Spectrum Asset Management, Inc. (NB/CA)
13F Reported Value
ⓘ$362.1M
incl. option notional
Equity Holdings
ⓘ$360.2M
Option Notional
ⓘ$1.9M
$1.9M puts / $0 calls
Holdings
116
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
Spectrum Asset Management, Inc. (NB/CA) disclosed 116 positions worth $362.1M in its Form 13F-HR for Q2 2026 — $360.2M in common stock plus $1.9M of put/call option positions (reported at underlying notional value, not premium at risk), led by $WFC (WELLS FARGO & COMPANY/MN) at 9.3% of the equity portfolio, followed by $IVZ. During the quarter the fund opened 14 new positions and exited 7. The portfolio is most concentrated in Other (48.4% of disclosed assets). All figures are sourced directly from Spectrum Asset Management, Inc. (NB/CA)’s Form 13F-HR filing with the SEC under CIK 1632078.
AI Fund Analysis
Stable
$IVZ
$DE
$PFE
$MORN
$VSector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
- 61.8#752
Quality
$33.7M407,194 sh - —
Quality
$26.8M125,941 sh VANGUARD BD INDEX FDS - VANGUARD ULTRA
—Quality
$24.3M487,873 shSCHWAB STRATEGIC TR - US LCAP VA ETF
—Quality
$18.3M524,862 shFIRST TR EXCHNG TRADED FD VI - FT VEST US EQT
—Quality
$12.9M273,257 shFIRST TR EXCHNG TRADED FD VI - FT VEST US EQT
—Quality
$12.1M254,816 sh- —
Quality
$12.1M159,602 sh FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT
—Quality
$11.0M246,980 shISHARES TR - IBOXX INV CP ETF
—Quality
$9.5M86,909 shFIRST TR EXCHNG TRADED FD VI - FT VEST INTER EQ
—Quality
$7.2M252,509 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
 WELLS FARGO & COMPANY/MN$WFC | 61.8#752 | $33.7M | 407,194 |
| Invesco Ltd.$IVZ | — | $26.8M | 125,941 |
| VANGUARD BD INDEX FDS - VANGUARD ULTRA | — | $24.3M | 487,873 |
| SCHWAB STRATEGIC TR - US LCAP VA ETF | — | $18.3M | 524,862 |
| FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT | — | $12.9M | 273,257 |
| FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT | — | $12.1M | 254,816 |
 ISHARES GOLD TRUST$IAU | — | $12.1M | 159,602 |
| FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT | — | $11.0M | 246,980 |
| ISHARES TR - IBOXX INV CP ETF | — | $9.5M | 86,909 |
| FIRST TR EXCHNG TRADED FD VI - FT VEST INTER EQ | — | $7.2M | 252,509 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Spectrum Asset Management, Inc. (NB/CA)'s 116 positions.
Showing top 10 of 116 holdings.
Sector Allocation
Other
$174.4M
Financials
$83.9M
Technology
$40.6M
Healthcare
$16.2M
Industrials
$13.7M
Energy
$10.9M
Consumer Discretionary
$7.1M
Materials
$7.0M
Full Holdings — Spectrum Asset Management, Inc. (NB/CA) (Q2 2026)
All 116 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $WFC | WELLS FARGO & COMPANY/MN | $33.7M | 9.3% | -2% | 61.8 |
| 2 | $IVZ | Invesco Ltd. | $26.8M | 7.4% | +68% | — |
