Castle Rock Wealth Management, LLC
Sector Allocation
- Other41.8%$222.0M
- Technology26.5%$140.7M
- Financials11.0%$58.4M
- Consumer Staples6.5%$34.6M
- Energy4.0%$21.4M
- Consumer Discretionary2.7%$14.6M
- Healthcare2.6%$14.1M
- Industrials2.2%$11.6M
- Utilities1.6%$8.2M
- Real Estate0.4%$2.3M
AUM History
13fpro.ai/research/fund/castle-rock-wealth-management-llc-1727605
Conviction and streaks
Concentrating · top 10 = 33.1%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
NVDA
$26.0M- ISHARES$22.4M
KO
$20.9MGS
$20.5MCVX
$20.0M- ISHARES$18.4M
AAPL
$15.7MWT
$12.2MMSFT
$10.7MGOOG
$9.2MPANW
$9.0MAMZN
$8.5M- SCHWAB$7.6M
SPY
$6.5M- VANECK$6.4M
META
$6.3MQQQ
$6.2M- ISHARES$5.7M
- ISHARES$5.6M
AVGO
$5.4M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/castle-rock-wealth-management-llc-1727605
Castle Rock Wealth Management, LLC 13F holdings — Q3 2026
$531.2M portfolio (+4.3% QoQ) · 269 holdings · Q3 2026 13F · top 10 are 33% of the stock portfolio
$26.0M
4.9% of stocks
-0.5%This quarter-5.8%Since filed7+ qtrsHeld- 2
ISHARES TR - 0-3 MTH TREASURY
$22.4M
4.2% of stocks
+182%This quarter—Since filed—HeldAIQuality—Est. buy— $20.9M
3.9% of stocks
-0.4%This quarter+5.3%Since filed7+ qtrsHeld$20.5M
3.9% of stocks
+174%This quarter-0.2%Since filed7+ qtrsHeld$20.0M
3.8% of stocks
+10%This quarter+9.4%Since filed7+ qtrsHeld- 6
ISHARES TR - TRS FLT RT BD
$18.4M
3.5% of stocks
+20%This quarter—Since filed—HeldAIQuality—Est. buy— $15.7M
3.0% of stocks
-12%This quarter+2.2%Since filed7+ qtrsHeld$12.2M
2.3% of stocks
+7%This quarter-7.2%Since filed7+ qtrsHeld$10.7M
2.0% of stocks
-8%This quarter-0.5%Since filed7+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$9.2M
1.7% of stocks
-12%This quarter-9.7%Since filed7+ qtrsHeld
All holdings — Castle Rock Wealth Management, LLC (Q3 2026)
269 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | Palo Alto Networks Inc | Technology | $9.0M | 1.7% | 21K | -14% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 12 | AMAZON COM INC | Consumer Discretionary | $8.5M | 1.6% | 33K | -11% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 13 | — | SCHWAB STRATEGIC TR - SHT TM US TRES | — | $7.6M | 1.4% | 320K | New | — | — | 13F |
| 14 | SPDR S&P 500 ETF TRUSTetf/fund | — | $6.5M | 1.2% | 8,299 | -7% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | — | VANECK ETF TRUST - SEMICONDUCTR ETFetf/fund | — | $6.4M | 1.2% | 10K | -7% | — | — | 13F |
| 16 | Meta Platforms, Inc. | Technology | $6.3M | 1.2% | 8,587 | -4% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | INVESCO QQQ TRUST, SERIES 1etf/fund | — | $6.2M | 1.2% | 8,112 | -5% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | — | ISHARES TR - FLTG RATE NT ETFetf/fund | — | $5.7M | 1.1% | 112K | -3% | — | — | 13F |
