Kaizen Financial Strategies
13F Reported Value
ⓘ$307.7M
incl. option notional
Equity Holdings
ⓘ$253.2M
Option Notional
ⓘ$54.5M
$54.5M puts / $0 calls
Holdings
176
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
Kaizen Financial Strategies disclosed 176 positions worth $307.7M in its Form 13F-HR for Q2 2026 — $253.2M in common stock plus $54.5M of put/call option positions (reported at underlying notional value, not premium at risk). During the quarter the fund opened 18 new positions and exited 16 — including a new stake in $CAT and a full exit from $HON. The portfolio is most concentrated in Other (62.7% of disclosed assets). All figures are sourced directly from Kaizen Financial Strategies’s Form 13F-HR filing with the SEC under CIK 1842013.
AI Fund Analysis
Diversifying
$AAPL
$SPY
$NVDA
$PDISector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
VANECK ETF TRUST - SEMICONDUCTR ETF PUT
—Quality
$23.4M37,700 shSCHWAB STRATEGIC TR - US LCAP GR ETF
—Quality
$17.7M519,599 sh- 76.4#84
Quality
$16.4M55,579 sh - —
Quality
$14.6M19,616 sh CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT
—Quality
$13.1M266,220 sh- 66.5
Quality
$11.3M11,400 sh - —
Quality
$11.0M14,700 sh - 85.9
Quality
$10.0M50,473 sh VANGUARD MALVERN FDS - CORE BD ETF
—Quality
$8.5M111,040 shSCHWAB STRATEGIC TR - 5 10YR CORP BD
—Quality
$8.4M370,730 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| VANECK ETF TRUST - SEMICONDUCTR ETF PUT | — | $23.4M | 37,700 |
| SCHWAB STRATEGIC TR - US LCAP GR ETF | — | $17.7M | 519,599 |
| Apple Inc.$AAPL | 76.4#84 | $16.4M | 55,579 |
| SPDR S&P 500 ETF TRUST$SPY | — | $14.6M | 19,616 |
| CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT | — | $13.1M | 266,220 |
 CATERPILLAR INC$CATPUT | 66.5 | $11.3M | 11,400 |
| SPDR S&P 500 ETF TRUST$SPYPUT | — | $11.0M | 14,700 |
| NVIDIA CORP$NVDA | 85.9 | $10.0M | 50,473 |
| VANGUARD MALVERN FDS - CORE BD ETF | — | $8.5M | 111,040 |
| SCHWAB STRATEGIC TR - 5 10YR CORP BD | — | $8.4M | 370,730 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Kaizen Financial Strategies's 176 positions.
Showing top 10 of 176 holdings.
Sector Allocation
Other
$158.7M
Technology
$57.3M
Financials
$10.2M
Industrials
$8.9M
Consumer Discretionary
$5.7M
Healthcare
$5.1M
Materials
$1.9M
Utilities
$1.7M
Top Holdings — Kaizen Financial Strategies (Q2 2026)
Top 150 of 176 disclosed positions (by reported value) from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | $23.4M | — | -15% | — |
| 2 | — | SCHWAB STRATEGIC TR - US LCAP GR ETF | $17.7M | 7.0% | -6% | — |
| 3 | $AAPL | Apple Inc. | $16.4M | 6.5% | -3% | 76.4 |
| 4 | $SPY | SPDR S&P 500 ETF TRUST | $14.6M | 5.8% | -25% | — |
| 5 | — | CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT | $13.1M | 5.2% | -4% | — |
| 6 | $CATPUT | CATERPILLAR INC | $11.3M | — | NEW | 66.5 |