| 3 | — | VANGUARD BD INDEX FDS - VANGUARD ULTRA | $24.3M | 6.7% | +5% | — |
| 4 | — | SCHWAB STRATEGIC TR - US LCAP VA ETF | $18.3M | 5.1% | +10% | — |
| 5 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT | $12.9M | 3.6% | +103% | — |
| 6 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT | $12.1M | 3.4% | -0% | — |
| 7 | $IAU | ISHARES GOLD TRUST | $12.1M | 3.4% | -0% | — |
| 8 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT | $11.0M | 3.1% | -0% | — |
| 9 | — | ISHARES TR - IBOXX INV CP ETF | $9.5M | 2.6% | NEW | — |
| 10 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST INTER EQ | $7.2M | 2.0% | +1% | — |
| 11 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST US | $7.1M | 2.0% | -3% | — |
| 12 | — | SCHWAB STRATEGIC TR - INTL EQTY ETF | $6.8M | 1.9% | +45% | — |
| 13 |  $GOOGL | Alphabet Inc. | $6.7M | 1.9% | -1% | 78.2 |
| 14 |  $CSCO | CISCO SYSTEMS, INC. | $6.4M | 1.8% | -1% | 70.3 |
| 15 | — | SCHWAB STRATEGIC TR - US LCAP GR ETF | $6.1M | 1.7% | +4% | — |
| 16 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST U.S. | $5.6M | 1.6% | -1% | — |
| 17 |  $XOM.R34088 | EXXON MOBIL CORP | $5.5M | 1.5% | -0% | 57.9 |
| 18 |  $CVX | CHEVRON CORP | $5.4M | 1.5% | +0% | 62.8 |
| 19 | — | ISHARES TR - MSCI USA MIN ETF | $5.1M | 1.4% | +7% | — |
| 20 |  $EME | EMCOR Group, Inc. | $4.6M | 1.3% | -13% | 69.3 |
| 21 |  $WMT | Walmart Inc. | $4.6M | 1.3% | -0% | 60.2 |
| 22 |  $ABBV | AbbVie Inc. | $4.6M | 1.3% | +0% | 72.6 |
| 23 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT | $4.5M | 1.3% | NEW | — |
| 24 | — | ISHARES TR - 0-3 MTH TREASURY | $4.4M | 1.2% | NEW | — |
| 25 | — | ISHARES INC - MSCI EMRG CHN | $4.2M | 1.2% | NEW | — |
| 26 |  $ILMN | ILLUMINA, INC. | $4.1M | 1.1% | +5% | 60.4 |
| 27 |  $DUK | Duke Energy CORP | $3.7M | 1.0% | -0% | 56.4 |
| 28 | — | ISHARES INC - MSCI JAPN SMCETF | $3.7M | 1.0% | +4% | — |
| 29 |  $SCHW | SCHWAB CHARLES CORP | $3.7M | 1.0% | +0% | 79.4 |
| 30 |  $LHX | L3HARRIS TECHNOLOGIES, INC. /DE/ | $3.7M | 1.0% | -0% | 64.4 |
| 31 |  $MSFT | MICROSOFT CORP | $3.6M | 1.0% | -5% | 79.8 |
| 32 |  $NVS | NOVARTIS AG | $3.6M | 1.0% | -13% | — |
| 33 |  $FCX | FREEPORT-MCMORAN INC | $3.5M | 1.0% | +3% | 62 |
| 34 |  $EMR | EMERSON ELECTRIC CO | $3.4M | 0.9% | -0% | 65.3 |
| 35 |  $EW | Edwards Lifesciences Corp | $3.3M | 0.9% | +0% | 69.4 |
| 36 | — | SCHWAB STRATEGIC TR - INT-TRM U.S TRES | $3.2M | 0.9% | -6% | — |
| 37 |  $BRK.B | BERKSHIRE HATHAWAY INC | $3.2M | 0.9% | -0% | 73.8 |
| 38 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | $3.2M | 0.9% | +2% | — |
| 39 | — | SERIES PORTFOLIOS TR - ELDR AAA CLO ETF | $3.2M | 0.9% | +8% | — |
| 40 | — | ISHARES TR - ESG AWR MSCI USA | $2.8M | 0.8% | +5% | — |
| 41 |  $SOLS | Solstice Advanced Materials Inc. | $2.7M | 0.8% | +102% | 61.6 |
