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Richard W. Paul & Associates, LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1964203
Institutional-grade research for retail investors

Sector Allocation

  • Other63.4%$207.4M
  • Technology13.0%$42.6M
  • Financials7.1%$23.3M
  • Healthcare5.3%$17.4M
  • Consumer Staples3.4%$10.9M
  • Consumer Discretionary2.7%$8.7M
  • Industrials2.0%$6.5M
  • Communication Services1.3%$4.2M
  • Utilities1.0%$3.3M
  • Materials0.4%$1.3M

AUM History

13fpro.ai/research/fund/richard-w-paul-and-associates-llc-1964203

Conviction and streaks

Concentrating · top 10 = 36.9%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

Largest positions — Q2 2026

  • ISHARES
    $20.3M
  • ISHARES
    $18.9M
  • ISHARES
    $11.6M
  • J
    $11.4M
  • ISHARES
    $11.3M
  • ISHARES
    $10.4M
  • PIMCO
    $10.3M
  • PIMCO
    $9.9M
  • IVZIVZ
    $8.4M
  • QQQQQQ
    $8.2M
  • ISHARES
    $7.6M
  • ISHARES
    $7.0M
  • FIDELITY
    $6.7M
  • AAPLAAPL
    $5.2M
  • ISHARES
    $4.8M
  • FIDELITY
    $4.5M
  • MSFTMSFT
    $4.4M
  • ISHARES
    $4.2M
  • NVDANVDA
    $3.9M
  • ISHARES
    $3.9M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/richard-w-paul-and-associates-llc-1964203

Richard W. Paul & Associates, LLC 13F holdings — Q2 2026

$327.0M portfolio (+10.1% QoQ) · 320 holdings · Q2 2026 13F · top 10 are 37% of the stock portfolio

  • 1

    ISHARES TR - CORE S&P US VLU

    $20.3M

    6.2% of stocks

    +1%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 2

    ISHARES TR - CORE S&P US GWT

    $18.9M

    5.8% of stocks

    -0.0%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 3

    ISHARES TR - 20 YR TR BD ETF

    $11.6M

    3.5% of stocks

    -2%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 4

    J P MORGAN EXCHANGE TRADED F - INCOME ETF

    $11.4M

    3.5% of stocks

    +6%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 5

    ISHARES TR - CORE MSCI EAFE

    $11.3M

    3.5% of stocks

    +1%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 6

    ISHARES TR - CORE S&P SCP ETF

    $10.4M

    3.2% of stocks

    +0.8%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 7

    PIMCO ETF TR - ACTIVE BD ETF

    $10.3M

    3.1% of stocks

    +57%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 8

    PIMCO ETF TR - MULTISECTOR BD

    $9.9M

    3.0% of stocks

    +30%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • $8.4M

    2.6% of stocks

    +3%This quarter-10.1%Since filed10+ qtrsHeld
  • -3%This quarter-1.2%Since filed10+ qtrsHeld

All holdings — Richard W. Paul & Associates, LLC (Q2 2026)

320 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

Company
— ISHARES TR - MSCI EAFE ETFetf/fund$7.6M+17%
— ISHARES INC - CORE MSCI EMKTetf/fund$7.0M+0.6%
— FIDELITY COVINGTON TRUST - ENHANCED SML CAP$6.7M-2%
AAPL$AAPLApple Inc.$5.2M-0.5%
— ISHARES TR - CORE S&P500 ETFetf/fund$4.8M+0.0%
— FIDELITY MERRIMACK STR TR - TOTAL BD ETFetf/fund$4.5M+2%
MSFT$MSFTMICROSOFT CORP$4.4M+23%
— ISHARES TR - CORE UNIVRSL USDetf/fund$4.2M+2%
NVDA$NVDANVIDIA CORP$3.9M-1%
— ISHARES TR - EAFE SML CP ETFetf/fund$3.9M+0.9%
— ISHARES TR - MSCI EMG MKT ETFetf/fund$3.8M-2%
— ISHARES TR - CORE S&P MCP ETFetf/fund$3.7M-0.2%
— VANGUARD WHITEHALL FDS - INTL HIGH ETFetf/fund$3.3M-8%
— ISHARES TR - CORE INTL AGGRetf/fund$2.8M+1%
MU$MUMICRON TECHNOLOGY INC$2.6M-51%

What changed in Q2 2026

Against the previous quarter's 13F: 34 new, 99 added to, 117 trimmed, 14 sold out. Share-count changes; largest moves by dollar size first.