| 7 | $SPYPUT | SPDR S&P 500 ETF TRUST | $11.0M | — | NEW | — |
| 8 | $NVDA | NVIDIA CORP | $10.0M | 3.9% | -3% | 85.9 |
| 9 | — | VANGUARD MALVERN FDS - CORE BD ETF | $8.5M | 3.4% | -13% | — |
| 10 | — | SCHWAB STRATEGIC TR - 5 10YR CORP BD | $8.4M | 3.3% | +1% | — |
| 11 |  $GOOGL | Alphabet Inc. | $8.0M | 3.2% | -4% | 78.2 |
| 12 | — | ISHARES TR - RUSSELL 2000 ETF | $7.2M | — | -13% | — |
| 13 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | $6.8M | 2.7% | +1% | — |
| 14 | — | J P MORGAN EXCHANGE TRADED F - INTRNL RES EQT | $6.7M | 2.6% | -7% | — |
| 15 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | $6.3M | 2.5% | +73% | — |
| 16 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL US B | $6.1M | 2.4% | +112% | — |
| 17 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | $4.6M | 1.8% | +204% | — |
| 18 |  $QQQ | INVESCO QQQ TRUST, SERIES 1 | $4.4M | 1.7% | +49% | — |
| 19 |  $AMZN | AMAZON COM INC | $4.3M | 1.7% | -11% | 68.7 |
| 20 |  $GOOG | Alphabet Inc. | $4.1M | 1.6% | -1% | 78.2 |
| 21 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | $3.7M | 1.5% | +13% | — |
| 22 | — | VANGUARD MALVERN FDS - CORE-PLUS BD ETF | $3.6M | 1.4% | +32% | — |
| 23 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL INTL | $3.6M | 1.4% | +224% | — |
| 24 |  $AMD | ADVANCED MICRO DEVICES INC | $3.0M | 1.2% | -1% | 79.8 |
| 25 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | $2.6M | 1.0% | +4% | — |
| 26 |  $MSFT | MICROSOFT CORP | $2.6M | 1.0% | -4% | 79.8 |
| 27 |  $BX | Blackstone Inc. | $2.5M | 1.0% | -14% | 74.4 |
| 28 |  $SNDK | Sandisk Corp | $2.5M | 1.0% | +2% | 87.7 |
| 29 |  $TSLA | Tesla, Inc. | $2.4M | 0.9% | -8% | 53.9 |
| 30 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL US S | $2.2M | 0.9% | +2% | — |
| 31 | — | J P MORGAN EXCHANGE TRADED F - JPMORGAN INTL VL | $2.0M | 0.8% | +29% | — |
| 32 |  $AGX | ARGAN INC | $2.0M | 0.8% | -0% | 81.4 |
| 33 | — | SCHWAB STRATEGIC TR - INT-TRM U.S TRES | $1.9M | 0.8% | -9% | — |
| 34 | — | STATE STR SPDR DOW JONES IND - UT SER 1 | $1.8M | 0.7% | -6% | — |
| 35 |  $LLY | ELI LILLY & Co | $1.7M | 0.7% | -7% | 87.5 |
| 36 | — | DIREXION SHARES ETF TRUST - DAI SEM BUL ETF | $1.7M | 0.7% | -5% | — |
| 37 | — | SELECT SECTOR SPDR TR - ST STR FINL ETF | $1.5M | — | +0% | — |
| 38 | — | NEOS ETF TRUST - NASDAQ 100 HIGH | $1.4M | 0.6% | -33% | — |
| 39 | — | SPDR SERIES TRUST - ST STR SP TELCO | $1.4M | 0.5% | -9% | — |
| 40 |  $META | Meta Platforms, Inc. | $1.4M | 0.5% | -8% | 79.6 |
| 41 | — | ETF SER SOLUTIONS - DEFIA QUANT ETF | $1.3M | 0.5% | -3% | — |
| 42 |  $AMAT | APPLIED MATERIALS INC /DE | $1.3M | 0.5% | -8% | 72.3 |
| 43 | — | NEOS ETF TRUST - NEOS S&P 500 HI | $1.3M | 0.5% | -37% | — |
| 44 |  $WDC | WESTERN DIGITAL CORP | $1.3M | 0.5% | -4% | 80.7 |
