What does Cape Investment Advisory, Inc. hold?

Cape Investment Advisory, Inc.'s 13F holdings are disclosed quarterly in Form 13F-HR filings on SEC EDGAR. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/1944437.

What is Cape Investment Advisory, Inc.'s AUM?

Cape Investment Advisory, Inc. reported approximately $388.4M in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $473.7M in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source Cape Investment Advisory, Inc.'s holdings?

All Cape Investment Advisory, Inc. holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 1944437. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is Cape Investment Advisory, Inc.'s 13F data updated on 13F Pro?

Cape Investment Advisory, Inc.'s holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

Cape Investment Advisory, Inc.

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1944437

Institutional-grade research for retail investors

Sector Allocation

Other61.5%$238.9M
Technology13.5%$52.5M
Financials8.2%$31.6M
Healthcare2.9%$11.2M
Consumer Discretionary2.8%$11.0M
Consumer Staples2.7%$10.4M
Energy2.3%$9.1M
Industrials1.9%$7.3M
Utilities1.6%$6.3M
Communication Services1.4%$5.5M

AUM History

13fpro.ai/research/fund/cape-investment-advisory-inc-1944437

Conviction and streaks

Stable · top 10 = 34.0%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$Conviction hold12.3% weight · held 10 quarters

$Conviction hold5.2% weight · held 10 quarters

$Conviction hold3.0% weight · held 10 quarters

$MSFTConviction hold2.4% weight · held 10 quarters

$Conviction hold2.3% weight · held 10 quarters

$Accumulating+520% shares · 9 quarters running

$Accumulating+1618% shares · 9 quarters running

$Accumulating+1085% shares · 8 quarters running

$AESAccumulating+1322% shares · 8 quarters running

$ALLEAccumulating+203% shares · 8 quarters running

$Trimming-92% shares · 8 quarters running

$Trimming-95% shares · 8 quarters running

$Trimming-87% shares · 7 quarters running

$Trimming-91% shares · 7 quarters running

$Trimming-90% shares · 6 quarters running

Largest positions — Q3 2026

SCHWAB
$47.7M
SCHWAB
$20.1M
BLACKROCK
$11.8M
MSFT
$9.4M
SCHWAB
$9.0M
SCHWAB
$8.5M
SCHWAB
$6.7M
SPY
$6.5M
IVZ
$6.3M
SCHWAB
$6.1M
AAPL
$5.9M
AMZN
$5.6M
GOOGL
$5.4M
SCHWAB
$4.5M
SCHWAB
$4.3M
ISHARES
$4.3M
JANUS
$4.2M
KO
$4.2M
UNIFIED
$4.0M
CVX
$3.9M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/cape-investment-advisory-inc-1944437

Cape Investment Advisory, Inc. 13F holdings — Q3 2026

$388.4M portfolio (+3.8% QoQ) · 1,472 holdings · Q3 2026 13F · top 10 are 34% of the stock portfolio

1
SCHWAB STRATEGIC TR - US BRD MKT ETF
$47.7M
12.3% of stocks
+2%This quarter—Since filed—Held
AIQuality—Est. buy—
2
SCHWAB STRATEGIC TR - US LCAP VA ETF
$20.1M
5.2% of stocks
+0.5%This quarter—Since filed—Held
AIQuality—Est. buy—
3
BLACKROCK ETF TRUST II - ISHA FLEX IN ETF
$11.8M
3.0% of stocks
+4%This quarter—Since filed—Held
AIQuality—Est. buy—
4
MICROSOFT CORP
$MSFT
$9.4M
2.4% of stocks
+6%This quarter-2.0%Since filed10+ qtrsHeld
AIQuality79.8#30Est. buyEstimated buy price is Pro: unlock with a free trialAdded 4 qtrs in a row
5
SCHWAB STRATEGIC TR - US LCAP GR ETF
$9.0M
2.3% of stocks
-0.7%This quarter—Since filed—Held
AIQuality—Est. buy—
6
SCHWAB STRATEGIC TR - 1 5YR CORP BD
$8.5M
2.2% of stocks
+2%This quarter—Since filed—Held
AIQuality—Est. buy—
7
SCHWAB STRATEGIC TR - US MID-CAP ETF
$6.7M
1.7% of stocks
+1%This quarter—Since filed—Held
AIQuality—Est. buy—
8
SPDR S&P 500 ETF TRUST
$SPY
$6.5M
1.7% of stocks
+0.5%This quarter-1.6%Since filed10+ qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trial
9
Invesco Ltd.
$IVZ
$6.3M
1.6% of stocks
+0.3%This quarter-1.4%Since filed10+ qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trial
10
SCHWAB STRATEGIC TR - US DIVIDEND EQ
$6.1M
1.6% of stocks
+4%This quarter—Since filed—Held
AIQuality—Est. buy—

