ABNER HERRMAN & BROCK LLC
Sector Allocation
- Technology43.9%$458.0M
- Financials18.5%$193.1M
- Industrials9.9%$103.5M
- Healthcare9.3%$97.4M
- Consumer Discretionary8.9%$92.7M
- Energy4.0%$41.8M
- Consumer Staples2.2%$23.3M
- Other1.5%$16.0M
- Communication Services1.4%$14.7M
- Materials0.1%$1.4M
AUM History
13fpro.ai/research/fund/abner-herrman-and-brock-llc-1038661
Conviction and streaks
Concentrating · top 10 = 48.0%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
NVDA
$87.7MDELL
$74.7MAMD
$73.9MAAPL
$46.1MGOOG
$44.5MMSFT
$40.5MAMZN
$36.3MJPM
$35.1MIBM
$31.4MLLY
$30.9MMRK
$29.4MMETA
$28.9MMS
$26.7MBA
$23.9MMA
$21.2MJNJ
$20.9MAXP
$20.7MXOM.R34088
$20.3MMAR
$20.2MCB
$20.1M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/abner-herrman-and-brock-llc-1038661
ABNER HERRMAN & BROCK LLC 13F holdings — Q3 2026
$1.0B portfolio (-1.0% QoQ) · 121 holdings · Q3 2026 13F · top 10 are 48% of the stock portfolio
$87.7M
8.4% of stocks
-1%This quarter-0.2%Since filed11+ qtrsHeld$74.7M
7.2% of stocks
-9%This quarter+1.2%Since filed7 qtrsHeldAIQuality71.1#190Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$73.9M
7.1% of stocks
-3%This quarter-0.7%Since filed11+ qtrsHeld$46.1M
4.4% of stocks
+0.5%This quarter+1.3%Since filed11+ qtrsHeld$44.5M
4.3% of stocks
-2%This quarter-6.6%Since filed11+ qtrsHeld$40.5M
3.9% of stocks
+2%This quarter+0.1%Since filed11+ qtrsHeld$36.3M
3.5% of stocks
-1%This quarter-5.2%Since filed11+ qtrsHeld$35.1M
3.4% of stocks
-0.9%This quarter-0.4%Since filed11+ qtrsHeld$31.4M
3.0% of stocks
-0.8%This quarter+4.8%Since filed11+ qtrsHeld$30.9M
3.0% of stocks
-2%This quarter-0.3%Since filed11+ qtrsHeld
All holdings — ABNER HERRMAN & BROCK LLC (Q3 2026)
121 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | Merck & Co., Inc. | Healthcare | $29.4M | 2.8% | 203K | +0.1% | 5 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 12 | Meta Platforms, Inc. | Technology | $28.9M | 2.8% | 40K | -1.0% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 13 | MORGAN STANLEY | Financials | $26.7M | 2.6% | 142K | -2% | 11+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 14 | BOEING CO | Industrials | $23.9M | 2.3% | 128K | -1% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | Mastercard Inc | Financials | $21.2M | 2.0% | 38K | -2% | 11+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 16 | JOHNSON & JOHNSON | Healthcare | $20.9M | 2.0% | 79K | -1% | 5 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | AMERICAN EXPRESS CO | Financials | $20.7M | 2.0% | 68K | -2% | 11+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | EXXON MOBIL CORP | Energy | $20.3M | 1.9% | 125K | -2% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | MARRIOTT INTERNATIONAL INC /MD/ | Consumer Discretionary | $20.2M | 1.9% | 57K | -1% | 11+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | Chubb Ltd | Financials | $20.1M | 1.9% | 62K | -2% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | Walmart Inc. | Consumer Staples | $20.1M | 1.9% | 193K | -3% | 11+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | Tesla, Inc. | Consumer Discretionary | $19.4M | 1.9% | 55K | -5% | 6 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | CHEVRON CORP | Energy | $18.6M | 1.8% | 91K | -2% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | RTX Corp | Industrials | $17.7M | 1.7% | 95K | +8% | 11+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | GENERAL DYNAMICS CORP | Industrials | $15.6M | 1.5% | 47K | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $WFC | WELLS FARGO & COMPANY/MN | Financials | $14.6M | 1.4% | 182K | +0.8% | |||
| 27 | $VZ | VERIZON COMMUNICATIONS INC | Communication Services | $14.3M | 1.4% | 311K | -0.4% | |||
| 28 | $AON | Aon plc | Financials | $13.6M | 1.3% | 49K | -4% | |||
| 29 | $NOC | NORTHROP GRUMMAN CORP /DE/ | Technology | $13.1M | 1.3% | 27K | New | |||
| 30 | $PWR | QUANTA SERVICES, INC. | Industrials | $12.9M | 1.2% | 20K | -2% | |||
| 31 | $EMR | EMERSON ELECTRIC CO | Industrials | $12.7M | 1.2% | 82K | +0.4% | |||
| 32 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $12.1M | 1.2% | 27K | +3% | |||
| 33 | $AIG | AMERICAN INTERNATIONAL GROUP, INC. | Financials | $12.1M | 1.2% | 162K | -2% | |||
| 34 | $C | CITIGROUP INC | Financials | $11.8M | 1.1% | 91K | +0.1% | |||
| 35 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $10.9M | 1.1% | 38K | -1.0% | |||
| 36 | $SYK | STRYKER CORP | Healthcare | $9.6M | 0.9% | 35K | +1% | |||
| 37 | $SPY | SPDR S&P 500 ETF TRUST | — | $8.8M | 0.8% | 12K | -3% | |||
| 38 | $BNY | Bank of New York Mellon Corp | Financials | $7.9M | 0.8% | 55K | +1% | |||
| 39 | $RCL | ROYAL CARIBBEAN CRUISES LTD | Industrials | $7.0M | 0.7% | 26K | -0.1% | |||
| 40 | $HLT | Hilton Worldwide Holdings Inc. | Consumer Discretionary | $5.3M | 0.5% | 17K | +0.1% | |||
| 41 | $GE | GENERAL ELECTRIC CO | Industrials | $4.4M | 0.4% | 14K | +3% | |||
| 42 | $LMT | LOCKHEED MARTIN CORP | Industrials | $4.0M | 0.4% | 7,874 | +18% | |||
| 43 | $AMGN | AMGEN INC | Healthcare | $3.4M | 0.3% | 7,952 | -6% | |||
| 44 | $DE | DEERE & CO | Industrials | $2.0M | 0.2% | 3,046 | -1% | |||
| 45 | $AVGO | Broadcom Inc. | Technology | $1.8M | 0.2% | 5,127 | +43% | |||
| 46 | $GOOGL | Alphabet Inc. | Technology | $1.8M | 0.2% | 5,112 | +37% | |||
| 47 | $ALL | ALLSTATE CORP | Financials | $1.5M | 0.1% | 6,927 | +3% | |||
| 48 | $PEP | PEPSICO INC | Consumer Staples | $1.3M | 0.1% | 10K | -0.1% | |||
| 49 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $1.2M | 0.1% | 8,291 | +4% | |||
| 50 | $ETN | Eaton Corp plc | Industrials | $1.1M | 0.1% | 2,627 | +28% | |||
| 51 | $TRV | TRAVELERS COMPANIES, INC. | Financials | $1.1M | 0.1% | 3,163 | — | |||
| 52 | $PSX | Phillips 66 | Energy | $1.0M | 0.1% | 4,000 | — | |||
| 53 | — | ISHARES S&P 100 ETF - COM | — | $995K | 0.1% | 2,603 | -7% | |||
