Kaizen Financial Strategies
Sector Allocation
- Other63.0%$160.1M
- Technology23.2%$58.9M
- Financials4.1%$10.4M
- Consumer Discretionary2.5%$6.4M
- Industrials2.2%$5.6M
- Healthcare2.0%$5.0M
- Materials0.7%$1.8M
- Utilities0.6%$1.5M
- Energy0.6%$1.4M
- Consumer Staples0.5%$1.3M
AUM History
13fpro.ai/research/fund/kaizen-financial-strategies-1842013
Conviction and streaks
Diversifying · top 10 = 41.9%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
AAPL
$17.6M- SCHWAB$16.7M
- CAPITAL$12.0M
NVDA
$11.2MSPY
$10.2M- VANGUARD$9.0M
GOOG
$7.6M- SCHWAB$7.5M
- SCHWAB$7.5M
- VANGUARD$7.4M
- VANGUARD$7.1M
QQQ
$6.4M- VANECK$6.3M
- SCHWAB$5.6M
- J$5.2M
AMZN
$4.1MGOOGL
$3.9M- SCHWAB$3.8M
- VANGUARD$3.6M
- SCHWAB$3.3M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/kaizen-financial-strategies-1842013
Kaizen Financial Strategies 13F holdings — Q3 2026
$254.2M portfolio (-17.4% QoQ) · 177 holdings · Q3 2026 13F · top 10 are 42% of the stock portfolio
$17.6M
6.9% of stocks
-5%This quarter+2.2%Since filed11+ qtrsHeld- 2
SCHWAB STRATEGIC TR - US LCAP GR ETF
$16.7M
6.6% of stocks
-11%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT
$12.0M
4.7% of stocks
-8%This quarter—Since filed—HeldAIQuality—Est. buy— $11.2M
4.4% of stocks
-3%This quarter-5.8%Since filed11+ qtrsHeld$10.2M
4.0% of stocks
-32%This quarter-1.7%Since filed11+ qtrsHeld- 6
VANGUARD INDEX FDS - S&P 500 ETF SHS
$9.0M
3.5% of stocks
+91%This quarter—Since filed—HeldAIQuality—Est. buy— $7.6M
3.0% of stocks
-0.9%This quarter-9.7%Since filed11+ qtrsHeld- 8
SCHWAB STRATEGIC TR - FUNDAMENTAL US B
$7.5M
3.0% of stocks
+23%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
SCHWAB STRATEGIC TR - 5 10YR CORP BD
$7.5M
2.9% of stocks
-6%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
VANGUARD MALVERN FDS - CORE BD ETF
$7.4M
2.9% of stocks
-9%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | $17.6M | 6.9% | -5% | +2.2% | 11+ qtrsTrimmed 4 qtrs in a row | 75.7#88 | Estimated buy price is Pro: unlock with a free trial | ||
| 2 | SCHWAB STRATEGIC TR - US LCAP GR ETF | $16.7M | 6.6% | -11% | — | — | — | — | |
| 3 | CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT | $12.0M | 4.7% | -8% | — | — | — | — | |
| 4 | $11.2M | 4.4% | -3% | -5.8% | 11+ qtrsTrimmed 6 qtrs in a row | 86.0#3 | Estimated buy price is Pro: unlock with a free trial | ||
| 5 | $10.2M | 4.0% | -32% | -1.7% | 11+ qtrsTrimmed 3 qtrs in a row | — | Estimated buy price is Pro: unlock with a free trial | ||
| 6 | VANGUARD INDEX FDS - S&P 500 ETF SHS | $9.0M | 3.5% | +91% | — | — | — | — | |
| 7 | $7.6M | 3.0% | -0.9% | -9.7% | 11+ qtrs | 77.7#61 | Estimated buy price is Pro: unlock with a free trial | ||
| 8 | SCHWAB STRATEGIC TR - FUNDAMENTAL US B | $7.5M | 3.0% | +23% | — | — | — | — | |
| 9 | SCHWAB STRATEGIC TR - 5 10YR CORP BD | $7.5M | 2.9% | -6% | — | — | — | — | |
| 10 | VANGUARD MALVERN FDS - CORE BD ETF | $7.4M | 2.9% | -9% | — | — | — | — |
All holdings — Kaizen Financial Strategies (Q3 2026)
