Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1510434
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13F Reported Value

$6.9B

incl. option notional

Equity Holdings

$6.8B

Option Notional

$28.6M

$27.3M puts / $1.2M calls

Holdings

1,062

Latest Filing

2026-06-30

Filing Quarter

Q2 2026

Portfolio Overview

Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma disclosed 1,062 positions worth $6.9B in its Form 13F-HR for Q2 2026$6.8B in common stock plus $28.6M of put/call option positions (reported at underlying notional value, not premium at risk), led by $NVDA (NVIDIA CORP) at 6.0% of the equity portfolio. During the quarter the fund opened 118 new positions and exited 56 — including a new stake in $COLB and a full exit from $INGR. The portfolio is most concentrated in Other (60.0% of disclosed assets). All figures are sourced directly from Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma’s Form 13F-HR filing with the SEC under CIK 1510434.

Sector Allocation

OtherTechnologyFinancialsIndustrialsConsumer DiscretionaryHealthcare

AUM History

Top Equity Holdings by Value

Option Positions

13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.

$NVDAPUT$23M notional

Quarterly Activity — Q2 2026

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Top Holdings

AI Quality Scored
  • 85.9#5

    Quality

    $412.3M2,060,394 sh
  • ISHARES TR - MSCI USA QLT FCT

    Quality

    $393.8M1,794,452 sh
  • ISHARES TR - MSCI INTL QUALTY

    Quality

    $391.0M7,891,119 sh
  • ISHARES TR - MSCI USA MMENTM

    Quality

    $319.4M931,613 sh
  • VANGUARD MALVERN FDS - STRM INFPROIDX

    Quality

    $258.5M5,146,018 sh
  • VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD

    Quality

    $227.4M2,877,812 sh
  • DIMENSIONAL ETF TRUST - US MKTWIDE VALUE

    Quality

    $184.6M3,355,094 sh
  • 76.4

    Quality

    $179.6M620,743 sh
  • ISHARES INC - CORE MSCI EMKT

    Quality

    $168.0M2,028,593 sh
  • ISHARES TR - EAFE VALUE ETF

    Quality

    $163.4M2,134,694 sh

Unlock AI quality scores for every holding

32-signal composite ranking on each of Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma's 1,062 positions.

Showing top 10 of 1,062 holdings.

Sector Allocation

Other

$4.1B

Technology

$1.4B

Financials

$410.7M

Industrials

$306.4M

Consumer Discretionary

$208.7M

Healthcare

$126.0M

Consumer Staples

$91.6M

Materials

$64.6M

Top HoldingsEmpirical Financial Services, LLC d.b.a. Empirical Wealth Ma (Q2 2026)

Top 150 of 1,062 disclosed positions (by reported value) from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.

