Tradewinds Capital Management, LLC
Sector Allocation
- Other86.0%$497.0M
- Technology6.3%$36.6M
- Financials2.2%$12.5M
- Industrials1.3%$7.3M
- Consumer Discretionary1.1%$6.5M
- Healthcare1.1%$6.3M
- Energy0.7%$4.2M
- Consumer Staples0.7%$4.0M
- Utilities0.2%$1.3M
- Materials0.2%$1.2M
AUM History
13fpro.ai/research/fund/tradewinds-capital-management-llc-1616026
Conviction and streaks
Stable · top 10 = 61.5%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- ISHARES$52.9M
- ISHARES$43.0M
- ISHARES$39.6M
- GLOBAL$39.6M
- J$37.4M
- ISHARES$36.1M
- SELECT$29.7M
- SELECT$29.2M
- ISHARES$26.2M
- ISHARES$22.0M
- VANGUARD$21.6M
- SELECT$17.9M
- SCHWAB$14.4M
- SPDR$14.4M
MSFT
$13.8M- SPDR$13.3M
- J$7.7M
- SCHWAB$7.6M
AAPL
$5.7M- SPDR$5.3M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/tradewinds-capital-management-llc-1616026
Tradewinds Capital Management, LLC 13F holdings — Q3 2026
$577.9M portfolio (+2.7% QoQ) · 707 holdings · Q3 2026 13F · top 10 are 62% of the stock portfolio
- 1
ISHARES INC - MSCI STH KOR ETF
$52.9M
9.2% of stocks
+19%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
ISHARES U S ETF TR - GSCI CMDTY STGY
$43.0M
7.5% of stocks
-5%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES INC - MSCI SINGPOR ETF
$39.6M
6.9% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 4
GLOBAL X FDS - GLBL X MLP ETF
$39.6M
6.8% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 5
J P MORGAN EXCHANGE TRADED F - BETA CDA ETF NEW
$37.4M
6.5% of stocks
-4%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
ISHARES INC - MSCI SPAIN ETF
$36.1M
6.3% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 7
SELECT SECTOR SPDR TR - ST STR ENERG ETF
$29.7M
5.2% of stocks
-39%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
SELECT SECTOR SPDR TR - ST STR TECHN ETF
$29.2M
5.0% of stocks
+3635%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
ISHARES INC - MSCI ITALY ETF
$26.2M
4.5% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 10
ISHARES TR - CONV BD ETF
$22.0M
3.8% of stocks
-3%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | ISHARES INC - MSCI STH KOR ETF | $52.9M | 9.2% | +19% | — | — | — | — | |
| 2 | ISHARES U S ETF TR - GSCI CMDTY STGY | $43.0M | 7.5% | -5% | — | — | — | — | |
| 3 | ISHARES INC - MSCI SINGPOR ETF | $39.6M | 6.9% | New | — | New this quarter | — | — | |
| 4 | GLOBAL X FDS - GLBL X MLP ETF | $39.6M | 6.8% | New | — | New this quarter | — | — | |
| 5 | J P MORGAN EXCHANGE TRADED F - BETA CDA ETF NEW | $37.4M | 6.5% | -4% | — | — | — | — | |
| 6 | ISHARES INC - MSCI SPAIN ETF | $36.1M | 6.3% | New | — | New this quarter | — | — | |
| 7 | SELECT SECTOR SPDR TR - ST STR ENERG ETF | $29.7M | 5.2% | -39% | — | — | — | — | |
| 8 | SELECT SECTOR SPDR TR - ST STR TECHN ETF | $29.2M | 5.0% | +3635% | — | — | — | — | |
| 9 | ISHARES INC - MSCI ITALY ETF | $26.2M | 4.5% | New | — | New this quarter | — | — | |
| 10 | ISHARES TR - CONV BD ETF | $22.0M | 3.8% | -3% | — | — | — | — |
All holdings — Tradewinds Capital Management, LLC (Q3 2026)
