Spectrum Asset Management, Inc. (NB/CA)
13F Reported Value
ⓘ$314.8M
incl. option notional
Equity Holdings
ⓘ$314.8M
Option Notional
ⓘ$10,640
$10,640 puts / $0 calls
Holdings
109
Latest Filing
2026-03-31
Filing Quarter
Q1 2026
Portfolio Overview
Spectrum Asset Management, Inc. (NB/CA) disclosed 109 positions worth $314.8M in its Form 13F-HR for Q1 2026 — $314.8M in common stock plus $10,640 of put/call option positions (reported at underlying notional value, not premium at risk), led by $WFC (WELLS FARGO & COMPANY/MN) at 10.5% of the equity portfolio. During the quarter the fund opened 13 new positions and exited 14 — including a new stake in $WFC. The portfolio is most concentrated in Other (45.0% of disclosed assets). All figures are sourced directly from Spectrum Asset Management, Inc. (NB/CA)’s Form 13F-HR filing with the SEC under CIK 1632078.
AI Fund Analysis
Concentrating
$IVZ
$IAU
$DE
$PFE
$MORN
$SPYSector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q1 2026
Click any card to unlockTop Holdings
- —
Quality
$33.0M414,694 sh VANGUARD BD INDEX FDS
—Quality
$23.2M466,556 shSCHWAB STRATEGIC TR
—Quality
$14.5M475,103 sh- —
Quality
$14.4M74,837 sh - —
Quality
$14.1M160,326 sh FIRST TR EXCHNG TRADED FD VI
—Quality
$11.2M255,370 shFIRST TR EXCHNG TRADED FD VI
—Quality
$10.5M248,216 shETF OPPORTUNITIES TRUST
—Quality
$10.0M346,494 sh- 61.8
Quality
$6.9M40,452 sh FIRST TR EXCHNG TRADED FD VI
—Quality
$6.9M250,672 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
 WELLS FARGO & COMPANY/MN$WFC | — | $33.0M | 414,694 |
| VANGUARD BD INDEX FDS | — | $23.2M | 466,556 |
| SCHWAB STRATEGIC TR | — | $14.5M | 475,103 |
| Invesco Ltd.$IVZ | — | $14.4M | 74,837 |
| ISHARES GOLD TRUST$IAU | — | $14.1M | 160,326 |
| FIRST TR EXCHNG TRADED FD VI | — | $11.2M | 255,370 |
| FIRST TR EXCHNG TRADED FD VI | — | $10.5M | 248,216 |
| ETF OPPORTUNITIES TRUST | — | $10.0M | 346,494 |
 EXXON MOBIL CORP$XOM | 61.8 | $6.9M | 40,452 |
| FIRST TR EXCHNG TRADED FD VI | — | $6.9M | 250,672 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Spectrum Asset Management, Inc. (NB/CA)'s 109 positions.
Showing top 10 of 109 holdings.
