What does Klingman & Associates, LLC hold?

Klingman & Associates, LLC's 13F holdings are disclosed quarterly in Form 13F-HR filings on SEC EDGAR. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/1662449.

What is Klingman & Associates, LLC's AUM?

Klingman & Associates, LLC reported approximately $2.4B in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $5.7B in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source Klingman & Associates, LLC's holdings?

All Klingman & Associates, LLC holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 1662449. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is Klingman & Associates, LLC's 13F data updated on 13F Pro?

Klingman & Associates, LLC's holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

Klingman & Associates, LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1662449

Institutional-grade research for retail investors

Sector Allocation

Other76.8%$1.8B
Technology9.4%$226.3M
Financials7.7%$186.0M
Consumer Discretionary1.5%$37.0M
Healthcare1.1%$26.8M
Industrials1.1%$26.1M
Energy0.6%$14.4M
Consumer Staples0.6%$14.2M
Real Estate0.5%$12.3M
Materials0.3%$5.9M

AUM History

13fpro.ai/research/fund/klingman-and-associates-llc-1662449

Conviction and streaks

Stable · top 10 = 52.7%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$Conviction hold17.1% weight · held 11 quarters

$Conviction hold5.8% weight · held 11 quarters

$Conviction hold4.8% weight · held 11 quarters

$Conviction hold4.2% weight · held 11 quarters

$Conviction hold3.8% weight · held 11 quarters

$Accumulating+96% shares · 10 quarters running

$Accumulating+103% shares · 10 quarters running

$IVZAccumulating+49% shares · 10 quarters running

$Accumulating+209% shares · 10 quarters running

$Accumulating+133% shares · 10 quarters running

$Trimming-12% shares · 10 quarters running

$Trimming-17% shares · 10 quarters running

$Trimming-13% shares · 7 quarters running

$Trimming-40% shares · 6 quarters running

Largest positions — Q3 2026

ISHARES
$412.2M
VANGUARD
$139.4M
ISHARES
$116.6M
ISHARES
$99.8M
VANGUARD
$91.8M
AAPL
$88.7M
SPY
$87.5M
ISHARES
$82.2M
SPDR
$78.9M
SPDR
$71.4M
VANGUARD
$58.3M
IVZ
$47.3M
ISHARES
$41.5M
ISHARES
$39.6M
ISHARES
$38.9M
ISHARES
$38.1M
ISHARES
$33.8M
ISHARES
$33.5M
IVZ
$33.2M
ISHARES
$32.2M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/klingman-and-associates-llc-1662449

Klingman & Associates, LLC 13F holdings — Q3 2026

$2.4B portfolio (+2.4% QoQ) · 423 holdings · Q3 2026 13F · top 10 are 53% of the stock portfolio

1
ISHARES TR - CORE S&P500 ETF
$412.2M
17.1% of stocks
+1%This quarter—Since filed—Held
AIQuality—Est. buy—
2
VANGUARD MALVERN FDS - STRM INFPROIDX
$139.4M
5.8% of stocks
+8%This quarter—Since filed—Held
AIQuality—Est. buy—
3
ISHARES TR - CORE S&P MCP ETF
$116.6M
4.8% of stocks
+1%This quarter—Since filed—Held
AIQuality—Est. buy—
4
ISHARES TR - CORE MSCI EAFE
$99.8M
4.2% of stocks
+3%This quarter—Since filed—Held
AIQuality—Est. buy—
5
VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT
$91.8M
3.8% of stocks
+4%This quarter—Since filed—Held
AIQuality—Est. buy—
6
Apple Inc.
$AAPL
$88.7M
3.7% of stocks
+0.9%This quarter+2.2%Since filed11+ qtrsHeld
AIQuality75.7#88Est. buyEstimated buy price is Pro: unlock with a free trial
7
SPDR S&P 500 ETF TRUST
$SPY
$87.5M
3.6% of stocks
-0.1%This quarter+0.1%Since filed11+ qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trial
8
ISHARES TR - CORE S&P SCP ETF
$82.2M
3.4% of stocks
+1%This quarter—Since filed—Held
AIQuality—Est. buy—
9
SPDR SERIES TRUST - ST STR P500GRW
$78.9M
3.3% of stocks
-0.8%This quarter—Since filed—Held
AIQuality—Est. buy—
10
SPDR SERIES TRUST - ST STR P500VAL
$71.4M
3.0% of stocks
-0.5%This quarter—Since filed—Held
AIQuality—Est. buy—