| 19 | — | ISHARES TR - TRUST ISHARE 0-1etf/fund | — | $5.6M | 1.1% | 51K | +783% | — | — | 13F |
| 20 | Broadcom Inc. | Technology | $5.4M | 1.0% | 14K | -22% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | JPMORGAN CHASE & CO | Financials | $5.2M | 1.0% | 16K | -16% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | — | ISHARES TR - U.S. TECH ETFetf/fund | — | $4.8M | 0.9% | 18K | +60% | — | — | 13F |
| 23 | MICRON TECHNOLOGY INC | Technology | $4.6M | 0.9% | 4,373 | -42% | 4 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | CrowdStrike Holdings, Inc. | Technology | $4.4M | 0.8% | 16K | +180% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | Eaton Corp plc | Industrials | $4.1M | 0.8% | 9,145 | -16% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $4.0M | 0.8% | 6,131 | -16% | |||
| 27 | — | THE ALGER ETF TRUST - CONCENTRATED EQT | — | $4.0M | 0.8% | 95K | -20% | |||
| 28 | $V | VISA INC. | Financials | $4.0M | 0.8% | 11K | -7% | |||
| 29 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $4.0M | 0.8% | 89K | -2% | |||
| 30 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $3.9M | 0.7% | 82K | -0.5% | |||
| 31 | — | GOLDMAN SACHS ETF TR - S&P 500 PREMIUM | — | $3.9M | 0.7% | 68K | +5% | |||
| 32 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $3.8M | 0.7% | 22K | +52% | |||
| 33 | $WMT | Walmart Inc. | Consumer Staples | $3.6M | 0.7% | 34K | -9% | |||
| 34 | — | BLACKROCK ETF TRUST II - ISHA FLEX IN ETF | — | $3.6M | 0.7% | 71K | +7% | |||
| 35 | — | ALPS ETF TR - ALERIAN ENERGY | — | $3.6M | 0.7% | 94K | -3% | |||
| 36 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $3.6M | 0.7% | 84K | -0.8% | |||
| 37 | — | GOLDMAN SACHS ETF TR - NASDA 100 ETF | — | $3.6M | 0.7% | 61K | +6% | |||
| 38 | $GOOGL | Alphabet Inc. | Technology | $3.4M | 0.7% | 9,875 | -8% | |||
| 39 | — | JANUS DETROIT STR TR - HEND SECU IN ETF | — | $3.3M | 0.6% | 66K | +5% | |||
| 40 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $3.2M | 0.6% | 3,453 | -7% | |||
| 41 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | — | $3.2M | 0.6% | 50K | -17% | |||
| 42 | — | FIRST TR EXCHANGE-TRADED FD - FIRST TR ENH NEW | — | $3.2M | 0.6% | 54K | +7% | |||
| 43 | $INTC | INTEL CORP | Technology | $3.1M | 0.6% | 28K | -2% | |||
| 44 | — | FIRST TR EXCHANGE-TRADED FD - BLOOMBERG AI ETF | — | $3.0M | 0.6% | 51K | New | |||
| 45 | — | THE ALGER ETF TRUST - MID CAP 40 ETF | — | $3.0M | 0.6% | 124K | -7% | |||
| 46 | — | J P MORGAN EXCHANGE TRADED F - INCOME ETF | — | $2.9M | 0.5% | 64K | +10% | |||
| 47 | — | ROUNDHILL ETF TRUST - MEMORY ETF | — | $2.8M | 0.5% | 47K | -15% | |||
| 48 | — | AIM ETF PRODUCTS TRUST - ALLIANZIM US EQT | — | $2.7M | 0.5% | 74K | -1% | |||
| 49 | — | THE ALGER ETF TRUST - 35 ETF | — | $2.6M | 0.5% | 62K | -23% | |||