| 45 | — | SPDR SERIES TRUST - ST STR SP SEMI | $1.2M | 0.5% | -3% | — |
| 46 |  $LRCX | LAM RESEARCH CORP | $1.2M | 0.5% | -6% | 79.4 |
| 47 | — | AMPLIFY ETF TR - BLOCK TECHN ETF | $1.2M | 0.5% | +0% | — |
| 48 |  $TEI | TEMPLETON EMERGING MARKETS INCOME FUND | $1.2M | 0.5% | +2% | — |
| 49 |  $GEV | GE Vernova Inc. | $1.1M | 0.5% | -0% | 81.1 |
| 50 | — | SCHWAB STRATEGIC TR - FUND EM EQUI ETF | $1.1M | 0.4% | -34% | — |
| 51 | $CAT | CATERPILLAR INC | $1.1M | 0.4% | -12% | 66.5 |
| 52 | — | SCHWAB STRATEGIC TR - ULTRA SHORT INCM | $1.1M | 0.4% | -46% | — |
| 53 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | $1.0M | 0.4% | +0% | — |
| 54 |  $IVZ | Invesco Ltd. | $1.0M | 0.4% | -8% | — |
| 55 |  $ABBV | AbbVie Inc. | $1.0M | 0.4% | +1% | 72.6 |
| 56 |  $GE | GENERAL ELECTRIC CO | $945,843 | 0.4% | -0% | 73.8 |
| 57 | — | SELECT SECTOR SPDR TR - ST STR INDL ETF | $885,262 | 0.3% | +257% | — |
| 58 | — | ISHARES TR - CORE S&P US GWT | $870,411 | 0.3% | +7% | — |
| 59 | — | SELECT SECTOR SPDR TR - ST STR FINL ETF | $861,854 | 0.3% | +0% | — |
| 60 | — | SCHWAB STRATEGIC TR - 1000 INDEX ETF | $855,598 | 0.3% | +6% | — |
| 61 |  $COST | COSTCO WHOLESALE CORP /NEW | $818,558 | 0.3% | +6% | 66.2 |
| 62 | — | VANGUARD INDEX FDS - TOTAL STK MKT | $807,593 | 0.3% | -21% | — |
| 63 |  $V | VISA INC. | $775,595 | 0.3% | -3% | 82.9 |
| 64 | — | FIRST TR EXCHANGE-TRADED FD - NASDAQ CYB ETF | $764,453 | 0.3% | +0% | — |
| 65 |  $JPM | JPMORGAN CHASE & CO | $745,079 | 0.3% | -6% | 70.7 |
| 66 |  $KTOS | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. | $712,964 | 0.3% | -7% | 44.6 |
| 67 |  $PLTR | Palantir Technologies Inc. | $693,401 | 0.3% | -4% | 84.6 |
| 68 |  $EDD | Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | $685,601 | 0.3% | -3% | — |
| 69 | — | SELECT SECTOR SPDR TR - ST STR SVC ETF | $684,799 | 0.3% | -6% | — |
| 70 | — | LISTED FDS TR - WAHED DOW JONES | $678,397 | 0.3% | +51% | — |
| 71 | — | ISHARES TR - MSCI POLAND ETF | $655,546 | 0.3% | -7% | — |
| 72 | — | SPDR SERIES TRUST - ST STR FACTSET | $646,863 | 0.3% | +0% | — |
| 73 | $PDI | PIMCO Dynamic Income Fund | $639,127 | 0.3% | +3% | — |
| 74 | — | ISHARES TR - FALN ANGLS USD | $636,332 | 0.3% | +36% | — |
| 75 | — | ISHARES TR - IBOXX INV CP ETF | $631,408 | 0.3% | +0% | — |
| 76 | — | ISHARES TR - RUSSELL 2000 ETF | $617,599 | 0.2% | +0% | — |
| 77 |  $STAG | STAG Industrial, Inc. | $601,771 | 0.2% | -7% | 68.1 |
| 78 |  $NEE | NEXTERA ENERGY INC | $590,035 | 0.2% | -0% | 64.6 |
| 79 |  $CAH | CARDINAL HEALTH INC | $585,504 | 0.2% | +0% | 62.4 |
| 80 |  $WES | Western Midstream Partners, LP | $569,885 | 0.2% | +5% | 71 |
| 81 | — | LISTED FDS TR - WAHED FTSE ETF | $567,103 | 0.2% | NEW | — |
| 82 |  $ARM | ARM HOLDINGS PLC /UK | $566,950 | 0.2% | -39% | — |