177 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLDetf/fund | — | $7.1M | 2.8% | 46K | +16% | — | — | 13F |
| 12 | INVESCO QQQ TRUST, SERIES 1etf/fund | — | $6.4M | 2.5% | 8,585 | +42% | 11+ qtrsAdded 3 qtrs in a row | — | 13F | |
| 13 | — | VANECK ETF TRUST - SEMICONDUCTR ETFetf/fund | — | $6.3M | 2.5% | 10K | -6% | — | — | 13F |
| 14 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL INTL | — | $5.6M | 2.2% | 105K | +50% | — | — | 13F |
| 15 | — | J P MORGAN EXCHANGE TRADED F - INTRNL RES EQT | — | $5.2M | 2.0% | 63K | -23% | — | — | 13F |
| 16 | AMAZON COM INC | Consumer Discretionary | $4.1M | 1.6% | 16K | -8% | 11+ qtrsTrimmed 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | Alphabet Inc. | Technology | $3.9M | 1.5% | 11K | -0.5% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | — | SCHWAB STRATEGIC TR - ULTRA SHORT INCM | — | $3.8M | 1.5% | 152K | +255% | — | — | 13F |
| 19 | — | VANGUARD MALVERN FDS - CORE-PLUS BD ETFetf/fund | — | $3.6M | 1.4% | 49K | +4% | — | — | 13F |
| 20 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL US S | — | $3.3M | 1.3% | 96K | +64% | — | — | 13F |
| 21 | MICROSOFT CORP | Technology | $3.3M | 1.3% | 6,499 | -3% | 11+ qtrsTrimmed 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETFetf/fund | — | $3.3M | 1.3% | 14K | -11% | — | — | 13F |
| 23 | ADVANCED MICRO DEVICES INC | Technology | $3.0M | 1.2% | 4,925 | -10% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETFetf/fund | — | $2.7M | 1.1% | 14K | -2% | — | — | 13F |
| 25 | — | J P MORGAN EXCHANGE TRADED F - JPMORGAN INTL VL | — | $2.5M | 1.0% | 26K | +19% | — | — | 13F |
| 26 | $BX | Blackstone Inc. | Financials | $2.4M | 0.9% | 21K | +1% | |||
| 27 | $SNDK | Sandisk Corp | Technology | $2.1M | 0.8% | 1,200 | -1% | |||
| 28 | $TSLA | Tesla, Inc. | Consumer Discretionary | $1.9M | 0.8% | 5,430 | -4% | |||
| 29 | — | STATE STR SPDR DOW JONES IND - UT SER 1 | — | $1.7M | 0.7% | 3,300 | -3% | |||
| 30 | $LLY | ELI LILLY & Co | Healthcare | $1.5M | 0.6% | 1,328 | -9% | |||
| 31 | — | SCHWAB STRATEGIC TR - INT-TRM U.S TRES | — | $1.3M | 0.5% | 56K | -29% | |||
| 32 | — | ETF SER SOLUTIONS - DEFIA QUANT ETF | — | $1.3M | 0.5% | 8,616 | +2% | |||
| 33 | $META | Meta Platforms, Inc. | Technology | $1.2M | 0.5% | 1,719 | -22% | |||
| 34 | — | AMPLIFY ETF TR - BLOCK TECHN ETF | — | $1.2M | 0.5% | 19K | — | |||
| 35 | $TEI | TEMPLETON EMERGING MARKETS INCOME FUND | Other | $1.1M | 0.5% | 186K | +5% | |||
| 36 | — | SPDR SERIES TRUST - ST STR SP SEMI | — | $1.1M | 0.5% | 2,140 | +5% | |||
| 37 | $IVZ | Invesco Ltd. | Financials | $1.1M | 0.4% | 16K | — | |||
| 38 | $LRCX | LAM RESEARCH CORP | Technology | $1.0M | 0.4% | 3,173 | +2% | |||
| 39 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | — | $1.0M | 0.4% | 18K | -0.1% | |||
| 40 | $PLTR | Palantir Technologies Inc. | Technology | $1.0M | 0.4% | 5,390 | -2% | |||
| 41 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $1.0M | 0.4% | 1,964 | -5% | |||
