NorthRock Partners, LLC
13F Reported Value
ⓘ$6.9B
incl. option notional
Equity Holdings
ⓘ$6.9B
Option Notional
ⓘ$4.3M
$3.8M puts / $555,171 calls
Holdings
680
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
NorthRock Partners, LLC disclosed 680 positions worth $6.9B in its Form 13F-HR for Q2 2026 — $6.9B in common stock plus $4.3M of put/call option positions (reported at underlying notional value, not premium at risk). During the quarter the fund opened 65 new positions and exited 62 — including a new stake in $BFLX and a full exit from $XOM.R34088. The portfolio is most concentrated in Other (79.9% of disclosed assets). All figures are sourced directly from NorthRock Partners, LLC’s Form 13F-HR filing with the SEC under CIK 1632097.
AI Fund Analysis
StableSector Allocation
AUM History
Top Equity Holdings by Value
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
VANGUARD INDEX FDS - S&P 500 ETF SHS
—Quality
$411.9M599,760 shJ P MORGAN EXCHANGE TRADED F - MORTGAGE BACKED
—Quality
$409.6M8,082,572 shSPDR SERIES TRUST - ST STR P500ETF
—Quality
$406.8M4,629,596 shSPDR SERIES TRUST - ST STR P500VAL
—Quality
$297.2M4,889,672 shSPDR SERIES TRUST - ST STR P500GRW
—Quality
$276.9M2,326,724 shISHARES TR - 0-3 MTH TREASURY
—Quality
$275.5M2,736,985 sh- —
Quality
$275.2M373,687 sh VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS
—Quality
$274.2M4,710,769 sh- 76.4
Quality
$221.3M764,922 sh ISHARES TR - GLB INFRASTR ETF
—Quality
$204.9M3,076,200 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $411.9M | 599,760 |
| J P MORGAN EXCHANGE TRADED F - MORTGAGE BACKED | — | $409.6M | 8,082,572 |
| SPDR SERIES TRUST - ST STR P500ETF | — | $406.8M | 4,629,596 |
| SPDR SERIES TRUST - ST STR P500VAL | — | $297.2M | 4,889,672 |
| SPDR SERIES TRUST - ST STR P500GRW | — | $276.9M | 2,326,724 |
| ISHARES TR - 0-3 MTH TREASURY | — | $275.5M | 2,736,985 |
 INVESCO QQQ TRUST, SERIES 1$QQQ | — | $275.2M | 373,687 |
| VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | — | $274.2M | 4,710,769 |
 Apple Inc.$AAPL | 76.4 | $221.3M | 764,922 |
| ISHARES TR - GLB INFRASTR ETF | — | $204.9M | 3,076,200 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of NorthRock Partners, LLC's 680 positions.
Showing top 10 of 680 holdings.
Sector Allocation
Other
$5.5B
Technology
$545.0M
Financials
$369.6M
Consumer Staples
$156.6M
Industrials
$87.3M
Consumer Discretionary
$76.7M
Healthcare
$72.8M
Materials
$28.6M
Top Holdings — NorthRock Partners, LLC (Q2 2026)
Top 150 of 680 disclosed positions (by reported value) from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | $411.9M | 6.0% | +2% | — |
| 2 | — | J P MORGAN EXCHANGE TRADED F - MORTGAGE BACKED | $409.6M | 6.0% | -17% | — |
| 3 | — | SPDR SERIES TRUST - ST STR P500ETF | $406.8M | 5.9% | +11% | — |