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	SCHWAB STRATEGIC TR - US BRD MKT ETF	$47.7M	12.3%	+2%	—	—	—	—
2	SCHWAB STRATEGIC TR - US LCAP VA ETF	$20.1M	5.2%	+0.5%	—	—	—	—
3	BLACKROCK ETF TRUST II - ISHA FLEX IN ETF	$11.8M	3.0%	+4%	—	—	—	—
4	MICROSOFT CORP$MSFT	$9.4M	2.4%	+6%	-2.0%	10+ qtrsAdded 4 qtrs in a row	79.8#30	Estimated buy price is Pro: unlock with a free trial
5	SCHWAB STRATEGIC TR - US LCAP GR ETF	$9.0M	2.3%	-0.7%	—	—	—	—
6	SCHWAB STRATEGIC TR - 1 5YR CORP BD	$8.5M	2.2%	+2%	—	—	—	—
7	SCHWAB STRATEGIC TR - US MID-CAP ETF	$6.7M	1.7%	+1%	—	—	—	—
8	SPDR S&P 500 ETF TRUST$SPY	$6.5M	1.7%	+0.5%	-1.6%	10+ qtrs	—	Estimated buy price is Pro: unlock with a free trial
9	Invesco Ltd.$IVZ	$6.3M	1.6%	+0.3%	-1.4%	10+ qtrs	—	Estimated buy price is Pro: unlock with a free trial
10	SCHWAB STRATEGIC TR - US DIVIDEND EQ	$6.1M	1.6%	+4%	—	—	—	—

All holdings — Cape Investment Advisory, Inc. (Q3 2026)

Sort

1,472 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated. The page lists up to 1,000; every position is in the Excel export.