| 42 | $ABBV | AbbVie Inc. | Healthcare | $1.0M | 0.4% | 3,828 | -6% | |||
| 43 | — | ISHARES TR - FALN ANGLS USD | — | $973K | 0.4% | 38K | +60% | |||
| 44 | $GEV | GE Vernova Inc. | Industrials | $969K | 0.4% | 1,020 | +2% | |||
| 45 | $AGX | ARGAN INC | Industrials | $962K | 0.4% | 2,544 | -1% | |||
| 46 | — | DIREXION SHARES ETF TRUST - DAI SEM BUL ETF | — | $951K | 0.4% | 6,429 | -15% | |||
| 47 | — | NEOS ETF TRUST - NASDAQ 100 HIGH | — | $946K | 0.4% | 17K | -31% | |||
| 48 | — | SCHWAB STRATEGIC TR - FUND EM EQUI ETF | — | $936K | 0.4% | 22K | -21% | |||
| 49 | — | ISHARES TR - CORE S&P US GWT | — | $901K | 0.3% | 4,652 | +0.1% | |||
| 50 | — | SCHWAB STRATEGIC TR - 1000 INDEX ETF | — | $895K | 0.3% | 24K | +3% | |||
| 51 | $WDC | WESTERN DIGITAL CORP | Technology | $885K | 0.3% | 1,947 | -9% | |||
| 52 | — | NEOS ETF TRUST - NEOS S&P 500 HI | — | $878K | 0.3% | 17K | -32% | |||
| 53 | — | FIRST TR EXCHANGE-TRADED FD - NASDAQ CYB ETF | — | $865K | 0.3% | 8,391 | +0.0% | |||
| 54 | — | SELECT SECTOR SPDR TR - ST STR FINL ETF | — | $859K | 0.3% | 16K | +2% | |||
| 55 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $832K | 0.3% | 2,222 | +2% | |||
| 56 | $CAT | CATERPILLAR INC | Industrials | $814K | 0.3% | 1,003 | -9% | |||
| 57 | $GE | GENERAL ELECTRIC CO | Industrials | $789K | 0.3% | 2,525 | +0.1% | |||
| 58 | — | ISHARES TR - MSCI POLAND ETF | — | $747K | 0.3% | 17K | -0.6% | |||
| 59 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $742K | 0.3% | 815 | -8% | |||
| 60 | $V | VISA INC. | Financials | $723K | 0.3% | 2,012 | -9% | |||
| 61 | $JPM | JPMORGAN CHASE & CO | Financials | $716K | 0.3% | 2,164 | -3% | |||
| 62 | $BTC | Grayscale Bitcoin Mini Trust ETF | Financials | $713K | 0.3% | 19K | -1% | |||
| 63 | $EDD | Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | Other | $697K | 0.3% | 133K | +12% | |||
| 64 | — | SELECT SECTOR SPDR TR - ST STR SVC ETF | — | $693K | 0.3% | 6,242 | +0.0% | |||
| 65 | — | SPDR SERIES TRUST - ST STR FACTSET | — | $690K | 0.3% | 3,464 | +5% | |||
| 66 | — | LISTED FDS TR - WAHED DOW JONES | — | $685K | 0.3% | 19K | +5% | |||
| 67 | — | LISTED FDS TR - WAHED FTSE ETF | — | $665K | 0.3% | 8,886 | +11% | |||
| 68 | $VCTR | Victory Capital Holdings, Inc. | Financials | $665K | 0.3% | 6,010 | -0.8% | |||
| 69 | — | AMPLIFY ETF TR - AMPLIFY CYBERSEC | — | $633K | 0.3% | 5,219 | -0.1% | |||
| 70 | — | PROSHARES TR - PSHS ULT NASB | — | $614K | 0.2% | 5,315 | — | |||
| 71 | — | SPDR SERIES TRUST - ST STR SP TELCO | — | $611K | 0.2% | 3,010 | -50% | |||
| 72 | $WES | Western Midstream Partners, LP | Energy | $591K | 0.2% | 13K | +0.8% | |||
| 73 | $RGLD | ROYAL GOLD INC | Financials | $589K | 0.2% | 2,497 | -0.3% | |||
| 74 | — | ISHARES TR - RUSSELL 2000 ETF | — | $587K | 0.2% | 2,114 | +2% | |||
| 75 | $AMGN | AMGEN INC | Healthcare | $586K | 0.2% | 1,390 | -0.2% | |||
| 76 | $NEE | NEXTERA ENERGY INC | Utilities | $574K | 0.2% | 7,584 | +11% | |||
| 77 | $PANW | Palo Alto Networks Inc | Technology | $568K | 0.2% | 1,430 | -0.4% | |||
