Shum Financial Group, Inc.
Sector Allocation
- Other47.7%$83.1M
- Technology28.2%$49.1M
- Healthcare6.5%$11.4M
- Financials5.8%$10.1M
- Consumer Staples4.1%$7.1M
- Consumer Discretionary2.8%$4.8M
- Industrials2.0%$3.5M
- Real Estate1.5%$2.6M
- Utilities0.6%$992,291
- Communication Services0.6%$986,923
AUM History
13fpro.ai/research/fund/shum-financial-group-inc-2044675
Conviction and streaks
Stable · top 10 = 41.0%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
AAPL
$16.1M- ISHARES$12.6M
- ISHARES$7.4M
MSFT
$6.7MNVDA
$5.5M- ISHARES$5.2M
- SPDR$5.2M
- SPDR$4.3M
- SPDR$4.3M
- SPDR$4.1M
- SPDR$3.7M
- ISHARES$3.7M
GOOGL
$3.7MJPM
$3.4MAMZN
$3.2M- ISHARES$3.2M
JNJ
$3.0M- SPDR$3.0M
- SPDR$2.8M
PANW
$2.7M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/shum-financial-group-inc-2044675
Shum Financial Group, Inc. 13F holdings — Q3 2026
$174.2M portfolio (+5.0% QoQ) · 110 holdings · Q3 2026 13F · top 10 are 41% of the stock portfolio
$16.1M
9.3% of stocks
-1%This quarter+0.8%Since filed7+ qtrsHeld- 2
ISHARES TR - EAFE VALUE ETF
$12.6M
7.2% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES TR - MSCI USA QLT FCT
$7.4M
4.2% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— $6.7M
3.8% of stocks
+0.4%This quarter-2.0%Since filed7+ qtrsHeld$5.5M
3.2% of stocks
+2%This quarter-5.5%Since filed7+ qtrsHeld- 6
ISHARES TR - MSCI INTL QUALTY
$5.2M
3.0% of stocks
+11%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
SPDR INDEX SHS FDS - ST PORT MARK ETF
$5.2M
3.0% of stocks
+19%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
SPDR SERIES TRUST - ST STR SP600 SML
$4.3M
2.5% of stocks
-13%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
SPDR SERIES TRUST - ST STR P500VAL
$4.3M
2.5% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
SPDR SERIES TRUST - ST STR SP DIV
$4.1M
2.4% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | $16.1M | 9.3% | -1% | +0.8% | 7+ qtrs | 75.7#88 | Estimated buy price is Pro: unlock with a free trial | ||
| 2 | ISHARES TR - EAFE VALUE ETF | $12.6M | 7.2% | +2% | — | — | — | — | |
| 3 | ISHARES TR - MSCI USA QLT FCT | $7.4M | 4.2% | +3% | — | — | — | — | |
| 4 | $6.7M | 3.8% | +0.4% | -2.0% | 7+ qtrs | 79.8#30 | Estimated buy price is Pro: unlock with a free trial | ||
| 5 | $5.5M | 3.2% | +2% | -5.5% | 7+ qtrsAdded 6 qtrs in a row | 86.0#3 | Estimated buy price is Pro: unlock with a free trial | ||
| 6 | ISHARES TR - MSCI INTL QUALTY | $5.2M | 3.0% | +11% | — | — | — | — | |
| 7 | SPDR INDEX SHS FDS - ST PORT MARK ETF | $5.2M | 3.0% | +19% | — | — | — | — | |
| 8 | SPDR SERIES TRUST - ST STR SP600 SML | $4.3M | 2.5% | -13% | — | — | — | — | |
| 9 | SPDR SERIES TRUST - ST STR P500VAL | $4.3M | 2.5% | +2% | — | — | — | — | |
| 10 | SPDR SERIES TRUST - ST STR SP DIV | $4.1M | 2.4% | +5% | — | — | — | — |
All holdings — Shum Financial Group, Inc. (Q3 2026)
110 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | SPDR SERIES TRUST - ST STR P500GRWetf/fund | — | $3.7M | 2.1% | 30K | -1% | — | — | 13F |