| 54 | — | ISHARES CORE S&P 500 ETF - COM | — | $884K | 0.1% | 1,154 | +93% | |||
| 55 | $GS | GOLDMAN SACHS GROUP INC | Financials | $874K | 0.1% | 970 | +9% | |||
| 56 | $ABBV | AbbVie Inc. | Healthcare | $846K | 0.1% | 3,234 | +29% | |||
| 57 | $APD | Air Products & Chemicals, Inc. | Materials | $748K | 0.1% | 2,687 | -0.8% | |||
| 58 | — | ISHR CR UNVRSE USD BD ETF-UI - COM | — | $725K | 0.1% | 16K | New | |||
| 59 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $723K | 0.1% | 1,451 | +5% | |||
| 60 | $ET | Energy Transfer LP | Energy | $692K | 0.1% | 35K | — | |||
| 61 | $CAT | CATERPILLAR INC | Industrials | $692K | 0.1% | 854 | +112% | |||
| 62 | $CFG | CITIZENS FINANCIAL GROUP INC/RI | Financials | $638K | 0.1% | 10K | -0.7% | |||
| 63 | $MMM | 3M CO | Healthcare | $635K | 0.1% | 3,869 | +5% | |||
| 64 | $CSCO | CISCO SYSTEMS, INC. | Technology | $581K | 0.1% | 5,395 | +2% | |||
| 65 | $LPG | DORIAN LPG LTD. | Industrials | $578K | 0.1% | 11K | — | |||
| 66 | $EW | Edwards Lifesciences Corp | Healthcare | $568K | 0.1% | 6,579 | — | |||
| 67 | $O | REALTY INCOME CORP | Real Estate | $543K | 0.1% | 10K | — | |||
| 68 | $HIG | HARTFORD INSURANCE GROUP, INC. | Financials | $530K | 0.1% | 4,333 | +8% | |||
| 69 | $COP | CONOCOPHILLIPS | Energy | $514K | 0.1% | 4,110 | — | |||
| 70 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $512K | 0.1% | 562 | -2% | |||
| 71 | — | ISHARES RUSSELL 1000 GROWTH - COM | — | $500K | 0.1% | 3,988 | -0.3% | |||
| 72 | $ORI | OLD REPUBLIC INTERNATIONAL CORP | Financials | $462K | 0.0% | 12K | — | |||
| 73 | $UNP | UNION PACIFIC CORP | Industrials | $459K | 0.0% | 1,685 | +16% | |||
| 74 | $GL | GLOBE LIFE INC. | Financials | $454K | 0.0% | 2,738 | -4% | |||
| 75 | $PEG | PUBLIC SERVICE ENTERPRISE GROUP INC | Utilities | $452K | 0.0% | 6,714 | +102% | |||
| 76 | — | STE STR SPDR PT S&P 500 ETF - COM | — | $444K | 0.0% | 4,950 | — | |||
| 77 | $NVS | NOVARTIS AG | Healthcare | $428K | 0.0% | 3,000 | — | |||
| 78 | $TTE | TotalEnergies SE | Energy | $427K | 0.0% | 5,000 | — | |||
| 79 | $REGN | REGENERON PHARMACEUTICALS, INC. | Healthcare | $422K | 0.0% | 557 | — | |||
| 80 | $PFE | PFIZER INC | Healthcare | $421K | 0.0% | 15K | — | |||
| 81 | $NFLX | NETFLIX INC | Communication Services | $417K | 0.0% | 5,991 | -97% | |||
| 82 | — | VANGUARD S&P 500 ETF - COM | — | $410K | 0.0% | 585 | — | |||
| 83 | $GS | GOLDMAN SACHS GROUP INC | Financials | $403K | 0.0% | 8,781 | New | |||
| 84 | — | ISHARES US TREASURY BOND ETF - COM | — | $390K | 0.0% | 18K | New | |||
| 85 | — | JPMORGAN US VALUE FACTOR ETF - COM | — | $330K | 0.0% | 5,695 | New | |||
| 86 | $ADP | AUTOMATIC DATA PROCESSING INC | Technology | $318K | 0.0% | 1,233 | -0.2% | |||
| 87 | $NEE | NEXTERA ENERGY INC | Utilities | $315K | 0.0% | 4,164 | +47% | |||
| 88 | $FITB | FIFTH THIRD BANCORP | Financials | $310K | 0.0% | 6,135 | — | |||
