SHUFRO ROSE & CO LLC
13F Reported Value
ⓘ$1.7B
incl. option notional
Equity Holdings
ⓘ$1.7B
Option Notional
ⓘ$3.1M
$3.1M puts / $0 calls
Holdings
315
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
SHUFRO ROSE & CO LLC disclosed 315 positions worth $1.7B in its Form 13F-HR for Q2 2026 — $1.7B in common stock plus $3.1M of put/call option positions (reported at underlying notional value, not premium at risk), followed by $GLW and $ALPS. During the quarter the fund opened 26 new positions and exited 19 — including a new stake in $GNRC and a full exit from $NKE. The portfolio is most concentrated in Other (37.7% of disclosed assets). All figures are sourced directly from SHUFRO ROSE & CO LLC’s Form 13F-HR filing with the SEC under CIK 908195.
AI Fund Analysis
Concentrating
$GLW
$ALPS$ALPS
$AAPLSector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
ISHARES TR - IBONDS DEC 29
—Quality
$200.8M8,668,602 sh- 73.7#130
Quality
$143.4M561,262 sh - —
Quality
$136.4M5,299,519 sh DOUBLELINE ETF TRUST - COMMERCIAL REAL
—Quality
$81.3M1,569,464 shISHARES TR - CORE S&P500 ETF
—Quality
$65.9M87,982 sh- 76.4
Quality
$57.1M197,318 sh - 87.5
Quality
$53.9M44,944 sh VANGUARD INDEX FDS - MID CAP ETF
—Quality
$41.6M515,810 sh- 79.8
Quality
$41.2M110,520 sh - 58.5
Quality
$37.8M95,806 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| ISHARES TR - IBONDS DEC 29 | — | $200.8M | 8,668,602 |
| CORNING INC /NY$GLW | 73.7#130 | $143.4M | 561,262 |
| Alps Group Inc$ALPS | — | $136.4M | 5,299,519 |
| DOUBLELINE ETF TRUST - COMMERCIAL REAL | — | $81.3M | 1,569,464 |
| ISHARES TR - CORE S&P500 ETF | — | $65.9M | 87,982 |
| Apple Inc.$AAPL | 76.4 | $57.1M | 197,318 |
 ELI LILLY & Co$LLY | 87.5 | $53.9M | 44,944 |
| VANGUARD INDEX FDS - MID CAP ETF | — | $41.6M | 515,810 |
 MICROSOFT CORP$MSFT | 79.8 | $41.2M | 110,520 |
 COHERENT CORP.$COHR | 58.5 | $37.8M | 95,806 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of SHUFRO ROSE & CO LLC's 315 positions.
Showing top 10 of 315 holdings.
Sector Allocation
Other
$655.3M
Technology
$286.1M
Financials
$243.4M
Healthcare
$220.5M
Materials
$179.4M
Industrials
$66.6M
Consumer Discretionary
$36.6M
Energy
$19.3M
Top Holdings — SHUFRO ROSE & CO LLC (Q2 2026)
Top 150 of 315 disclosed positions (by reported value) from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | — | ISHARES TR - IBONDS DEC 29 | $200.8M | 11.6% | +118% | — |
| 2 | $GLW | CORNING INC /NY | $143.4M | 8.3% | -8% | 73.7 |
| 3 | $ALPS | Alps Group Inc | $136.4M | 7.8% | +4% | — |
| 4 | — | DOUBLELINE ETF TRUST - COMMERCIAL REAL | $81.3M | 4.7% | +2% | — |
| 5 | — | ISHARES TR - CORE S&P500 ETF | $65.9M | 3.8% | +3% | — |