#		Company						Held		Source
11	$AAPL	Apple Inc.	Technology	$5.9M	1.5%	18K	+9%	10+ qtrsAdded 2 qtrs in a row	75.7	13F
12	$AMZN	AMAZON COM INC	Consumer Discretionary	$5.6M	1.4%	23K	+3%	10+ qtrsAdded 2 qtrs in a row	67.5	13F
13	$GOOGL	Alphabet Inc.	Technology	$5.4M	1.4%	16K	-5%	10+ qtrsTrimmed 3 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
14	—	SCHWAB STRATEGIC TR - EMRG MKTEQ ETFetf/fund	—	$4.5M	1.2%	123K	+0.7%	—	—	13F
15	—	SCHWAB STRATEGIC TR - INTL EQTY ETFetf/fund	—	$4.3M	1.1%	157K	+0.8%	—	—	13F
16	—	ISHARES TR - CORE S&P500 ETFetf/fund	—	$4.3M	1.1%	5,620	-26%	—	—	13F
17	—	JANUS DETROIT STR TR - HENDRSN SHRT ETFetf/fund	—	$4.2M	1.1%	86K	+3%	—	—	13F
18	$KO	COCA COLA CO	Consumer Staples	$4.2M	1.1%	48K	-3%	10+ qtrsTrimmed 2 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
19	—	UNIFIED SER TR - BALLAST SMLMD CP	—	$4.0M	1.0%	82K	+0.1%	—	—	13F
20	$CVX	CHEVRON CORP	Energy	$3.9M	1.0%	19K	+2%	10+ qtrs	AI quality score is Pro: unlock with a free trial	13F
21	$NVDA	NVIDIA CORP	Technology	$3.9M	1.0%	17K	+3%	10+ qtrsAdded 4 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
22	—	SPDR SERIES TRUST - ST STR BLO 1 ETFetf/fund	—	$3.8M	1.0%	42K	+840%	—	—	13F
23	$META	Meta Platforms, Inc.	Technology	$3.8M	1.0%	5,265	-6%	10+ qtrs	AI quality score is Pro: unlock with a free trial	13F
24	—	ISHARES TR - TRUST ISHARE 0-1etf/fund	—	$3.3M	0.8%	30K	New	—	—	13F
25	$GOOG	Alphabet Inc.	Technology	$3.2M	0.8%	9,257	-4%	10+ qtrs	AI quality score is Pro: unlock with a free trial	13F
26	—	ISHARES TR - CORE UNIVRSL USD	—	$2.9M	0.7%	65K	+20%
27	$MU	MICRON TECHNOLOGY INC	Technology	$2.9M	0.7%	2,684	-13%
28	$TSM	TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	Technology	$2.6M	0.7%	5,617	-17%
29	$QQQ	INVESCO QQQ TRUST, SERIES 1	—	$2.4M	0.6%	3,274	-3%
30	—	ISHARES TR - MORNINGSTAR GRWT	—	$2.4M	0.6%	20K	+0.0%
31	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$2.2M	0.6%	51K	—
32	$SO	SOUTHERN CO	Utilities	$2.1M	0.5%	25K	-0.1%
33	$SCHW	SCHWAB CHARLES CORP	Financials	$2.1M	0.5%	21K	-10%
34	$MCBS	MetroCity Bankshares, Inc.	Financials	$1.9M	0.5%	56K	-0.9%
35	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$1.9M	0.5%	42K	-0.2%
36	$V	VISA INC.	Financials	$1.9M	0.5%	5,267	-9%
37	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$1.9M	0.5%	40K	+8%
38	$XOM.R34088	EXXON MOBIL CORP	Energy	$1.9M	0.5%	12K	+35%
