP	$5.4M	0.8%	-7%	79.7
29	—	ISHARES TR - RUSSELL 2000 ETF	$5.1M	0.8%	-11%	—
30	—	ISHARES TR - CORE DIV GRWTH	$4.9M	0.7%	+4%	—
31	—	J P MORGAN EXCHANGE TRADED F - EQUITY PREMIUM	$4.7M	0.7%	+8%	—
32	—	VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD	$4.6M	0.7%	+33%	—
33	—	VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT	$4.6M	0.7%	-14%	—
34	—	FIRST TR EXCHANGE-TRADED FD - FIRST TR ENH NEW	$4.4M	0.7%	-2%	—
35	—	ISHARES TR - MSCI ACWI ETF	$4.4M	0.7%	-2%	—
36	—	SPDR SERIES TRUST - ST STR SP500DIV	$4.0M	0.6%	-34%	—
37	—	CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT	$4.0M	0.6%	+34%	—
38	—	SPDR SERIES TRUST - ST STR SP600SM C	$3.8M	0.6%	-32%	—
39	—	ISHARES TR - IBOXX INV CP ETF	$3.5M	0.5%	+4%	—
40	$AMZN	AMAZON COM INC	$3.5M	0.5%	-9%	68.4
41	$BRK.B	BERKSHIRE HATHAWAY INC	$3.4M	0.5%	-26%	73.6
42	$LLY	ELI LILLY & Co	$3.4M	0.5%	+12%	87.5
43	—	PACER FDS TR - GLOBL CASH ETF	$3.2M	0.5%	-3%	—
44	—	ISHARES TR - CORE S&P TTL STK	$3.1M	0.5%	-10%	—
45	$JPM	JPMORGAN CHASE & CO	$3.1M	0.5%	-19%	70.3
46	$META	Meta Platforms, Inc.	$3.1M	0.5%	-14%	79.6
47	—	SELECT SECTOR SPDR TR - ST STR FINL ETF	$3.1M	0.5%	+11%	—
48	—	ISHARES TR - US AER DEF ETF	$3.1M	0.5%	-9%	—
49	—	FIRST TR EXCHNG TRADED FD VI - FT LADD BUFF ETF	$3.0M	0.4%	-11%	—
50	—	NORTHERN LTS FD TR II - PEAKSHARES RMR	$3.0M	0.4%	+23%	—
51	—	ISHARES TR - US TREAS BD ETF	$2.9M	0.4%	+6%	—
52	—	ISHARES TR - MSCI US GARP ETF	$2.9M	0.4%	+19%	—
53	$IVZ	Invesco Ltd.	$2.9M	0.4%	+4%	—
54	—	VANGUARD WORLD FD - CONSUM STP ETF	$2.8M	0.4%	-39%	—
55	—	FIRST TR EXCHANGE TRADED FD - SMID RISNG ETF	$2.8M	0.4%	-9%	—
56	—	ISHARES TR - S&P 500 VAL ETF	$2.8M	0.4%	-10%	—
57	—	ISHARES TR - TIPS BD ETF	$2.8M	0.4%	-17%	—
58	$WMT	Walmart Inc.	$2.8M	0.4%	+25%	59.9
59	—	VANGUARD WORLD FD - INDUSTRIAL ETF	$2.7M	0.4%	-3%	—
60	$MPC	Marathon Petroleum Corp	$2.5M	0.4%	NEW	60.8
61	$GOOGL	Alphabet Inc.	$2.5M	0.4%	-19%	78.1
62	—	ISHARES TR - MSCI EMG MKT ETF	$2.5M	0.4%	-4%	—
63	—	SELECT SECTOR SPDR TR - ST STR CARE ETF	$2.4M	0.3%	-46%	—
64	$GLD	SPDR GOLD TRUST	$2.4M	0.3%	-37%	—
65	—	ISHARES TR - S&P 500 GRWT ETF	$2.3M	0.3%	-41%	—
66	—	SSGA ACTIVE ETF TR - ST STR BL LN ETF	$2.2M	0.3%	-43%	—
67	$LITE	Lumentum Holdings Inc.	$2.1M	0.3%	+346%	44.2
68	—	ISHARES TR - MSCI USA MIN ETF	$2.1M	0.3%	-29%	—