TickerCompanyValue
NVDA$NVDANVIDIA CORP$412.3M
ISHARES TR - MSCI USA QLT FCT$393.8M
ISHARES TR - MSCI INTL QUALTY$391.0M
ISHARES TR - MSCI USA MMENTM$319.4M
VANGUARD MALVERN FDS - STRM INFPROIDX$258.5M
VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD$227.4M
DIMENSIONAL ETF TRUST - US MKTWIDE VALUE$184.6M
AAPL$AAPLApple Inc.$179.6M
ISHARES INC - CORE MSCI EMKT$168.0M
ISHARES TR - EAFE VALUE ETF$163.4M
VANGUARD SCOTTSDALE FDS - INT-TERM CORP$120.2M
DIMENSIONAL ETF TRUST - INTERNATNAL VAL$99.2M
MSFT$MSFTMICROSOFT CORP$85.6M
SPY$SPYSPDR S&P 500 ETF TRUST$77.6M
WT$WTWisdomTree, Inc.$76.6M
DFA INVT DIMENSIONS GROUP IN - U.S. MIC CAP SHS$75.6M
AMZN$AMZNAMAZON COM INC$74.8M
VANGUARD INDEX FDS - VALUE ETF$73.3M
VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS$70.6M
AMERICAN CENTY ETF TR - INTL SMCP VLU$68.4M
GOOGL$GOOGLAlphabet Inc.$65.1M
DIMENSIONAL ETF TRUST - US TARGETED VLU$64.5M
VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT$64.1M
META$METAMeta Platforms, Inc.$61.6M
CSCO$CSCOCISCO SYSTEMS, INC.$56.5M
AMERICAN CENTY ETF TR - US SML CP VALU$55.5M
VANGUARD INDEX FDS - REAL ESTATE ETF$46.3M
SCHWAB STRATEGIC TR - INTL SCEQT ETF$45.8M
AVGO$AVGOBroadcom Inc.$39.8M
MU$MUMICRON TECHNOLOGY INC$36.9M
TSLA$TSLATesla, Inc.$36.0M
DELL$DELLDell Technologies Inc.$35.9M
SCHWAB STRATEGIC TR - INTL EQTY ETF$34.5M
SPDR SERIES TRUST - ST TERM HIGH ETF$32.9M
LRCX$LRCXLAM RESEARCH CORP$32.1M
GOOG$GOOGAlphabet Inc.$31.9M
VANGUARD INDEX FDS - TOTAL STK MKT$31.9M
VANGUARD INDEX FDS - SM CP VAL ETF$31.9M
VANGUARD INTL EQUITY INDEX F - FTSE SMCAP ETF$31.7M
DIMENSIONAL ETF TRUST - US COR EQU 2 ETF$31.3M
AMD$AMDADVANCED MICRO DEVICES INC$31.1M
SCHWAB STRATEGIC TR - US LRG CAP ETF$31.0M
JPM$JPMJPMORGAN CHASE & CO$29.6M
ISHARES TR - ESG AW MSCI EAFE$29.0M
DIMENSIONAL ETF TRUST - US HIGH PROF ETF$28.9M
ISHARES TR - MICRO-CAP ETF$28.2M
MO$MOALTRIA GROUP, INC.$26.8M
VANGUARD WORLD FD - MEGA CAP INDEX$26.7M
DIMENSIONAL ETF TRUST - US SMALL CAP ETF$26.1M
VANGUARD WELLINGTON FD - US MOMENTUM$26.0M
BNY$BNYBank of New York Mellon Corp$25.9M
WDC$WDCWESTERN DIGITAL CORP$25.9M
VANGUARD WORLD FD - MEGA GRWTH IND$25.0M
GLW$GLWCORNING INC /NY$24.3M
CMI$CMICUMMINS INC$23.8M
ISHARES TR - EAFE GRWTH ETF$23.6M
NVDA$NVDAPUTNVIDIA CORP$23.3M
FIRST TR EXCH TRADED FD III - PFD SECS INC ETF$23.1M
QQQ$QQQINVESCO QQQ TRUST, SERIES 1$23.0M
JNJ$JNJJOHNSON & JOHNSON$22.9M
VANGUARD INTL EQUITY INDEX F - GLB EX US ETF$22.4M
COST$COSTCOSTCO WHOLESALE CORP /NEW$22.1M
ISHARES TR - CORE S&P SCP ETF$21.4M
VANGUARD WORLD FD - MEGA CAP VAL ETF$21.1M
BRK.B$BRK.BBERKSHIRE HATHAWAY INC$21.0M
FIRST TR EXCH TRD ALPHDX FD - EMERG MKT ALPH$20.4M
LLY$LLYELI LILLY & Co$20.3M
NUSHARES ETF TR - NUVEEN ESG LRGVL$20.1M
WMT$WMTWalmart Inc.$20.1M
AMAT$AMATAPPLIED MATERIALS INC /DE$19.9M
VANGUARD INDEX FDS - S&P 500 ETF SHS$19.9M
VANGUARD INDEX FDS - LARGE CAP ETF$19.0M
PWR$PWRQUANTA SERVICES, INC.$18.1M
ISHARES TR - 0-5 YR TIPS ETF$17.3M
VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF$17.2M
CAT$CATCATERPILLAR INC$17.1M
IBM$IBMINTERNATIONAL BUSINESS MACHINES CORP$16.9M
PM$PMPhilip Morris International Inc.$16.9M
VANGUARD INDEX FDS - SMALL CP ETF$16.2M
SCHWAB STRATEGIC TR - EMRG MKTEQ ETF$16.0M
ISHARES TR - CORE S&P500 ETF$15.6M
VANGUARD INDEX FDS - MCAP VL IDXVIP$15.1M
SCHWAB STRATEGIC TR - US SML CAP ETF$15.0M
INTC$INTCINTEL CORP$14.7M
ISHARES TR - ESG AWARE MSCI$14.6M
ADP$ADPAUTOMATIC DATA PROCESSING INC$14.4M
MUFG$MUFGMITSUBISHI UFJ FINANCIAL GROUP INC$14.4M
SPDR INDEX SHS FDS - ST MARKE CAP ETF$13.6M
V$VVISA INC.$13.6M
XOM.R34088$XOM.R34088EXXON MOBIL CORP$13.3M
ADI$ADIANALOG DEVICES INC$13.2M
VANGUARD INDEX FDS - MCAP GR IDXVIP$13.1M
VANGUARD WHITEHALL FDS - HIGH DIV YLD$13.1M
SCHWAB STRATEGIC TR - US LCAP VA ETF$13.0M
HPE$HPEHewlett Packard Enterprise Co$13.0M
RBB FUND TRUST - LONGVIEW ADVANTG$12.2M
TXN$TXNTEXAS INSTRUMENTS INC$11.8M
NUSHARES ETF TR - NUVEEN ESG MIDVL$11.6M
SCHW$SCHWSCHWAB CHARLES CORP$11.6M
UAL$UALUnited Airlines Holdings, Inc.$11.3M
ISHARES TR - ESG AWR MSCI USA$11.0M
OZ$OZBelpointe PREP, LLC$10.9M
T$TAT&T INC.$10.8M
GILD$GILDGILEAD SCIENCES, INC.$10.6M
TJX$TJXTJX COMPANIES INC /DE/$10.4M
CVX$CVXCHEVRON CORP$10.4M
SPDR INDEX SHS FDS - ST S&P INTL ETF$10.2M
TSM$TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTD$10.1M
SCHWAB STRATEGIC TR - FUNDAMENTAL INTL$9.9M
ABBV$ABBVAbbVie Inc.$9.8M
ETN$ETNEaton Corp plc$9.8M
PG$PGPROCTER & GAMBLE Co$9.8M
AZO$AZOAUTOZONE INC$9.7M
PAYX$PAYXPAYCHEX INC$9.6M
RTX$RTXRTX Corp$9.4M
NFLX$NFLXNETFLIX INC$9.4M
VANGUARD INDEX FDS - GROWTH ETF$9.3M
FIRST TR EXCHANGE-TRADED FD - SENIOR LN FD$9.2M
ANET$ANETArista Networks, Inc.$9.1M
HD$HDHOME DEPOT, INC.$8.4M
SPDR SERIES TRUST - ST NUVE TERM ETF$8.0M
ORCL$ORCLORACLE CORP$7.7M
MCK$MCKMCKESSON CORP$7.7M
ORLY$ORLYO REILLY AUTOMOTIVE INC$7.4M
NEM$NEMNEWMONT Corp /DE/$7.2M
MPWR$MPWRMONOLITHIC POWER SYSTEMS, INC.$7.1M
VANGUARD WORLD FD - ESG INTL STK ETF$6.8M
QCOM$QCOMQUALCOMM INC/DE$6.7M
SPDR SERIES TRUST - ST SHOR CORP ETF$6.7M
SPDR SERIES TRUST - ST INTER BD ETF$6.7M
WT$WTWisdomTree, Inc.$6.6M
BAC$BACBANK OF AMERICA CORP /DE/$6.5M
SCHWAB STRATEGIC TR - US BRD MKT ETF$6.5M
EME$EMEEMCOR Group, Inc.$6.3M
MRK$MRKMerck & Co., Inc.$6.3M
BKR$BKRBaker Hughes Co$6.2M
GE$GEGENERAL ELECTRIC CO$6.2M
SPDR SERIES TRUST - ST NUVE HIGH ETF$6.0M
VANGUARD INDEX FDS - SML CP GRW ETF$5.9M
ISHARES TR - SP SMCP600VL ETF$5.9M
TMUS$TMUST-Mobile US, Inc.$5.8M
GEV$GEVGE Vernova Inc.$5.7M
ISHARES TR - NATIONAL MUN ETF$5.7M
GRMN$GRMNGARMIN LTD$5.7M
ISHARES TR - SHRT NAT MUN ETF$5.6M
MCD$MCDMCDONALDS CORP$5.6M
KO$KOCOCA COLA CO$5.5M
KLAC$KLACKLA CORP$5.4M
LPLA$LPLALPL Financial Holdings Inc.$5.4M
MA$MAMastercard Inc$5.3M