| 4 | — | SPDR SERIES TRUST - ST STR P500VAL | $297.2M | 4.3% | +7% | — |
| 5 | — | SPDR SERIES TRUST - ST STR P500GRW | $276.9M | 4.0% | +6% | — |
| 6 | — | ISHARES TR - 0-3 MTH TREASURY | $275.5M | 4.0% | +22% | — |
| 7 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | $275.2M | 4.0% | -4% | — |
| 8 | — | VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | $274.2M | 4.0% | -3% | — |
| 9 | $AAPL | Apple Inc. | $221.3M | 3.2% | -1% | 76.4 |
| 10 | — | ISHARES TR - GLB INFRASTR ETF | $204.9M | 3.0% | +15% | — |
| 11 |  $SPY | SPDR S&P 500 ETF TRUST | $204.1M | 3.0% | -4% | — |
| 12 | — | SPDR SERIES TRUST - ST STR SP400VAL | $135.4M | 2.0% | +6% | — |
| 13 | — | ISHARES TR - HDG MSCI EAFE | $133.3M | 1.9% | -8% | — |
| 14 |  $STT | STATE STREET CORP | $129.3M | 1.9% | +6% | 71.5 |
| 15 | — | ISHARES TR - RUS 1000 ETF | $120.9M | 1.8% | -1% | — |
| 16 | — | AB ACTIVE ETFS INC - TAX AW INTER ETF | $99.5M | 1.4% | +212% | — |
| 17 | — | SPDR SERIES TRUST - ST STR SP600SM C | $91.0M | 1.3% | +5% | — |
| 18 | — | ISHARES INC - CORE MSCI EMKT | $90.8M | 1.3% | +16% | — |
| 19 | — | SPDR SERIES TRUST - ST STR SP600GRWO | $87.3M | 1.3% | +7% | — |
| 20 | — | LATTICE STRATEGIES TR - HARTFORD US EQTY | $81.8M | 1.2% | -5% | — |
| 21 | — | ISHARES TR - RUS MID CAP ETF | $75.1M | 1.1% | -4% | — |
| 22 | — | ISHARES TR - MSCI EAFE ETF | $70.8M | 1.0% | -0% | — |
| 23 |  $NVDA | NVIDIA CORP | $65.1M | 0.9% | -3% | 85.9 |
| 24 | — | ISHARES TR - 7-10 YR TRSY BD | $62.6M | 0.9% | +26% | — |
| 25 | — | FIRST TR EXCHNG TRADED FD VI - FT LADD BUFF ETF | $61.6M | 0.9% | +18% | — |
| 26 |  $MSFT | MICROSOFT CORP | $59.1M | 0.9% | +1% | 79.8 |
| 27 | — | ISHARES TR - RUSSELL 2000 ETF | $57.5M | 0.8% | -0% | — |
| 28 | — | SPDR INDEX SHS FDS - ST PORT MARK ETF | $56.6M | 0.8% | -3% | — |
| 29 | — | ISHARES TR - CORE UNIVRSL USD | $53.5M | 0.8% | -3% | — |
| 30 | — | ISHARES TR - RUS 1000 GRW ETF | $47.0M | 0.7% | -2% | — |
| 31 | — | VANGUARD SCOTTSDALE FDS - MTG-BKD SECS ETF | $45.4M | 0.7% | +1% | — |
| 32 | — | ISHARES TR - MBS ETF | $42.0M | 0.6% | -5% | — |
| 33 | — | ISHARES TR - CORE S&P SCP ETF | $39.0M | 0.6% | -4% | — |
| 34 | — | SCHWAB STRATEGIC TR - US AGGREGATE B | $37.4M | 0.5% | +34% | — |
| 35 | — | J P MORGAN EXCHANGE TRADED F - ULTRA SHT MUNCPL | $33.8M | 0.5% | -56% | — |
| 36 |  $IVZ | Invesco Ltd. | $33.5M | 0.5% | -2% | — |
| 37 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | $32.3M | 0.5% | -2% | — |
| 38 |  $PM | Philip Morris International Inc. | $32.2M | 0.5% | +2% | 75.9 |
| 39 | — | ISHARES TR - CORE US AGGBD ET | $31.8M | 0.5% | +4% | — |
| 40 |  $AMZN | AMAZON COM INC | $31.4M | 0.5% | +1% | 68.7 |
| 41 | — | VANGUARD WHITEHALL FDS - INTL HIGH ETF | $29.4M | 0.4% | -7% | — |