707 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | VANGUARD BD INDEX FDS - VANGUARD ULTRAetf/fund | — | $21.6M | 3.7% | 436K | +8941% | — | — | 13F |
| 12 | — | SELECT SECTOR SPDR TR - ST STR INDL ETFetf/fund | — | $17.9M | 3.1% | 107K | -27% | — | — | 13F |
| 13 | — | SCHWAB STRATEGIC TR - US LRG CAP ETFetf/fund | — | $14.4M | 2.5% | 480K | +6% | — | — | 13F |
| 14 | — | SPDR SERIES TRUST - ST SHOR CORP ETFetf/fund | — | $14.4M | 2.5% | 486K | +387% | — | — | 13F |
| 15 | MICROSOFT CORP | Technology | $13.8M | 2.4% | 27K | +0.6% | 11+ qtrs | 79.8 | 13F | |
| 16 | — | SPDR SERIES TRUST - ST NUVE HIGH ETFetf/fund | — | $13.3M | 2.3% | 567K | -43% | — | — | 13F |
| 17 | — | J P MORGAN EXCHANGE TRADED F - ULTRA SHRT ETFetf/fund | — | $7.7M | 1.3% | 153K | -8% | — | — | 13F |
| 18 | — | SCHWAB STRATEGIC TR - INTL EQTY ETFetf/fund | — | $7.6M | 1.3% | 275K | +11% | — | — | 13F |
| 19 | Apple Inc. | Technology | $5.7M | 1.0% | 17K | +2% | 11+ qtrsAdded 2 qtrs in a row | 75.7 | 13F | |
| 20 | — | SPDR SERIES TRUST - ST STR P400MIDetf/fund | — | $5.3M | 0.9% | 84K | +8% | — | — | 13F |
| 21 | MICRON TECHNOLOGY INC | Technology | $4.9M | 0.8% | 4,638 | +10% | 11+ qtrs | 89.7 | 13F | |
| 22 | — | SCHWAB STRATEGIC TR - US SML CAP ETFetf/fund | — | $4.6M | 0.8% | 143K | +4% | — | — | 13F |
| 23 | — | SPDR SERIES TRUST - ST STR CORPO ETFetf/fund | — | $4.1M | 0.7% | 148K | +20% | — | — | 13F |
| 24 | AMAZON COM INC | Consumer Discretionary | $3.5M | 0.6% | 14K | +8% | 11+ qtrs | 67.5 | 13F | |
| 25 | — | SCHWAB STRATEGIC TR - INTL SCEQT ETFetf/fund | — | $3.4M | 0.6% | 67K | +15% | — | — | 13F |
| 26 | $JNJ | JOHNSON & JOHNSON | Healthcare | $3.0M | 0.5% | 11K | +0.1% | |||
| 27 | $NVDA | NVIDIA CORP | Technology | $2.7M | 0.5% | 12K | +1% | |||
| 28 | $IVZ | Invesco Ltd. | Financials | $2.4M | 0.4% | 117K | +1% | |||
| 29 | $GOOG | Alphabet Inc. | Technology | $2.3M | 0.4% | 6,806 | +0.0% | |||
| 30 | — | SPDR SERIES TRUST - ST STR P500GRW | — | $2.3M | 0.4% | 19K | -0.3% | |||
| 31 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $2.2M | 0.4% | 14K | -0.2% | |||
| 32 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $2.1M | 0.4% | 2,352 | +82% | |||
| 33 | — | SPDR SERIES TRUST - ST STR P500VAL | — | $2.1M | 0.4% | 34K | +0.2% | |||
| 34 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $1.9M | 0.3% | 2,738 | -7% | |||
| 35 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $1.9M | 0.3% | 2,569 | — | |||
| 36 | — | ISHARES TR - CORE MSCI EURO | — | $1.7M | 0.3% | 22K | — | |||
| 37 | $BRK.A | BERKSHIRE HATHAWAY INC | Financials | $1.5M | 0.3% | 2 | — | |||
| 38 | — | SPDR SERIES TRUST - ST STR RATE ETF | — | $1.3M | 0.2% | 43K | -1% | |||
| 39 | — | SPDR INDEX SHS FDS - ST PORT MARK ETF | — | $1.3M | 0.2% | 26K | -94% | |||
| 40 | $VMI | VALMONT INDUSTRIES INC | Industrials | $1.3M | 0.2% | 2,800 | — | |||
| 41 | — | ISHARES INC - MSCI GERMANY ETF | — | $1.3M | 0.2% | 31K | — | |||
| 42 | — | ISHARES TR - ULTRA SHORT DUR | — | $1.2M | 0.2% | 24K | +1% | |||