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	ISHARES TR - CORE S&P500 ETF	$412.2M	17.1%	+1%	—	—	—	—
2	VANGUARD MALVERN FDS - STRM INFPROIDX	$139.4M	5.8%	+8%	—	—	—	—
3	ISHARES TR - CORE S&P MCP ETF	$116.6M	4.8%	+1%	—	—	—	—
4	ISHARES TR - CORE MSCI EAFE	$99.8M	4.2%	+3%	—	—	—	—
5	VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT	$91.8M	3.8%	+4%	—	—	—	—
6	Apple Inc.$AAPL	$88.7M	3.7%	+0.9%	+2.2%	11+ qtrs	75.7#88	Estimated buy price is Pro: unlock with a free trial
7	SPDR S&P 500 ETF TRUST$SPY	$87.5M	3.6%	-0.1%	+0.1%	11+ qtrs	—	Estimated buy price is Pro: unlock with a free trial
8	ISHARES TR - CORE S&P SCP ETF	$82.2M	3.4%	+1%	—	—	—	—
9	SPDR SERIES TRUST - ST STR P500GRW	$78.9M	3.3%	-0.8%	—	—	—	—
10	SPDR SERIES TRUST - ST STR P500VAL	$71.4M	3.0%	-0.5%	—	—	—	—

All holdings — Klingman & Associates, LLC (Q3 2026)