| 12 | — | ISHARES TR - EAFE GRWTH ETFetf/fund | — | $3.7M | 2.1% | 31K | +12% | — | — | 13F |
| 13 | Alphabet Inc. | Technology | $3.7M | 2.1% | 11K | +2% | 7+ qtrsAdded 6 qtrs in a row | 77.7 | 13F | |
| 14 | JPMORGAN CHASE & CO | Financials | $3.4M | 1.9% | 10K | -1% | 7+ qtrs | 71.9 | 13F | |
| 15 | AMAZON COM INC | Consumer Discretionary | $3.2M | 1.8% | 13K | +3% | 7+ qtrsAdded 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 16 | — | ISHARES TR - 10+ YR INVST GRDetf/fund | — | $3.2M | 1.8% | 69K | -29% | — | — | 13F |
| 17 | JOHNSON & JOHNSON | Healthcare | $3.0M | 1.7% | 11K | -2% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | — | SPDR SERIES TRUST - ST STR P400MIDetf/fund | — | $3.0M | 1.7% | 48K | -0.4% | — | — | 13F |
| 19 | — | SPDR SERIES TRUST - ST STR SP400VALetf/fund | — | $2.8M | 1.6% | 32K | +4% | — | — | 13F |
| 20 | Palo Alto Networks Inc | Technology | $2.7M | 1.6% | 6,875 | +3% | 7+ qtrsAdded 6 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | — | ISHARES TR - GLOBAL TECH ETFetf/fund | — | $2.7M | 1.5% | 18K | -3% | — | — | 13F |
| 22 | Walmart Inc. | Consumer Staples | $2.4M | 1.4% | 23K | +1% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | BlackRock, Inc. | Financials | $2.3M | 1.3% | 2,207 | +0.9% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | ADVANCED MICRO DEVICES INC | Technology | $2.2M | 1.3% | 3,624 | +7% | 7+ qtrsAdded 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | UNITEDHEALTH GROUP INC | Healthcare | $1.9M | 1.1% | 5,193 | +0.4% | 7+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $LLY | ELI LILLY & Co | Healthcare | $1.7M | 1.0% | 1,465 | +0.8% | |||
| 27 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $1.6M | 0.9% | 5,785 | -2% | |||
| 28 | $V | VISA INC. | Financials | $1.6M | 0.9% | 4,455 | +0.4% | |||
| 29 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $1.6M | 0.9% | 1,714 | -0.1% | |||
| 30 | — | J P MORGAN EXCHANGE TRADED F - ULTRA SHT MUNCPL | — | $1.4M | 0.8% | 28K | -17% | |||
| 31 | — | J P MORGAN EXCHANGE TRADED F - EQUITY PREMIUM | — | $1.4M | 0.8% | 25K | +137% | |||
| 32 | $CRWD | CrowdStrike Holdings, Inc. | Technology | $1.4M | 0.8% | 5,201 | +315% | |||
| 33 | $ABBV | AbbVie Inc. | Healthcare | $1.4M | 0.8% | 5,219 | +1% | |||
| 34 | — | ISHARES TR - CRE U S REIT ETF | — | $1.4M | 0.8% | 22K | -0.2% | |||
| 35 | $PLD | Prologis, Inc. | Real Estate | $1.3M | 0.7% | 9,755 | +3% | |||
| 36 | — | SELECT SECTOR SPDR TR - ST STR UTIL ETF | — | $1.3M | 0.7% | 32K | +0.1% | |||
| 37 | — | SSGA ACTIVE ETF TR - ST STR BL LN ETF | — | $1.2M | 0.7% | 31K | +1% | |||
| 38 | $AVGO | Broadcom Inc. | Technology | $1.2M | 0.7% | 3,485 | +11% | |||
| 39 | $CSCO | CISCO SYSTEMS, INC. | Technology | $1.2M | 0.7% | 11K | +0.9% | |||
| 40 | — | BLACKROCK ETF TRUST II - ISHA SH TERM ETF | — | $1.2M | 0.7% | 24K | +182% | |||