39	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$1.9M	0.5%	39K	+3%
40	—	JANUS DETROIT STR TR - HENDRSON AAA CL	—	$1.8M	0.5%	36K	-4%
41	$AMAT	APPLIED MATERIALS INC /DE	Technology	$1.7M	0.5%	3,420	-10%
42	—	SCHWAB STRATEGIC TR - INTERNL DIVID	—	$1.7M	0.4%	55K	+4%
43	—	SCHWAB STRATEGIC TR - US REIT ETF	—	$1.7M	0.4%	77K	-0.6%
44	—	BLACKROCK ETF TRUST - ISHARES US EQUIT	—	$1.7M	0.4%	24K	+22%
45	$IVZ	Invesco Ltd.	Financials	$1.6M	0.4%	5,300	+7%
46	—	INNOVATOR ETFS TRUST - EQUI DUA 15 MARC	—	$1.6M	0.4%	80K	—
47	$BKNG	Booking Holdings Inc.	Consumer Discretionary	$1.6M	0.4%	9,532	-10%
48	—	SCHWAB STRATEGIC TR - US SML CAP ETF	—	$1.5M	0.4%	47K	+2%
49	—	SPDR SERIES TRUST - ST STR P500ETF	—	$1.5M	0.4%	17K	-63%
50	$AVGO	Broadcom Inc.	Technology	$1.5M	0.4%	4,305	+106%
51	—	INNOVATOR ETFS TRUST - EMRGNG MKT JAN	—	$1.5M	0.4%	39K	-0.8%
52	$DIS	Walt Disney Co	Communication Services	$1.4M	0.4%	14K	-8%
53	—	ISHARES TR - S&P 500 GRWT ETF	—	$1.4M	0.4%	9,974	+29%
54	$JPM	JPMORGAN CHASE & CO	Financials	$1.4M	0.4%	4,282	-0.6%
55	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$1.4M	0.4%	33K	+11%
56	—	VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT	—	$1.4M	0.4%	20K	-1%
57	$ELV	Elevance Health, Inc.	Healthcare	$1.4M	0.4%	3,573	-10%
58	$MA	Mastercard Inc	Financials	$1.3M	0.3%	2,364	-10%
59	$ICE	Intercontinental Exchange, Inc.	Financials	$1.3M	0.3%	8,558	-4%
60	$IQV	IQVIA HOLDINGS INC.	Healthcare	$1.3M	0.3%	4,788	-49%
61	$JNJ	JOHNSON & JOHNSON	Healthcare	$1.3M	0.3%	4,802	+67%
62	—	SCHWAB STRATEGIC TR - FUND EM EQUI ETF	—	$1.3M	0.3%	30K	-0.1%
63	$VZ	VERIZON COMMUNICATIONS INC	Communication Services	$1.3M	0.3%	27K	+31%
64	—	VANGUARD INDEX FDS - S&P 500 ETF SHS	—	$1.2M	0.3%	1,722	+15%
65	—	VANGUARD INDEX FDS - MRNGSTR TTL STK	—	$1.2M	0.3%	3,105	-4%
66	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$1.2M	0.3%	26K	—
67	$NFLX	NETFLIX INC	Communication Services	$1.2M	0.3%	17K	+11%
68	—	ISHARES TR - S&P 500 VAL ETF	—	$1.2M	0.3%	5,046	+30%
69	—	SPDR SERIES TRUST - ST STR SP400VAL	—	$1.1M	0.3%	12K	+0.4%
70	—	SELECT SECTOR SPDR TR - ST STR TECHN ETF	—	$1.1M	0.3%	5,457	+20%
71	$AES	AES CORP	Utilities	$1.1M	0.3%	71K	+1%
72	$SPGI	S&P Global Inc.	Financials	$1.0M	0.3%	2,656	+15%
73	$HD	HOME DEPOT, INC.	Consumer Discretionary	$1.0M	0.3%	3,664	+42%
74	—	INNOVATOR ETFS TRUST - EMRGNG MKT JULY	—	$1.0M	0.3%	33K	+14%
75	$IBIT	iShares Bitcoin Trust ETF	Financials	$991K	0.3%	21K	—