Sort

423 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

#		Company						Held		Source
11	—	VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETFetf/fund	—	$58.3M	2.4%	983K	-0.2%	—	—	13F
12	$IVZ	Invesco Ltd.	Financials	$47.3M	2.0%	368K	+4%	11+ qtrsAdded 2 qtrs in a row	—	13F
13	—	ISHARES INC - CORE MSCI EMKTetf/fund	—	$41.5M	1.7%	512K	+2%	—	—	13F
14	—	ISHARES TR - IBONDS DEC 29etf/fund	—	$39.6M	1.6%	1.75M	+8%	—	—	13F
15	—	ISHARES TR - IBONDS DEC 2030etf/fund	—	$38.9M	1.6%	1.84M	+7%	—	—	13F
16	—	ISHARES TR - IBONDS DEC 2031etf/fund	—	$38.1M	1.6%	1.90M	+7%	—	—	13F
17	—	ISHARES TR - MSCI USA MIN ETFetf/fund	—	$33.8M	1.4%	347K	-2%	—	—	13F
18	—	ISHARES TR - IBDS DEC28 ETFetf/fund	—	$33.5M	1.4%	1.34M	+4%	—	—	13F
19	$IVZ	Invesco Ltd.etf/fund	Financials	$33.2M	1.4%	611K	-0.6%	11+ qtrsAdded 2 qtrs in a row	—	13F
20	—	ISHARES TR - IBONDS DEC 2032etf/fund	—	$32.2M	1.3%	1.34M	+14%	—	—	13F
21	$STT	STATE STREET CORPetf/fund	Financials	$31.0M	1.3%	297K	-0.3%	11+ qtrs	71.5	13F
22	—	SPDR SERIES TRUST - ST STR SP400VALetf/fund	—	$30.0M	1.3%	339K	-0.4%	—	—	13F
23	—	SPDR SERIES TRUST - ST STR SP600SM Cetf/fund	—	$28.5M	1.2%	279K	-0.4%	—	—	13F
24	—	SPDR SERIES TRUST - ST STR SP DIVetf/fund	—	$27.2M	1.1%	186K	-0.9%	—	—	13F
25	$MDY	SPDR S&P MIDCAP 400 ETF TRUSTetf/fund	—	$27.1M	1.1%	41K	-0.7%	11+ qtrs	—	13F
26	—	ISHARES TR - IBONDS 27 ETF	—	$22.4M	0.9%	927K	-3%
27	—	SPDR SERIES TRUST - ST STR SP600GRWO	—	$21.7M	0.9%	203K	-0.5%
28	$MSFT	MICROSOFT CORP	Technology	$20.1M	0.8%	39K	+4%
29	—	VANGUARD INDEX FDS - MRNGSTR TTL STK	—	$16.9M	0.7%	45K	+0.3%
30	$DDOG	Datadog, Inc.	Technology	$16.8M	0.7%	61K	-9%
31	$NVDA	NVIDIA CORP	Technology	$16.4M	0.7%	72K	+3%
32	$AMZN	AMAZON COM INC	Consumer Discretionary	$15.8M	0.7%	63K	+3%
33	$CFG	CITIZENS FINANCIAL GROUP INC/RI	Financials	$14.6M	0.6%	228K	-44%
34	—	ISHARES TR - EAFE SML CP ETF	—	$13.1M	0.5%	155K	-0.2%
35	—	ISHARES TR - NEW YORK MUN ETF	—	$11.9M	0.5%	235K	-0.3%
36	$GOOG	Alphabet Inc.	Technology	$10.9M	0.5%	32K	+2%
37	$GOOGL	Alphabet Inc.	Technology	$9.7M	0.4%	28K	+1%
38	—	ISHARES TR - RUS 1000 ETF	—	$8.6M	0.4%	21K	-5%
39	—	ISHARES TR - RUSSELL 2000 ETF	—	$8.6M	0.4%	31K	+0.1%
40	—	VANGUARD INDEX FDS - S&P 500 ETF SHS	—	$8.2M	0.3%	12K	+2%
41	$BRK.B	BERKSHIRE HATHAWAY INC	Financials	$7.2M	0.3%	14K	-7%
42	$JPM	JPMORGAN CHASE & CO	Financials	$6.6M	0.3%	20K	-24%
43	$XOM.R34088	EXXON MOBIL CORP	Energy	$6.4M	0.3%	39K	+0.8%
44	—	ISHARES TR - IBONDS DEC 2033	—	$6.3M	0.3%	257K	+226%
45	—	FLEXSHARES TR - NRTRN TR IBOXX 3	—	$6.0M	0.3%	259K	-2%
46	$JLL	JONES LANG LASALLE INC	Real Estate	$5.8M	0.2%	19K	+0.1%
47	—	ISHARES TR - ISHARES SEMICDTR	—	$5.7M	0.2%	9,969	-17%
48	$AMAT	APPLIED MATERIALS INC /DE	Technology	$5.5M	0.2%	11K	+2%
49	$META	Meta Platforms, Inc.	Technology	$5.3M	0.2%	7,293	+3%
50	$AVGO	Broadcom Inc.	Technology	$5.2M	0.2%	15K	+2%
51	—	ISHARES TR - SELECT DIVID ETF	—	$5.2M	0.2%	34K	+6%
52	—	VANGUARD INDEX FDS - REAL ESTATE ETF	—	$5.1M	0.2%	57K	-1%
53	—	VANGUARD MUN BD FDS - CORE TAX EXEMPT	—	$5.1M	0.2%	71K	New
