Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma
13F Reported Value
ⓘ$6.9B
incl. option notional
Equity Holdings
ⓘ$6.8B
Option Notional
ⓘ$28.6M
$27.3M puts / $1.2M calls
Holdings
1,062
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma disclosed 1,062 positions worth $6.9B in its Form 13F-HR for Q2 2026 — $6.8B in common stock plus $28.6M of put/call option positions (reported at underlying notional value, not premium at risk), led by $NVDA (NVIDIA CORP) at 6.0% of the equity portfolio. During the quarter the fund opened 118 new positions and exited 56 — including a new stake in $COLB and a full exit from $INGR. The portfolio is most concentrated in Other (60.0% of disclosed assets). All figures are sourced directly from Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma’s Form 13F-HR filing with the SEC under CIK 1510434.
AI Fund Analysis
StableSector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
- 85.9#5
Quality
$412.3M2,060,394 sh ISHARES TR - MSCI USA QLT FCT
—Quality
$393.8M1,794,452 shISHARES TR - MSCI INTL QUALTY
—Quality
$391.0M7,891,119 shISHARES TR - MSCI USA MMENTM
—Quality
$319.4M931,613 shVANGUARD MALVERN FDS - STRM INFPROIDX
—Quality
$258.5M5,146,018 shVANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD
—Quality
$227.4M2,877,812 shDIMENSIONAL ETF TRUST - US MKTWIDE VALUE
—Quality
$184.6M3,355,094 sh- 76.4
Quality
$179.6M620,743 sh ISHARES INC - CORE MSCI EMKT
—Quality
$168.0M2,028,593 shISHARES TR - EAFE VALUE ETF
—Quality
$163.4M2,134,694 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
| 85.9#5 | $412.3M | 2,060,394 | |
| ISHARES TR - MSCI USA QLT FCT | — | $393.8M | 1,794,452 |
| ISHARES TR - MSCI INTL QUALTY | — | $391.0M | 7,891,119 |
| ISHARES TR - MSCI USA MMENTM | — | $319.4M | 931,613 |
| VANGUARD MALVERN FDS - STRM INFPROIDX | — | $258.5M | 5,146,018 |
| VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | — | $227.4M | 2,877,812 |
| DIMENSIONAL ETF TRUST - US MKTWIDE VALUE | — | $184.6M | 3,355,094 |
| 76.4 | $179.6M | 620,743 | |
| ISHARES INC - CORE MSCI EMKT | — | $168.0M | 2,028,593 |
| ISHARES TR - EAFE VALUE ETF | — | $163.4M | 2,134,694 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma's 1,062 positions.
Showing top 10 of 1,062 holdings.
Sector Allocation
Other
$4.1B
Technology
$1.4B
Financials
$410.7M
Industrials
$306.4M
Consumer Discretionary
$208.7M
Healthcare
$126.0M
Consumer Staples
$91.6M
Materials
$64.6M
Top Holdings — Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma (Q2 2026)