| 43 | — | FIDELITY COMWLTH TR - NASDAQ COMPSIT | — | $1.2M | 0.2% | 11K | +0.1% | |||
| 44 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $1.1M | 0.2% | 2,289 | — | |||
| 45 | $GOOGL | Alphabet Inc. | Technology | $1.0M | 0.2% | 2,948 | +19% | |||
| 46 | $PCAR | PACCAR INC | Industrials | $979K | 0.2% | 8,912 | +625% | |||
| 47 | $SBUX | STARBUCKS CORP | Consumer Discretionary | $869K | 0.1% | 9,252 | +0.0% | |||
| 48 | $ABT | ABBOTT LABORATORIES | Healthcare | $853K | 0.1% | 8,626 | +0.5% | |||
| 49 | — | ISHARES INC - MSCI MEXICO ETF | — | $829K | 0.1% | 12K | — | |||
| 50 | $BANR | BANNER CORP | Financials | $803K | 0.1% | 12K | +71% | |||
| 51 | $ABBV | AbbVie Inc. | Healthcare | $790K | 0.1% | 3,020 | — | |||
| 52 | $HON | HONEYWELL INTERNATIONAL INC | Industrials | $726K | 0.1% | 3,440 | -0.0% | |||
| 53 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $665K | 0.1% | 4,574 | +0.1% | |||
| 54 | $JPM | JPMORGAN CHASE & CO | Financials | $652K | 0.1% | 1,971 | +8% | |||
| 55 | $SMCI | Super Micro Computer, Inc. | Technology | $646K | 0.1% | 16K | — | |||
| 56 | — | SCHWAB STRATEGIC TR - US LCAP GR ETF | — | $645K | 0.1% | 18K | -2% | |||
| 57 | — | ISHARES TR - CORE S&P TTL STK | — | $640K | 0.1% | 3,847 | — | |||
| 58 | $BNY | Bank of New York Mellon Corp | Financials | $628K | 0.1% | 4,339 | — | |||
| 59 | $GWW | W.W. GRAINGER, INC. | Consumer Discretionary | $623K | 0.1% | 500 | — | |||
| 60 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $608K | 0.1% | 11K | +0.0% | |||
| 61 | $XEL | XCEL ENERGY INC | Utilities | $597K | 0.1% | 8,469 | — | |||
| 62 | $WFC | WELLS FARGO & COMPANY/MN | Financials | $589K | 0.1% | 7,361 | — | |||
| 63 | $WAFD | WAFD INC | Financials | $569K | 0.1% | 19K | — | |||
| 64 | $UPS | UNITED PARCEL SERVICE INC | Industrials | $561K | 0.1% | 6,000 | — | |||
| 65 | $TRV | TRAVELERS COMPANIES, INC. | Financials | $546K | 0.1% | 1,532 | — | |||
| 66 | — | VANGUARD INDEX FDS - MRNGSTR MID CAP | — | $538K | 0.1% | 6,859 | -2% | |||
| 67 | — | ISHARES TR - CORE S&P500 ETF | — | $532K | 0.1% | 695 | +0.3% | |||
| 68 | $OKE | ONEOK INC /NEW/ | Energy | $522K | 0.1% | 6,118 | — | |||
| 69 | $WMT | Walmart Inc. | Consumer Staples | $487K | 0.1% | 4,687 | +0.2% | |||
| 70 | $UNP | UNION PACIFIC CORP | Industrials | $484K | 0.1% | 1,778 | — | |||
| 71 | — | ISHARES INC - MSCI BRAZIL ETF | — | $483K | 0.1% | 13K | — | |||
| 72 | $GLW | CORNING INC /NY | Materials | $469K | 0.1% | 3,050 | -0.8% | |||
| 73 | $IVZ | Invesco Ltd. | Financials | $469K | 0.1% | 3,092 | +13% | |||
| 74 | $TEL | TE Connectivity plc | Technology | $468K | 0.1% | 2,219 | +1% | |||
| 75 | $PANW | Palo Alto Networks Inc | Technology | $448K | 0.1% | 1,128 | -4% | |||
| 76 | $CAT | CATERPILLAR INC | Industrials | $428K | 0.1% | 528 | -6% | |||
| 77 | $MCD | MCDONALDS CORP | Consumer Discretionary | $408K | 0.1% | 1,767 | — | |||
| 78 | $INTC | INTEL CORP | Technology | $403K | 0.1% | 3,348 | +2% | |||
| 79 | $ENB | ENBRIDGE INC | Energy | $393K | 0.1% | 8,464 | +0.6% | |||