| 6 | $AAPL | Apple Inc. | $57.1M | 3.3% | +1% | 76.4 |
| 7 | $LLY | ELI LILLY & Co | $53.9M | 3.1% | +0% | 87.5 |
| 8 | — | VANGUARD INDEX FDS - MID CAP ETF | $41.6M | 2.4% | +316% | — |
| 9 | $MSFT | MICROSOFT CORP | $41.2M | 2.4% | -1% | 79.8 |
| 10 | $COHR | COHERENT CORP. | $37.8M | 2.2% | -4% | 58.5 |
| 11 |  $TXN | TEXAS INSTRUMENTS INC | $36.3M | 2.1% | -1% | 73.4 |
| 12 |  $JPM | JPMORGAN CHASE & CO | $35.9M | 2.1% | -4% | 70.7 |
| 13 |  $BRK.B | BERKSHIRE HATHAWAY INC | $34.5M | 2.0% | -1% | 73.8 |
| 14 |  $IVZ | Invesco Ltd. | $32.9M | 1.9% | -1% | — |
| 15 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | $29.2M | 1.7% | +1% | — |
| 16 |  $TMO | THERMO FISHER SCIENTIFIC INC. | $28.8M | 1.7% | -1% | 65.1 |
| 17 |  $QCOM | QUALCOMM INC/DE | $27.7M | 1.6% | -2% | 70.5 |
| 18 | $IVZ | Invesco Ltd. | $25.7M | 1.5% | NEW | — |
| 19 |  $OUNZ | VanEck Merk Gold ETF | $23.9M | 1.4% | +76% | 33.6 |
| 20 |  $GLD | SPDR GOLD TRUST | $23.0M | 1.3% | +1% | — |
| 21 |  $IBM | INTERNATIONAL BUSINESS MACHINES CORP | $20.6M | 1.2% | -1% | 70 |
| 22 |  $AVY | Avery Dennison Corp | $19.6M | 1.1% | -0% | 63.2 |
| 23 |  $AMZN | AMAZON COM INC | $19.6M | 1.1% | -0% | 68.7 |
| 24 | — | TOUCHSTONE ETF TRUST - SANDS CAP US ETF | $18.9M | 1.1% | +11% | — |
| 25 | — | ISHARES TR - MSCI USA QLT FCT | $18.5M | 1.1% | +3% | — |
| 26 | — | VANECK ETF TRUST - GOLD MINERS ETF | $18.2M | 1.1% | -39% | — |
| 27 | $IVZ | Invesco Ltd. | $16.4M | 0.9% | -2% | — |
| 28 | $IVZ | Invesco Ltd. | $16.2M | 0.9% | +3% | — |
| 29 |  $JCI | Johnson Controls International plc | $14.9M | 0.9% | -1% | — |
| 30 |  $KLAC | KLA CORP | $14.3M | 0.8% | +885% | 78.6 |
| 31 | — | VANGUARD INDEX FDS - TOTAL STK MKT | $14.2M | 0.8% | +1% | — |
| 32 |  $AMGN | AMGEN INC | $13.4M | 0.8% | +0% | 79.2 |
| 33 | — | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | $13.4M | 0.8% | +2% | — |
| 34 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORP | $11.8M | 0.7% | +2% | — |
| 35 | — | ISHARES TR - MSCI USA MMENTM | $11.1M | 0.6% | -2% | — |
| 36 | — | VANGUARD INDEX FDS - SM CP VAL ETF | $10.6M | 0.6% | -3% | — |
| 37 | — | VANGUARD SCOTTSDALE FDS - INTER TERM TREAS | $10.0M | 0.6% | +11% | — |
| 38 | — | VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | $10.0M | 0.6% | +18% | — |
| 39 | $IVZ | Invesco Ltd. | $7.9M | 0.5% | -60% | — |
| 40 |  $PANW | Palo Alto Networks Inc | $7.7M | 0.4% | -3% | 65.5 |
| 41 |  $XOM.R34088 | EXXON MOBIL CORP | $6.4M | 0.4% | -4% | 57.9 |
| 42 | — | DIMENSIONAL ETF TRUST - INTL CORE EQUITY | $6.4M | 0.4% | +5% | — |
| 43 | — | ISHARES TR - ULTRA SHORT DUR | $6.2M | 0.3% | +1% | — |