| 42 |  $LIN | LINDE PLC | $2.4M | 0.7% | -0% | — |
| 43 |  $SPY | SPDR S&P 500 ETF TRUST | $2.4M | 0.7% | -5% | — |
| 44 | — | SCHWAB STRATEGIC TR - US BRD MKT ETF | $2.3M | 0.7% | -11% | — |
| 45 |  $ORCL | ORACLE CORP | $2.3M | 0.6% | -1% | 66.2 |
| 46 |  $BRK.A | BERKSHIRE HATHAWAY INC | $2.2M | 0.6% | +0% | 73.8 |
| 47 |  $HON | HONEYWELL INTERNATIONAL INC | $2.0M | 0.6% | -50% | 65 |
| 48 |  $HONA | Honeywell Aerospace Inc. | $2.0M | 0.5% | NEW | — |
| 49 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST US | $1.8M | 0.5% | -2% | — |
| 50 |  $GOOG | Alphabet Inc. | $1.8M | 0.5% | -5% | 78.2 |
| 51 |  $AAPL | Apple Inc. | $1.8M | 0.5% | +29% | 76.4 |
| 52 |  $NVDAPUT | NVIDIA CORP | $1.6M | — | -67% | 85.9 |
| 53 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT | $1.5M | 0.4% | +0% | — |
| 54 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST U.S. | $1.3M | 0.4% | +370% | — |
| 55 |  $COST | COSTCO WHOLESALE CORP /NEW | $1.3M | 0.4% | +0% | 66.2 |
| 56 | $V | VISA INC. | $1.3M | 0.4% | +0% | 82.9 |
| 57 |  $RTX | RTX Corp | $1.2M | 0.3% | +0% | 73.2 |
| 58 |  $MCK | MCKESSON CORP | $1.2M | 0.3% | +0% | 63.4 |
| 59 | — | VANGUARD INDEX FDS - GROWTH ETF | $1.1M | 0.3% | +499% | — |
| 60 |  $GEV | GE Vernova Inc. | $969,672 | 0.3% | +0% | 81.1 |
| 61 |  $GE | GENERAL ELECTRIC CO | $963,103 | 0.3% | +0% | 73.8 |
| 62 | — | ISHARES TR - CORE S&P SCP ETF | $942,511 | 0.3% | +3% | — |
| 63 |  $MRVL | Marvell Technology, Inc. | $907,376 | 0.3% | -44% | 76.5 |
| 64 | $NVDA | NVIDIA CORP | $883,855 | 0.3% | +115% | 85.9 |
| 65 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | $798,820 | 0.2% | -3% | — |
| 66 |  $TSLA | Tesla, Inc. | $731,966 | 0.2% | +78% | 53.9 |
| 67 | — | ISHARES INC - MSCI MEXICO ETF | $724,851 | 0.2% | +4% | — |
| 68 | — | ISHARES TR - 20 YR TR BD ETF | $723,336 | 0.2% | +0% | — |
| 69 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST UQ EQT | $721,673 | 0.2% | +0% | — |
| 70 | $DE | DEERE & CO | $720,621 | 0.2% | +0% | 55.4 |
| 71 |  $ASML | ASML HOLDING NV | $708,241 | 0.2% | +0% | — |
| 72 | — | VANGUARD SCOTTSDALE FDS - VNG RUS1000IDX | $680,489 | 0.2% | -2% | — |
| 73 |  $AMZN | AMAZON COM INC | $657,104 | 0.2% | -31% | 68.7 |
| 74 |  $STM | STMicroelectronics N.V. | $633,046 | 0.2% | NEW | — |
| 75 |  $CGNX | COGNEX CORP | $585,661 | 0.2% | NEW | 66.9 |
| 76 |  $MCD | MCDONALDS CORP | $583,946 | 0.2% | +0% | 69 |
| 77 | — | ISHARES TR - 1 3 YR TREAS BD | $574,770 | 0.2% | NEW | — |
| 78 |  $YMM | Full Truck Alliance Co. Ltd. | $572,933 | 0.2% | NEW | — |
| 79 | — | ISHARES TR - IBONDS 27 TRM TS | $572,777 | 0.2% | -9% | — |
| 80 |  $LLY | ELI LILLY & Co | $538,545 | 0.1% | +0% | 87.5 |
| 81 |  $GD | GENERAL DYNAMICS CORP | $499,479 | 0.1% | +0% | 68.7 |
