Catherine Avery Investment Management LLC
Sector Allocation
- Technology27.9%$32.4M
- Financials11.0%$12.8M
- Energy10.4%$12.1M
- Healthcare10.3%$12.0M
- Industrials8.3%$9.6M
- Materials6.9%$8.0M
- Consumer Staples6.6%$7.7M
- Communication Services6.2%$7.2M
- Consumer Discretionary4.9%$5.7M
- Other4.0%$4.6M
AUM History
13fpro.ai/research/fund/catherine-avery-investment-management-llc-2103454
Conviction and streaks
Stable · top 10 = 34.5%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
STX
$7.5MMSFT
$5.5MC
$3.5MCSCO
$3.5MFCX
$3.5MAVGO
$3.4MJPM
$3.4MCVX
$3.4MKO
$3.3M- SPDR$3.2M
IBM
$3.1MHPE
$3.1MMRK
$3.1MBMY
$2.9MVZ
$2.9MTGT
$2.8MVLO
$2.8MAMGN
$2.7MNEE
$2.7MPSX
$2.5M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/catherine-avery-investment-management-llc-2103454
Catherine Avery Investment Management LLC 13F holdings — Q3 2026
$116.2M portfolio (-49.3% QoQ) · 172 holdings · Q3 2026 13F · top 10 are 35% of the stock portfolio
$7.5M
6.5% of stocks
-30%This quarter-9.7%Since filed5+ qtrsHeld$5.5M
4.7% of stocks
-49%This quarter-0.2%Since filed5+ qtrsHeld$3.5M
3.0% of stocks
-50%This quarter-1.0%Since filed5+ qtrsHeldAIQuality71.3#181Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$3.5M
3.0% of stocks
-52%This quarter-3.0%Since filed5+ qtrsHeldAIQuality70.4#206Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$3.5M
3.0% of stocks
-53%This quarter-6.4%Since filed5+ qtrsHeldAIQuality60.4#863Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$3.4M
2.9% of stocks
-46%This quarter-4.9%Since filed5+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$3.4M
2.9% of stocks
-54%This quarter-0.4%Since filed5+ qtrsHeld$3.4M
2.9% of stocks
-52%This quarter+4.5%Since filed5+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$3.3M
2.8% of stocks
-53%This quarter+1.0%Since filed5+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row- 10
SPDR SERIES TRUST - ST STR BLO 1 ETF
$3.2M
2.8% of stocks
+793%This quarter—Since filed—HeldAIQuality—Est. buy—
All holdings — Catherine Avery Investment Management LLC (Q3 2026)
172 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $3.1M | 2.7% | 14K | -44% | 5+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 12 | Hewlett Packard Enterprise Co | Technology | $3.1M | 2.7% | 49K | -60% | 5+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 13 | Merck & Co., Inc. | Healthcare | $3.1M | 2.7% | 21K | -60% | 5+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 14 | BRISTOL MYERS SQUIBB CO | Healthcare | $2.9M | 2.5% | 47K | -61% | 5+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | VERIZON COMMUNICATIONS INC | Communication Services | $2.9M | 2.5% | 63K | +1% | 5+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 16 | TARGET CORP | Consumer Staples | $2.8M | 2.4% | 18K | -64% | 5+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | VALERO ENERGY CORP/TX | Energy | $2.8M | 2.4% | 7,105 | -1% | 5+ qtrsTrimmed 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | AMGEN INC | Healthcare | $2.7M | 2.3% | 6,409 | -63% | 5+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | NEXTERA ENERGY INC | Utilities | $2.7M | 2.3% | 35K | -49% | 5+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | Phillips 66 | Energy | $2.5M | 2.2% | 9,924 | -68% | 5+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | UNITED PARCEL SERVICE INC | Industrials | $2.5M | 2.2% | 27K | -49% | 5+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | PFIZER INC | Healthcare | $2.5M | 2.2% | 88K | -61% | 5+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | ONEOK INC /NEW/ | Energy | $2.5M | 2.1% | 29K | -58% | 5+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | MCDONALDS CORP | Consumer Discretionary | $2.4M | 2.1% | 10K | -51% | 5+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | BANK OF AMERICA CORP /DE/ | Financials | $2.4M | 2.0% | 43K | -61% | 5+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $LEN | LENNAR CORP /NEW/ | Industrials | $2.3M | 2.0% | 29K | -53% | |||
