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SANDERS MORRIS HARRIS LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1053994
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Sector Allocation

  • Other28.4%$214.5M
  • Technology27.9%$210.9M
  • Financials10.9%$82.1M
  • Energy9.0%$68.0M
  • Healthcare5.8%$44.0M
  • Consumer Discretionary4.7%$35.7M
  • Industrials4.2%$31.4M
  • Consumer Staples4.1%$30.7M
  • Materials1.8%$13.8M
  • Communication Services1.7%$12.9M

AUM History

13fpro.ai/research/fund/sanders-morris-harris-llc-1053994

Largest positions — Q3 2026

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/sanders-morris-harris-llc-1053994

SANDERS MORRIS HARRIS LLC 13F holdings — Q3 2026

$755.1M portfolio (+338.0% QoQ) · 325 holdings · Q3 2026 13F · top 10 are 35% of the stock portfolio

All holdings — SANDERS MORRIS HARRIS LLC (Q3 2026)

325 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

Company
LRCX$LRCXLAM RESEARCH CORP$13.9MNew
XOM.R34088$XOM.R34088EXXON MOBIL CORP$12.9M+0.1%
— VANGUARD STAR FDS - VG TL INTL STK Fetf/fund$11.6MNew
MAIN$MAINMain Street Capital CORP$11.0M-0.3%
BX$BXBlackstone Inc.$11.0M-23%
— ALPS ETF TR - ALERIAN MLPetf/fund$10.3MNew
— ISHARES TR - RUS 2000 VAL ETFetf/fund$10.0MNew
PM$PMPhilip Morris International Inc.$9.9M+43%
CTAS$CTASCINTAS CORP$9.6MNew
LLY$LLYELI LILLY & Co$9.2M+26%
GS$GSGOLDMAN SACHS GROUP INC$9.1MNew
AVGO$AVGOBroadcom Inc.$9.1MNew
IVZ$IVZInvesco Ltd.etf/fund$7.8MNew
MSFT$MSFTMICROSOFT CORP$7.1M+184%
— VANGUARD SCOTTSDALE FDS - INT-TERM CORPetf/fund$6.8MNew

What changed in Q3 2026

Against the previous quarter's 13F: 254 new, 41 added to, 12 trimmed, 4 sold out. Share-count changes; largest moves by dollar size first.

New positions (254)

  • QQQ$QQQINVESCO QQQ TRUST, SERIES 1$32.8M

    first bought this quarter

  • EPD$EPDENTERPRISE PRODUCTS PARTNERS L.P.$28.1M

    first bought this quarter

  • ISHARES TR - 20 YR TR BD ETF$22.2M

    first bought this quarter

  • IVZ$IVZInvesco Ltd.$18.9M

    first bought this quarter

  • MDY$MDYSPDR S&P MIDCAP 400 ETF TRUST$15.1M

    first bought this quarter

  • LRCX$LRCXLAM RESEARCH CORP$13.9M

    first bought this quarter

+248 more in the Excel export

Added to (41)

  • NVDA$NVDANVIDIA CORP+566%

    now $40.4M · held 3 qtrs

  • AMD$AMDADVANCED MICRO DEVICES INC+746%

    now $21.6M · held 3 qtrs

  • AAPL$AAPLApple Inc.+84%

    now $35.6M · held 3 qtrs

  • MSIF$MSIFMSC INCOME FUND, INC.+28%

    now $35.5M · held 3 qtrs, 3 adds in a row

  • ABBV$ABBVAbbVie Inc.+972%

    now $5.4M · held 3 qtrs

  • MSFT$MSFTMICROSOFT CORP+184%

    now $7.1M · held 3 qtrs

+35 more in the Excel export

Trimmed (12)

  • BX$BXBlackstone Inc.-23%

    now $11.0M · held 3 qtrs, 2 trims in a row

  • CSWC$CSWCCAPITAL SOUTHWEST CORP-12%

    now $15.4M · held 3 qtrs, 2 trims in a row

  • SCHW$SCHWSCHWAB CHARLES CORP-59%

    now $416K

  • RSVR$RSVRReservoir Media, Inc.-30%

    now $1.2M · held 3 qtrs, 2 trims in a row

  • SNOW$SNOWSnowflake Inc.-64%

    now $252K

  • MAIN$MAINMain Street Capital CORP-0.3%

    now $11.0M · held 3 qtrs

+6 more in the Excel export

Sold out (4)

  • HONA$HONAHoneywell Aerospace Inc.was $1.4M

    held 1 qtr

  • UBER$UBERUber Technologies, Incwas $305K

    held 2 qtrs

  • CAVA$CAVACAVA GROUP, INC.was $235K

    held 2 qtrs

  • LNT$LNTALLIANT ENERGY CORPwas $233K

Holdings by quarter

Every 13F SANDERS MORRIS HARRIS LLC has filed, 38 earlier quarters. Pick one to see what it held then.

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Q3 2026 13F filed with the SEC on Oct 14, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of SANDERS MORRIS HARRIS's top 20 holdings: 69/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)

Top 10 since filing

-1.9%

Value-weighted move of the 10 largest stock positions

Turnover

2%

Last quarter; 8% over the last 4

Top 10 weight

35%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

0%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

SANDERS MORRIS HARRIS LLC disclosed 325 positions worth $755.1M in its Form 13F-HR for Q3 2026, led by $NVDA (NVIDIA CORP) at 5.3% of the equity portfolio, followed by $AAPL and $MSIF. During the quarter the fund opened 254 new positions and exited 4 — including a new stake in $QQQ and a full exit from $HONA. The portfolio is most concentrated in Other (28.4% of disclosed assets). All figures are sourced directly from SANDERS MORRIS HARRIS LLC’s Form 13F-HR filing with the SEC under CIK 1053994.

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AI-Powered Hedge Fund Analysis: SANDERS MORRIS HARRIS LLC

13F Pro is an AI hedge fund tracker and stock research platform. For SANDERS MORRIS HARRIS LLC (SEC CIK: 1053994), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in SANDERS MORRIS HARRIS LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.