| 50 | $AMGN | AMGEN INC | Healthcare | $2.5M | 0.5% | 6,194 | -34% | |||
| 51 | $GS | GOLDMAN SACHS GROUP INC | Financials | $2.4M | 0.5% | 62K | +9% | |||
| 52 | $PLTR | Palantir Technologies Inc. | Technology | $2.4M | 0.5% | 13K | +4% | |||
| 53 | — | ISHARES TR - US HLTHCARE ETF | — | $2.4M | 0.5% | 34K | New | |||
| 54 | — | GLOBAL X FDS - 1 3 MO T BI ET | — | $2.4M | 0.5% | 24K | +26% | |||
| 55 | $MRK | Merck & Co., Inc. | Healthcare | $2.3M | 0.4% | 16K | -42% | |||
| 56 | $VRT | Vertiv Holdings Co | Technology | $2.3M | 0.4% | 9,128 | -42% | |||
| 57 | $SO | SOUTHERN CO | Utilities | $2.2M | 0.4% | 26K | New | |||
| 58 | — | ISHARES U S ETF TR - SHOR DURA BD ETF | — | $2.2M | 0.4% | 43K | -3% | |||
| 59 | $CRDO | Credo Technology Group Holding Ltd | Technology | $2.2M | 0.4% | 9,785 | +32% | |||
| 60 | — | ISHARES TR - RUSSELL 3000 ETF | — | $2.2M | 0.4% | 4,892 | -21% | |||
| 61 | $LLY | ELI LILLY & Co | Healthcare | $2.2M | 0.4% | 1,863 | -33% | |||
| 62 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $2.1M | 0.4% | 39K | +141% | |||
| 63 | $TSLA | Tesla, Inc. | Consumer Discretionary | $2.1M | 0.4% | 5,461 | +10% | |||
| 64 | — | JANUS DETROIT STR TR - HENDE INCOM ETF | — | $2.0M | 0.4% | 42K | +7% | |||
| 65 | $ES | EVERSOURCE ENERGY | Utilities | $2.0M | 0.4% | 31K | New | |||
| 66 | $GEV | GE Vernova Inc. | Industrials | $2.0M | 0.4% | 1,942 | -20% | |||
| 67 | $HPE | Hewlett Packard Enterprise Co | Technology | $2.0M | 0.4% | 28K | +25% | |||
| 68 | $CIEN | CIENA CORP | Technology | $1.9M | 0.4% | 4,366 | -27% | |||
| 69 | $BMY | BRISTOL MYERS SQUIBB CO | Healthcare | $1.9M | 0.4% | 32K | -33% | |||
| 70 | $QCOM | QUALCOMM INC/DE | Technology | $1.9M | 0.4% | 11K | -24% | |||
| 71 | — | WEDBUSH SER TR - DAN IVE REVO ETF | — | $1.9M | 0.4% | 45K | -32% | |||
| 72 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $1.9M | 0.4% | 42K | -7% | |||
| 73 | $ARM | ARM HOLDINGS PLC /UK | Technology | $1.9M | 0.4% | 6,236 | -33% | |||
| 74 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $1.9M | 0.3% | 8,511 | -53% | |||
| 75 | $WM | WASTE MANAGEMENT INC | Utilities | $1.9M | 0.3% | 8,994 | -11% | |||
| 76 | — | INNOVATOR ETFS TRUST - US EQT ULTRA BF | — | $1.8M | 0.3% | 47K | -0.5% | |||
| 77 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $1.8M | 0.3% | 3,513 | -0.3% | |||
| 78 | — | VANGUARD WORLD FD - UTILITIES ETF | — | $1.8M | 0.3% | 9,913 | -3% | |||
| 79 | $O | REALTY INCOME CORP | Real Estate | $1.7M | 0.3% | 32K | +8% | |||
| 80 | — | ISHARES TR - US AER DEF ETF | — | $1.7M | 0.3% | 8,200 | -15% | |||
| 81 | $GS | GOLDMAN SACHS GROUP INC | Financials | $1.7M | 0.3% | 1,866 | -40% | |||
| 82 | $COHR | COHERENT CORP. | Technology | $1.7M | 0.3% | 4,939 | -32% | |||