| 80 | $CSCO | CISCO SYSTEMS, INC. | Technology | $367K | 0.1% | 3,409 | — | |||
| 81 | $HONA | Honeywell Aerospace Inc. | Industrials | $349K | 0.1% | 2,252 | -35% | |||
| 82 | $ENS | EnerSys | Technology | $344K | 0.1% | 1,873 | +152% | |||
| 83 | $BA | BOEING CO | Industrials | $333K | 0.1% | 1,787 | +0.3% | |||
| 84 | — | VANGUARD INDEX FDS - MRNGSTR LRG CAP | — | $332K | 0.1% | 945 | — | |||
| 85 | $NSC | NORFOLK SOUTHERN CORP | Industrials | $325K | 0.1% | 1,053 | — | |||
| 86 | — | SPDR INDEX SHS FDS - ST STR NAT ETF | — | $313K | 0.1% | 4,232 | -99% | |||
| 87 | $LLY | ELI LILLY & Co | Healthcare | $305K | 0.1% | 264 | +1% | |||
| 88 | $VICR | VICOR CORP | Technology | $300K | 0.1% | 1,040 | — | |||
| 89 | $DE | DEERE & CO | Industrials | $292K | 0.1% | 435 | — | |||
| 90 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $283K | 0.1% | 756 | +8% | |||
| 91 | $DIS | Walt Disney Co | Communication Services | $275K | 0.1% | 2,618 | +1% | |||
| 92 | — | ISHARES TR - 0-5 YR TIPS ETF | — | $273K | 0.1% | 2,735 | — | |||
| 93 | $PEP | PEPSICO INC | Consumer Staples | $271K | 0.1% | 2,141 | +0.9% | |||
| 94 | $CVX | CHEVRON CORP | Energy | $264K | 0.1% | 1,293 | +6% | |||
| 95 | $SPY | SPDR S&P 500 ETF TRUST | — | $251K | 0.0% | 329 | +2% | |||
| 96 | $RTX | RTX Corp | Industrials | $241K | 0.0% | 1,297 | — | |||
| 97 | $TSLA | Tesla, Inc. | Consumer Discretionary | $240K | 0.0% | 677 | -2% | |||
| 98 | $META | Meta Platforms, Inc. | Technology | $238K | 0.0% | 328 | -2% | |||
| 99 | $SIVR | abrdn Silver ETF Trust | Financials | $232K | 0.0% | 4,056 | -99% | |||
| 100 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $232K | 0.0% | 454 | -3% | |||
| 101 | $ADX | ADAMS DIVERSIFIED EQUITY FUND, INC. | Other | $228K | 0.0% | 8,876 | — | |||
| 102 | $TLRY | Tilray Brands, Inc. | Healthcare | $226K | 0.0% | 60K | — | |||
| 103 | — | PACER FDS TR - US LRG CP CASH | — | $225K | 0.0% | 5,645 | — | |||
| 104 | $ORCL | ORACLE CORP | Technology | $215K | 0.0% | 1,568 | +2% | |||
| 105 | $DUK | Duke Energy CORP | Utilities | $209K | 0.0% | 1,835 | — | |||
| 106 | — | SPDR SERIES TRUST - ST STR SP400VAL | — | $205K | 0.0% | 2,319 | +0.4% | |||
| 107 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $199K | 0.0% | 904 | — | |||
| 108 | — | PIMCO ETF TR - ENHAN SHRT MA AC | — | $191K | 0.0% | 1,902 | — | |||
| 109 | $NUE | NUCOR CORP | Materials | $187K | 0.0% | 800 | — | |||
| 110 | $IVZ | Invesco Ltd. | Financials | $173K | 0.0% | 2,985 | +0.2% | |||
| 111 | $IVZ | Invesco Ltd. | Financials | $173K | 0.0% | 3,335 | +0.2% | |||
| 112 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $171K | 0.0% | 603 | -8% | |||
| 113 | $LRCX | LAM RESEARCH CORP | Technology | $168K | 0.0% | 510 | +2% | |||
| 114 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $167K | 0.0% | 365 | -29% | |||
| 115 | $WMB | WILLIAMS COMPANIES, INC. | Energy | $165K | 0.0% | 2,425 | — | |||
| 116 | $TECK | TECK RESOURCES LTD | Materials | $164K | 0.0% | 2,500 | — | |||