Top 150 of 1,062 disclosed positions (by reported value) from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | NVIDIA CORP | $412.3M | 6.0% | +5% | 85.9 | |
| 2 | — | ISHARES TR - MSCI USA QLT FCT | $393.8M | 5.8% | +2% | — |
| 3 | — | ISHARES TR - MSCI INTL QUALTY | $391.0M | 5.7% | +15% | — |
| 4 | — | ISHARES TR - MSCI USA MMENTM | $319.4M | 4.7% | -3% | — |
| 5 | — | VANGUARD MALVERN FDS - STRM INFPROIDX | $258.5M | 3.8% | +5% | — |
| 6 | — | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | $227.4M | 3.3% | +5% | — |
| 7 | — | DIMENSIONAL ETF TRUST - US MKTWIDE VALUE | $184.6M | 2.7% | +5% | — |
| 8 | Apple Inc. | $179.6M | 2.6% | +1% | 76.4 | |
| 9 | — | ISHARES INC - CORE MSCI EMKT | $168.0M | 2.5% | +2% | — |
| 10 | — | ISHARES TR - EAFE VALUE ETF | $163.4M | 2.4% | +6% | — |
| 11 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORP | $120.2M | 1.8% | +5% | — |
| 12 | — | DIMENSIONAL ETF TRUST - INTERNATNAL VAL | $99.2M | 1.4% | +3% | — |
| 13 | MICROSOFT CORP | $85.6M | 1.3% | +4% | 79.8 | |
| 14 | SPDR S&P 500 ETF TRUST | $77.6M | 1.1% | +8% | — | |
| 15 | WisdomTree, Inc. | $76.6M | 1.1% | +14% | 59.9 | |
| 16 | — | DFA INVT DIMENSIONS GROUP IN - U.S. MIC CAP SHS | $75.6M | 1.1% | +7% | — |
| 17 | AMAZON COM INC | $74.8M | 1.1% | +6% | 68.7 | |
| 18 | — | VANGUARD INDEX FDS - VALUE ETF | $73.3M | 1.1% | -1% | — |
| 19 | — | VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | $70.6M | 1.0% | +5% | — |
| 20 | — | AMERICAN CENTY ETF TR - INTL SMCP VLU | $68.4M | 1.0% | +5% | — |
| 21 | Alphabet Inc. | $65.1M | 0.9% | +8% | 78.2 | |
| 22 | — | DIMENSIONAL ETF TRUST - US TARGETED VLU | $64.5M | 0.9% | +1% | — |
| 23 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | $64.1M | 0.9% | +0% | — |
| 24 | Meta Platforms, Inc. | $61.6M | 0.9% | +3% | 79.6 | |
| 25 | CISCO SYSTEMS, INC. | $56.5M | 0.8% | +1% | 70.3 | |
| 26 | — | AMERICAN CENTY ETF TR - US SML CP VALU | $55.5M | 0.8% | +7% | — |
| 27 | — | VANGUARD INDEX FDS - REAL ESTATE ETF | $46.3M | 0.7% | +5% | — |
| 28 | — | SCHWAB STRATEGIC TR - INTL SCEQT ETF | $45.8M | 0.7% | +11% | — |
| 29 | Broadcom Inc. | $39.8M | 0.6% | +7% | 84.5 | |
| 30 | MICRON TECHNOLOGY INC | $36.9M | 0.5% | -1% | 86.2 | |
| 31 | Tesla, Inc. | $36.0M | 0.5% | +9% | 53.9 | |
| 32 | Dell Technologies Inc. | $35.9M | 0.5% | -3% | 71.2 | |
| 33 | — | SCHWAB STRATEGIC TR - INTL EQTY ETF | $34.5M | 0.5% | +10% | — |
| 34 | — | SPDR SERIES TRUST - ST TERM HIGH ETF | $32.9M | 0.5% | -12% | — |
| 35 | LAM RESEARCH CORP | $32.1M | 0.5% | -2% | 79.4 | |
| 36 | Alphabet Inc. | $31.9M | 0.5% | +6% | 78.2 | |