54	$JNJ	JOHNSON & JOHNSON	Healthcare	$4.7M	0.2%	18K	+2%
55	$MA	Mastercard Inc	Financials	$4.2M	0.2%	7,609	+2%
56	—	DIMENSIONAL ETF TRUST - US TARGETED VLU	—	$4.2M	0.2%	63K	—
57	—	VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US	—	$4.0M	0.2%	48K	+1%
58	$IVZ	Invesco Ltd.	Financials	$3.8M	0.2%	54K	-2%
59	—	VANGUARD MUN BD FDS - SHORT TAX EXEMPT	—	$3.8M	0.2%	51K	New
60	—	DIMENSIONAL ETF TRUST - INTERNATNAL VAL	—	$3.7M	0.1%	67K	+0.3%
61	$CROX	Crocs, Inc.	Consumer Discretionary	$3.7M	0.1%	32K	-0.0%
62	$MU	MICRON TECHNOLOGY INC	Technology	$3.7M	0.1%	3,473	+21%
63	—	ISHARES TR - RUS 1000 GRW ETF	—	$3.6M	0.1%	28K	-2%
64	$ABBV	AbbVie Inc.	Healthcare	$3.5M	0.1%	13K	+1%
65	$GE	GENERAL ELECTRIC CO	Industrials	$3.3M	0.1%	11K	+8%
66	—	ISHARES TR - MSCI EAFE ETF	—	$3.3M	0.1%	31K	-0.7%
67	$V	VISA INC.	Financials	$3.2M	0.1%	9,012	+2%
68	—	ISHARES TR - RUS 2000 VAL ETF	—	$3.0M	0.1%	14K	—
69	$COST	COSTCO WHOLESALE CORP /NEW	Consumer Staples	$3.0M	0.1%	3,287	-2%
70	$LAMR	LAMAR ADVERTISING CO/NEW	Real Estate	$3.0M	0.1%	21K	+2%
71	—	VANGUARD INDEX FDS - MRNGSTR SML CAP	—	$2.9M	0.1%	10K	-3%
72	—	VANGUARD INDEX FDS - MRNGSTR GRWT ETF	—	$2.9M	0.1%	32K	-9%
73	$LLY	ELI LILLY & Co	Healthcare	$2.9M	0.1%	2,471	+3%
74	$IVZ	Invesco Ltd.	Financials	$2.8M	0.1%	14K	—
75	$GEV	GE Vernova Inc.	Industrials	$2.8M	0.1%	2,971	+14%
76	$TSLA	Tesla, Inc.	Consumer Discretionary	$2.8M	0.1%	7,787	-5%
77	—	ISHARES TR - CORE MSCI TOTAL	—	$2.7M	0.1%	29K	-2%
78	$AMD	ADVANCED MICRO DEVICES INC	Technology	$2.7M	0.1%	4,429	+4%
79	$INTC	INTEL CORP	Technology	$2.7M	0.1%	22K	+20%
80	—	ISHARES TR - CORE HIGH DV ETF	—	$2.7M	0.1%	96K	-5%
81	—	VANGUARD INDEX FDS - MRNGSTR VAL ETF	—	$2.6M	0.1%	12K	+2%
82	$C	CITIGROUP INC	Financials	$2.6M	0.1%	20K	+3%
83	$CAT	CATERPILLAR INC	Industrials	$2.5M	0.1%	3,130	+8%
84	—	ISHARES TR - S&P 100 ETF	—	$2.5M	0.1%	6,620	-4%
85	$PG	PROCTER & GAMBLE Co	Consumer Staples	$2.3M	0.1%	16K	+5%
86	$ORCL	ORACLE CORP	Technology	$2.3M	0.1%	17K	+18%
87	$QQQ	INVESCO QQQ TRUST, SERIES 1	—	$2.2M	0.1%	2,964	-2%
88	$TJX	TJX COMPANIES INC /DE/	Consumer Discretionary	$2.2M	0.1%	17K	+9%
89	—	ISHARES TR - MSCI EAFE MIN VL	—	$2.0M	0.1%	22K	-0.2%
90	$CVX	CHEVRON CORP	Energy	$1.9M	0.1%	9,233	+32%
91	$CSCO	CISCO SYSTEMS, INC.	Technology	$1.9M	0.1%	17K	+8%
92	$HD	HOME DEPOT, INC.	Consumer Discretionary	$1.9M	0.1%	6,554	+8%
93	$RJF	RAYMOND JAMES FINANCIAL INC	Financials	$1.8M	0.1%	11K	+0.2%
94	—	VANGUARD INDEX FDS - MRNGSTR SML CP V	—	$1.8M	0.1%	7,843	+0.1%
95	$ADP	AUTOMATIC DATA PROCESSING INC	Technology	$1.8M	0.1%	6,994	+5%
96	—	VANGUARD ADMIRAL FDS INC - MIDCP 400 IDX	—	$1.8M	0.1%	15K	—
97	$IVZ	Invesco Ltd.	Financials	$1.8M	0.1%	13K	—
98	—	DIMENSIONAL ETF TRUST - US MKTWIDE VALUE	—	$1.8M	0.1%	32K	+0.2%
99	—	ISHARES TR - CORE S&P TTL STK	—	$1.7M	0.1%	10K	+0.3%
100	$TXN	TEXAS INSTRUMENTS INC	Technology	$1.7M	0.1%	6,098	+30%
101	—	VANGUARD ADMIRAL FDS INC - SMLLCP 600 IDX	—	$1.7M	0.1%	13K	+23%
102	$KO	COCA COLA CO	Consumer Staples	$1.7M	0.1%	20K	+3%