| 83 | — | ISHARES TR - U.S. FINLS ETF | — | $1.6M | 0.3% | 13K | -22% | |||
| 84 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $1.6M | 0.3% | 31K | -0.6% | |||
| 85 | — | INNOVATOR ETFS TRUST - US EQTY ULTRA B | — | $1.6M | 0.3% | 36K | -2% | |||
| 86 | — | INNOVATOR ETFS TRUST - US EQT ULTRA BF | — | $1.6M | 0.3% | 39K | -2% | |||
| 87 | — | ISHARES TR - US INDUSTRIALS | — | $1.6M | 0.3% | 9,829 | -27% | |||
| 88 | $APD | Air Products & Chemicals, Inc. | Materials | $1.5M | 0.3% | 5,502 | -24% | |||
| 89 | $ACN | Accenture plc | Technology | $1.5M | 0.3% | 7,962 | New | |||
| 90 | — | AIM ETF PRODUCTS TRUST - ALLIA US AUG ETF | — | $1.5M | 0.3% | 44K | +8% | |||
| 91 | $CRWV | CoreWeave, Inc. | Technology | $1.5M | 0.3% | 17K | -31% | |||
| 92 | $CAT | CATERPILLAR INC | Industrials | $1.5M | 0.3% | 1,757 | +85% | |||
| 93 | — | INNOVATOR ETFS TRUST - US EQT PWR BUF | — | $1.5M | 0.3% | 34K | -0.8% | |||
| 94 | — | JANUS DETROIT STR TR - HENDRSON AAA CL | — | $1.5M | 0.3% | 29K | +9% | |||
| 95 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $1.5M | 0.3% | 29K | -1% | |||
| 96 | $HSY | HERSHEY CO | Consumer Staples | $1.4M | 0.3% | 8,860 | -0.0% | |||
| 97 | $AMCR | Amcor plc | Consumer Discretionary | $1.4M | 0.3% | 34K | New | |||
| 98 | $ICE | Intercontinental Exchange, Inc. | Financials | $1.4M | 0.3% | 9,232 | -8% | |||
| 99 | $WDC | WESTERN DIGITAL CORP | Technology | $1.4M | 0.3% | 3,421 | +3% | |||
| 100 | — | BLACKROCK ETF TRUST II - ISHARES AAA CLO | — | $1.4M | 0.3% | 27K | +10% | |||
| 101 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $1.4M | 0.3% | 30K | -7% | |||
| 102 | $NOC | NORTHROP GRUMMAN CORP /DE/ | Technology | $1.4M | 0.3% | 2,890 | -8% | |||
| 103 | — | ISHARES TR - INTL SEL DIV ETF | — | $1.4M | 0.3% | 33K | +9% | |||
| 104 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $1.3M | 0.3% | 27K | -0.8% | |||
| 105 | — | AIM ETF PRODUCTS TRUST - ALLIANZIM US EQT | — | $1.3M | 0.2% | 34K | -0.8% | |||
| 106 | $SOLS | Solstice Advanced Materials Inc. | Healthcare | $1.3M | 0.2% | 21K | +615% | |||
| 107 | $WFC | WELLS FARGO & COMPANY/MN | Financials | $1.3M | 0.2% | 15K | +0.4% | |||
| 108 | $MCK | MCKESSON CORP | Consumer Staples | $1.2M | 0.2% | 1,352 | — | |||
| 109 | — | AIM ETF PRODUCTS TRUST - ALLIA US JAN ETF | — | $1.2M | 0.2% | 31K | -0.6% | |||
| 110 | $MDY | SPDR S&P MIDCAP 400 ETF TRUST | — | $1.2M | 0.2% | 1,801 | -13% | |||
| 111 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $1.2M | 0.2% | 24K | -4% | |||
| 112 | $APP | AppLovin Corp | Technology | $1.2M | 0.2% | 4,277 | -6% | |||
| 113 | $ADP | AUTOMATIC DATA PROCESSING INC | Technology | $1.2M | 0.2% | 4,534 | -1% | |||
| 114 | — | STATE STR SPDR DOW JONES IND - UT SER 1 | — | $1.2M | 0.2% | 2,259 | -2% | |||