| 27 | $OMC | OMNICOM GROUP INC. | Communication Services | $2.2M | 1.9% | 30K | -61% | |||
| 28 | $LHX | L3HARRIS TECHNOLOGIES, INC. /DE/ | Technology | $2.2M | 1.9% | 9,194 | -72% | |||
| 29 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $2.1M | 1.8% | 7,420 | -56% | |||
| 30 | $CCZ | COMCAST CORP | Communication Services | $2.1M | 1.8% | 97K | New | |||
| 31 | $KMB | KIMBERLY CLARK CORP | Materials | $2.1M | 1.8% | 21K | New | |||
| 32 | $CRM | Salesforce, Inc. | Technology | $2.1M | 1.8% | 8,988 | -74% | |||
| 33 | $WFC | WELLS FARGO & COMPANY/MN | Financials | $1.7M | 1.4% | 21K | New | |||
| 34 | $IP | INTERNATIONAL PAPER CO /NEW/ | Materials | $1.7M | 1.4% | 50K | +8% | |||
| 35 | $RTX | RTX Corp | Industrials | $1.6M | 1.4% | 8,540 | -0.3% | |||
| 36 | $CL | COLGATE PALMOLIVE CO | Consumer Staples | $1.5M | 1.3% | 17K | — | |||
| 37 | $JCI | Johnson Controls International plc | Industrials | $1.2M | 1.0% | 8,008 | -4% | |||
| 38 | $CMI | CUMMINS INC | Industrials | $1.2M | 1.0% | 2,287 | — | |||
| 39 | $BBY | BEST BUY CO INC | Consumer Discretionary | $1.1M | 0.9% | 12K | -87% | |||
| 40 | $EVRG | Evergy, Inc. | Utilities | $1.1M | 0.9% | 14K | -0.5% | |||
| 41 | $MS | MORGAN STANLEY | Financials | $724K | 0.6% | 3,851 | -0.7% | |||
| 42 | $BKR | Baker Hughes Co | Energy | $558K | 0.5% | 10K | -4% | |||
| 43 | $SWK | STANLEY BLACK & DECKER, INC. | Industrials | $469K | 0.4% | 5,292 | -2% | |||
| 44 | $APD | Air Products & Chemicals, Inc. | Materials | $418K | 0.4% | 1,502 | -4% | |||
| 45 | — | ISHARES TR - ESG OPTIMIZED | — | $388K | 0.3% | 2,493 | — | |||
| 46 | $AAPL | Apple Inc. | Technology | $360K | 0.3% | 1,082 | — | |||
| 47 | $ORCL | ORACLE CORP | Technology | $344K | 0.3% | 2,504 | -91% | |||
| 48 | $TFC | TRUIST FINANCIAL CORP | Financials | $342K | 0.3% | 7,378 | -94% | |||
| 49 | $JNJ | JOHNSON & JOHNSON | Healthcare | $333K | 0.3% | 1,257 | — | |||
| 50 | $PKG | PACKAGING CORP OF AMERICA | Materials | $324K | 0.3% | 1,415 | -19% | |||
| 51 | $QCOM | QUALCOMM INC/DE | Technology | $307K | 0.3% | 1,666 | -14% | |||
| 52 | $MU | MICRON TECHNOLOGY INC | Technology | $300K | 0.3% | 282 | — | |||
| 53 | $NVDA | NVIDIA CORP | Technology | $285K | 0.3% | 1,250 | +1% | |||
| 54 | $KEY | KEYCORP /NEW/ | Financials | $245K | 0.2% | 12K | -95% | |||
| 55 | $MDT | Medtronic plc | Healthcare | $235K | 0.2% | 2,729 | — | |||
| 56 | $WMB | WILLIAMS COMPANIES, INC. | Energy | $231K | 0.2% | 3,400 | — | |||
| 57 | — | FIRST TR EXCHANGE-TRADED FD - FT VEST RIS | — | $180K | 0.1% | 6,443 | — | |||
| 58 | $AXP | AMERICAN EXPRESS CO | Financials | $152K | 0.1% | 500 | — | |||
| 59 | $PLTR | Palantir Technologies Inc. | Technology | $144K | 0.1% | 770 | — | |||
| 60 | $WM | WASTE MANAGEMENT INC | Utilities | $143K | 0.1% | 700 | — | |||
| 61 | $GOOGL | Alphabet Inc. | Technology | $117K | 0.1% | 339 | +1% | |||
| 62 | $EMR | EMERSON ELECTRIC CO | Industrials | $116K | 0.1% | 750 | — | |||
| 63 | $BEN | FRANKLIN TEMPLETON INC | Financials | $109K | 0.1% | 3,380 | -6% | |||
| 64 | $EPD | ENTERPRISE PRODUCTS PARTNERS L.P. | Energy | $107K | 0.1% | 3,000 | — | |||