103	$WMT	Walmart Inc.	Consumer Staples	$1.7M	0.1%	16K	-7%
104	$UBSI	UNITED BANKSHARES INC/WV	Financials	$1.6M	0.1%	35K	—
105	$DE	DEERE & CO	Industrials	$1.6M	0.1%	2,406	+1%
106	$GS	GOLDMAN SACHS GROUP INC	Financials	$1.6M	0.1%	1,790	+20%
107	$IVZ	Invesco Ltd.	Financials	$1.6M	0.1%	28K	-0.6%
108	$TSM	TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	Technology	$1.6M	0.1%	3,450	+4%
109	$MRK	Merck & Co., Inc.	Healthcare	$1.6M	0.1%	11K	+2%
110	$BX	Blackstone Inc.	Financials	$1.5M	0.1%	14K	+0.1%
111	—	AMERICAN CENTY ETF TR - US LARGE CAP VLU	—	$1.5M	0.1%	17K	New
112	—	VANGUARD WHITEHALL FDS - HIGH DIV YLD	—	$1.4M	0.1%	9,264	—
113	—	ISHARES TR - RUS MID CAP ETF	—	$1.4M	0.1%	13K	—
114	—	VANGUARD INDEX FDS - MRNGSTR SM CP GR	—	$1.4M	0.1%	4,211	-5%
115	$NEE	NEXTERA ENERGY INC	Utilities	$1.4M	0.1%	18K	-0.5%
116	$ABT	ABBOTT LABORATORIES	Healthcare	$1.4M	0.1%	14K	+22%
117	$LOW	LOWES COMPANIES INC	Consumer Discretionary	$1.4M	0.1%	7,365	+6%
118	—	ISHARES TR - MSCI EMG MKT ETF	—	$1.3M	0.1%	20K	-1%
119	$BAC	BANK OF AMERICA CORP /DE/	Financials	$1.3M	0.1%	24K	+23%
120	$TMO	THERMO FISHER SCIENTIFIC INC.	Healthcare	$1.3M	0.1%	1,940	+2%
121	—	SCHWAB STRATEGIC TR - INTL EQTY ETF	—	$1.3M	0.1%	47K	—
122	$PM	Philip Morris International Inc.	Consumer Staples	$1.3M	0.1%	6,725	+3%
123	—	SELECT SECTOR SPDR TR - ST STR TECHN ETF	—	$1.3M	0.1%	6,474	-0.9%
124	$MS	MORGAN STANLEY	Financials	$1.3M	0.1%	6,685	+10%
125	$PFE	PFIZER INC	Healthcare	$1.2M	0.1%	44K	+55%
126	—	J P MORGAN EXCHANGE TRADED F - FLEXI DEBT ETF	—	$1.2M	0.1%	25K	—
127	$GLW	CORNING INC /NY	Materials	$1.2M	0.1%	8,021	-0.6%
128	$ASML	ASML HOLDING NV	Technology	$1.2M	0.1%	671	—
129	$RTX	RTX Corp	Industrials	$1.2M	0.1%	6,475	+13%
130	$DIS	Walt Disney Co	Communication Services	$1.2M	0.1%	11K	+13%
131	$IBM	INTERNATIONAL BUSINESS MACHINES CORP	Technology	$1.2M	0.1%	5,452	+10%
132	$LRCX	LAM RESEARCH CORP	Technology	$1.2M	0.1%	3,596	+14%
133	$HUBB	HUBBELL INC	Technology	$1.1M	0.1%	2,525	-0.6%
134	$FFIV	F5, INC.	Technology	$1.1M	0.1%	2,565	+33%
135	$GLD	SPDR GOLD TRUST	Financials	$1.1M	0.1%	2,919	—
136	$PANW	Palo Alto Networks Inc	Technology	$1.1M	0.1%	2,759	+4%
137	$PSX	Phillips 66	Energy	$1.1M	0.1%	4,285	+79%
138	$BLK	BlackRock, Inc.	Financials	$1.1M	0.1%	1,025	+18%
139	$MCD	MCDONALDS CORP	Consumer Discretionary	$1.1M	0.1%	4,695	-6%
140	$LIN	LINDE PLC	Materials	$1.1M	0.0%	2,262	+40%
141	$IAU	ISHARES GOLD TRUST	Financials	$1.1M	0.0%	14K	-10%
142	$WFC	WELLS FARGO & COMPANY/MN	Financials	$1.0M	0.0%	13K	+31%
143	—	DIMENSIONAL ETF TRUST - INFLATION PROTE	—	$1.0M	0.0%	27K	—
144	—	AMERICAN CENTY ETF TR - US SML CP VALU	—	$984K	0.0%	8,353	+0.3%
145	$AMGN	AMGEN INC	Healthcare	$983K	0.0%	2,332	+9%
146	$PLTR	Palantir Technologies Inc.	Technology	$978K	0.0%	5,229	+16%
147	—	DIMENSIONAL ETF TRUST - US EQUI MARK ETF	—	$973K	0.0%	12K	—
148	$ORLY	O REILLY AUTOMOTIVE INC	Consumer Discretionary	$970K	0.0%	11K	+9%
149	$EMR	EMERSON ELECTRIC CO	Industrials	$968K	0.0%	6,239	+5%
150	—	VANGUARD SPECIALIZED FUNDS - DIV APP ETF	—	$967K	0.0%	4,145	-5%