| 78 | — | SCHWAB STRATEGIC TR - US SML CAP ETF | — | $562K | 0.2% | 17K | +14% | |||
| 79 | — | SPDR SERIES TRUST - ST STR SW SERV | — | $561K | 0.2% | 2,885 | +7% | |||
| 80 | $CAH | CARDINAL HEALTH INC | Consumer Staples | $548K | 0.2% | 2,463 | — | |||
| 81 | $PDI | PIMCO Dynamic Income Fund | Other | $546K | 0.2% | 39K | +2% | |||
| 82 | $STAG | STAG Industrial, Inc. | Real Estate | $543K | 0.2% | 15K | -3% | |||
| 83 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $537K | 0.2% | 3,559 | +345% | |||
| 84 | $USLM | UNITED STATES LIME & MINERALS INC | Materials | $535K | 0.2% | 4,734 | -4% | |||
| 85 | — | VANGUARD INDEX FDS - MRNGSTR SML CAP | — | $523K | 0.2% | 1,839 | +0.3% | |||
| 86 | — | ISHARES TR - 20+ YEAR TR BD | — | $523K | 0.2% | 26K | New | |||
| 87 | — | ALLIANCEBERNSTEIN GLOBAL HIG - COM | — | $520K | 0.2% | 53K | -0.0% | |||
| 88 | $KTOS | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. | Industrials | $517K | 0.2% | 12K | -10% | |||
| 89 | $KGC | KINROSS GOLD CORP | Materials | $506K | 0.2% | 21K | -4% | |||
| 90 | — | VANGUARD CALIF TAX FREE FDS - TAX EXEMPT BD FD | — | $506K | 0.2% | 5,368 | +23% | |||
| 91 | — | ISHARES TR - MRGSTR MD CP GRW | — | $504K | 0.2% | 5,370 | +0.2% | |||
| 92 | — | SPDR SERIES TRUST - ST STR SP INS | — | $503K | 0.2% | 8,600 | +17% | |||
| 93 | — | VANGUARD INDEX FDS - MRNGSTR SM CP GR | — | $502K | 0.2% | 1,485 | -0.1% | |||
| 94 | $GLD | SPDR GOLD TRUST | Financials | $497K | 0.2% | 1,306 | — | |||
| 95 | $AVGO | Broadcom Inc. | Technology | $487K | 0.2% | 1,386 | +6% | |||
| 96 | $ARM | ARM HOLDINGS PLC /UK | Technology | $487K | 0.2% | 1,680 | — | |||
| 97 | $ETR | ENTERGY CORP /DE/ | Utilities | $474K | 0.2% | 4,778 | — | |||
| 98 | $UEC | URANIUM ENERGY CORP | Materials | $449K | 0.2% | 48K | — | |||
| 99 | $SPG | SIMON PROPERTY GROUP INC. | Real Estate | $449K | 0.2% | 2,236 | +0.9% | |||
| 100 | $GILD | GILEAD SCIENCES, INC. | Healthcare | $445K | 0.2% | 2,984 | +7% | |||
| 101 | $MRVL | Marvell Technology, Inc. | Technology | $436K | 0.2% | 1,651 | +7% | |||
| 102 | — | VANECK ETF TRUST - FALLEN ANGEL HG | — | $431K | 0.2% | 16K | +1.0% | |||
| 103 | $MS | MORGAN STANLEY | Financials | $429K | 0.2% | 2,279 | +0.0% | |||
| 104 | — | ISHARES TR - CORE S&P500 ETF | — | $416K | 0.2% | 543 | -0.2% | |||
| 105 | $CRM | Salesforce, Inc. | Technology | $415K | 0.2% | 1,809 | -29% | |||
| 106 | — | SCHWAB STRATEGIC TR - US MID-CAP ETF | — | $415K | 0.2% | 12K | +0.4% | |||
| 107 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $406K | 0.2% | 333 | +0.9% | |||
| 108 | — | ISHARES TR - RUS 2000 GRW ETF | — | $384K | 0.1% | 1,075 | — | |||
| 109 | $MELI | MERCADOLIBRE INC | Consumer Discretionary | $382K | 0.1% | 221 | +13% | |||
| 110 | — | SELECT SECTOR SPDR TR - ST STR INDL ETF | — | $382K | 0.1% | 2,286 | -53% | |||
| 111 | $PGR | PROGRESSIVE CORP/OH/ | Financials | $365K | 0.1% | 1,760 | -6% | |||
| 112 | — | SPDR SERIES TRUST - ST STR SP HCSVC | — | $364K | 0.1% | 2,750 | +1% | |||
