Kaizen Financial Strategies
13F Reported Value
ⓘ$236.5M
incl. option notional
Equity Holdings
ⓘ$236.2M
Option Notional
ⓘ$285,689
$285,689 puts / $0 calls
Holdings
174
Latest Filing
2026-03-31
Filing Quarter
Q1 2026
Portfolio Overview
Kaizen Financial Strategies disclosed 174 positions worth $236.5M in its Form 13F-HR for Q1 2026 — $236.2M in common stock plus $285,689 of put/call option positions (reported at underlying notional value, not premium at risk), led by $SPY (SPDR S&P 500 ETF TRUST) at 7.8% of the equity portfolio. During the quarter the fund opened 17 new positions and exited 13 — including a new stake in $DRS. The portfolio is most concentrated in Other (61.0% of disclosed assets). All figures are sourced directly from Kaizen Financial Strategies’s Form 13F-HR filing with the SEC under CIK 1842013.
AI Fund Analysis
Diversifying
$SPY
$AAPL
$NVDA
$HON
$METASector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q1 2026
Click any card to unlockTop Holdings
- —
Quality
$18.4M26,225 sh SCHWAB STRATEGIC TR
—Quality
$17.8M554,386 sh- 76.1#112
Quality
$15.2M57,584 sh CAPITAL GROUP DIVIDEND VALUE
—Quality
$12.6M277,840 sh- 90.2
Quality
$10.3M51,976 sh VANGUARD MALVERN FDS
—Quality
$9.9M127,046 shSCHWAB STRATEGIC TR
—Quality
$8.4M368,644 sh- 80.2
Quality
$7.8M23,384 sh J P MORGAN EXCHANGE TRADED F
—Quality
$7.1M88,160 sh- 74.6
Quality
$5.0M20,129 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| SPDR S&P 500 ETF TRUST$SPY | — | $18.4M | 26,225 |
| SCHWAB STRATEGIC TR | — | $17.8M | 554,386 |
| Apple Inc.$AAPL | 76.1#112 | $15.2M | 57,584 |
| CAPITAL GROUP DIVIDEND VALUE | — | $12.6M | 277,840 |
| NVIDIA CORP$NVDA | 90.2 | $10.3M | 51,976 |
| VANGUARD MALVERN FDS | — | $9.9M | 127,046 |
| SCHWAB STRATEGIC TR | — | $8.4M | 368,644 |
 Alphabet Inc.$GOOGL | 80.2 | $7.8M | 23,384 |
| J P MORGAN EXCHANGE TRADED F | — | $7.1M | 88,160 |
 AMAZON COM INC$AMZN | 74.6 | $5.0M | 20,129 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Kaizen Financial Strategies's 174 positions.
Showing top 10 of 174 holdings.
Sector Allocation
Other
$144.1M
Technology
$52.2M
Financials
$11.4M
Industrials
$9.2M
Consumer Discretionary
$5.8M
Healthcare
$4.3M
Materials
$3.1M
Utilities
$2.0M
Full Holdings — Kaizen Financial Strategies (Q1 2026)
All 174 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $SPY | SPDR S&P 500 ETF TRUST | $18.4M | 7.8% | -6% | — |
| 2 | — | SCHWAB STRATEGIC TR | $17.8M | 7.5% | +2% | — |
| 3 | $AAPL | Apple Inc. | $15.2M | 6.4% | -3% | 76.1 |
| 4 | — | CAPITAL GROUP DIVIDEND VALUE | $12.6M | 5.3% | -9% | — |
| 5 | $NVDA | NVIDIA CORP | $10.3M | 4.4% | -4% | 90.2 |
| 6 | — | VANGUARD MALVERN FDS | $9.9M | 4.2% | -2% | — |
| 7 | — | SCHWAB STRATEGIC TR | $8.4M | 3.6% | +6% | — |
| 8 | $GOOGL | Alphabet Inc. | $7.8M | 3.3% | -1% | 80.2 |