| 44 | — | ISHARES TR - IBONDS DEC 2030 | $6.0M | 0.3% | +137% | — |
| 45 |  $ECL | ECOLAB INC. | $5.9M | 0.3% | +0% | 63.3 |
| 46 |  $UL | UNILEVER PLC | $5.5M | 0.3% | +0% | — |
| 47 |  $LEN | LENNAR CORP /NEW/ | $5.3M | 0.3% | -1% | 47.2 |
| 48 | — | EVERPURE INC - CL A | $5.2M | 0.3% | -4% | — |
| 49 |  $JNJ | JOHNSON & JOHNSON | $5.0M | 0.3% | -1% | 69 |
| 50 |  $SENEA | Seneca Foods Corp | $4.9M | 0.3% | -4% | 65.4 |
| 51 |  $CVX | CHEVRON CORP | $4.7M | 0.3% | -5% | 62.8 |
| 52 |  $AZO | AUTOZONE INC | $4.5M | 0.3% | -3% | 66.2 |
| 53 | — | ISHARES TR - MSCI INTL MOMENT | $4.5M | 0.3% | -1% | — |
| 54 |  $GOOG | Alphabet Inc. | $4.5M | 0.3% | +7% | 78.2 |
| 55 |  $ITW | ILLINOIS TOOL WORKS INC | $3.9M | 0.2% | -1% | 63.6 |
| 56 |  $MU | MICRON TECHNOLOGY INC | $3.8M | 0.2% | +10% | 86.2 |
| 57 |  $CRM | Salesforce, Inc. | $3.8M | 0.2% | -48% | 77 |
| 58 |  $NVDA | NVIDIA CORP | $3.8M | 0.2% | -7% | 85.9 |
| 59 | — | ISHARES TR - CORE S&P SCP ETF | $3.6M | 0.2% | -2% | — |
| 60 | — | ISHARES TR - CORE MSCI EAFE | $3.6M | 0.2% | +1% | — |
| 61 |  $PEP | PEPSICO INC | $3.5M | 0.2% | +0% | 63.4 |
| 62 | — | AMERICAN CENTY ETF TR - INTL SMCP VLU | $3.4M | 0.2% | -2% | — |
| 63 |  $MET | METLIFE INC | $3.4M | 0.2% | -3% | 56.2 |
| 64 | — | GOLDMAN SACHS ETF TR - ACTIVEBETA US LG | $3.2M | 0.2% | -3% | — |
| 65 | — | ISHARES TR - 0-3 MTH TREASURY | $3.1M | 0.2% | -13% | — |
| 66 | — | DIMENSIONAL ETF TRUST - EMERGING MKTS CO | $3.1M | 0.2% | +6% | — |
| 67 |  $BRK.A | BERKSHIRE HATHAWAY INC | $3.0M | 0.2% | +0% | 73.8 |
| 68 |  $O | REALTY INCOME CORP | $2.9M | 0.2% | -8% | 73.7 |
| 69 | — | AMERICAN CENTY ETF TR - INTERNATIONAL LR | $2.8M | 0.2% | +2% | — |
| 70 |  $INTC | INTEL CORP | $2.7M | 0.2% | -1% | 45.6 |
| 71 | — | ISHARES INC - CORE MSCI EMKT | $2.7M | 0.1% | -5% | — |
| 72 |  $KDP | Keurig Dr Pepper Inc. | $2.7M | 0.1% | -8% | 64.6 |
| 73 |  $GOOGL | Alphabet Inc. | $2.6M | 0.1% | +1% | 78.2 |
| 74 |  $NYT | NEW YORK TIMES CO | $2.6M | 0.1% | +0% | 68.2 |
| 75 |  $BAC | BANK OF AMERICA CORP /DE/ | $2.5M | 0.1% | -2% | 67.6 |
| 76 | — | ISHARES TR - MSCI EAFE MIN VL | $2.3M | 0.1% | +0% | — |
| 77 |  $LNG | Cheniere Energy, Inc. | $2.2M | 0.1% | -8% | 66.5 |
| 78 |  $WD | Walker & Dunlop, Inc. | $2.1M | 0.1% | +5% | 46.7 |
| 79 |  $VRSK | Verisk Analytics, Inc. | $2.0M | 0.1% | +0% | 71.2 |
| 80 |  $UNH | UNITEDHEALTH GROUP INC | $1.9M | 0.1% | -3% | 62.7 |
| 81 |  $PPIH | Perma-Pipe International Holdings, Inc. | $1.9M | 0.1% | +0% | 57.3 |
| 82 |  $CSCO | CISCO SYSTEMS, INC. | $1.9M | 0.1% | -0% | 70.3 |
| 83 |  $YUM | YUM BRANDS INC | $1.9M | 0.1% | +0% | 73.7 |
| 84 |  $MPC | Marathon Petroleum Corp | $1.8M | 0.1% | -1% | 61 |