| 82 |  $AVGO | Broadcom Inc. | $493,342 | 0.1% | NEW | 84.5 |
| 83 |  $WY | WEYERHAEUSER CO | $489,741 | 0.1% | NEW | 51.3 |
| 84 |  $FNV | FRANCO NEVADA Corp | $488,584 | 0.1% | +0% | — |
| 85 |  $MDT | Medtronic plc | $472,911 | 0.1% | -83% | 68.7 |
| 86 | — | VANGUARD INDEX FDS - TOTAL STK MKT | $461,440 | 0.1% | -8% | — |
| 87 | $PFE | PFIZER INC | $454,758 | 0.1% | +2% | 62 |
| 88 |  $BWXT | BWX Technologies, Inc. | $451,978 | 0.1% | +0% | 63.8 |
| 89 |  $SRE | SEMPRA | $445,965 | 0.1% | +1% | 41.9 |
| 90 |  $CAT | CATERPILLAR INC | $438,707 | 0.1% | -33% | 66.5 |
| 91 | — | GLOBAL X FDS - GLBL X MLP ETF | $430,498 | 0.1% | +2% | — |
| 92 |  $FPS | Forgent Power Solutions, Inc. | $386,831 | 0.1% | NEW | — |
| 93 | — | SPDR SERIES TRUST - ST STR BLO 1 ETF | $382,597 | 0.1% | -17% | — |
| 94 |  $ANET | Arista Networks, Inc. | $344,687 | 0.1% | +0% | 81.9 |
| 95 |  $IBM | INTERNATIONAL BUSINESS MACHINES CORP | $337,452 | 0.1% | +0% | 70 |
| 96 | — | ISHARES TR - IBONDS 26 TRM TS | $325,290 | 0.1% | -13% | — |
| 97 |  $VRTX | VERTEX PHARMACEUTICALS INC / MA | $314,927 | 0.1% | +0% | 75.4 |
| 98 | — | ISHARES TR - IBONDS 28 TRM TS | $312,042 | 0.1% | -4% | — |
| 99 |  $PEP | PEPSICO INC | $299,835 | 0.1% | +1% | 63.4 |
| 100 |  $NEM | NEWMONT Corp /DE/ | $295,213 | 0.1% | +0% | 86.8 |
| 101 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST US EQT | $293,098 | 0.1% | +0% | — |
| 102 | — | ISHARES TR - CORE S&P500 ETF | $292,816 | 0.1% | -33% | — |
| 103 |  $GLD | SPDR GOLD TRUST | $287,337 | 0.1% | -11% | — |
| 104 | $MORN | Morningstar, Inc. | $285,366 | 0.1% | +0% | 67.6 |
| 105 |  $BAC | BANK OF AMERICA CORP /DE/ | $285,061 | 0.1% | +0% | 67.6 |
| 106 | $WFCPUT | WELLS FARGO & COMPANY/MN | $284,920 | — | NEW | 61.8 |
| 107 | — | SPDR INDEX SHS FDS - ST STR PO EX ETF | $278,254 | 0.1% | +0% | — |
| 108 |  $AEM | AGNICO EAGLE MINES LTD | $255,965 | 0.1% | +0% | — |
| 109 |  $MO | ALTRIA GROUP, INC. | $248,600 | 0.1% | +0% | 67.4 |
| 110 |  $UNH | UNITEDHEALTH GROUP INC | $223,610 | 0.1% | NEW | 62.7 |
| 111 | — | ISHARES TR - RUS 1000 ETF | $221,540 | 0.1% | -28% | — |
| 112 |  $BEAT | HeartBeam, Inc. | $75,300 | 0.0% | +6% | — |
| 113 |  $LDI | loanDepot, Inc. | $15,000 | 0.0% | +20% | 44 |
| 114 |  $TNON | Tenon Medical, Inc. | $7,338 | 0.0% | +0% | — |
| 115 | $TNON | Tenon Medical, Inc. | $3,476 | 0.0% | +0% | — |
| 116 | $AAPLPUT | Apple Inc. | $193 | — | +0% | 76.4 |
New Positions (14)
$HONA Honeywell Aerospace Inc.$2.0M$STM STMicroelectronics N.V.$633,046$CGNX COGNEX CORP$585,661$YMM Full Truck Alliance Co. Ltd.$572,933$AVGO Broadcom Inc.$493,342$WY WEYERHAEUSER CO$489,741$FPS Forgent Power Solutions, Inc.$386,831$WFCPUT WELLS FARGO & COMPANY/MN$284,920$UNH UNITEDHEALTH GROUP INC$223,610
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