| 9 | — | J P MORGAN EXCHANGE TRADED F | $7.1M | 3.0% | +11% | — |
| 10 | $AMZN | AMAZON COM INC | $5.0M | 2.1% | -9% | 74.6 |
| 11 | — | VANECK ETF TRUST | $5.0M | 2.1% | +15% | — |
| 12 |  $GOOG | Alphabet Inc. | $3.8M | 1.6% | +0% | 80.2 |
| 13 | — | VANGUARD WHITEHALL FDS | $3.5M | 1.5% | +599% | — |
| 14 |  $BX | Blackstone Inc. | $3.2M | 1.3% | -9% | 68 |
| 15 | — | VANGUARD SPECIALIZED FUNDS | $3.2M | 1.3% | -19% | — |
| 16 |  $MSFT | MICROSOFT CORP | $2.9M | 1.3% | -7% | 83.7 |
| 17 | — | VANGUARD MALVERN FDS | $2.8M | 1.2% | +170% | — |
| 18 | — | SCHWAB STRATEGIC TR | $2.7M | 1.1% | +15% | — |
| 19 |  $QQQ | INVESCO QQQ TRUST, SERIES 1 | $2.6M | 1.1% | +1% | — |
| 20 |  $TSLA | Tesla, Inc. | $2.4M | 1.0% | -8% | 50.1 |
| 21 | — | SCHWAB STRATEGIC TR | $2.2M | 0.9% | -7% | — |
| 22 | — | SELECT SECTOR SPDR TR | $2.1M | 0.9% | +0% | — |
| 23 | — | NEOS ETF TRUST | $2.0M | 0.8% | +6% | — |
| 24 | — | SCHWAB STRATEGIC TR | $2.0M | 0.8% | +277% | — |
| 25 | — | SCHWAB STRATEGIC TR | $2.0M | 0.8% | +14% | — |
| 26 | — | NEOS ETF TRUST | $2.0M | 0.8% | +6% | — |
| 27 | — | STATE STR SPDR DOW JONES IND | $1.8M | 0.7% | -12% | — |
| 28 | — | SCHWAB STRATEGIC TR | $1.7M | 0.7% | -13% | — |
| 29 | $META | Meta Platforms, Inc. | $1.6M | 0.7% | +14% | 80.9 |
| 30 |  $AGX | ARGAN INC | $1.6M | 0.7% | -25% | 79.2 |
| 31 | — | J P MORGAN EXCHANGE TRADED F | $1.5M | 0.7% | -79% | — |
| 32 |  $AMD | ADVANCED MICRO DEVICES INC | $1.5M | 0.7% | -2% | 78.8 |
| 33 | — | SPDR SERIES TRUST | $1.5M | 0.6% | +11% | — |
| 34 |  $LLY | ELI LILLY & Co | $1.4M | 0.6% | -12% | 89.3 |
| 35 | — | VANGUARD INDEX FDS | $1.4M | 0.6% | -0% | — |
| 36 |  $TEI | TEMPLETON EMERGING MARKETS INCOME FUND | $1.2M | 0.5% | +2% | — |
| 37 | — | AMPLIFY ETF TR | $1.1M | 0.5% | -1% | — |
| 38 | — | SCHWAB STRATEGIC TR | $1.1M | 0.5% | +0% | — |
| 39 |  $SNDK | Sandisk Corp | $1.1M | 0.5% | -5% | 88.8 |
| 40 | — | ETF SER SOLUTIONS | $1.1M | 0.5% | +3% | — |
| 41 |  $KTOS | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. | $1.1M | 0.5% | -5% | 48 |
| 42 | — | VANGUARD INTL EQUITY INDEX F | $1.0M | 0.4% | +0% | — |
| 43 |  $GEV | GE Vernova Inc. | $984,322 | 0.4% | +55% | 70.1 |
| 44 |  $CAT | CATERPILLAR INC | $963,172 | 0.4% | +3% | 67.8 |
| 45 | — | VANGUARD INDEX FDS | $954,351 | 0.4% | -2% | — |
| 46 | — | VANGUARD SCOTTSDALE FDS | $908,043 | 0.4% | -12% | — |
| 47 |  $IVZ | Invesco Ltd. | $904,522 | 0.4% | +9% | — |
| 48 |  $AMAT | APPLIED MATERIALS INC /DE | $871,014 | 0.4% | -0% | 74.8 |
| 49 |  $LRCX | LAM RESEARCH CORP | $861,571 | 0.4% | -28% | 82.4 |
| 50 | — | SPDR SERIES TRUST | $852,524 | 0.4% | +5% | — |
| 51 |  $ABBV | AbbVie Inc. | $846,863 | 0.4% | -2% | 59.3 |
| 52 |  $STT | STATE STREET CORP | $829,499 | 0.3% | -14% | 61.5 |