| 113 | — | ISHARES INC - MSCI SPAIN ETF | — | $361K | 0.1% | 6,100 | — | |||
| 114 | $GLDM | World Gold Trust | Financials | $355K | 0.1% | 4,323 | +70% | |||
| 115 | $QCOM | QUALCOMM INC/DE | Technology | $348K | 0.1% | 1,892 | -9% | |||
| 116 | $NMZ | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | Other | $348K | 0.1% | 39K | New | |||
| 117 | $UNH | UNITEDHEALTH GROUP INC | Healthcare | $346K | 0.1% | 944 | -0.9% | |||
| 118 | — | ISHARES TR - IBOXX INV CP ETF | — | $346K | 0.1% | 3,387 | -42% | |||
| 119 | — | DIMENSIONAL ETF TRUST - CALIF MUN BD ETF | — | $342K | 0.1% | 7,182 | +39% | |||
| 120 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $337K | 0.1% | 738 | +1% | |||
| 121 | — | ISHARES TR - MSCI ACWI EX US | — | $334K | 0.1% | 4,420 | — | |||
| 122 | — | VANECK ETF TRUST - VANECK VIETNAM | — | $327K | 0.1% | 19K | -25% | |||
| 123 | $HESM | Hess Midstream LP | Energy | $317K | 0.1% | 8,480 | +3% | |||
| 124 | — | SPDR SERIES TRUST - ST STR P500VAL | — | $316K | 0.1% | 5,173 | +0.4% | |||
| 125 | — | FRANKLIN TEMPLETON ETF TR - FTSE MEXICO | — | $316K | 0.1% | 9,137 | +2% | |||
| 126 | — | ISHARES INC - MSCI CDA ETF | — | $316K | 0.1% | 5,410 | +4% | |||
| 127 | $AXP | AMERICAN EXPRESS CO | Financials | $315K | 0.1% | 1,036 | -15% | |||
| 128 | $NEM | NEWMONT Corp /DE/ | Materials | $312K | 0.1% | 2,704 | +0.3% | |||
| 129 | — | ISHARES INC - MSCI JAPN SMCETF | — | $310K | 0.1% | 2,831 | -7% | |||
| 130 | $STT | STATE STREET CORP | Financials | $306K | 0.1% | 7,476 | -6% | |||
| 131 | $MMM | 3M CO | Healthcare | $300K | 0.1% | 1,828 | — | |||
| 132 | — | VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | — | $299K | 0.1% | 5,202 | -39% | |||
| 133 | — | PROSHARES TR - ULTRAPRO QQQ | — | $293K | 0.1% | 3,750 | — | |||
| 134 | $MRK | Merck & Co., Inc. | Healthcare | $291K | 0.1% | 2,000 | -0.5% | |||
| 135 | $INCY | INCYTE CORP | Healthcare | $289K | 0.1% | 2,383 | -0.8% | |||
| 136 | $NFLX | NETFLIX INC | Communication Services | $284K | 0.1% | 4,081 | -11% | |||
| 137 | $ALSN | Allison Transmission Holdings Inc | Industrials | $283K | 0.1% | 2,500 | — | |||
| 138 | $AXON | AXON ENTERPRISE, INC. | Industrials | $280K | 0.1% | 662 | -1% | |||
| 139 | $INTC | INTEL CORP | Technology | $278K | 0.1% | 2,310 | -17% | |||
| 140 | $CVX | CHEVRON CORP | Energy | $276K | 0.1% | 1,353 | +0.6% | |||
| 141 | $ORCL | ORACLE CORP | Technology | $268K | 0.1% | 1,954 | -4% | |||
| 142 | $ESTC | Elastic N.V. | Technology | $268K | 0.1% | 2,923 | New | |||
| 143 | $AES | AES CORP | Utilities | $266K | 0.1% | 18K | +2% | |||
| 144 | — | VANGUARD INTL EQUITY INDEX F - FTSE PACIFIC ETF | — | $266K | 0.1% | 2,295 | -28% | |||
| 145 | — | VANGUARD BD INDEX FDS - TOTAL BND MRKT | — | $264K | 0.1% | 3,768 | +29% | |||
| 146 | — | ISHARES INC - MSCI TAIWAN ETF | — | $261K | 0.1% | 2,310 | +2% | |||
| 147 | — | SPDR SERIES TRUST - ST STR NYSE TECH | — | $252K | 0.1% | 660 | — | |||