What changed in Q3 2026

Against the previous quarter's 13F: 91 new, 193 added to, 85 trimmed, 19 sold out. Share-count changes; largest moves by dollar size first.

New positions (91)

VANGUARD MUN BD FDS - CORE TAX EXEMPT$5.1M
first bought this quarter
VANGUARD MUN BD FDS - SHORT TAX EXEMPT$3.8M
first bought this quarter
AMERICAN CENTY ETF TR - US LARGE CAP VLU$1.5M
first bought this quarter
$CRWDCrowdStrike Holdings, Inc.$836K
first bought this quarter
$BELFABEL FUSE INC /NJ$808K
first bought this quarter
$DOWDOW INC.$564K
first bought this quarter

+85 more in the Excel export

Added to (193)

VANGUARD MALVERN FDS - STRM INFPROIDX+8%
now $139.4M
ISHARES TR - CORE S&P500 ETF+1%
now $412.2M
ISHARES TR - IBONDS DEC 2033+226%
now $6.3M
ISHARES TR - IBONDS DEC 2032+14%
now $32.2M
VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT+4%
now $91.8M
ISHARES TR - IBONDS DEC 29+8%
now $39.6M

+187 more in the Excel export

Trimmed (85)

$CFGCITIZENS FINANCIAL GROUP INC/RI-44%
now $14.6M · held 11+ qtrs, 2 trims in a row
$JPMJPMORGAN CHASE & CO-24%
now $6.6M · held 11+ qtrs
J P MORGAN EXCHANGE TRADED F - ULTRA SHRT ETF-84%
now $393K
$DDOGDatadog, Inc.-9%
now $16.8M · held 11+ qtrs, 2 trims in a row
ISHARES TR - ISHARES SEMICDTR-17%
now $5.7M
ISHARES TR - IBONDS 27 ETF-3%
now $22.4M

+79 more in the Excel export

Sold out (19)

ISHARES U S ETF TR - SHOR DURA BD ETFwas $1.3M
PIMCO ETF TR - ENHAN SHRT MA ACwas $1.1M
$DBDEUTSCHE BANK AKTIENGESELLSCHAFTwas $289K
held 1 qtr
$DUKDuke Energy CORPwas $283K
held 4 qtrs
ISHARES TR - IBONDS DEC 27was $279K
$APPAppLovin Corpwas $262K

+13 more in the Excel export

Firm AUM (Form ADV): $5.7B as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Klingman & Associates, LLC has filed, 41 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow Klingman & Associates?

Q3 2026 13F filed with the SEC on Oct 20, 2026. Prices are closing prices as of Oct 27, 2026.

Average quality of Klingman & Associates's top 20 holdings: 74/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)

Top 10 since filing

+0.8%

Value-weighted move of the 10 largest stock positions

Turnover

Last quarter; 6% over the last 4

Top 10 weight

53%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

94%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Klingman & Associates, LLC disclosed 423 positions worth $2.4B in its Form 13F-HR for Q3 2026. During the quarter the fund opened 91 new positions and exited 19. The portfolio is most concentrated in Other (76.8% of disclosed assets). All figures are sourced directly from Klingman & Associates, LLC’s Form 13F-HR filing with the SEC under CIK 1662449.

Funds like this

managers whose biggest positions overlap Klingman & Associates's

LODESTAR PRIVATE ASSET MANAGEMENT LLC$1.15B 13F book · 3 shared top holdingsSTTMDYGLW GLOBALT Investments LLC / GA$2.90B 13F book · 4 shared top holdingsSTTCTJXGLW ELEMENT POINTE ADVISORS, LLC$708.89M 13F book · 3 shared top holdingsSTTMDYDDOG LYNX CAPITAL GROUP LTD /ADV$247.70M 13F book · 3 shared top holdingsSTTMDYTJX Stonebridge Financial Group, LLC/CA$722.19M 13F book · 3 shared top holdingsSTTCGLW IFG Advisors, LLC$729.68M 13F book · 3 shared top holdingsMDYGLWC

Browse Top Institutional Investors

13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.

Berkshire Hathaway Bridgewater Associates Citadel Advisors Renaissance Technologies Two Sigma Investments DE Shaw & Co Millennium Management AQR Capital Management Point72 Asset Management Tiger Global Management Vanguard Group BlackRock

to search all 8,700+ institutional filers.

AI-Powered Hedge Fund Analysis: Klingman & Associates, LLC

13F Pro is an AI hedge fund tracker and stock research platform. For Klingman & Associates, LLC (SEC CIK: 1662449), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Klingman & Associates, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.