| 53 |  $COST | COSTCO WHOLESALE CORP /NEW | $822,773 | 0.3% | -19% | 67 |
| 54 |  $PLTR | Palantir Technologies Inc. | $821,584 | 0.3% | +6% | 85.8 |
| 55 | — | SELECT SECTOR SPDR TR | $818,588 | 0.3% | +0% | — |
| 56 |  $WDC | WESTERN DIGITAL CORP | $808,015 | 0.3% | -13% | 76.8 |
| 57 | — | SELECT SECTOR SPDR TR | $786,863 | 0.3% | +6% | — |
| 58 |  $KGC | KINROSS GOLD CORP | $755,335 | 0.3% | +0% | — |
| 59 | — | SCHWAB STRATEGIC TR | $754,801 | 0.3% | +6% | — |
| 60 |  $GE | GENERAL ELECTRIC CO | $754,528 | 0.3% | +1% | 74.8 |
| 61 | — | ISHARES TR | $752,314 | 0.3% | +0% | — |
| 62 |  $JPM | JPMORGAN CHASE & CO | $732,813 | 0.3% | +0% | 35.6 |
| 63 | — | ISHARES TR | $731,313 | 0.3% | +3% | — |
| 64 |  $UEC | URANIUM ENERGY CORP | $727,847 | 0.3% | +1% | 17.8 |
| 65 |  $V | VISA INC. | $716,630 | 0.3% | -16% | 83.5 |
| 66 |  $CRM | Salesforce, Inc. | $714,050 | 0.3% | -10% | 75.2 |
| 67 | — | DIREXION SHARES ETF TRUST | $703,425 | 0.3% | +5% | — |
| 68 |  $BTC | Grayscale Bitcoin Mini Trust ETF | $701,327 | 0.3% | +89% | — |
| 69 |  $EDD | Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | $687,574 | 0.3% | +5% | — |
| 70 |  $RGLD | ROYAL GOLD INC | $667,907 | 0.3% | -1% | 79.4 |
| 71 |  $USLM | UNITED STATES LIME & MINERALS INC | $661,820 | 0.3% | -1% | 73.3 |
| 72 |  $STAG | STAG Industrial, Inc. | $657,035 | 0.3% | +1% | 67.8 |
| 73 |  $PDI | PIMCO Dynamic Income Fund | $640,640 | 0.3% | +3% | — |
| 74 | — | ISHARES TR | $635,488 | 0.3% | -3% | — |
| 75 |  $NFLX | NETFLIX INC | $630,464 | 0.3% | +7% | 86.7 |
| 76 |  $NEE | NEXTERA ENERGY INC | $629,893 | 0.3% | -15% | 71.7 |
| 77 | — | VANGUARD INDEX FDS | $600,492 | 0.3% | +51% | — |
| 78 |  $GLD | SPDR GOLD TRUST | $598,949 | 0.3% | -1% | — |
| 79 | — | ISHARES TR | $556,918 | 0.2% | +0% | — |
| 80 | — | SPDR SERIES TRUST | $553,763 | 0.2% | +0% | — |
| 81 | — | FIRST TR EXCHANGE-TRADED FD | $552,675 | 0.2% | +0% | — |
| 82 |  $AVGO | Broadcom Inc. | $552,279 | 0.2% | +31% | 86.4 |
| 83 |  $ETR | ENTERGY CORP /DE/ | $551,907 | 0.2% | +0% | 65.1 |
| 84 |  $CAH | CARDINAL HEALTH INC | $524,652 | 0.2% | +0% | 58.6 |
| 85 |  $WES | Western Midstream Partners, LP | $513,613 | 0.2% | +7% | 78.1 |
| 86 |  $OKLO | Oklo Inc. | $506,938 | 0.2% | -4% | — |
| 87 | — | ALLIANCEBERNSTEIN GLOBAL HIG | $500,227 | 0.2% | +12% | — |
| 88 |  $AMGN | AMGEN INC | $483,458 | 0.2% | +1% | 79.5 |
| 89 | — | PROSHARES TR | $482,602 | 0.2% | +5% | — |
| 90 | — | ISHARES TR | $468,561 | 0.2% | +7% | — |
| 91 | — | ISHARES TR | $467,373 | 0.2% | -1% | — |
| 92 | — | VANGUARD INDEX FDS | $456,468 | 0.2% | +1% | — |
| 93 | — | SCHWAB STRATEGIC TR | $446,574 | 0.2% | +0% | — |
| 94 |  $ARM | ARM HOLDINGS PLC /UK | $446,408 | 0.2% | -4% | — |
| 95 |  $AXP | AMERICAN EXPRESS CO | $437,821 | 0.2% | -19% | 73.2 |