69	$LMT	LOCKHEED MARTIN CORP	$2.1M	0.3%	-4%	65.4
70	—	FIRST TR EXCHANGE TRADED FD - RBA INDL ETF	$2.1M	0.3%	-15%	—
71	$CAT	CATERPILLAR INC	$2.1M	0.3%	+8%	66.3
72	$GOOG	Alphabet Inc.	$2.0M	0.3%	-28%	78.1
73	$AMD	ADVANCED MICRO DEVICES INC	$2.0M	0.3%	-24%	79.7
74	—	FIRST TR EXCHANGE-TRADED FD - FT VEST RIS	$2.0M	0.3%	-32%	—
75	—	SCHWAB STRATEGIC TR - FUNDAMENTAL INTL	$2.0M	0.3%	+32%	—
76	—	VANGUARD WELLINGTON FD - US MULTIFACTOR	$2.0M	0.3%	+57%	—
77	$IVZ	Invesco Ltd.	$2.0M	0.3%	-34%	—
78	—	CAPITAL GROUP GBL GROWTH EQT - SHS CREAT UNIT	$2.0M	0.3%	+8%	—
79	—	FIRST TR EXCHANGE-TRADED FD - US EQTY OPPT ETF	$1.9M	0.3%	-39%	—
80	$TSLA	Tesla, Inc.	$1.9M	0.3%	-21%	53.6
81	$AMAT	APPLIED MATERIALS INC /DE	$1.9M	0.3%	-5%	72.1
82	$CVX	CHEVRON CORP	$1.9M	0.3%	-17%	62.6
83	—	SELECT SECTOR SPDR TR - ST STR INDL ETF	$1.8M	0.3%	+5%	—
84	—	ISHARES TR - TRUST ISHARE 0-1	$1.8M	0.3%	-49%	—
85	—	SELECT SECTOR SPDR TR - ST STR ENERG ETF	$1.8M	0.3%	+31%	—
86	$AEP	AMERICAN ELECTRIC POWER CO INC	$1.7M	0.3%	+193%	66.5
87	—	DIMENSIONAL ETF TRUST - US COR EQU 1 ETF	$1.6M	0.2%	+26%	—
88	—	DIMENSIONAL ETF TRUST - US COR EQU 2 ETF	$1.6M	0.2%	+27%	—
89	$JNJ	JOHNSON & JOHNSON	$1.6M	0.2%	-3%	68.8
90	—	CAPITAL GRP FIXED INCM ETF T - MUN INM ETF	$1.5M	0.2%	+10%	—
91	—	FIRST TR EXCHANGE-TRADED FD - SHS	$1.5M	0.2%	-29%	—
92	—	ISHARES TR - PFD AND INCM SEC	$1.5M	0.2%	-12%	—
93	—	VANECK ETF TRUST - GOLD MINERS ETF	$1.5M	0.2%	-49%	—
94	—	ETF SER SOLUTIONS - DEFIA QUANT ETF	$1.5M	0.2%	+120%	—
95	—	SPDR SERIES TRUST - ST STR CONV ETF	$1.5M	0.2%	-4%	—
96	—	FIDELITY COVINGTON TRUST - BLUE CHIP GRWTH	$1.5M	0.2%	+14%	—
97	$XOM.R34088	EXXON MOBIL CORP	$1.5M	0.2%	-44%	57.7
98	—	SPDR SERIES TRUST - ST STR P500GRW	$1.4M	0.2%	-7%	—
99	$ASTS	AST SpaceMobile, Inc.	$1.4M	0.2%	+9%	30.7
100	—	VANGUARD SPECIALIZED FUNDS - DIV APP ETF	$1.3M	0.2%	+1%	—
101	—	SPDR SERIES TRUST - ST STR SP REGBNK	$1.3M	0.2%	-21%	—
102	—	ISHARES TR - CORE S&P500 ETF	$1.3M	0.2%	-32%	—
103	—	VANGUARD INDEX FDS - VALUE ETF	$1.3M	0.2%	-12%	—
104	$GWW	W.W. GRAINGER, INC.	$1.3M	0.2%	+0%	61.3
105	$VZ	VERIZON COMMUNICATIONS INC	$1.3M	0.2%	-9%	65.5
106	$IVZ	Invesco Ltd.	$1.3M	0.2%	-18%	—
107	$ORCL	ORACLE CORP	$1.3M	0.2%	-20%	68.2
108	$MRK	Merck & Co., Inc.	$1.2M	0.2%	+42%	59.7
109	$META	Meta Platforms, Inc.	$1.2M	0.2%	-21%	79.6