| 42 | — | SPDR SERIES TRUST - ST INTER ETF | $29.3M | 0.4% | -7% | — |
| 43 |  $MDLZ | Mondelez International, Inc. | $29.3M | 0.4% | -1% | 56.4 |
| 44 |  $PGR | PROGRESSIVE CORP/OH/ | $29.2M | 0.4% | -0% | 80.1 |
| 45 | — | VANGUARD INDEX FDS - TOTAL STK MKT | $28.9M | 0.4% | -4% | — |
| 46 | — | BLACKROCK ETF TRUST - DYNAMIC EQTY ACT | $28.7M | 0.4% | -6% | — |
| 47 | — | BLACKROCK ETF TRUST - ISHARES US EQUIT | $26.1M | 0.4% | -11% | — |
| 48 | — | ISHARES TR - S&P 500 VAL ETF | $25.0M | 0.4% | -29% | — |
| 49 |  $GOOG | Alphabet Inc. | $24.7M | 0.4% | +2% | 78.2 |
| 50 | — | SPDR SERIES TRUST - ST STR BLO 1 ETF | $24.2M | 0.3% | +18% | — |
| 51 |  $PG | PROCTER & GAMBLE Co | $24.1M | 0.3% | +0% | 64.6 |
| 52 |  $BRK.B | BERKSHIRE HATHAWAY INC | $22.0M | 0.3% | +5% | 73.8 |
| 53 |  $GOOGL | Alphabet Inc. | $22.0M | 0.3% | +0% | 78.2 |
| 54 | — | ISHARES TR - 0-5 YR TIPS ETF | $21.7M | 0.3% | -7% | — |
| 55 | — | ISHARES TR - CORE S&P500 ETF | $21.1M | 0.3% | -1% | — |
| 56 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | $20.5M | 0.3% | -21% | — |
| 57 |  $JPM | JPMORGAN CHASE & CO | $20.4M | 0.3% | +3% | 70.7 |
| 58 |  $TSLA | Tesla, Inc. | $20.2M | 0.3% | -1% | 53.9 |
| 59 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | $20.0M | 0.3% | -22% | — |
| 60 | — | ISHARES TR - MSCI USA MMENTM | $19.5M | 0.3% | -9% | — |
| 61 | $IVZ | Invesco Ltd. | $17.3M | 0.3% | -3% | — |
| 62 |  $KDP | Keurig Dr Pepper Inc. | $16.9M | 0.3% | +28% | 64.6 |
| 63 |  $ABBV | AbbVie Inc. | $16.8M | 0.2% | +3% | 72.6 |
| 64 | — | BLACKROCK ETF TRUST - ISHA I IN TE ETF | $15.7M | 0.2% | -28% | — |
| 65 | — | ISHARES TR - US TREAS BD ETF | $15.5M | 0.2% | +1% | — |
| 66 |  $KHC | Kraft Heinz Co | $15.4M | 0.2% | +185% | 47 |
| 67 | — | BLACKROCK ETF TRUST II - ISHA FLEX IN ETF | $15.4M | 0.2% | -15% | — |
| 68 | — | VANGUARD INDEX FDS - SMALL CP ETF | $14.7M | 0.2% | -0% | — |
| 69 |  $MO | ALTRIA GROUP, INC. | $14.5M | 0.2% | +2% | 67.4 |
| 70 |  $AVGO | Broadcom Inc. | $13.4M | 0.2% | -1% | 84.5 |
| 71 | — | VANGUARD SCOTTSDALE FDS - LONG TERM TREAS | $13.0M | 0.2% | -2% | — |
| 72 | — | ISHARES TR - RUS MD CP GR ETF | $12.7M | 0.2% | -4% | — |
| 73 | — | ISHARES TR - US AER DEF ETF | $12.4M | 0.2% | +0% | — |
| 74 | — | VANGUARD WORLD FD - INF TECH ETF | $12.2M | 0.2% | +3% | — |
| 75 | — | ISHARES TR - EAFE GRWTH ETF | $12.1M | 0.2% | -38% | — |
| 76 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | $11.8M | 0.2% | +0% | — |
| 77 |  $UPS | UNITED PARCEL SERVICE INC | $11.7M | 0.2% | +4% | 58.6 |
| 78 | — | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | $11.7M | 0.2% | -6% | — |
| 79 |  $META | Meta Platforms, Inc. | $11.4M | 0.2% | +6% | 79.6 |
| 80 |  $V | VISA INC. | $11.2M | 0.2% | +7% | 82.9 |
| 81 | — | ISHARES TR - RUS 1000 VAL ETF | $11.0M | 0.2% | -3% | — |