| 96 |  $VCTR | Victory Capital Holdings, Inc. | $436,623 | 0.2% | +0% | 75.5 |
| 97 | — | VANGUARD CALIF TAX FREE FDS | $436,176 | 0.2% | +30% | — |
| 98 | — | VANECK ETF TRUST | $432,336 | 0.2% | +5% | — |
| 99 |  $MS | MORGAN STANLEY | $428,591 | 0.2% | +1% | — |
| 100 | — | SPDR SERIES TRUST | $423,801 | 0.2% | +3% | — |
| 101 |  $SPG | SIMON PROPERTY GROUP INC. | $422,073 | 0.2% | +1% | 76.9 |
| 102 |  $ACHR | Archer Aviation Inc. | $421,794 | 0.2% | -14% | 25 |
| 103 | — | SPDR SERIES TRUST | $414,079 | 0.2% | +2% | — |
| 104 | — | AMPLIFY ETF TR | $406,109 | 0.2% | -2% | — |
| 105 |  $BAC | BANK OF AMERICA CORP /DE/ | $395,859 | 0.2% | +2% | 68.4 |
| 106 | — | LISTED FDS TR | $394,194 | 0.2% | +236% | — |
| 107 |  $ORCL | ORACLE CORP | $389,853 | 0.2% | -6% | 67.2 |
| 108 | — | ISHARES TR | $383,288 | 0.2% | -3% | — |
| 109 |  $PGR | PROGRESSIVE CORP/OH/ | $382,577 | 0.2% | -9% | 83.6 |
| 110 | — | SCHWAB STRATEGIC TR | $382,011 | 0.2% | +0% | — |
| 111 | — | VANECK ETF TRUST | $380,269 | 0.2% | +9% | — |
| 112 | — | FIRST TR EXCHANGE-TRADED FD | $376,992 | 0.2% | +0% | — |
| 113 | — | ISHARES TR | $374,820 | 0.2% | +0% | — |
| 114 | — | FRANKLIN TEMPLETON ETF TR | $352,170 | 0.1% | +9% | — |
| 115 | — | ISHARES INC | $349,957 | 0.1% | +0% | — |
| 116 |  $BRK.B | BERKSHIRE HATHAWAY INC | $330,684 | 0.1% | -2% | 64.5 |
| 117 |  $EME | EMCOR Group, Inc. | $327,199 | 0.1% | +5% | 71.7 |
| 118 | — | ISHARES TR | $324,693 | 0.1% | +0% | — |
| 119 |  $AES | AES CORP | $321,687 | 0.1% | +51% | 50.9 |
| 120 |  $GILD | GILEAD SCIENCES, INC. | $319,723 | 0.1% | +2% | 77.8 |
| 121 |  $ALSN | Allison Transmission Holdings Inc | $314,250 | 0.1% | +0% | 68.5 |
| 122 |  $HESM | Hess Midstream LP | $307,910 | 0.1% | -12% | 78.4 |
| 123 |  $NEM | NEWMONT Corp /DE/ | $304,947 | 0.1% | -10% | 88.3 |
| 124 | — | ISHARES INC | $302,128 | 0.1% | +4% | — |
| 125 | $HON | HONEYWELL INTERNATIONAL INC | $297,373 | 0.1% | +1% | 65.7 |
| 126 | — | ISHARES INC | $293,515 | 0.1% | -43% | — |
| 127 |  $BABA | Alibaba Group Holding Ltd | $291,039 | 0.1% | +0% | — |
| 128 |  $QCOM | QUALCOMM INC/DE | $288,376 | 0.1% | -7% | 81.9 |
| 129 |  $DRS | Leonardo DRS, Inc. | $288,065 | 0.1% | NEW | 63.8 |
| 130 |  $AA | Alcoa Corp | $286,710 | 0.1% | NEW | 66.2 |
| 131 | — | NEOS ETF TRUST | $285,278 | 0.1% | +0% | — |
| 132 | — | SPDR SERIES TRUST | $278,618 | 0.1% | +0% | — |
| 133 |  $MMM | 3M CO | $274,453 | 0.1% | -0% | 60.7 |
| 134 |  $UNH | UNITEDHEALTH GROUP INC | $272,563 | 0.1% | NEW | 66.8 |
| 135 |  $LDOS | Leidos Holdings, Inc. | $272,258 | 0.1% | +0% | 73.4 |
| 136 |  $INCY | INCYTE CORP | $271,948 | 0.1% | NEW | 81.2 |
| 137 | — | J P MORGAN EXCHANGE TRADED F | $271,865 | 0.1% | +30% | — |
| 138 |  $PSLV | Sprott Physical Silver Trust | $271,148 | 0.1% | +8% | — |