| 65 | — | ISHARES TR - 0-3 MTH TREASURY | — | $100K | 0.1% | 995 | New | |||
| 66 | $ET | Energy Transfer LP | Energy | $99K | 0.1% | 5,000 | — | |||
| 67 | $ABT | ABBOTT LABORATORIES | Healthcare | $99K | 0.1% | 1,000 | — | |||
| 68 | $AWK | American Water Works Company, Inc. | Utilities | $87K | 0.1% | 675 | — | |||
| 69 | $INTU | INTUIT INC. | Technology | $83K | 0.1% | 300 | — | |||
| 70 | — | ISHARES TR - RUS 1000 VAL ETF | — | $79K | 0.1% | 320 | -14% | |||
| 71 | $LMT | LOCKHEED MARTIN CORP | Industrials | $79K | 0.1% | 155 | — | |||
| 72 | $CAT | CATERPILLAR INC | Industrials | $78K | 0.1% | 96 | — | |||
| 73 | $PM | Philip Morris International Inc. | Consumer Staples | $75K | 0.1% | 391 | +0.8% | |||
| 74 | $V | VISA INC. | Financials | $71K | 0.1% | 197 | — | |||
| 75 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $67K | 0.1% | 1,000 | — | |||
| 76 | $CINF | CINCINNATI FINANCIAL CORP | Financials | $63K | 0.1% | 395 | — | |||
| 77 | $AGI | ALAMOS GOLD INC | Materials | $62K | 0.1% | 1,902 | — | |||
| 78 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $59K | 0.1% | 1,806 | — | |||
| 79 | — | ISHARES TR - U.S. MED DVC ETF | — | $57K | 0.1% | 1,112 | — | |||
| 80 | — | VANGUARD SCOTTSDALE FDS - VNG RUS1000GRW | — | $56K | 0.1% | 435 | — | |||
| 81 | — | VANGUARD INDEX FDS - MRNGSTR MD CP VA | — | $50K | 0.0% | 254 | — | |||
| 82 | — | VANGUARD INDEX FDS - MRNGSTR MD CP GR | — | $48K | 0.0% | 165 | — | |||
| 83 | — | ISHARES TR - 1 3 YR TREAS BD | — | $41K | 0.0% | 499 | +6138% | |||
| 84 | $SPY | SPDR S&P 500 ETF TRUST | — | $35K | 0.0% | 46 | — | |||
| 85 | $XYL | Xylem Inc. | Industrials | $33K | 0.0% | 328 | +183% | |||
| 86 | $F | FORD MOTOR CO | Consumer Discretionary | $32K | 0.0% | 2,691 | — | |||
| 87 | $NEM | NEWMONT Corp /DE/ | Materials | $32K | 0.0% | 275 | — | |||
| 88 | $ABBV | AbbVie Inc. | Healthcare | $31K | 0.0% | 118 | +0.9% | |||
| 89 | $META | Meta Platforms, Inc. | Technology | $30K | 0.0% | 42 | — | |||
| 90 | — | DIMENSIONAL ETF TRUST - INTERNATNAL VAL | — | $24K | 0.0% | 436 | — | |||
| 91 | — | ISHARES TR - SELECT DIVID ETF | — | $23K | 0.0% | 149 | — | |||
| 92 | $INTC | INTEL CORP | Technology | $22K | 0.0% | 181 | — | |||
| 93 | $LOW | LOWES COMPANIES INC | Consumer Discretionary | $21K | 0.0% | 112 | — | |||
| 94 | — | ISHARES U S ETF TR - SHOR DURA BD ETF | — | $20K | 0.0% | 410 | — | |||
| 95 | — | GLOBAL X FDS - X EMERGING MKT | — | $20K | 0.0% | 868 | — | |||
| 96 | $IVZ | Invesco Ltd. | Financials | $19K | 0.0% | 126 | — | |||
| 97 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $18K | 0.0% | 20 | — | |||
| 98 | — | JANUS DETROIT STR TR - HENDRSON AAA CL | — | $18K | 0.0% | 355 | — | |||
| 99 | — | EA SERIES TRUST - FREEDOM 100 EM | — | $18K | 0.0% | 251 | — | |||
| 100 | — | THE ALGER ETF TRUST - MID CAP 40 ETF | — | $17K | 0.0% | 721 | — | |||
| 101 | — | FIRST TR EXCHANGE-TRADED ALP - SML CP GRW ALP | — | $17K | 0.0% | 148 | — | |||
| 102 | — | AMERICAN CENTY ETF TR - US LARGE CAP VLU | — | $16K | 0.0% | 180 | — | |||
| 103 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $16K | 0.0% | 109 | — | |||
| 104 | — | ISHARES TR - NORTH AMERN NAT | — | $16K | 0.0% | 254 | — | |||
| 105 | $GM | General Motors Co | Consumer Discretionary | $15K | 0.0% | 200 | — | |||
| 106 | — | DIMENSIONAL ETF TRUST - US SMALL CAP ETF | — | $15K | 0.0% | 198 | — | |||
| 107 | $IVZ | Invesco Ltd. | Financials | $15K | 0.0% | 217 | — | |||
| 108 | — | AMERICAN CENTY ETF TR - EMERGING MKT VAL | — | $15K | 0.0% | 232 | — | |||