| 82 | — | SCHWAB STRATEGIC TR - US LRG CAP ETF | $10.9M | 0.2% | -8% | — |
| 83 |  $AMD | ADVANCED MICRO DEVICES INC | $10.8M | 0.2% | -1% | 79.8 |
| 84 |  $CAT | CATERPILLAR INC | $10.8M | 0.2% | +0% | 66.5 |
| 85 | — | ISHARES TR - ESG AWR MSCI USA | $10.8M | 0.2% | -3% | — |
| 86 | — | DBX ETF TR - XTRACK USD HIGH | $10.6M | 0.1% | -5% | — |
| 87 | — | VANGUARD INDEX FDS - REAL ESTATE ETF | $10.6M | 0.1% | +0% | — |
| 88 | — | ISHARES TR - ISHS 5-10YR INVT | $9.9M | 0.1% | -5% | — |
| 89 | — | ISHARES TR - S&P 500 GRWT ETF | $9.8M | 0.1% | -0% | — |
| 90 | — | BLACKROCK ETF TRUST - DISC VOLA EQ ETF | $9.8M | 0.1% | -8% | — |
| 91 | — | SELECT SECTOR SPDR TR - ST STR FINL ETF | $9.8M | 0.1% | -21% | — |
| 92 | — | ISHARES TR - FUTU AI TECH ETF | $9.5M | 0.1% | -3% | — |
| 93 | $IVZ | Invesco Ltd. | $9.5M | 0.1% | -53% | — |
| 94 |  $JNJ | JOHNSON & JOHNSON | $9.3M | 0.1% | +5% | 69 |
| 95 | — | ISHARES TR - CORE DIV GRWTH | $9.0M | 0.1% | -1% | — |
| 96 | — | ISHARES INC - MSCI EMRG CHN | $8.8M | 0.1% | +14% | — |
| 97 |  $LLY | ELI LILLY & Co | $8.8M | 0.1% | +1% | 87.5 |
| 98 |  $BFLX | Cann American Corp. | $8.6M | 0.1% | NEW | — |
| 99 | — | VANGUARD INDEX FDS - GROWTH ETF | $8.4M | 0.1% | -2% | — |
| 100 | — | VANGUARD CHARLOTTE FDS - TOTAL INT BD ETF | $8.3M | 0.1% | -16% | — |
| 101 |  $COST | COSTCO WHOLESALE CORP /NEW | $8.0M | 0.1% | +11% | 66.2 |
| 102 | — | ISHARES TR - ESG AWARE MSCI | $7.7M | 0.1% | -0% | — |
| 103 |  $GLW | CORNING INC /NY | $7.6M | 0.1% | +1% | 73.7 |
| 104 | — | ISHARES TR - EAFE VALUE ETF | $7.3M | 0.1% | -2% | — |
| 105 |  $AMP | AMERIPRISE FINANCIAL INC | $7.2M | 0.1% | +5% | 68.7 |
| 106 | — | ISHARES TR - INVT GRAD SY ETF | $6.9M | 0.1% | -12% | — |
| 107 |  $WMT | Walmart Inc. | $6.9M | 0.1% | +3% | 60.2 |
| 108 | — | ISHARES TR - US TECH BRKTHR | $6.8M | 0.1% | -0% | — |
| 109 |  $BRK.A | BERKSHIRE HATHAWAY INC | $6.7M | 0.1% | +0% | 73.8 |
| 110 |  $CSCO | CISCO SYSTEMS, INC. | $6.7M | 0.1% | +11% | 70.3 |
| 111 |  $CVX | CHEVRON CORP | $6.6M | 0.1% | -10% | 62.8 |
| 112 | — | ISHARES TR - ESG AW MSCI EAFE | $6.5M | 0.1% | +1% | — |
| 113 | — | PROSHARES TR - ULTRAPRO QQQ | $6.4M | 0.1% | -35% | — |
| 114 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORP | $6.4M | 0.1% | -7% | — |
| 115 |  $MCD | MCDONALDS CORP | $6.2M | 0.1% | +1% | 69 |
| 116 |  $HWKN | HAWKINS INC | $6.2M | 0.1% | +0% | 55.6 |
| 117 | — | SCHWAB STRATEGIC TR - 1000 INDEX ETF | $6.2M | 0.1% | -2% | — |
| 118 | — | SELECT SECTOR SPDR TR - ST STR INDL ETF | $6.1M | 0.1% | -19% | — |
| 119 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | $6.0M | 0.1% | +48% | — |
| 120 | — | DIMENSIONAL ETF TRUST - US COR EQU 2 ETF | $5.5M | 0.1% | +11% | — |
| 121 |  $ORCL | ORACLE CORP | $5.5M | 0.1% | +6% | 66.2 |