| 139 | — | SCHWAB STRATEGIC TR | $271,107 | 0.1% | -58% | — |
| 140 | — | SELECT SECTOR SPDR TR | $267,810 | 0.1% | +6% | — |
| 141 |  $LEN | LENNAR CORP /NEW/ | $256,700 | 0.1% | -17% | 49.2 |
| 142 | — | SPDR SERIES TRUST | $255,055 | 0.1% | +10% | — |
| 143 |  $DOW | DOW INC. | $254,551 | 0.1% | NEW | 38 |
| 144 |  $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | $252,528 | 0.1% | NEW | — |
| 145 | — | SELECT SECTOR SPDR TR | $252,296 | 0.1% | -27% | — |
| 146 |  $OKE | ONEOK INC /NEW/ | $244,442 | 0.1% | -43% | 72 |
| 147 | — | DIMENSIONAL ETF TRUST | $244,059 | 0.1% | -18% | — |
| 148 | — | SPDR SERIES TRUST | $239,175 | 0.1% | +13% | — |
| 149 |  $PANW | Palo Alto Networks Inc | $238,433 | 0.1% | -21% | 66.5 |
| 150 | — | SELECT SECTOR SPDR TR | $230,286 | 0.1% | -94% | — |
| 151 |  $CUBE | CubeSmart | $230,221 | 0.1% | -4% | 64.7 |
| 152 | — | ISHARES TR | $229,311 | 0.1% | -48% | — |
| 153 |  $AXON | AXON ENTERPRISE, INC. | $224,842 | 0.1% | -1% | 55.6 |
| 154 |  $CVX | CHEVRON CORP | $219,468 | 0.1% | NEW | 54.7 |
| 155 | — | VANGUARD BD INDEX FDS | $214,014 | 0.1% | +1% | — |
| 156 | — | VANGUARD WORLD FD | $213,824 | 0.1% | NEW | — |
| 157 |  $JNJ | JOHNSON & JOHNSON | $213,239 | 0.1% | NEW | 72.8 |
| 158 |  $MAIN | Main Street Capital CORP | $212,578 | 0.1% | +2% | — |
| 159 | — | VANECK ETF TRUST | $212,113 | 0.1% | -0% | — |
| 160 |  $WT | WisdomTree, Inc. | $207,120 | 0.1% | NEW | 62.9 |
| 161 |  $MRK | Merck & Co., Inc. | $207,078 | 0.1% | NEW | 70.9 |
| 162 |  $MRVL | Marvell Technology, Inc. | $206,590 | 0.1% | NEW | 77.3 |
| 163 | $BAC | BANK OF AMERICA CORP /DE/ | $205,150 | 0.1% | -8% | 68.4 |
| 164 |  $SPOT | Spotify Technology S.A. | $204,608 | 0.1% | NEW | — |
| 165 | — | ISHARES INC | $202,953 | 0.1% | -37% | — |
| 166 | — | SPDR SERIES TRUST | $202,662 | 0.1% | -27% | — |
| 167 | — | SPDR SERIES TRUST | $201,965 | 0.1% | -89% | — |
| 168 | — | VANECK ETF TRUST | $200,067 | — | NEW | — |
| 169 |  $SMR | NUSCALE POWER Corp | $180,985 | 0.1% | +5% | 26.6 |
| 170 |  $CLF | CLEVELAND-CLIFFS INC. | $130,938 | 0.1% | +8% | 35.7 |
| 171 |  $JOBY | Joby Aviation, Inc. | $100,498 | 0.0% | -3% | 28.7 |
| 172 | — | SELECT SECTOR SPDR TR | $38,497 | — | NEW | — |
| 173 | — | ISHARES TR | $37,736 | — | NEW | — |
| 174 |  $MUPUT | MICRON TECHNOLOGY INC | $9,389 | — | NEW | 88.4 |
New Positions (17)
$DRS Leonardo DRS, Inc.$288,065$AA Alcoa Corp$286,710$UNH UNITEDHEALTH GROUP INC$272,563$INCY INCYTE CORP$271,948$DOW DOW INC.$254,551$TSM TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD$252,528$CVX CHEVRON CORP$219,468$JNJ JOHNSON & JOHNSON$213,239$WT WisdomTree, Inc.$207,120$MRK Merck & Co., Inc.$207,078$MRVL Marvell Technology, Inc.$206,590$SPOT Spotify Technology S.A.$204,608Exited Positions (13)
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