| 148 | — | VOLATILITY SHS TR - 2X BITCOIN ETF | — | $248K | 0.1% | 13K | New | |||
| 149 | $DHT | DHT Holdings, Inc. | Industrials | $246K | 0.1% | 11K | -2% | |||
| 150 | — | ISHARES TR - INVT GRD CORP BD | — | $246K | 0.1% | 11K | New |
What changed in Q3 2026
Against the previous quarter's 13F: 14 new, 65 added to, 80 trimmed, 13 sold out. Share-count changes; largest moves by dollar size first.
New positions (14)
- ISHARES TR - 20+ YEAR TR BD$523K
first bought this quarter
$NMZNUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND$348K
first bought this quarter
$ESTCElastic N.V.$268K
first bought this quarter
- VOLATILITY SHS TR - 2X BITCOIN ETF$248K
first bought this quarter
- ISHARES TR - INVT GRD CORP BD$246K
first bought this quarter
$HONAHoneywell Aerospace Inc.$238K
first bought this quarter
+8 more in the Excel export
Added to (65)
- VANGUARD INDEX FDS - S&P 500 ETF SHS+91%
now $9.0M
- SCHWAB STRATEGIC TR - ULTRA SHORT INCM+255%
now $3.8M
- SCHWAB STRATEGIC TR - FUNDAMENTAL INTL+50%
now $5.6M
now $6.4M · held 11+ qtrs, 3 adds in a row
- SCHWAB STRATEGIC TR - FUNDAMENTAL US B+23%
now $7.5M
- SCHWAB STRATEGIC TR - FUNDAMENTAL US S+64%
now $3.3M
+59 more in the Excel export
Trimmed (80)
now $10.2M · held 11+ qtrs, 3 trims in a row
- SCHWAB STRATEGIC TR - US LCAP GR ETF-11%
now $16.7M
- J P MORGAN EXCHANGE TRADED F - INTRNL RES EQT-23%
now $5.2M
- CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT-8%
now $12.0M
now $17.6M · held 11+ qtrs, 4 trims in a row
- VANGUARD MALVERN FDS - CORE BD ETF-9%
now $7.4M
+74 more in the Excel export
Holdings by quarter
Every 13F Kaizen Financial Strategies has filed, 22 earlier quarters. Pick one to see what it held then.
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Q3 2026 13F filed with the SEC on Oct 9, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Kaizen Financial Strategies's top 20 holdings: 78/100 (our AI quality score, weighted by position size; 16 of the 20 are scored)
Top 10 since filing
-3.4%
Value-weighted move of the 10 largest stock positions
Turnover
8%
Last quarter; 27% over the last 4
Top 10 weight
42%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
95%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Kaizen Financial Strategies disclosed 177 positions worth $254.2M in its Form 13F-HR for Q3 2026, led by $AAPL (Apple Inc.) at 6.9% of the equity portfolio. During the quarter the fund opened 14 new positions and exited 13. The portfolio is most concentrated in Other (63.0% of disclosed assets). All figures are sourced directly from Kaizen Financial Strategies’s Form 13F-HR filing with the SEC under CIK 1842013.
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AI-Powered Hedge Fund Analysis: Kaizen Financial Strategies
13F Pro is an AI hedge fund tracker and stock research platform. For Kaizen Financial Strategies (SEC CIK: 1842013), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Kaizen Financial Strategies's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.