| 83 | — | AMPLIFY ETF TR - AMPLIFY CYBERSEC | $559,268 | 0.2% | +0% | — |
| 84 | — | VANGUARD INDEX FDS - SMALL CP ETF | $552,871 | 0.2% | -15% | — |
| 85 | — | ALLIANCEBERNSTEIN GLOBAL HIG - COM | $550,875 | 0.2% | +12% | — |
| 86 | — | SCHWAB STRATEGIC TR - US SML CAP ETF | $540,703 | 0.2% | +7% | — |
| 87 |  $ETR | ENTERGY CORP /DE/ | $539,245 | 0.2% | +0% | 59.5 |
| 88 | — | VANGUARD INDEX FDS - SML CP GRW ETF | $538,472 | 0.2% | +7% | — |
| 89 | — | PROSHARES TR - PSHS ULT NASB | $535,554 | 0.2% | -4% | — |
| 90 |  $USLM | UNITED STATES LIME & MINERALS INC | $525,167 | 0.2% | +0% | 66.7 |
| 91 | — | ISHARES TR - MRGSTR MD CP GRW | $524,565 | 0.2% | -2% | — |
| 92 |  $VCTR | Victory Capital Holdings, Inc. | $519,524 | 0.2% | +0% | 77.9 |
| 93 |  $BTC | Grayscale Bitcoin Mini Trust ETF | $518,483 | 0.2% | -7% | — |
| 94 |  $KGC | KINROSS GOLD CORP | $516,363 | 0.2% | -1% | — |
| 95 |  $PANW | Palo Alto Networks Inc | $505,529 | 0.2% | +1% | 65.5 |
| 96 |  $AMGN | AMGEN INC | $503,490 | 0.2% | +1% | 79.2 |
| 97 |  $UEC | URANIUM ENERGY CORP | $501,241 | 0.2% | -1% | 13.3 |
| 98 |  $RGLD | ROYAL GOLD INC | $497,770 | 0.2% | -2% | 79.7 |
| 99 | — | VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | $496,006 | 0.2% | -45% | — |
| 100 |  $SPG | SIMON PROPERTY GROUP INC. | $493,834 | 0.2% | +6% | 76.7 |
| 101 |  $GLD | SPDR GOLD TRUST | $484,004 | 0.2% | -4% | — |
| 102 |  $MS | MORGAN STANLEY | $482,712 | 0.2% | -0% | 75.8 |
| 103 |  $AVGO | Broadcom Inc. | $481,989 | 0.2% | -6% | 84.5 |
| 104 | — | VANECK ETF TRUST - VANECK VIETNAM | $476,471 | 0.2% | +27% | — |
| 105 | — | SPDR SERIES TRUST - ST STR SW SERV | $474,601 | 0.2% | -2% | — |
| 106 | — | SPDR SERIES TRUST - ST STR SP INS | $458,640 | 0.2% | +0% | — |
| 107 | — | VANECK ETF TRUST - FALLEN ANGEL HG | $447,032 | 0.2% | +4% | — |
| 108 | — | SCHWAB STRATEGIC TR - US MID-CAP ETF | $441,618 | 0.2% | +6% | — |
| 109 | — | VANGUARD CALIF TAX FREE FDS - TAX EXEMPT BD FD | $438,246 | 0.2% | +0% | — |
| 110 |  $AXP | AMERICAN EXPRESS CO | $426,648 | 0.2% | -9% | 69.4 |
| 111 |  $PGR | PROGRESSIVE CORP/OH/ | $421,595 | 0.2% | -0% | 80.1 |
| 112 |  $MRVL | Marvell Technology, Inc. | $421,405 | 0.2% | +0% | 76.5 |
| 113 | — | ISHARES TR - RUS 2000 GRW ETF | $420,433 | 0.2% | +0% | — |
| 114 |  $CRM | Salesforce, Inc. | $415,144 | 0.2% | -35% | 77 |
| 115 |  $BAC | BANK OF AMERICA CORP /DE/ | $412,002 | 0.2% | +2% | 67.6 |
| 116 | — | ISHARES TR - CORE S&P500 ETF | $407,723 | 0.2% | +0% | — |
| 117 |  $UNH | UNITEDHEALTH GROUP INC | $406,383 | 0.2% | +11% | 62.7 |
| 118 |  $AXON | AXON ENTERPRISE, INC. | $399,141 | 0.2% | +17% | 56.6 |
| 119 |  $QCOM | QUALCOMM INC/DE | $377,028 | 0.1% | -3% | 70.5 |
| 120 | — | SPDR SERIES TRUST - ST STR SP HCSVC | $370,682 | 0.1% | +21% | — |