| 37 | — | VANGUARD INDEX FDS - TOTAL STK MKT | $31.9M | 0.5% | +12% | — |
| 38 | — | VANGUARD INDEX FDS - SM CP VAL ETF | $31.9M | 0.5% | +2% | — |
| 39 | — | VANGUARD INTL EQUITY INDEX F - FTSE SMCAP ETF | $31.7M | 0.5% | -0% | — |
| 40 | — | DIMENSIONAL ETF TRUST - US COR EQU 2 ETF | $31.3M | 0.5% | -1% | — |
| 41 | ADVANCED MICRO DEVICES INC | $31.1M | 0.5% | -4% | 79.8 | |
| 42 | — | SCHWAB STRATEGIC TR - US LRG CAP ETF | $31.0M | 0.5% | +0% | — |
| 43 | JPMORGAN CHASE & CO | $29.6M | 0.4% | +4% | 70.7 | |
| 44 | — | ISHARES TR - ESG AW MSCI EAFE | $29.0M | 0.4% | +0% | — |
| 45 | — | DIMENSIONAL ETF TRUST - US HIGH PROF ETF | $28.9M | 0.4% | +2% | — |
| 46 | — | ISHARES TR - MICRO-CAP ETF | $28.2M | 0.4% | +0% | — |
| 47 | ALTRIA GROUP, INC. | $26.8M | 0.4% | +3% | 67.4 | |
| 48 | — | VANGUARD WORLD FD - MEGA CAP INDEX | $26.7M | 0.4% | +9% | — |
| 49 | — | DIMENSIONAL ETF TRUST - US SMALL CAP ETF | $26.1M | 0.4% | +0% | — |
| 50 | — | VANGUARD WELLINGTON FD - US MOMENTUM | $26.0M | 0.4% | -5% | — |
| 51 | Bank of New York Mellon Corp | $25.9M | 0.4% | +3% | 74.1 | |
| 52 | WESTERN DIGITAL CORP | $25.9M | 0.4% | -10% | 80.7 | |
| 53 | — | VANGUARD WORLD FD - MEGA GRWTH IND | $25.0M | 0.4% | +445% | — |
| 54 | CORNING INC /NY | $24.3M | 0.4% | -8% | 73.7 | |
| 55 | CUMMINS INC | $23.8M | 0.3% | -2% | 58.1 | |
| 56 | — | ISHARES TR - EAFE GRWTH ETF | $23.6M | 0.3% | +10% | — |
| 57 | NVIDIA CORP | $23.3M | — | -31% | 85.9 | |
| 58 | — | FIRST TR EXCH TRADED FD III - PFD SECS INC ETF | $23.1M | 0.3% | +4% | — |
| 59 | INVESCO QQQ TRUST, SERIES 1 | $23.0M | 0.3% | +11% | — | |
| 60 | JOHNSON & JOHNSON | $22.9M | 0.3% | +1% | 69 | |
| 61 | — | VANGUARD INTL EQUITY INDEX F - GLB EX US ETF | $22.4M | 0.3% | +10% | — |
| 62 | COSTCO WHOLESALE CORP /NEW | $22.1M | 0.3% | +10% | 66.2 | |
| 63 | — | ISHARES TR - CORE S&P SCP ETF | $21.4M | 0.3% | +9% | — |
| 64 | — | VANGUARD WORLD FD - MEGA CAP VAL ETF | $21.1M | 0.3% | +6% | — |
| 65 | BERKSHIRE HATHAWAY INC | $21.0M | 0.3% | +11% | 73.8 | |
| 66 | — | FIRST TR EXCH TRD ALPHDX FD - EMERG MKT ALPH | $20.4M | 0.3% | +3% | — |
| 67 | ELI LILLY & Co | $20.3M | 0.3% | +4% | 87.5 | |
| 68 | — | NUSHARES ETF TR - NUVEEN ESG LRGVL | $20.1M | 0.3% | +0% | — |
| 69 | Walmart Inc. | $20.1M | 0.3% | +1% | 60.2 | |
| 70 | APPLIED MATERIALS INC /DE | $19.9M | 0.3% | +3% | 72.3 | |
| 71 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | $19.9M | 0.3% | +8% | — |
| 72 | — | VANGUARD INDEX FDS - LARGE CAP ETF | $19.0M | 0.3% | -0% | — |
| 73 | QUANTA SERVICES, INC. | $18.1M | 0.3% | -2% | 72.1 | |