| 89 | $NEM | NEWMONT Corp /DE/ | Materials | $309K | 0.0% | 2,675 | -26% | |||
| 90 | $MCD | MCDONALDS CORP | Consumer Discretionary | $309K | 0.0% | 1,340 | -98% | |||
| 91 | $FMAO | FARMERS & MERCHANTS BANCORP INC | Financials | $307K | 0.0% | 8,869 | — | |||
| 92 | $HWM | Howmet Aerospace Inc. | Materials | $303K | 0.0% | 1,338 | +0.4% | |||
| 93 | $CAC | CAMDEN NATIONAL CORP | Financials | $302K | 0.0% | 5,464 | — | |||
| 94 | — | ISHARES RUSSELL 1000 VALUE E - COM | — | $302K | 0.0% | 1,220 | — | |||
| 95 | $V | VISA INC. | Financials | $289K | 0.0% | 803 | +33% | |||
| 96 | — | JOHN HANCOCK MF DEV INTL ETF - COM | — | $287K | 0.0% | 6,472 | New | |||
| 97 | — | GOLDMAN ACTIVEBETA US LC ETF - COM | — | $285K | 0.0% | 1,962 | New | |||
| 98 | $MRSH | MARSH & MCLENNAN COMPANIES, INC. | Financials | $282K | 0.0% | 1,650 | -3% | |||
| 99 | — | ISHAR FTURE EXP TECH ETF-USD - COM | — | $277K | 0.0% | 3,327 | New | |||
| 100 | $COF | CAPITAL ONE FINANCIAL CORP | Financials | $273K | 0.0% | 1,412 | +13% | |||
| 101 | $L | LOEWS CORP | Financials | $261K | 0.0% | 2,500 | — | |||
| 102 | — | SCHWAB FNDMNTL EM MRK EQ ETF - COM | — | $259K | 0.0% | 6,184 | New | |||
| 103 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $254K | 0.0% | 497 | New | |||
| 104 | — | ISHARES CORE S&P TOTAL U.S. - COM | — | $244K | 0.0% | 1,467 | New | |||
| 105 | $VTOL | Bristow Group Inc. | Industrials | $236K | 0.0% | 5,790 | — | |||
| 106 | $TRP | TC ENERGY CORP | Energy | $231K | 0.0% | 4,000 | — | |||
| 107 | $INTC | INTEL CORP | Technology | $229K | 0.0% | 1,904 | +10% | |||
| 108 | $GEV | GE Vernova Inc. | Industrials | $227K | 0.0% | 239 | New | |||
| 109 | $PNC | PNC FINANCIAL SERVICES GROUP, INC. | Financials | $225K | 0.0% | 1,012 | — | |||
| 110 | — | VANGUARD MRNGSTAR GR ETF-SUI - COM | — | $224K | 0.0% | 2,484 | — | |||
| 111 | $FXNC | FIRST NATIONAL CORP /VA/ | Financials | $223K | 0.0% | 7,600 | — | |||
| 112 | — | FIRST NATIONAL BANK ALASKA - COM | — | $220K | 0.0% | 670 | — | |||
| 113 | — | ISHARES CORE MSCI EAFE ETF - COM | — | $217K | 0.0% | 2,240 | -3% | |||
| 114 | $MCK | MCKESSON CORP | Consumer Staples | $214K | 0.0% | 251 | New | |||
| 115 | — | VNGRD MRGSTR MG CP GR ETF-UI - COM | — | $213K | 0.0% | 2,302 | New | |||
| 116 | $LOW | LOWES COMPANIES INC | Consumer Discretionary | $211K | 0.0% | 1,144 | — | |||
| 117 | $LRCX | LAM RESEARCH CORP | Technology | $201K | 0.0% | 612 | +13% | |||
| 118 | $VLY | VALLEY NATIONAL BANCORP | Financials | $160K | 0.0% | 13K | — | |||
| 119 | — | THEGLOBE.COM INC - COM | — | $1K | 0.0% | 10K | — | |||
| 120 | — | NYVATEX OIL CORP - COM | — | $0 | 0.0% | 20K | New | |||
| 121 | — | MARRIOT INTERNATIONAL INC CL A - COM | — | $0 | 0.0% | 151K | New |
What changed in Q3 2026
Against the previous quarter's 13F: 16 new, 34 added to, 42 trimmed, 7 sold out. Share-count changes; largest moves by dollar size first.