| 85 | — | ISHARES INC - MSCI EQUAL WEITE | $1.8M | 0.1% | -4% | — |
| 86 | — | ISHARES TR - PFD AND INCM SEC | $1.8M | 0.1% | -5% | — |
| 87 |  $AVGO | Broadcom Inc. | $1.7M | 0.1% | +0% | 84.5 |
| 88 |  $MRK | Merck & Co., Inc. | $1.7M | 0.1% | -6% | 59.9 |
| 89 |  $ALK | ALASKA AIR GROUP, INC. | $1.7M | 0.1% | -15% | 61.3 |
| 90 | — | ISHARES TR - FLTG RATE NT ETF | $1.7M | 0.1% | +0% | — |
| 91 | — | AMERICAN CENTY ETF TR - EMERGING MKT VAL | $1.7M | 0.1% | +2% | — |
| 92 |  $EQIX | EQUINIX INC | $1.7M | 0.1% | -1% | 59 |
| 93 |  $LRCX | LAM RESEARCH CORP | $1.6M | 0.1% | -46% | 79.4 |
| 94 |  $REGN | REGENERON PHARMACEUTICALS, INC. | $1.6M | 0.1% | +0% | 71 |
| 95 | $REGNPUT | REGENERON PHARMACEUTICALS, INC. | $1.6M | — | +4% | 71 |
| 96 |  $J | JACOBS SOLUTIONS INC. | $1.5M | 0.1% | -6% | 64.3 |
| 97 | — | ISHARES U S ETF TR - SHOR DURA BD ETF | $1.5M | 0.1% | -8% | — |
| 98 |  $CEF | Sprott Physical Gold & Silver Trust | $1.5M | 0.1% | +158% | — |
| 99 | — | PEOPLE INC - COM NEW | $1.5M | 0.1% | -7% | — |
| 100 |  $NTR | Nutrien Ltd. | $1.5M | 0.1% | +18% | — |
| 101 |  $BNY | Bank of New York Mellon Corp | $1.5M | 0.1% | -4% | 74.1 |
| 102 |  $GWW | W.W. GRAINGER, INC. | $1.4M | 0.1% | +0% | 61.8 |
| 103 |  $ENB | ENBRIDGE INC | $1.4M | 0.1% | -40% | 66.7 |
| 104 |  $QQQ | INVESCO QQQ TRUST, SERIES 1 | $1.4M | 0.1% | -0% | — |
| 105 |  $DE | DEERE & CO | $1.3M | 0.1% | +0% | 55.4 |
| 106 | — | VANGUARD ADMIRAL FDS INC - MIDCP 400 VAL | $1.3M | 0.1% | +7% | — |
| 107 | — | DIREXION SHARES ETF TRUST - DAI SEM BUL ETF | $1.3M | 0.1% | -17% | — |
| 108 | — | ISHARES INC - MSCI EMERG MRKT | $1.3M | 0.1% | +3% | — |
| 109 |  $MYN | BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. | $1.3M | 0.1% | +3% | — |
| 110 |  $CNS | COHEN & STEERS, INC. | $1.3M | 0.1% | +0% | 64 |
| 111 | — | ISHARES TR - MSCI USA MIN ETF | $1.2M | 0.1% | -4% | — |
| 112 |  $WMT | Walmart Inc. | $1.2M | 0.1% | +1% | 60.2 |
| 113 | — | INVESCO EXCH TRD SLF IDX FD - INVSCO 28 HYCORP | $1.2M | 0.1% | +62% | — |
| 114 |  $SHEL | Shell plc | $1.2M | 0.1% | -10% | — |
| 115 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | $1.2M | 0.1% | +3% | — |
| 116 |  $RTX | RTX Corp | $1.1M | 0.1% | -17% | 73.2 |
| 117 |  $UMH | UMH PROPERTIES, INC. | $1.1M | 0.1% | -4% | 56.6 |
| 118 |  $HWM | Howmet Aerospace Inc. | $1.1M | 0.1% | +3% | 73.9 |
| 119 |  $COP | CONOCOPHILLIPS | $1.1M | 0.1% | -6% | 70.2 |
| 120 |  $MS | MORGAN STANLEY | $1.1M | 0.1% | -12% | 75.8 |
| 121 | — | VANGUARD INDEX FDS - VALUE ETF | $1.1M | 0.1% | +14% | — |
| 122 |  $RQI | COHEN & STEERS QUALITY INCOME REALTY FUND INC | $1.0M | 0.1% | +4% | — |