76	$IBM	INTERNATIONAL BUSINESS MACHINES CORP	Technology	$989K	0.3%	4,495	+72%
77	$DUK	Duke Energy CORP	Utilities	$988K	0.3%	8,668	+1%
78	$MO	ALTRIA GROUP, INC.	Consumer Staples	$985K	0.3%	15K	+17%
79	—	ISHARES TR - MRGSTR MD CP GRW	—	$972K	0.3%	10K	+0.0%
80	$ABNB	Airbnb, Inc.	Technology	$968K	0.3%	6,027	-12%
81	—	ISHARES TR - US TREAS BD ETF	—	$903K	0.2%	41K	+3%
82	$AJG	Arthur J. Gallagher & Co.	Financials	$899K	0.2%	3,941	-9%
83	$GE	GENERAL ELECTRIC CO	Industrials	$886K	0.2%	2,838	+59%
84	$BAC	BANK OF AMERICA CORP /DE/	Financials	$858K	0.2%	16K	-5%
85	—	INNOVATOR ETFS TRUST - US EQTY PWR BF	—	$857K	0.2%	18K	+17%
86	$CRM	Salesforce, Inc.	Technology	$848K	0.2%	3,695	-12%
87	$WMT	Walmart Inc.	Consumer Staples	$844K	0.2%	8,122	+66%
88	$APD	Air Products & Chemicals, Inc.	Materials	$838K	0.2%	3,010	-8%
89	—	BLACKROCK ETF TRUST - ISHA IN CTRY ETF	—	$835K	0.2%	23K	+137%
90	$BRK.B	BERKSHIRE HATHAWAY INC	Financials	$796K	0.2%	1,598	-3%
91	—	VANGUARD INDEX FDS - MRNGSTR GRWT ETF	—	$791K	0.2%	8,774	-0.7%
92	$CSCO	CISCO SYSTEMS, INC.	Technology	$780K	0.2%	7,250	+4%
93	$PG	PROCTER & GAMBLE Co	Consumer Staples	$779K	0.2%	5,361	+107%
94	—	VANGUARD INDEX FDS - MRNGSTR SML CAP	—	$763K	0.2%	2,683	-0.0%
95	—	DIMENSIONAL ETF TRUST - US EQUI MARK ETF	—	$745K	0.2%	8,971	-1%
96	$SPCX	SPACE EXPLORATION TECHNOLOGIES CORP	Technology	$740K	0.2%	4,907	+37%
97	—	ISHARES TR - EXPND TEC SC ETF	—	$730K	0.2%	4,318	+0.6%
98	$GEV	GE Vernova Inc.	Industrials	$730K	0.2%	768	+44%
99	—	SPDR INDEX SHS FDS - ST STR PO EX ETF	—	$726K	0.2%	14K	+0.2%
100	$WFC	WELLS FARGO & COMPANY/MN	Financials	$726K	0.2%	9,065	-2%
101	$UBER	Uber Technologies, Inc	Technology	$698K	0.2%	10K	+52%
102	—	INNOVATOR ETFS TRUST - US SML CP PWR B	—	$696K	0.2%	18K	-0.3%
103	$T	AT&T INC.	Communication Services	$695K	0.2%	28K	+13%
104	—	VANGUARD INDEX FDS - MRNGSTR MID CAP	—	$671K	0.2%	8,553	+5%
105	$COR	Cencora, Inc.	Consumer Staples	$663K	0.2%	2,209	-8%
106	$NVT	nVent Electric plc	Industrials	$654K	0.2%	4,079	-0.2%
107	$NGG	NATIONAL GRID PLC	Energy	$641K	0.2%	8,459	+2%
108	—	BLACKROCK ETF TRUST - ISHA LA CORE ETF	—	$640K	0.2%	13K	+79%
109	—	ISHARES TR - CORE 80 20 ETF	—	$637K	0.2%	6,547	+3%
110	—	VANGUARD WORLD FD - INF TECH ETF	—	$635K	0.2%	5,056	+24%
111	—	VANGUARD BD INDEX FDS - TOTAL BND MRKT	—	$634K	0.2%	9,039	+2%
112	—	VANGUARD INDEX FDS - MRNGSTR VAL ETF	—	$625K	0.2%	2,892	+0.5%