| 122 |  $IBM | INTERNATIONAL BUSINESS MACHINES CORP | $5.4M | 0.1% | +11% | 70 |
| 123 | — | VANGUARD INDEX FDS - EXTEND MKT ETF | $5.2M | 0.1% | -1% | — |
| 124 |  $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | $5.1M | 0.1% | -6% | — |
| 125 |  $WFC | WELLS FARGO & COMPANY/MN | $5.1M | 0.1% | -1% | 61.8 |
| 126 | — | ISHARES TR - CORE MSCI EURO | $4.9M | 0.1% | -39% | — |
| 127 | — | ISHARES TR - CORE MSCI EAFE | $4.9M | 0.1% | -1% | — |
| 128 |  $AXP | AMERICAN EXPRESS CO | $4.8M | 0.1% | +4% | 69.4 |
| 129 | — | SPDR SERIES TRUST - ST STR CORPO ETF | $4.8M | 0.1% | -15% | — |
| 130 | — | SPDR SERIES TRUST - ST STR SP DIV | $4.7M | 0.1% | +5% | — |
| 131 |  $MRK | Merck & Co., Inc. | $4.7M | 0.1% | +6% | 59.9 |
| 132 |  $PEP | PEPSICO INC | $4.5M | 0.1% | -9% | 63.4 |
| 133 |  $BAC | BANK OF AMERICA CORP /DE/ | $4.5M | 0.1% | +5% | 67.6 |
| 134 | — | ISHARES TR - ESG AWR US AGRGT | $4.4M | 0.1% | +1% | — |
| 135 |  $LMT | LOCKHEED MARTIN CORP | $4.2M | 0.1% | +2% | 65.6 |
| 136 | — | ISHARES TR - ESG OPTIMIZED | $4.2M | 0.1% | -1% | — |
| 137 |  $NFLX | NETFLIX INC | $4.1M | 0.1% | -1% | 78.8 |
| 138 |  $SYK | STRYKER CORP | $4.0M | 0.1% | -2% | 72.1 |
| 139 |  $KLAC | KLA CORP | $4.0M | 0.1% | +935% | 78.6 |
| 140 | — | SCHWAB STRATEGIC TR - US MID-CAP ETF | $4.0M | 0.1% | -3% | — |
| 141 |  $BA | BOEING CO | $4.0M | 0.1% | -1% | 61.6 |
| 142 |  $IAU | ISHARES GOLD TRUST | $3.9M | 0.1% | +11% | — |
| 143 |  $AMAT | APPLIED MATERIALS INC /DE | $3.9M | 0.1% | +3% | 72.3 |
| 144 |  $HD | HOME DEPOT, INC. | $3.9M | 0.1% | -0% | 60.3 |
| 145 |  $GE | GENERAL ELECTRIC CO | $3.8M | 0.1% | +15% | 73.8 |
| 146 | — | SPDR SERIES TRUST - ST STR SP600 SML | $3.8M | 0.1% | -9% | — |
| 147 | — | ISHARES TR - SYSTEMATIC BD ET | $3.8M | 0.1% | -1% | — |
| 148 | — | ISHARES TR - MSCI USA QLT FCT | $3.7M | 0.1% | -3% | — |
| 149 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | $3.7M | 0.1% | -17% | — |
| 150 | — | GLOBAL X FDS - US INFR DEV ETF | $3.7M | 0.1% | +8% | — |
New Positions (65)
$BFLX Cann American Corp.$8.6M
$SPCX SPACE EXPLORATION TECHNOLOGIES CORP$1.2M
$HONA Honeywell Aerospace Inc.$987,785
$NTAP NetApp, Inc.$810,672
$SNDK Sandisk Corp$773,068
$ARM ARM HOLDINGS PLC /UK$648,509
$DHI HORTON D R INC /DE/$578,715
$AAP ADVANCE AUTO PARTS INC$564,087
$WDC WESTERN DIGITAL CORP$535,886
$DELL Dell Technologies Inc.$530,686
$GNRC GENERAC HOLDINGS INC.$377,347
$QBTS D-Wave Quantum Inc.$359,492Exited Positions (62)
$XOM.R34088 EXXON MOBIL CORP$PGRPUT PROGRESSIVE CORP/OH/
$L LOEWS CORP
$SHEL Shell plc
$ICE Intercontinental Exchange, Inc.
$ACN Accenture plc
$LHX L3HARRIS TECHNOLOGIES, INC. /DE/
$AJG Arthur J. Gallagher & Co.Browse Top Institutional Investors
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