New positions (16)
$GDGENERAL DYNAMICS CORP$15.6M
first bought this quarter
$NOCNORTHROP GRUMMAN CORP /DE/$13.1M
first bought this quarter
- ISHR CR UNVRSE USD BD ETF-UI - COM$725K
first bought this quarter
- ISHARES US TREASURY BOND ETF - COM$390K
first bought this quarter
- JPMORGAN US VALUE FACTOR ETF - COM$330K
first bought this quarter
- JOHN HANCOCK MF DEV INTL ETF - COM$287K
first bought this quarter
+10 more in the Excel export
Added to (34)
$RTXRTX Corp+8%
now $17.7M · held 11+ qtrs, 2 adds in a row
now $40.5M · held 11+ qtrs
$LMTLOCKHEED MARTIN CORP+18%
now $4.0M · held 5 qtrs, 2 adds in a row
$AVGOBroadcom Inc.+43%
now $1.8M · held 5 qtrs, 2 adds in a row
$GOOGLAlphabet Inc.+37%
now $1.8M · held 5 qtrs, 5 adds in a row
- ISHARES CORE S&P 500 ETF - COM+93%
now $884K
+28 more in the Excel export
Trimmed (42)
$NFLXNETFLIX INC-97%
now $417K · held 11+ qtrs, 5 trims in a row
$MCDMCDONALDS CORP-98%
now $309K · held 11+ qtrs, 2 trims in a row
now $74.7M · held 7 qtrs, 2 trims in a row
now $73.9M · held 11+ qtrs, 2 trims in a row
now $87.7M · held 11+ qtrs, 8 trims in a row
$TSLATesla, Inc.-5%
now $19.4M · held 6 qtrs
+36 more in the Excel export
Sold out (7)
$ORCLORACLE CORPwas $15.5M
held 10+ qtrs
$ISRGINTUITIVE SURGICAL INCwas $8.1M
held 10+ qtrs
$PLTRPalantir Technologies Inc.was $3.8M
held 4 qtrs
$BMYBRISTOL MYERS SQUIBB COwas $576K
held 2 qtrs
$ECGEverus Construction Group, Inc.was $249K
held 1 qtr
$NBISNebius Group N.V.was $222K
+1 more in the Excel export
Holdings by quarter
Every 13F ABNER HERRMAN & BROCK LLC has filed, 42 earlier quarters. Pick one to see what it held then.
Is it too late to follow ABNER HERRMAN & BROCK?
Q3 2026 13F filed with the SEC on Oct 20, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of ABNER HERRMAN & BROCK's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 19 of the 20 are scored)
Top 10 since filing
-0.5%
Value-weighted move of the 10 largest stock positions
Turnover
4%
Last quarter; 15% over the last 4
Top 10 weight
48%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
95%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
ABNER HERRMAN & BROCK LLC disclosed 121 positions worth $1.0B in its Form 13F-HR for Q3 2026, led by $NVDA (NVIDIA CORP) at 8.4% of the equity portfolio, followed by $DELL and $AMD. During the quarter the fund opened 16 new positions and exited 7 — including a new stake in $GD and a full exit from $ORCL. The portfolio is most concentrated in Technology (43.9% of disclosed assets). All figures are sourced directly from ABNER HERRMAN & BROCK LLC’s Form 13F-HR filing with the SEC under CIK 1038661.
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Every holding in ABNER HERRMAN & BROCK LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.