| 117 | $GLD | SPDR GOLD TRUST | Financials | $164K | 0.0% | 430 | -3% | |||
| 118 | $SGOL | abrdn Gold ETF Trust | Financials | $151K | 0.0% | 3,820 | — | |||
| 119 | — | VICTORY PORTFOLIOS II - SHS FR CA FL ETF | — | $149K | 0.0% | 2,902 | — | |||
| 120 | — | VANGUARD INDEX FDS - MRNGSTR MD CP GR | — | $145K | 0.0% | 495 | -15% | |||
| 121 | $EVRG | Evergy, Inc. | Utilities | $141K | 0.0% | 1,800 | — | |||
| 122 | $GLDM | World Gold Trust | Financials | $141K | 0.0% | 1,715 | -16% | |||
| 123 | — | PACER FDS TR - US SM CAP CA ETF | — | $139K | 0.0% | 2,603 | — | |||
| 124 | — | DFA INVT DIMENSIONS GROUP IN - U.S. HIGH RELATI | — | $134K | 0.0% | 3,191 | New | |||
| 125 | — | VANGUARD INDEX FDS - MRNGSTR MD CP VA | — | $134K | 0.0% | 683 | -0.6% | |||
| 126 | — | SPDR SERIES TRUST - ST STR PFD ETF | — | $133K | 0.0% | 4,710 | — | |||
| 127 | — | SPDR SERIES TRUST - SPDR S&P 500 ESG | — | $132K | 0.0% | 1,778 | +0.7% | |||
| 128 | $CPK | CHESAPEAKE UTILITIES CORP | Energy | $131K | 0.0% | 1,018 | — | |||
| 129 | — | ISHARES TR - CORE MSCI EAFE | — | $130K | 0.0% | 1,347 | — | |||
| 130 | $KMI | KINDER MORGAN, INC. | Energy | $130K | 0.0% | 4,307 | +3% | |||
| 131 | $MOG-A | MOOG INC. | Industrials | $129K | 0.0% | 337 | — | |||
| 132 | $QCOM | QUALCOMM INC/DE | Technology | $127K | 0.0% | 690 | — | |||
| 133 | $NZF | Nuveen Municipal Credit Income Fund | Other | $125K | 0.0% | 12K | — | |||
| 134 | — | FRANKLIN TEMPLETON ETF TR - FTSE SOUTH KOREA | — | $124K | 0.0% | 2,070 | -0.9% | |||
| 135 | — | SPDR SERIES TRUST - ST STR SP600SM C | — | $124K | 0.0% | 1,218 | — | |||
| 136 | $CCB | COASTAL FINANCIAL CORP | Financials | $124K | 0.0% | 3,100 | — | |||
| 137 | $WM | WASTE MANAGEMENT INC | Utilities | $124K | 0.0% | 606 | — | |||
| 138 | $ANET | Arista Networks, Inc. | Technology | $122K | 0.0% | 600 | +6% | |||
| 139 | $D | DOMINION ENERGY, INC | Utilities | $121K | 0.0% | 2,002 | +1% | |||
| 140 | $IVZ | Invesco Ltd. | Financials | $120K | 0.0% | 1,714 | +0.7% | |||
| 141 | $VKQ | Invesco Municipal Trust | Other | $119K | 0.0% | 14K | -12% | |||
| 142 | $VKI | Invesco Advantage Municipal Income Trust II | Other | $118K | 0.0% | 16K | — | |||
| 143 | $KR | KROGER CO | Consumer Staples | $117K | 0.0% | 2,000 | — | |||
| 144 | — | ISHARES TR - S&P 500 VAL ETF | — | $113K | 0.0% | 493 | — | |||
| 145 | $UBER | Uber Technologies, Inc | Technology | $111K | 0.0% | 1,625 | -0.1% | |||
| 146 | $EXPD | EXPEDITORS INTERNATIONAL OF WASHINGTON INC | Industrials | $111K | 0.0% | 600 | — | |||
| 147 | $OGS | ONE Gas, Inc. | Energy | $110K | 0.0% | 1,534 | — | |||
| 148 | $NFLX | NETFLIX INC | Communication Services | $107K | 0.0% | 1,543 | +67% | |||
| 149 | $ACA | Arcosa, Inc. | Industrials | $107K | 0.0% | 733 | — | |||
| 150 | — | FRANKLIN TEMPLETON ETF TR - FTSE UNTD KGDM | — | $106K | 0.0% | 2,946 | -100% |
What changed in Q3 2026
Against the previous quarter's 13F: 56 new, 163 added to, 95 trimmed, 63 sold out. Share-count changes; largest moves by dollar size first.