| 121 | — | VANGUARD INTL EQUITY INDEX F - FTSE PACIFIC ETF | $361,163 | 0.1% | NEW | — |
| 122 | — | ISHARES INC - MSCI SPAIN ETF | $359,717 | 0.1% | +0% | — |
| 123 |  $INTC | INTEL CORP | $352,989 | 0.1% | NEW | 45.6 |
| 124 |  $BRK.B | BERKSHIRE HATHAWAY INC | $352,317 | 0.1% | +1% | 73.8 |
| 125 |  $STT | STATE STREET CORP | $352,247 | 0.1% | -58% | 71.5 |
| 126 |  $GILD | GILEAD SCIENCES, INC. | $350,708 | 0.1% | +21% | 57.4 |
| 127 |  $MELI | MERCADOLIBRE INC | $341,469 | 0.1% | NEW | 80.2 |
| 128 |  $NFLX | NETFLIX INC | $341,348 | 0.1% | -21% | 78.8 |
| 129 |  $OKLO | Oklo Inc. | $337,096 | 0.1% | -19% | — |
| 130 | — | ISHARES TR - MSCI ACWI EX US | $331,456 | 0.1% | +0% | — |
| 131 | — | FRANKLIN TEMPLETON ETF TR - FTSE MEXICO | $328,667 | 0.1% | -2% | — |
| 132 | — | ISHARES INC - MSCI JAPN SMCETF | $324,498 | 0.1% | +6% | — |
| 133 |  $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | $323,399 | 0.1% | +5% | — |
| 134 | — | SPDR SERIES TRUST - ST STR P500VAL | $314,364 | 0.1% | +8% | — |
| 135 |  $HESM | Hess Midstream LP | $312,544 | 0.1% | +1% | 71.3 |
| 136 |  $EME | EMCOR Group, Inc. | $308,058 | 0.1% | -7% | 69.3 |
| 137 | — | ISHARES INC - MSCI CDA ETF | $300,461 | 0.1% | +0% | — |
| 138 |  $ALSN | Allison Transmission Holdings Inc | $293,650 | 0.1% | +0% | 66.8 |
| 139 |  $MMM | 3M CO | $292,407 | 0.1% | +0% | 64.9 |
| 140 | — | PROSHARES TR - ULTRAPRO QQQ | $290,475 | 0.1% | NEW | — |
| 141 |  $ORCL | ORACLE CORP | $289,033 | 0.1% | -7% | 66.2 |
| 142 |  $INCY | INCYTE CORP | $273,485 | 0.1% | -16% | 77.4 |
| 143 | — | PROSHARES TR - ULTRPRO DOW30 | $270,155 | 0.1% | NEW | — |
| 144 |  $DRS | Leonardo DRS, Inc. | $260,933 | 0.1% | -5% | 66.9 |
| 145 | — | DIMENSIONAL ETF TRUST - CALIF MUN BD ETF | $258,605 | 0.1% | +6% | — |
| 146 | — | SELECT SECTOR SPDR TR - ST STR UTIL ETF | $257,875 | 0.1% | -0% | — |
| 147 |  $AES | AES CORP | $256,961 | 0.1% | -21% | 58.6 |
| 148 |  $OCSL | Oaktree Specialty Lending Corp | $256,365 | 0.1% | NEW | — |
| 149 | — | SELECT SECTOR SPDR TR - ST STR DISCR ETF | $253,530 | 0.1% | +0% | — |
| 150 |  $MRK | Merck & Co., Inc. | $251,931 | 0.1% | +12% | 59.9 |
New Positions (18)
$CATPUT CATERPILLAR INC$11.3M$SPYPUT SPDR S&P 500 ETF TRUST$11.0M$INTC INTEL CORP$352,989$MELI MERCADOLIBRE INC$341,469$OCSL Oaktree Specialty Lending Corp$256,365
$WMT Walmart Inc.$239,458
$ALL ALLSTATE CORP$222,941
$GLDM World Gold Trust$202,837Exited Positions (16)
$HON HONEYWELL INTERNATIONAL INC
$BABA Alibaba Group Holding Ltd
$AA Alcoa Corp
$LDOS Leidos Holdings, Inc.
$PSLV Sprott Physical Silver Trust
$LEN LENNAR CORP /NEW/
$DOW DOW INC.
$MAIN Main Street Capital CORP
$WT WisdomTree, Inc.
$SPOT Spotify Technology S.A.
$JOBY Joby Aviation, Inc.Browse Top Institutional Investors
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