New positions (34)

  • NKE$NKENIKE, Inc.$1.2M

    first bought this quarter

  • BR$BRBROADRIDGE FINANCIAL SOLUTIONS, INC.$1.1M

    first bought this quarter

  • SAP$SAPSAP SE$1.1M

    first bought this quarter

  • APH$APHAMPHENOL CORP /DE/$583K

    first bought this quarter

  • FDX$FDXFEDEX CORP$313K

    first bought this quarter

  • FDXF$FDXFFedEx Freight Holding Company, Inc.$76K

    first bought this quarter

+28 more in the Excel export

Added to (99)

  • PIMCO ETF TR - ACTIVE BD ETF+57%

    now $10.3M

  • PIMCO ETF TR - MULTISECTOR BD+30%

    now $9.9M

  • ISHARES TR - MSCI EAFE ETF+17%

    now $7.6M

  • BSX$BSXBOSTON SCIENTIFIC CORP+406%

    now $1.2M · held 10+ qtrs, 2 adds in a row

  • MSFT$MSFTMICROSOFT CORP+23%

    now $4.4M · held 10+ qtrs, 3 adds in a row

  • VANGUARD INDEX FDS - GROWTH ETF+426%

    now $803K

+93 more in the Excel export

Trimmed (117)

  • ISHARES TR - CORE US AGGBD ET-64%

    now $2.4M

  • MU$MUMICRON TECHNOLOGY INC-51%

    now $2.6M · held 10+ qtrs, 4 trims in a row

  • STX$STXSeagate Technology Holdings plc-52%

    now $1.7M · held 10+ qtrs, 5 trims in a row

  • AMD$AMDADVANCED MICRO DEVICES INC-43%

    now $2.1M · held 10+ qtrs

  • CSCO$CSCOCISCO SYSTEMS, INC.-72%

    now $582K · held 10+ qtrs

  • PYPL$PYPLPayPal Holdings, Inc.-100%

    now $5K

+111 more in the Excel export

Sold out (14)

  • FIRST TR EXCHANGE-TRADED FDwas $1.0M
  • VANECK ETF TRUSTwas $19K
  • XOM.R34088$XOM.R34088EXXON MOBIL CORPwas $13K

    held 8 qtrs

  • BMO$BMOBANK OF MONTREAL /CAN/was $11K

    held 6 qtrs

  • HBAN$HBANHUNTINGTON BANCSHARES INC /MD/was $9K
  • ETF SER SOLUTIONSwas $9K

+8 more in the Excel export

Firm AUM (Form ADV): $372.8M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Richard W. Paul & Associates, LLC has filed, 14 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow Richard W. Paul & Associates?

Q2 2026 13F filed with the SEC on Aug 10, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Richard W. Paul & Associates's top 20 holdings: 76/100 (our AI quality score, weighted by position size; 15 of the 20 are scored)

Top 10 since filing

-1.5%

Value-weighted move of the 10 largest stock positions

Turnover

8%

Last quarter; 29% over the last 4

Top 10 weight

37%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

94%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Richard W. Paul & Associates, LLC disclosed 320 positions worth $327.0M in its Form 13F-HR for Q2 2026. During the quarter the fund opened 34 new positions and exited 14 — including a new stake in $NKE. The portfolio is most concentrated in Other (63.4% of disclosed assets). All figures are sourced directly from Richard W. Paul & Associates, LLC’s Form 13F-HR filing with the SEC under CIK 1964203.

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AI-Powered Hedge Fund Analysis: Richard W. Paul & Associates, LLC

13F Pro is an AI hedge fund tracker and stock research platform. For Richard W. Paul & Associates, LLC (SEC CIK: 1964203), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Richard W. Paul & Associates, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.