Sector Allocation
Other
$141.8M
Financials
$76.2M
Technology
$31.7M
Healthcare
$16.5M
Industrials
$13.8M
Energy
$13.5M
Consumer Discretionary
$8.0M
Materials
$6.8M
Full Holdings — Spectrum Asset Management, Inc. (NB/CA) (Q1 2026)
All 109 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $WFC | WELLS FARGO & COMPANY/MN | $33.0M | 10.5% | NEW | — |
| 2 | — | VANGUARD BD INDEX FDS | $23.2M | 7.4% | +3% | — |
| 3 | — | SCHWAB STRATEGIC TR | $14.5M | 4.6% | +16% | — |
| 4 | $IVZ | Invesco Ltd. | $14.4M | 4.6% | +2% | — |
| 5 | $IAU | ISHARES GOLD TRUST | $14.1M | 4.5% | -5% | — |
| 6 | — | FIRST TR EXCHNG TRADED FD VI | $11.2M | 3.6% | -2% | — |
| 7 | — | FIRST TR EXCHNG TRADED FD VI | $10.5M | 3.3% | +6% | — |
| 8 | — | ETF OPPORTUNITIES TRUST | $10.0M | 3.2% | +95% | — |
| 9 | $XOM | EXXON MOBIL CORP | $6.9M | 2.2% | +4% | 61.8 |
| 10 | — | FIRST TR EXCHNG TRADED FD VI | $6.9M | 2.2% | +7% | — |
| 11 | — | FIRST TR EXCHNG TRADED FD VI | $6.8M | 2.2% | +3% | — |
| 12 |  $CVX | CHEVRON CORP | $6.7M | 2.1% | +8% | 54.7 |
| 13 | — | FIRST TR EXCHNG TRADED FD VI | $6.1M | 1.9% | -1% | — |
| 14 |  $GOOGL | Alphabet Inc. | $5.4M | 1.7% | -1% | 80.2 |
| 15 | — | FIRST TR EXCHNG TRADED FD VI | $5.3M | 1.7% | -1% | — |
| 16 | — | SCHWAB STRATEGIC TR | $5.1M | 1.6% | -18% | — |
| 17 |  $WMT | Walmart Inc. | $5.0M | 1.6% | -9% | 63.2 |
| 18 |  $EME | EMCOR Group, Inc. | $4.7M | 1.5% | -0% | 71.7 |
| 19 | — | ISHARES TR | $4.6M | 1.4% | -60% | — |
| 20 |  $LHX | L3HARRIS TECHNOLOGIES, INC. /DE/ | $4.4M | 1.4% | +0% | 66.5 |
| 21 |  $CSCO | CISCO SYSTEMS, INC. | $4.3M | 1.4% | -11% | 72.3 |
| 22 | — | SCHWAB STRATEGIC TR | $4.2M | 1.3% | -27% | — |
| 23 |  $NVS | NOVARTIS AG | $4.0M | 1.3% | -0% | — |
| 24 |  $HON | HONEYWELL INTERNATIONAL INC | $4.0M | 1.3% | -15% | 65.7 |
| 25 |  $ABBV | AbbVie Inc. | $3.9M | 1.3% | +0% | 59.3 |
| 26 |  $DUK | Duke Energy CORP | $3.9M | 1.2% | +0% | 64 |
| 27 |  $MSFT | MICROSOFT CORP | $3.8M | 1.2% | -15% | 83.7 |
| 28 |  $SCHW | SCHWAB CHARLES CORP | $3.8M | 1.2% | +0% | 77.2 |
| 29 | — | SELECT SECTOR SPDR TR | $3.6M | 1.1% | +5% | — |
| 30 |  $AAAU | Goldman Sachs Physical Gold ETF | $3.6M | 1.1% | +9% | — |
| 31 | — | SCHWAB STRATEGIC TR | $3.5M | 1.1% | -38% | — |
| 32 | — | ISHARES INC | $3.3M | 1.1% | +1% | — |
| 33 |  $FCX | FREEPORT-MCMORAN INC | $3.2M | 1.0% | NEW | 73.1 |
| 34 |  $MDT | Medtronic plc | $3.2M | 1.0% | +0% | — |
| 35 |  $EMR | EMERSON ELECTRIC CO | $3.1M | 1.0% | -0% | 65.9 |
| 36 |  $BRK.B | BERKSHIRE HATHAWAY INC | $3.1M | 1.0% | -10% | 64.5 |
| 37 | — | SERIES PORTFOLIOS TR | $3.0M | 0.9% | -79% | — |
| 38 |  $EW | Edwards Lifesciences Corp | $2.9M | 0.9% | +1% | 67.6 |