| 115 | — | INNOVATOR ETFS TRUST - EQUI DU DI OCTO | — | $1.1M | 0.2% | 46K | -0.1% | |||
| 116 | $CVE | CENOVUS ENERGY INC. | Energy | $1.0M | 0.2% | 33K | -68% | |||
| 117 | — | AIM ETF PRODUCTS TRUST - ALLIANZIM US EQT | — | $1.0M | 0.2% | 24K | -1% | |||
| 118 | — | INNOVATOR ETFS TRUST - US EQTY ULTRA BU | — | $1.0M | 0.2% | 24K | -2% | |||
| 119 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $1.0M | 0.2% | 3,494 | -58% | |||
| 120 | — | VANECK ETF TRUST - MRNGSTR WDE MOAT | — | $988K | 0.2% | 9,128 | -2% | |||
| 121 | $MRVL | Marvell Technology, Inc. | Technology | $973K | 0.2% | 3,389 | +0.4% | |||
| 122 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $972K | 0.2% | 2,015 | -4% | |||
| 123 | $JNJ | JOHNSON & JOHNSON | Healthcare | $969K | 0.2% | 3,804 | -11% | |||
| 124 | — | FIRST TR EXCHANGE-TRADED FD - SHS | — | $955K | 0.2% | 2,807 | -5% | |||
| 125 | $LRCX | LAM RESEARCH CORP | Technology | $940K | 0.2% | 2,816 | -2% | |||
| 126 | — | J P MORGAN EXCHANGE TRADED F - ULTRA SHRT ETF | — | $876K | 0.2% | 17K | -17% | |||
| 127 | — | AIM ETF PRODUCTS TRUST - ALLIA US MAY ETF | — | $864K | 0.2% | 24K | — | |||
| 128 | — | ISHARES TR - CORE S&P500 ETF | — | $857K | 0.2% | 1,096 | -2% | |||
| 129 | $ABT | ABBOTT LABORATORIES | Healthcare | $843K | 0.2% | 8,584 | -0.7% | |||
| 130 | — | AIM ETF PRODUCTS TRUST - ALLIA US OCT ETF | — | $838K | 0.2% | 20K | — | |||
| 131 | $PCAR | PACCAR INC | Industrials | $836K | 0.2% | 7,645 | +0.1% | |||
| 132 | $TMO | THERMO FISHER SCIENTIFIC INC. | Healthcare | $806K | 0.1% | 1,228 | -70% | |||
| 133 | $ED | CONSOLIDATED EDISON INC | Utilities | $797K | 0.1% | 7,585 | — | |||
| 134 | $SNDK | Sandisk Corp | Technology | $784K | 0.1% | 472 | +11% | |||
| 135 | — | INNOVATOR ETFS TRUST - EQUI DUAL 15 DEC | — | $779K | 0.1% | 38K | -1% | |||
| 136 | — | INNOVATOR ETFS TRUST - EQUTY DUL DIRCT | — | $772K | 0.1% | 38K | -0.1% | |||
| 137 | $CL | COLGATE PALMOLIVE CO | Consumer Staples | $724K | 0.1% | 8,295 | -0.0% | |||
| 138 | — | J P MORGAN EXCHANGE TRADED F - NASDAQ EQT PREM | — | $713K | 0.1% | 12K | +9% | |||
| 139 | — | FIRST TR EXCHANGE-TRADED FD - SHS | — | $709K | 0.1% | 15K | — | |||
| 140 | $MCO | MOODYS CORP /DE/ | Financials | $701K | 0.1% | 1,549 | — | |||
| 141 | $PAYX | PAYCHEX INC | Technology | $693K | 0.1% | 6,856 | -48% | |||
| 142 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $686K | 0.1% | 4,624 | -2% | |||
| 143 | $BE | Bloom Energy Corp | Technology | $677K | 0.1% | 2,290 | +76% | |||
| 144 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $670K | 0.1% | 9,771 | -3% | |||
| 145 | $HOOD | Robinhood Markets, Inc. | Financials | $660K | 0.1% | 5,893 | New | |||
| 146 | — | ISHARES INC - MSCI ISRAEL ETF | — | $657K | 0.1% | 5,461 | -4% | |||