| 123 | $IVZ | Invesco Ltd. | $1.0M | 0.1% | -25% | — |
| 124 |  $JJSF | J&J SNACK FOODS CORP | $1.0M | 0.1% | +0% | 45.5 |
| 125 |  $CCS | Century Communities, Inc. | $1.0M | 0.1% | +8% | 42.8 |
| 126 |  $ABBV | AbbVie Inc. | $991,462 | 0.1% | +15% | 72.6 |
| 127 |  $SPY | SPDR S&P 500 ETF TRUST | $982,933 | 0.1% | -1% | — |
| 128 |  $KEX | KIRBY CORP | $978,984 | 0.1% | +0% | 63.8 |
| 129 |  $LOAN | MANHATTAN BRIDGE CAPITAL, INC | $975,349 | 0.1% | -1% | — |
| 130 |  $TER | TERADYNE, INC | $960,423 | 0.1% | -23% | 77.3 |
| 131 |  $GNRC | GENERAC HOLDINGS INC. | $936,992 | 0.1% | NEW | 54.4 |
| 132 | — | ISHARES TR - EAFE VALUE ETF | $932,226 | 0.1% | -6% | — |
| 133 |  $PFE | PFIZER INC | $902,037 | 0.1% | -4% | 62 |
| 134 | $SPYPUT | SPDR S&P 500 ETF TRUST | $896,124 | — | +9% | — |
| 135 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | $892,396 | 0.1% | +0% | — |
| 136 | $IVZ | Invesco Ltd. | $888,664 | 0.1% | -13% | — |
| 137 |  $BBWI | Bath & Body Works, Inc. | $872,001 | 0.1% | +3% | 69.4 |
| 138 |  $GE | GENERAL ELECTRIC CO | $870,418 | 0.1% | -43% | 73.8 |
| 139 |  $SYF | Synchrony Financial | $851,760 | 0.1% | -6% | 64 |
| 140 |  $BSX | BOSTON SCIENTIFIC CORP | $840,796 | 0.1% | NEW | 77.5 |
| 141 |  $EXPE | Expedia Group, Inc. | $838,007 | 0.1% | +0% | 71.1 |
| 142 |  $USFD | US Foods Holding Corp. | $803,685 | 0.1% | +0% | 58.4 |
| 143 | — | ISHARES TR - CORE S&P MCP ETF | $796,932 | 0.1% | -6% | — |
| 144 |  $ASML | ASML HOLDING NV | $795,776 | 0.1% | +0% | — |
| 145 |  $CAT | CATERPILLAR INC | $760,339 | 0.0% | -4% | 66.5 |
| 146 |  $AFL | AFLAC INC | $747,842 | 0.0% | +1% | 61.3 |
| 147 |  $GEV | GE Vernova Inc. | $724,889 | 0.0% | +0% | 81.1 |
| 148 |  $BLDR | Builders FirstSource, Inc. | $724,788 | 0.0% | -11% | 45.9 |
| 149 |  $AXP | AMERICAN EXPRESS CO | $724,532 | 0.0% | -9% | 69.4 |
| 150 |  $XYL | Xylem Inc. | $720,490 | 0.0% | +0% | 65.8 |
New Positions (26)
$GNRC GENERAC HOLDINGS INC.$936,992$BSX BOSTON SCIENTIFIC CORP$840,796
$MKL MARKEL GROUP INC.$703,084
$OPLN OPENLANE, Inc.$682,440
$BWA BORGWARNER INC$664,000
$SBUX STARBUCKS CORP$586,060
$HONA Honeywell Aerospace Inc.$410,546$PANWPUT Palo Alto Networks Inc$341,020
$SJM J M SMUCKER Co$291,938
$MBLY Mobileye Global Inc.$290,400
$WSC WillScot Holdings Corp$282,828$QCOMPUT QUALCOMM INC/DE$277,185Exited Positions (19)
$NKE NIKE, Inc.
$AL AIR LEASE CORP$AAPLPUT Apple Inc.
$SPGI S&P Global Inc.
$PHIN PHINIA INC.
$HSIC HENRY SCHEIN INC
$ED CONSOLIDATED EDISON INC
$ADBE ADOBE INC.
$COF CAPITAL ONE FINANCIAL CORP
$VLY VALLEY NATIONAL BANCORP
$META Meta Platforms, Inc.Browse Top Institutional Investors
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