New Positions (118)

COLB$COLB COLUMBIA BANKING SYSTEM, INC.$5.1M
PUT ISHARES TR - RUSSELL 2000 ETF$3.0M
TIDAL TRUST II - ROUNDHILL GENER$1.4M
SNDK$SNDK Sandisk Corp$1.4M
HONA$HONA Honeywell Aerospace Inc.$1.1M
EXCHANGE TRADED CONCEPTS TRU - ROBO GLB ARTIF$955,243
YORKVILLE AMER INVTS TR - TRUTH SOCIAL GOD$837,006
CNC$CNC CENTENE CORP$660,195
PEG$PEG PUBLIC SERVICE ENTERPRISE GROUP INC$583,460
CBRS$CBRS Cerebras Systems Inc.$569,969
SMG$SMG SCOTTS MIRACLE-GRO CO$566,132
LSTR$LSTR LANDSTAR SYSTEM INC$556,940
RGA$RGA REINSURANCE GROUP OF AMERICA INC$554,166
VMC$VMC Vulcan Materials CO$507,419
BBWI$BBWI Bath & Body Works, Inc.$487,836

Exited Positions (56)

INGR$INGR Ingredion Inc
TIDAL TRUST I
SCHWAB STRATEGIC TR
PSLV$PSLV Sprott Physical Silver Trust
GGG$GGG GRACO INC
SAM$SAM BOSTON BEER CO INC
GAP$GAP GAP INC
LOPE$LOPE Grand Canyon Education, Inc.
TTD$TTD Trade Desk, Inc.
APA$APA APA Corp
LISTED FDS TR
VANGUARD SCOTTSDALE FDS
EPAM$EPAM EPAM Systems, Inc.
MGM$MGM MGM Resorts International
AWI$AWI ARMSTRONG WORLD INDUSTRIES INC

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