| 147 | — | FIRST TR EXCHANGE-TRADED FD - NASDAQ-100 SEL | — | $643K | 0.1% | 3,879 | -2% | |||
| 148 | $UTG | REAVES UTILITY INCOME FUND | Other | $639K | 0.1% | 17K | +2% | |||
| 149 | — | JANUS DETROIT STR TR - HENDRSN SHRT ETF | — | $635K | 0.1% | 13K | +0.7% | |||
| 150 | $SPSC | SPS COMMERCE INC | Technology | $630K | 0.1% | 7,775 | New |
What changed in Q3 2026
Against the previous quarter's 13F: 19 new, 83 added to, 143 trimmed, 17 sold out. Share-count changes; largest moves by dollar size first.
New positions (19)
- SCHWAB STRATEGIC TR - SHT TM US TRES$7.6M
first bought this quarter
- FIRST TR EXCHANGE-TRADED FD - BLOOMBERG AI ETF$3.0M
first bought this quarter
- ISHARES TR - US HLTHCARE ETF$2.4M
first bought this quarter
$SOSOUTHERN CO$2.2M
first bought this quarter
$ESEVERSOURCE ENERGY$2.0M
first bought this quarter
$ACNAccenture plc$1.5M
first bought this quarter
+13 more in the Excel export
Added to (83)
- ISHARES TR - 0-3 MTH TREASURY+182%
now $22.4M
now $20.5M · held 7+ qtrs
- ISHARES TR - TRUST ISHARE 0-1+783%
now $5.6M
- ISHARES TR - TRS FLT RT BD+20%
now $18.4M
$CRWDCrowdStrike Holdings, Inc.+180%
now $4.4M · held 7+ qtrs
now $20.0M · held 7+ qtrs
+77 more in the Excel export
Trimmed (143)
$MUMICRON TECHNOLOGY INC-42%
now $4.6M · held 4 qtrs
now $15.7M · held 7+ qtrs
$CVECENOVUS ENERGY INC.-68%
now $1.0M · held 6 qtrs
$IBMINTERNATIONAL BUSINESS MACHINES CORP-53%
now $1.9M · held 7+ qtrs
$TMOTHERMO FISHER SCIENTIFIC INC.-70%
now $806K · held 7+ qtrs
$MRKMerck & Co., Inc.-42%
now $2.3M · held 6 qtrs
+137 more in the Excel export
Holdings by quarter
Every 13F Castle Rock Wealth Management, LLC has filed, 35 earlier quarters. Pick one to see what it held then.
Is it too late to follow Castle Rock Wealth Management?
Q3 2026 13F filed with the SEC on Oct 9, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Castle Rock Wealth Management's top 20 holdings: 74/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)
Top 10 since filing
-0.7%
Value-weighted move of the 10 largest stock positions
Turnover
13%
Last quarter; 31% over the last 4
Top 10 weight
33%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
93%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Castle Rock Wealth Management, LLC disclosed 269 positions worth $531.2M in its Form 13F-HR for Q3 2026, led by $NVDA (NVIDIA CORP) at 4.9% of the equity portfolio. During the quarter the fund opened 19 new positions and exited 17 and a full exit from $OKE. The portfolio is most concentrated in Other (41.8% of disclosed assets). All figures are sourced directly from Castle Rock Wealth Management, LLC’s Form 13F-HR filing with the SEC under CIK 1727605.
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