| 74 | — | ISHARES TR - 0-5 YR TIPS ETF | $17.3M | 0.3% | -1% | — |
| 75 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | $17.2M | 0.3% | -2% | — |
| 76 | CATERPILLAR INC | $17.1M | 0.3% | -1% | 66.5 | |
| 77 | INTERNATIONAL BUSINESS MACHINES CORP | $16.9M | 0.3% | +5% | 70 | |
| 78 | Philip Morris International Inc. | $16.9M | 0.3% | +2% | 75.9 | |
| 79 | — | VANGUARD INDEX FDS - SMALL CP ETF | $16.2M | 0.2% | +0% | — |
| 80 | — | SCHWAB STRATEGIC TR - EMRG MKTEQ ETF | $16.0M | 0.2% | -2% | — |
| 81 | — | ISHARES TR - CORE S&P500 ETF | $15.6M | 0.2% | -7% | — |
| 82 | — | VANGUARD INDEX FDS - MCAP VL IDXVIP | $15.1M | 0.2% | +8% | — |
| 83 | — | SCHWAB STRATEGIC TR - US SML CAP ETF | $15.0M | 0.2% | -3% | — |
| 84 | INTEL CORP | $14.7M | 0.2% | -6% | 45.6 | |
| 85 | — | ISHARES TR - ESG AWARE MSCI | $14.6M | 0.2% | -1% | — |
| 86 | AUTOMATIC DATA PROCESSING INC | $14.4M | 0.2% | +26% | 69.8 | |
| 87 | MITSUBISHI UFJ FINANCIAL GROUP INC | $14.4M | 0.2% | -3% | — | |
| 88 | — | SPDR INDEX SHS FDS - ST MARKE CAP ETF | $13.6M | 0.2% | +3% | — |
| 89 | VISA INC. | $13.6M | 0.2% | +11% | 82.9 | |
| 90 | EXXON MOBIL CORP | $13.3M | 0.2% | +1% | 57.9 | |
| 91 | ANALOG DEVICES INC | $13.2M | 0.2% | -2% | 79.2 | |
| 92 | — | VANGUARD INDEX FDS - MCAP GR IDXVIP | $13.1M | 0.2% | +11% | — |
| 93 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | $13.1M | 0.2% | +13% | — |
| 94 | — | SCHWAB STRATEGIC TR - US LCAP VA ETF | $13.0M | 0.2% | +0% | — |
| 95 | Hewlett Packard Enterprise Co | $13.0M | 0.2% | +2% | 70.5 | |
| 96 | — | RBB FUND TRUST - LONGVIEW ADVANTG | $12.2M | 0.2% | +0% | — |
| 97 | TEXAS INSTRUMENTS INC | $11.8M | 0.2% | -4% | 73.4 | |
| 98 | — | NUSHARES ETF TR - NUVEEN ESG MIDVL | $11.6M | 0.2% | -0% | — |
| 99 | SCHWAB CHARLES CORP | $11.6M | 0.2% | +8% | 79.4 | |
| 100 | United Airlines Holdings, Inc. | $11.3M | 0.2% | +7% | 60.8 | |
| 101 | — | ISHARES TR - ESG AWR MSCI USA | $11.0M | 0.2% | +0% | — |
| 102 | Belpointe PREP, LLC | $10.9M | 0.2% | -2% | 29.1 | |
| 103 | AT&T INC. | $10.8M | 0.2% | +1% | 65.7 | |
| 104 | GILEAD SCIENCES, INC. | $10.6M | 0.2% | -2% | 57.4 | |
| 105 | TJX COMPANIES INC /DE/ | $10.4M | 0.1% | +7% | 68.7 | |
| 106 | CHEVRON CORP | $10.4M | 0.1% | +1% | 62.8 | |
| 107 | — | SPDR INDEX SHS FDS - ST S&P INTL ETF | $10.2M | 0.1% | +1% | — |
| 108 | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | $10.1M | 0.1% | +0% | — | |
| 109 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL INTL | $9.9M | 0.1% | +2% | — |
| 110 | AbbVie Inc. | $9.8M | 0.1% | +3% | 72.6 | |