| 39 |  $ILMN | ILLUMINA, INC. | $2.8M | 0.9% | NEW | 62.5 |
| 40 |  $LIN | LINDE PLC | $2.3M | 0.8% | +0% | — |
| 41 |  $ORCL | ORACLE CORP | $2.3M | 0.7% | -10% | 67.2 |
| 42 | — | ISHARES TR | $2.3M | 0.7% | +8% | — |
| 43 | — | SCHWAB STRATEGIC TR | $2.3M | 0.7% | +12% | — |
| 44 | $SPY | SPDR S&P 500 ETF TRUST | $2.2M | 0.7% | +22% | — |
| 45 |  $BRK.A | BERKSHIRE HATHAWAY INC | $2.2M | 0.7% | +0% | 64.5 |
| 46 | — | FIRST TR EXCHNG TRADED FD VI | $1.7M | 0.6% | -83% | — |
| 47 |  $GOOG | Alphabet Inc. | $1.5M | 0.5% | +7% | 80.2 |
| 48 |  $COST | COSTCO WHOLESALE CORP /NEW | $1.4M | 0.5% | -5% | 67 |
| 49 |  $MCK | MCKESSON CORP | $1.4M | 0.4% | +0% | 63.7 |
| 50 | — | FIRST TR EXCHNG TRADED FD VI | $1.4M | 0.4% | +0% | — |
| 51 |  $RTX | RTX Corp | $1.3M | 0.4% | -6% | 70 |
| 52 |  $AAPL | Apple Inc. | $1.2M | 0.4% | +11% | 76.1 |
| 53 |  $V | VISA INC. | $1.2M | 0.4% | +0% | 83.5 |
| 54 |  $SOLS | Solstice Advanced Materials Inc. | $1.1M | 0.4% | +219% | — |
| 55 | — | VANGUARD INDEX FDS | $969,674 | 0.3% | -34% | — |
| 56 |  $AMZN | AMAZON COM INC | $830,790 | 0.3% | +146% | 74.6 |
| 57 | — | ISHARES INC | $826,691 | 0.3% | -78% | — |
| 58 | — | ISHARES TR | $766,620 | 0.2% | -78% | — |
| 59 | — | VANGUARD TAX-MANAGED FDS | $742,484 | 0.2% | -6% | — |
| 60 |  $ESLT | ELBIT SYSTEMS LTD | $740,407 | 0.2% | -39% | — |
| 61 |  $GE | GENERAL ELECTRIC CO | $732,520 | 0.2% | +133% | 74.8 |
| 62 | — | ISHARES TR | $725,596 | 0.2% | +0% | — |
| 63 |  $GEV | GE Vernova Inc. | $720,627 | 0.2% | NEW | 70.1 |
| 64 | — | ISHARES INC | $698,586 | 0.2% | -79% | — |
| 65 | — | FIRST TR EXCHNG TRADED FD VI | $671,399 | 0.2% | +0% | — |
| 66 |  $MCD | MCDONALDS CORP | $668,867 | 0.2% | +0% | 73.9 |
| 67 | $DE | DEERE & CO | $638,396 | 0.2% | +0% | 57.4 |
| 68 | — | ISHARES TR | $627,805 | 0.2% | -2% | — |
| 69 | — | VANGUARD SCOTTSDALE FDS | $603,226 | 0.2% | -5% | — |
| 70 |  $FNV | FRANCO NEVADA Corp | $579,086 | 0.2% | -5% | — |
| 71 |  $MRVL | Marvell Technology, Inc. | $535,168 | 0.2% | NEW | 77.3 |
| 72 | $PFE | PFIZER INC | $522,193 | 0.2% | +1% | 69 |
| 73 |  $GD | GENERAL DYNAMICS CORP | $483,941 | 0.1% | NEW | 73 |
| 74 |  $BWXT | BWX Technologies, Inc. | $474,826 | 0.1% | NEW | 68 |
| 75 |  $ASML | ASML HOLDING NV | $470,216 | 0.1% | -29% | — |
| 76 |  $SRE | SEMPRA | $467,359 | 0.1% | +1% | 47.6 |
| 77 | — | SPDR SERIES TRUST | $460,491 | 0.1% | NEW | — |
| 78 | — | VANGUARD INDEX FDS | $435,024 | 0.1% | -4% | — |
| 79 |  $CAT | CATERPILLAR INC | $433,039 | 0.1% | +49% | 67.8 |
| 80 | — | GLOBAL X FDS | $428,930 | 0.1% | -0% | — |
| 81 |  $LLY | ELI LILLY & Co | $412,977 | 0.1% | -3% | 89.3 |