New positions (56)
- GLOBAL X FDS - GLBL X MLP ETF$39.6M
first bought this quarter
- DFA INVT DIMENSIONS GROUP IN - U.S. HIGH RELATI$134K
first bought this quarter
$TTMITTM TECHNOLOGIES INC$82K
first bought this quarter
$WTWisdomTree, Inc.$63K
first bought this quarter
$WELLWELLTOWER INC.$55K
first bought this quarter
$LOWLOWES COMPANIES INC$39K
first bought this quarter
+50 more in the Excel export
Added to (163)
- SELECT SECTOR SPDR TR - ST STR TECHN ETF+3635%
now $29.2M
- VANGUARD BD INDEX FDS - VANGUARD ULTRA+8941%
now $21.6M
- SPDR SERIES TRUST - ST SHOR CORP ETF+387%
now $14.4M
- ISHARES INC - MSCI STH KOR ETF+19%
now $52.9M
$COSTCOSTCO WHOLESALE CORP /NEW+82%
now $2.1M · held 11+ qtrs
$PCARPACCAR INC+625%
now $979K · held 5 qtrs
+157 more in the Excel export
Trimmed (95)
- ISHARES TR - GL CLEAN ENE ETF-100%
now $85K
$SIVRabrdn Silver ETF Trust-99%
now $232K · held 11+ qtrs
- SPDR INDEX SHS FDS - ST STR NAT ETF-99%
now $313K
- FRANKLIN TEMPLETON ETF TR - FTSE UNTD KGDM-100%
now $106K
- SPDR INDEX SHS FDS - ST PORT MARK ETF-94%
now $1.3M
- SELECT SECTOR SPDR TR - ST STR ENERG ETF-39%
now $29.7M
+89 more in the Excel export
Holdings by quarter
Every 13F Tradewinds Capital Management, LLC has filed, 41 earlier quarters. Pick one to see what it held then.
Is it too late to follow Tradewinds Capital Management?
Q3 2026 13F filed with the SEC on Oct 23, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Tradewinds Capital Management's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)
Top 10 since filing
+1.1%
Value-weighted move of the 10 largest stock positions
Turnover
36%
Last quarter; 149% over the last 4
Top 10 weight
62%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
98%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Tradewinds Capital Management, LLC disclosed 707 positions worth $577.9M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 56 new positions and exited 63 and a full exit from $TEM. The portfolio is most concentrated in Other (86.0% of disclosed assets). All figures are sourced directly from Tradewinds Capital Management, LLC’s Form 13F-HR filing with the SEC under CIK 1616026.
Funds like this
managers whose biggest positions overlap Tradewinds Capital Management'sBrowse Top Institutional Investors
13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.
to search all 8,700+ institutional filers.
AI-Powered Hedge Fund Analysis: Tradewinds Capital Management, LLC
13F Pro is an AI hedge fund tracker and stock research platform. For Tradewinds Capital Management, LLC (SEC CIK: 1616026), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Tradewinds Capital Management, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.