| 111 | Eaton Corp plc | $9.8M | 0.1% | +3% | — | |
| 112 | PROCTER & GAMBLE Co | $9.8M | 0.1% | +3% | 64.6 | |
| 113 | AUTOZONE INC | $9.7M | 0.1% | +7% | 66.2 | |
| 114 | PAYCHEX INC | $9.6M | 0.1% | +40% | 74.6 | |
| 115 | RTX Corp | $9.4M | 0.1% | +7% | 73.2 | |
| 116 | NETFLIX INC | $9.4M | 0.1% | +7% | 78.8 | |
| 117 | — | VANGUARD INDEX FDS - GROWTH ETF | $9.3M | 0.1% | +491% | — |
| 118 | — | FIRST TR EXCHANGE-TRADED FD - SENIOR LN FD | $9.2M | 0.1% | +6% | — |
| 119 | Arista Networks, Inc. | $9.1M | 0.1% | +30% | 81.9 | |
| 120 | HOME DEPOT, INC. | $8.4M | 0.1% | +0% | 60.3 | |
| 121 | — | SPDR SERIES TRUST - ST NUVE TERM ETF | $8.0M | 0.1% | -1% | — |
| 122 | ORACLE CORP | $7.7M | 0.1% | -2% | 66.2 | |
| 123 | MCKESSON CORP | $7.7M | 0.1% | +2% | 63.4 | |
| 124 | O REILLY AUTOMOTIVE INC | $7.4M | 0.1% | +15% | 67.4 | |
| 125 | NEWMONT Corp /DE/ | $7.2M | 0.1% | -2% | 86.8 | |
| 126 | MONOLITHIC POWER SYSTEMS, INC. | $7.1M | 0.1% | -2% | 73.3 | |
| 127 | — | VANGUARD WORLD FD - ESG INTL STK ETF | $6.8M | 0.1% | -2% | — |
| 128 | QUALCOMM INC/DE | $6.7M | 0.1% | +8% | 70.5 | |
| 129 | — | SPDR SERIES TRUST - ST SHOR CORP ETF | $6.7M | 0.1% | +18% | — |
| 130 | — | SPDR SERIES TRUST - ST INTER BD ETF | $6.7M | 0.1% | -2% | — |
| 131 | WisdomTree, Inc. | $6.6M | 0.1% | -2% | 59.9 | |
| 132 | BANK OF AMERICA CORP /DE/ | $6.5M | 0.1% | +3% | 67.6 | |
| 133 | — | SCHWAB STRATEGIC TR - US BRD MKT ETF | $6.5M | 0.1% | +2% | — |
| 134 | EMCOR Group, Inc. | $6.3M | 0.1% | -1% | 69.3 | |
| 135 | Merck & Co., Inc. | $6.3M | 0.1% | +8% | 59.9 | |
| 136 | Baker Hughes Co | $6.2M | 0.1% | -1% | 60.7 | |
| 137 | GENERAL ELECTRIC CO | $6.2M | 0.1% | -19% | 73.8 | |
| 138 | — | SPDR SERIES TRUST - ST NUVE HIGH ETF | $6.0M | 0.1% | -25% | — |
| 139 | — | VANGUARD INDEX FDS - SML CP GRW ETF | $5.9M | 0.1% | +9% | — |
| 140 | — | ISHARES TR - SP SMCP600VL ETF | $5.9M | 0.1% | +1% | — |
| 141 | T-Mobile US, Inc. | $5.8M | 0.1% | +2% | 69.1 | |
| 142 | GE Vernova Inc. | $5.7M | 0.1% | -11% | 81.1 | |
| 143 | — | ISHARES TR - NATIONAL MUN ETF | $5.7M | 0.1% | -2% | — |
| 144 | GARMIN LTD | $5.7M | 0.1% | +1% | — | |
| 145 | — | ISHARES TR - SHRT NAT MUN ETF | $5.6M | 0.1% | +0% | — |
| 146 | MCDONALDS CORP | $5.6M | 0.1% | +5% | 69 | |
| 147 | COCA COLA CO | $5.5M | 0.1% | +14% | 69.5 | |
| 148 | KLA CORP | $5.4M | 0.1% | +972% | 78.6 | |
| 149 | LPL Financial Holdings Inc. | $5.4M | 0.1% | +11% | 72.1 | |
| 150 | Mastercard Inc | $5.3M | 0.1% | +8% | 85.1 |
New Positions (118)
Exited Positions (56)
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