| 82 | — | ISHARES TR | $379,516 | 0.1% | +15% | — |
| 83 | — | ISHARES TR | $375,234 | 0.1% | -15% | — |
| 84 |  $GLD | SPDR GOLD TRUST | $375,213 | 0.1% | -12% | — |
| 85 |  $TSLA | Tesla, Inc. | $363,680 | 0.1% | +0% | 50.1 |
| 86 |  $NVDA | NVIDIA CORP | $358,962 | 0.1% | +0% | 90.2 |
| 87 |  $NEM | NEWMONT Corp /DE/ | $341,281 | 0.1% | NEW | 88.3 |
| 88 |  $PEP | PEPSICO INC | $340,443 | 0.1% | +2% | 62.7 |
| 89 |  $AEM | AGNICO EAGLE MINES LTD | $334,917 | 0.1% | NEW | — |
| 90 | — | ISHARES TR | $327,382 | 0.1% | +6% | — |
| 91 | $MORN | Morningstar, Inc. | $308,306 | 0.1% | +0% | 71 |
| 92 |  $IBM | INTERNATIONAL BUSINESS MACHINES CORP | $290,868 | 0.1% | +0% | 66.7 |
| 93 |  $VRTX | VERTEX PHARMACEUTICALS INC / MA | $283,107 | 0.1% | +0% | 76.6 |
| 94 | — | FIRST TR EXCHNG TRADED FD VI | $276,960 | 0.1% | +0% | — |
| 95 | — | FIRST TR EXCHNG TRADED FD VI | $273,196 | 0.1% | +0% | — |
| 96 | — | ISHARES TR | $266,351 | 0.1% | +26% | — |
| 97 | — | SPDR INDEX SHS FDS | $252,080 | 0.1% | -0% | — |
| 98 |  $ANET | Arista Networks, Inc. | $249,121 | 0.1% | -8% | 86 |
| 99 |  $BAC | BANK OF AMERICA CORP /DE/ | $243,827 | 0.1% | +0% | 68.4 |
| 100 |  $MO | ALTRIA GROUP, INC. | $228,306 | 0.1% | NEW | 72.1 |
| 101 |  $META | Meta Platforms, Inc. | $203,692 | 0.1% | NEW | 80.9 |
| 102 | — | ISHARES TR | $203,284 | 0.1% | -90% | — |
| 103 |  $EIX | EDISON INTERNATIONAL | $201,204 | 0.1% | NEW | 70.7 |
| 104 |  $BEAT | HeartBeam, Inc. | $115,168 | 0.0% | +0% | — |
| 105 |  $LDI | loanDepot, Inc. | $14,200 | 0.0% | +0% | — |
| 106 | $NVDAPUT | NVIDIA CORP | $9,025 | — | +0% | 90.2 |
| 107 |  $TNON | Tenon Medical, Inc. | $7,728 | 0.0% | +0% | — |
| 108 | $TNON | Tenon Medical, Inc. | $5,436 | 0.0% | +0% | — |
| 109 | $AAPLPUT | Apple Inc. | $1,615 | — | +0% | 76.1 |
New Positions (13)
$WFC WELLS FARGO & COMPANY/MN$33.0M$FCX FREEPORT-MCMORAN INC$3.2M$ILMN ILLUMINA, INC.$2.8M$GEV GE Vernova Inc.$720,627$MRVL Marvell Technology, Inc.$535,168$GD GENERAL DYNAMICS CORP$483,941$BWXT BWX Technologies, Inc.$474,826$NEM NEWMONT Corp /DE/$341,281$AEM AGNICO EAGLE MINES LTD$334,917$MO ALTRIA GROUP, INC.$228,306$META Meta Platforms, Inc.$203,692$EIX EDISON INTERNATIONAL$201,204Exited Positions (14)
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$LNG Cheniere Energy, Inc.
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$QCOM QUALCOMM INC/DE
$RMD RESMED INC
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$MELI MERCADOLIBRE INC
$CMG CHIPOTLE MEXICAN GRILL INC
$VEEV VEEVA SYSTEMS INC$CMGCALL CHIPOTLE MEXICAN GRILL INCBrowse Top Institutional Investors
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