| 109 | $AMZN | AMAZON COM INC | Consumer Discretionary | $15K | 0.0% | 60 | — | |||
| 110 | — | ISHARES TR - CRE U S REIT ETF | — | $15K | 0.0% | 239 | — | |||
| 111 | $STT | STATE STREET CORP | Financials | $14K | 0.0% | 342 | — | |||
| 112 | $HPQ | HP INC | Technology | $14K | 0.0% | 447 | — | |||
| 113 | — | GLOBAL X FDS - U S ELECT ETF | — | $14K | 0.0% | 458 | — | |||
| 114 | $NFLX | NETFLIX INC | Communication Services | $14K | 0.0% | 200 | — | |||
| 115 | — | SPDR SERIES TRUST - ST STR SP METAL | — | $13K | 0.0% | 130 | — | |||
| 116 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $13K | 0.0% | 35 | — | |||
| 117 | $GLTR | abrdn Precious Metals Basket ETF Trust | Financials | $12K | 0.0% | 67 | — | |||
| 118 | $RS | RELIANCE, INC. | Consumer Discretionary | $12K | 0.0% | 30 | — | |||
| 119 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $11K | 0.0% | 22 | — | |||
| 120 | — | ISHARES U S ETF TR - GSCI CMDTY STGY | — | $11K | 0.0% | 291 | +53% | |||
| 121 | $SGU | STAR GROUP, L.P. | Consumer Discretionary | $10K | 0.0% | 808 | — | |||
| 122 | $NDAQ | NASDAQ, INC. | Financials | $10K | 0.0% | 112 | — | |||
| 123 | $MDLZ | Mondelez International, Inc. | Consumer Staples | $10K | 0.0% | 173 | +0.6% | |||
| 124 | $GEV | GE Vernova Inc. | Industrials | $10K | 0.0% | 10 | — | |||
| 125 | $PFH | PRUDENTIAL FINANCIAL INC | Financials | $9K | 0.0% | 80 | — | |||
| 126 | $WMT | Walmart Inc. | Consumer Staples | $9K | 0.0% | 82 | — | |||
| 127 | $DOV | DOVER Corp | Industrials | $8K | 0.0% | 45 | — | |||
| 128 | $TMO | THERMO FISHER SCIENTIFIC INC. | Healthcare | $8K | 0.0% | 12 | — | |||
| 129 | — | ISHARES TR - MSCI EMG MKT ETF | — | $8K | 0.0% | 120 | +0.8% | |||
| 130 | $DIS | Walt Disney Co | Communication Services | $8K | 0.0% | 73 | +1% | |||
| 131 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $7K | 0.0% | 10 | — | |||
| 132 | $KGC | KINROSS GOLD CORP | Materials | $7K | 0.0% | 300 | — | |||
| 133 | $CALM | CAL-MAINE FOODS INC | Consumer Staples | $7K | 0.0% | 101 | — | |||
| 134 | $SBET | Sharplink, Inc. | Financials | $6K | 0.0% | 675 | — | |||
| 135 | — | PACER FDS TR - DATA AND INFRAST | — | $6K | 0.0% | 221 | — | |||
| 136 | $CI | Cigna Group | Healthcare | $6K | 0.0% | 22 | — | |||
| 137 | $NOC | NORTHROP GRUMMAN CORP /DE/ | Technology | $6K | 0.0% | 12 | — | |||
| 138 | — | BITMINE IMMERSION TECHS INC - COM NEW | — | $5K | 0.0% | 205 | — | |||
| 139 | $WFC | WELLS FARGO & COMPANY/MN | Financials | $5K | 0.0% | 5 | — | |||
| 140 | $WT | WisdomTree, Inc. | Financials | $5K | 0.0% | 55 | — | |||
| 141 | $ICE | Intercontinental Exchange, Inc. | Financials | $5K | 0.0% | 35 | — | |||
| 142 | $ELV | Elevance Health, Inc. | Healthcare | $5K | 0.0% | 13 | — | |||
| 143 | $UNH | UNITEDHEALTH GROUP INC | Healthcare | $5K | 0.0% | 13 | — | |||
| 144 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $4K | 0.0% | 18 | — | |||
| 145 | $MARA | MARA Holdings, Inc. | Financials | $4K | 0.0% | 350 | — | |||
| 146 | $SOUN | SOUNDHOUND AI, INC. | Technology | $4K | 0.0% | 629 | — | |||
| 147 | $UHS | UNIVERSAL HEALTH SERVICES INC | Healthcare | $4K | 0.0% | 21 | — | |||
| 148 | $WT | WisdomTree, Inc. | Financials | $4K | 0.0% | 32 | — | |||
| 149 | $HON | HONEYWELL INTERNATIONAL INC | Industrials | $3K | 0.0% | 14 | New | |||
| 150 | $PYPL | PayPal Holdings, Inc. | Financials | $3K | 0.0% | 55 | — |
What changed in Q3 2026
Against the previous quarter's 13F: 6 new, 14 added to, 43 trimmed, 2 sold out. Share-count changes; largest moves by dollar size first.