113	—	ISHARES TR - MSCI ACWI EX US	—	$621K	0.2%	8,217	+5378%
114	$CHKP	CHECK POINT SOFTWARE TECHNOLOGIES LTD	Technology	$618K	0.2%	4,818	-12%
115	$MAS	MASCO CORP /DE/	Industrials	$618K	0.2%	9,165	-12%
116	—	SCHWAB STRATEGIC TR - US LRG CAP ETF	—	$617K	0.2%	21K	+2%
117	$DXCM	DEXCOM INC	Healthcare	$610K	0.2%	7,071	-13%
118	$SYK	STRYKER CORP	Healthcare	$600K	0.1%	2,178	-13%
119	$MRK	Merck & Co., Inc.	Healthcare	$593K	0.1%	4,080	+53%
120	—	FIDELITY COVINGTON TRUST - MSCI INFO TECH I	—	$575K	0.1%	1,916	+1552%
121	$PM	Philip Morris International Inc.	Consumer Staples	$566K	0.1%	2,969	-21%
122	—	ISHARES TR - EAFE GRWTH ETF	—	$560K	0.1%	4,674	+9%
123	$BX	Blackstone Inc.	Financials	$554K	0.1%	4,946	+0.8%
124	—	ISHARES TR - MORNINGSTR US EQ	—	$545K	0.1%	5,155	—
125	$LLY	ELI LILLY & Co	Healthcare	$536K	0.1%	463	-0.2%
126	$LRCX	LAM RESEARCH CORP	Technology	$535K	0.1%	1,628	+2%
127	—	ISHARES INC - CORE MSCI EMKT	—	$529K	0.1%	6,519	-15%
128	—	SELECT SECTOR SPDR TR - ST STR CARE ETF	—	$528K	0.1%	3,137	+120%
129	$ADSK	Autodesk, Inc.	Technology	$528K	0.1%	2,525	-12%
130	—	VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF	—	$522K	0.1%	8,794	-2%
131	$RTX	RTX Corp	Industrials	$520K	0.1%	2,803	-3%
132	$DE	DEERE & CO	Industrials	$516K	0.1%	769	-0.1%
133	$VEEV	VEEVA SYSTEMS INC	Technology	$516K	0.1%	1,808	-14%
134	—	BLACKROCK ETF TRUST - ISHA I IN TE ETF	—	$510K	0.1%	11K	+23%
135	—	INNOVATOR ETFS TRUST - US EQT PWR BUF	—	$509K	0.1%	12K	—
136	$RF	REGIONS FINANCIAL CORP	Financials	$502K	0.1%	19K	-1%
137	—	VANGUARD SPECIALIZED FUNDS - DIV APP ETF	—	$498K	0.1%	2,134	+2%
138	$ADBE	ADOBE INC.	Technology	$493K	0.1%	2,053	-11%
139	—	VANGUARD ADMIRAL FDS INC - 500 GRTH IDX F	—	$478K	0.1%	5,587	+11%
140	$TFC	TRUIST FINANCIAL CORP	Financials	$473K	0.1%	10K	+12%
141	—	VANGUARD WORLD FD - CONSUM STP ETF	—	$462K	0.1%	2,118	+36%
142	—	ISHARES TR - 10-20 YR TRS ETF	—	$462K	0.1%	5,013	+16%
143	—	J P MORGAN EXCHANGE TRADED F - EQUITY PREMIUM	—	$459K	0.1%	8,164	+6%
144	—	VANGUARD WORLD FD - MRNGSTR MEGA CAP	—	$450K	0.1%	4,855	-14%
145	$GSK	GSK plc	Healthcare	$434K	0.1%	9,020	-2%
146	$TSLA	Tesla, Inc.	Consumer Discretionary	$432K	0.1%	1,217	-8%
147	$FBTC	Fidelity Wise Origin Bitcoin Fund	Financials	$421K	0.1%	5,795	—
148	$ECL	ECOLAB INC.	Materials	$421K	0.1%	1,532	-11%
149	$BDX	BECTON DICKINSON & CO	Healthcare	$421K	0.1%	2,350	-7%
150	$MDT	Medtronic plc	Healthcare	$420K	0.1%	4,869	-4%

