John W. Rosenthal Capital Management, Inc.
13F Reported Value
ⓘ$102.2M
Holdings
42
Latest Filing
2026-03-31
Filing Quarter
Q1 2026
Portfolio Overview
John W. Rosenthal Capital Management, Inc. disclosed 42 positions worth $102.2M in its Form 13F-HR for Q1 2026, led by $TBBK (Bancorp, Inc.) at 8.6% of the equity portfolio. During the quarter the fund opened 2 new positions and exited 0 — including a new stake in $HTB. The portfolio is most concentrated in Financials (84.3% of disclosed assets). All figures are sourced directly from John W. Rosenthal Capital Management, Inc.’s Form 13F-HR filing with the SEC under CIK 1697539.
AI Fund Analysis
StableSector Allocation
AUM History
Top Equity Holdings by Value
Quarterly Activity — Q1 2026
Click any card to unlockTop Holdings
- 32.8#2,249
Quality
$8.8M163,126 sh S&P Regional Banks
—Quality
$8.6M131,610 sh- 34.1#2,211
Quality
$5.0M35,803 sh - 69.9
Quality
$4.7M52,576 sh - —
Quality
$4.1M38,037 sh - —
Quality
$3.4M81,373 sh CommerceWest Bank
—Quality
$3.3M88,377 sh- —
Quality
$3.0M44,923 sh - —
Quality
$2.8M26,105 sh - —
Quality
$2.8M72,064 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
 Bancorp, Inc.$TBBK | 32.8#2,249 | $8.8M | 163,126 |
| S&P Regional Banks | — | $8.6M | 131,610 |
 WINTRUST FINANCIAL CORP$WTFC | 34.1#2,211 | $5.0M | 35,803 |
 PATHWARD FINANCIAL, INC.$CASH | 69.9 | $4.7M | 52,576 |
 Esquire Financial Holdings, Inc.$ESQ | — | $4.1M | 38,037 |
 SOUTH PLAINS FINANCIAL, INC.$SPFI | — | $3.4M | 81,373 |
| CommerceWest Bank | — | $3.3M | 88,377 |
 Stock Yards Bancorp, Inc.$SYBT | — | $3.0M | 44,923 |
 BANCFIRST CORP /OK/$BANF | — | $2.8M | 26,105 |
 FIRST MERCHANTS CORP$FRME | — | $2.8M | 72,064 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of John W. Rosenthal Capital Management, Inc.'s 42 positions.
Showing top 10 of 42 holdings.
Sector Allocation
Financials
$86.2M
Other
$16.0M
Full Holdings — John W. Rosenthal Capital Management, Inc. (Q1 2026)
All 42 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $TBBK | Bancorp, Inc. | $8.8M | 8.6% | +0% | 32.8 |
| 2 | — | S&P Regional Banks | $8.6M | 8.4% | +0% | — |
| 3 | $WTFC | WINTRUST FINANCIAL CORP | $5.0M | 4.9% | +0% | 34.1 |
| 4 | $CASH | PATHWARD FINANCIAL, INC. | $4.7M | 4.6% | +0% | 69.9 |
| 5 | $ESQ | Esquire Financial Holdings, Inc. | $4.1M | 4.0% | +0% | — |
| 6 | $SPFI | SOUTH PLAINS FINANCIAL, INC. | $3.4M | 3.3% | +0% | — |
| 7 | — | CommerceWest Bank | $3.3M | 3.2% | +0% | — |
| 8 | $SYBT | Stock Yards Bancorp, Inc. | $3.0M | 2.9% | +0% | — |
| 9 | $BANF | BANCFIRST CORP /OK/ | $2.8M | 2.8% | +0% | — |
| 10 | $FRME | FIRST MERCHANTS CORP | $2.8M | 2.7% | +0% | — |
| 11 |  $UNTY | UNITY BANCORP INC /NJ/ | $2.7M | 2.6% | +0% | — |
| 12 |  $LKFN | LAKELAND FINANCIAL CORP | $2.5M | 2.4% | +0% | — |
| 13 |  $GABC | GERMAN AMERICAN BANCORP, INC. | $2.4M | 2.4% | +0% | 43.2 |
| 14 |  $FBIZ | FIRST BUSINESS FINANCIAL SERVICES, INC. | $2.4M | 2.4% | +0% | — |
| 15 |  $HTBK | HERITAGE COMMERCE CORP | $2.4M | 2.3% | +0% | 48.1 |
| 16 |  $NRIM | NORTHRIM BANCORP INC | $2.3M | 2.2% | -17% | 54.6 |
| 17 |  $MBWM | MERCANTILE BANK CORP | $2.3M | 2.2% | +0% | — |
| 18 |  $FFIN | FIRST FINANCIAL BANKSHARES INC | $2.2M | 2.2% | +0% | — |
| 19 |  $CCB | COASTAL FINANCIAL CORP | $2.2M | 2.2% | +0% | — |
| 20 |  $CNOB | ConnectOne Bancorp, Inc. | $2.2M | 2.1% | +0% | — |
| 21 |  $VBNK | VersaBank | $2.2M | 2.1% | -34% | 61.7 |
| 22 |  $HTB | HomeTrust Bancshares, Inc. | $2.1M | 2.1% | NEW | — |
| 23 | — | TowneBank Portsmouth VA | $2.1M | 2.0% | +0% | — |
| 24 | — | Seacost BKG Corporation | $2.1M | 2.0% | +0% | — |
| 25 |  $TCBX | Third Coast Bancshares, Inc. | $2.0M | 2.0% | +0% | — |
| 26 |  $FBK | FB Financial Corp | $2.0M | 1.9% | +0% | — |
| 27 |  $BANR | BANNER CORP | $1.9M | 1.8% | +0% | — |
| 28 |  $ORRF | ORRSTOWN FINANCIAL SERVICES INC | $1.8M | 1.7% | +0% | 36.7 |
| 29 |  $SRCE | 1ST SOURCE CORP | $1.7M | 1.7% | +0% | — |
| 30 |  $BWB | Bridgewater Bancshares Inc | $1.7M | 1.6% | +0% | — |
| 31 |  $CBK | Commercial Bancgroup, Inc. | $1.6M | 1.6% | +0% | — |
| 32 |  $PFS | PROVIDENT FINANCIAL SERVICES INC | $1.5M | 1.4% | +0% | 69 |
| 33 |  $TFIN | Triumph Financial, Inc. | $1.4M | 1.4% | +0% | — |
| 34 |  $BFC | Bank First Corp | $1.4M | 1.4% | +0% | — |
| 35 |  $MYFW | First Western Financial Inc | $1.4M | 1.3% | +0% | 53.1 |
| 36 |  $CBNA | CHAIN BRIDGE BANCORP INC | $1.4M | 1.3% | +0% | — |
| 37 |  $HBT | HBT Financial, Inc. | $1.1M | 1.1% | -54% | — |
| 38 |  $NBHC | National Bank Holdings Corp | $1.0M | 1.0% | +0% | 53.3 |
| 39 |  $FCCO | FIRST COMMUNITY CORP /SC/ | $1.0M | 1.0% | +0% | 51.2 |
| 40 |  $TCBI | TEXAS CAPITAL BANCSHARES INC/TX | $953,000 | 0.9% | NEW | — |
| 41 |  $OBK | Origin Bancorp, Inc. | $3,275 | 0.0% | -100% | — |
| 42 |  $NECB | NorthEast Community Bancorp, Inc./MD/ | $1,118 | 0.0% | -100% | — |
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