110	$UNH	UNITEDHEALTH GROUP INC	$1.2M	0.2%	-1%	62.5
111	—	ISHARES TR - FLTG RATE NT ETF	$1.2M	0.2%	-41%	—
112	$ABBV	AbbVie Inc.	$1.2M	0.2%	-25%	72.5
113	$IVZ	Invesco Ltd.	$1.2M	0.2%	-5%	—
114	—	SELECT SECTOR SPDR TR - ST STR STAPL ETF	$1.2M	0.2%	-11%	—
115	$VRT	Vertiv Holdings Co	$1.2M	0.2%	-10%	80.9
116	$T	AT&T INC.	$1.1M	0.2%	+1%	65.5
117	$GS	GOLDMAN SACHS GROUP INC	$1.1M	0.2%	-8%	73.3
118	—	VANGUARD WORLD FD - MEGA GRWTH IND	$1.1M	0.2%	+1945%	—
119	—	FIRST TR EXCHANGE-TRADED FD - NASDAQ CYB ETF	$1.1M	0.2%	+37%	—
120	$CMI	CUMMINS INC	$1.0M	0.1%	-13%	58
121	$CSCO	CISCO SYSTEMS, INC.	$1.0M	0.1%	-9%	70.1
122	$STT	STATE STREET CORP	$1.0M	0.1%	-1%	71.2
123	$AVGO	Broadcom Inc.	$1.0M	0.1%	-38%	84.4
124	—	SELECT SECTOR SPDR TR - ST STR DISCR ETF	$1.0M	0.1%	-7%	—
125	—	FIRST TR EXCHANGE-TRADED FD - SHS	$1.0M	0.1%	-10%	—
126	$PLTR	Palantir Technologies Inc.	$1.0M	0.1%	-14%	84.5
127	—	EXCHANGE TRADED CONCEPTS TRU - RANG NUCL RE ETF	$1.0M	0.1%	+28%	—
128	$HD	HOME DEPOT, INC.	$1.0M	0.1%	-16%	60.1
129	—	ISHARES TR - CORE S&P US GWT	$1.0M	0.1%	-1%	—
130	$ENB	ENBRIDGE INC	$991,117	0.1%	+236%	66.7
131	$GEV	GE Vernova Inc.	$969,310	0.1%	+5%	81.1
132	$ENPH	Enphase Energy, Inc.	$963,430	0.1%	+0%	42.5
133	$HUBB	HUBBELL INC	$945,946	0.1%	+0%	63.8
134	$ED	CONSOLIDATED EDISON INC	$944,372	0.1%	NEW	67
135	—	SELECT SECTOR SPDR TR - ST STR SVC ETF	$935,439	0.1%	-10%	—
136	—	VANGUARD INDEX FDS - EXTEND MKT ETF	$919,201	0.1%	NEW	—
137	—	FIDELITY COVINGTON TRUST - MOMENTUM FACTR	$913,927	0.1%	+41%	—
138	$SNDK	Sandisk Corp	$900,397	0.1%	-28%	87.6
139	$RTX	RTX Corp	$894,122	0.1%	+59%	73.1
140	—	VANGUARD BD INDEX FDS - TOTAL BND MRKT	$893,409	0.1%	-3%	—
141	—	FIRST TR EXCHANGE-TRADED FD - FST LOW OPPT EFT	$891,637	0.1%	+3%	—
142	$PNC	PNC FINANCIAL SERVICES GROUP, INC.	$889,100	0.1%	-3%	73.4
143	—	ISHARES TR - RUS MDCP VAL ETF	$878,470	0.1%	NEW	—
144	$SLV	iShares Silver Trust	$873,967	0.1%	-12%	—
145	—	FIDELITY MERRIMACK STR TR - CORP BOND ETF	$873,444	0.1%	+7%	—
146	—	VICTORY PORTFOLIOS II - VCSHS US 500 ENH	$872,933	0.1%	-12%	—
147	$KMB	KIMBERLY CLARK CORP	$872,788	0.1%	+11%	58.4
148	$COST	COSTCO WHOLESALE CORP /NEW	$868,365	0.1%	-11%	65.9
149	$ATO	ATMOS ENERGY CORP	$865,187	0.1%	NEW	57.3
150	—	FIRST TR EXCHANGE-TRADED FD - GROWTH STRENGTH	$863,347	0.1%	+14%	—