What changed in Q3 2026

Against the previous quarter's 13F: 89 new, 505 added to, 427 trimmed, 64 sold out. Share-count changes; largest moves by dollar size first.

New positions (89)

BLACKROCK ETF TRUST II - ISHAR BACKE ETF$239K
first bought this quarter
TEVA PHARMACEUTICAL INDS LTD - SHS$124K
first bought this quarter
SELECT SECTOR SPDR TR - ST STR MATER ETF$86K
first bought this quarter
SIMPLIFY EXCHANGE TRADED FUN - BARRIER INCOME$74K
first bought this quarter
INNOVATOR ETFS TRUST - EQUI DEFI SEPT$73K
first bought this quarter
SEI EXCHANGE TRADED FUNDS - ANG RESH ENHANCE$54K
first bought this quarter

+83 more in the Excel export

Added to (505)

SPDR SERIES TRUST - ST STR BLO 1 ETF+840%
now $3.8M
SCHWAB STRATEGIC TR - US BRD MKT ETF+2%
now $47.7M
$AVGOBroadcom Inc.+106%
now $1.5M · held 10+ qtrs, 4 adds in a row
ISHARES TR - MSCI ACWI EX US+5378%
now $621K
FIDELITY COVINGTON TRUST - MSCI INFO TECH I+1552%
now $575K
$MSFTMICROSOFT CORP+6%
now $9.4M · held 10+ qtrs, 4 adds in a row

+499 more in the Excel export

Trimmed (427)

SPDR SERIES TRUST - ST STR P500ETF-63%
now $1.5M
ISHARES TR - CORE S&P500 ETF-26%
now $4.3M
SPDR SERIES TRUST - ST STR PR SP1500-100%
now $2K
$IQVIQVIA HOLDINGS INC.-49%
now $1.3M · held 10+ qtrs, 3 trims in a row
ISHARES TR - MBS ETF-80%
now $146K
$TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTD-17%
now $2.6M · held 10+ qtrs, 5 trims in a row

+421 more in the Excel export

Sold out (64)

$APLDApplied Digital Corp.was $298K
held 1 qtr
$TEVATEVA PHARMACEUTICAL INDUSTRIES LTDwas $106K
held 1 qtr
$SILASila Realty Trust, Inc.was $105K
held 1 qtr
$AVBAVALONBAY COMMUNITIES INCwas $42K
ISHARES TR - RUS 2000 VAL ETFwas $23K
ISHARES TR - RUS 2000 GRW ETFwas $21K

+58 more in the Excel export

Firm AUM (Form ADV): $473.7M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Cape Investment Advisory, Inc. has filed, 14 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow Cape Investment Advisory?

Q3 2026 13F filed with the SEC on Oct 13, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Cape Investment Advisory's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 16 of the 20 are scored)

Top 10 since filing

-2.8%

Value-weighted move of the 10 largest stock positions

Turnover

Last quarter; 17% over the last 4

Top 10 weight

34%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

84%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q2 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Cape Investment Advisory, Inc. disclosed 1,472 positions worth $388.4M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 89 new positions and exited 64 and a full exit from $APLD. The portfolio is most concentrated in Other (61.5% of disclosed assets). All figures are sourced directly from Cape Investment Advisory, Inc.’s Form 13F-HR filing with the SEC under CIK 1944437.

Funds like this

managers whose biggest positions overlap Cape Investment Advisory's

HARRIS ASSOCIATES L P$75.42B 13F book · 5 shared top holdingsSCHWIQVELVICE Mawer Investment Management Ltd.$14.71B 13F book · 5 shared top holdingsSOBKNGICEAJG Voya Financial Advisors, Inc.$1.14B 13F book · 7 shared top holdingsSCHWBKNGIQVELV Trajan Wealth LLC$2.65B 13F book · 6 shared top holdingsBKNGIQVELVSCHW GW HENSSLER & ASSOCIATES LTD$2.30B 13F book · 6 shared top holdingsSOSCHWICEABNB Coronation Fund Managers Ltd.$2.62B 13F book · 6 shared top holdingsSCHWELVBKNGIQV

Browse Top Institutional Investors

13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.

Berkshire Hathaway Bridgewater Associates Citadel Advisors Renaissance Technologies Two Sigma Investments DE Shaw & Co Millennium Management AQR Capital Management Point72 Asset Management Tiger Global Management Vanguard Group BlackRock

to search all 8,700+ institutional filers.

AI-Powered Hedge Fund Analysis: Cape Investment Advisory, Inc.

13F Pro is an AI hedge fund tracker and stock research platform. For Cape Investment Advisory, Inc. (SEC CIK: 1944437), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Cape Investment Advisory, Inc.'s portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.