New positions (6)
$KMBKIMBERLY CLARK CORP$2.1M
first bought this quarter
- ISHARES TR - 0-3 MTH TREASURY$100K
first bought this quarter
$HONHONEYWELL INTERNATIONAL INC$3K
first bought this quarter
$TSLATesla, Inc.$3K
first bought this quarter
$SPCXSPACE EXPLORATION TECHNOLOGIES CORP$754first bought this quarter
- TEMA ETF TRUST - SPACE INNOV ETF$479
first bought this quarter
Added to (14)
- SPDR SERIES TRUST - ST STR BLO 1 ETF+793%
now $3.2M
$IPINTERNATIONAL PAPER CO /NEW/+8%
now $1.7M · held 2 qtrs, 2 adds in a row
now $2.9M · held 5+ qtrs
- ISHARES TR - 1 3 YR TREAS BD+6138%
now $41K
$XYLXylem Inc.+183%
now $33K · held 2 qtrs, 2 adds in a row
- ISHARES U S ETF TR - GSCI CMDTY STGY+53%
now $11K
+8 more in the Excel export
Trimmed (43)
$BBYBEST BUY CO INC-87%
now $1.1M · held 5+ qtrs, 2 trims in a row
$CRMSalesforce, Inc.-74%
now $2.1M · held 2 qtrs
$LHXL3HARRIS TECHNOLOGIES, INC. /DE/-72%
now $2.2M · held 5+ qtrs
now $2.5M · held 5+ qtrs
now $5.5M · held 5+ qtrs
now $2.8M · held 5+ qtrs, 2 trims in a row
+37 more in the Excel export
Sold out (2)
$ESEVERSOURCE ENERGYwas $3.7M
held 2 qtrs
$XOM.R34088EXXON MOBIL CORPwas $711K
held 4+ qtrs
Holdings by quarter
Every 13F Catherine Avery Investment Management LLC has filed, 7 earlier quarters. Pick one to see what it held then.
Is it too late to follow Catherine Avery Investment Management?
Q3 2026 13F filed with the SEC on Oct 14, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Catherine Avery Investment Management's top 20 holdings: 69/100 (our AI quality score, weighted by position size; 19 of the 20 are scored)
Top 10 since filing
-1.9%
Value-weighted move of the 10 largest stock positions
Turnover
5%
Last quarter; 25% over the last 4
Top 10 weight
35%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
94%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q3 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Catherine Avery Investment Management LLC disclosed 172 positions worth $116.2M in its Form 13F-HR for Q3 2026, led by $STX (Seagate Technology Holdings plc) at 6.5% of the equity portfolio, followed by $MSFT and $C. During the quarter the fund opened 6 new positions and exited 2 — including a new stake in $KMB and a full exit from $ES. The portfolio is most concentrated in Technology (27.9% of disclosed assets). All figures are sourced directly from Catherine Avery Investment Management LLC’s Form 13F-HR filing with the SEC under CIK 2103454.
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AI-Powered Hedge Fund Analysis: Catherine Avery Investment Management LLC
13F Pro is an AI hedge fund tracker and stock research platform. For Catherine Avery Investment Management LLC (SEC CIK: 2103454), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Catherine Avery Investment Management LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.