| 41 | $QCOM | QUALCOMM INC/DE | Technology | $1.2M | 0.7% | 6,324 | -1.0% | |||
| 42 | — | ISHARES TR - JPMORGAN USD EMG | — | $1.1M | 0.6% | 12K | +2% | |||
| 43 | $CRM | Salesforce, Inc. | Technology | $1.0M | 0.6% | 4,446 | +0.3% | |||
| 44 | $PPL | PPL Corp | Utilities | $992K | 0.6% | 30K | -1% | |||
| 45 | $PM | Philip Morris International Inc. | Consumer Staples | $987K | 0.6% | 5,173 | -0.7% | |||
| 46 | — | SELECT SECTOR SPDR TR - ST STR CARE ETF | — | $981K | 0.6% | 5,823 | +0.2% | |||
| 47 | — | SPDR SERIES TRUST - ST SHOR CORP ETF | — | $910K | 0.5% | 31K | New | |||
| 48 | $ASML | ASML HOLDING NV | Technology | $909K | 0.5% | 502 | +21% | |||
| 49 | — | TCW ETF TRUST - CORE PLUS BOND | — | $889K | 0.5% | 25K | -1% | |||
| 50 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORP | — | $889K | 0.5% | 11K | +3% | |||
| 51 | — | ISHARES TR - MSCI ACWI ETF | — | $877K | 0.5% | 5,526 | +9% | |||
| 52 | $MRK | Merck & Co., Inc. | Healthcare | $844K | 0.5% | 5,811 | -1% | |||
| 53 | $SCHW | SCHWAB CHARLES CORP | Financials | $840K | 0.5% | 8,598 | +12% | |||
| 54 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $797K | 0.5% | 5,484 | -8% | |||
| 55 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $793K | 0.5% | 3,607 | -0.3% | |||
| 56 | $AMT | AMERICAN TOWER CORP /MA/ | Real Estate | $766K | 0.4% | 4,677 | -0.4% | |||
| 57 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $764K | 0.4% | 1,675 | +31% | |||
| 58 | $UPS | UNITED PARCEL SERVICE INC | Industrials | $761K | 0.4% | 8,147 | -0.5% | |||
| 59 | $ABT | ABBOTT LABORATORIES | Healthcare | $756K | 0.4% | 7,654 | -1% | |||
| 60 | $DHR | DANAHER CORP /DE/ | Healthcare | $751K | 0.4% | 3,390 | New | |||
| 61 | $SPY | SPDR S&P 500 ETF TRUST | — | $747K | 0.4% | 979 | — | |||
| 62 | $ORCL | ORACLE CORP | Technology | $724K | 0.4% | 5,274 | +0.9% | |||
| 63 | $ANET | Arista Networks, Inc. | Technology | $697K | 0.4% | 3,423 | +28% | |||
| 64 | $GE | GENERAL ELECTRIC CO | Industrials | $614K | 0.3% | 1,967 | — | |||
| 65 | — | ISHARES TR - CORE S&P US GWT | — | $602K | 0.3% | 3,107 | — | |||
| 66 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $587K | 0.3% | 1,569 | — | |||
| 67 | $LMT | LOCKHEED MARTIN CORP | Industrials | $587K | 0.3% | 1,153 | -2% | |||
| 68 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $585K | 0.3% | 1,174 | — | |||
| 69 | $NFLX | NETFLIX INC | Communication Services | $584K | 0.3% | 8,392 | -0.4% | |||
| 70 | — | SPDR SERIES TRUST - ST STR AGGRE ETF | — | $574K | 0.3% | 24K | +3% | |||
| 71 | $GOOG | Alphabet Inc. | Technology | $569K | 0.3% | 1,670 | — | |||
| 72 | $PSA | Public Storage | Real Estate | $562K | 0.3% | 1,987 | -1% | |||
| 73 | — | ISHARES TR - CORE HIGH DV ETF | — | $523K | 0.3% | 19K | +3% | |||
| 74 | $FDX | FEDEX CORP | Industrials | $505K | 0.3% | 1,771 | -2% | |||
| 75 | $GEV | GE Vernova Inc. | Industrials | $479K | 0.3% | 504 | +8% | |||
| 76 | $APH | AMPHENOL CORP /DE/ | Technology | $469K | 0.3% | 5,564 | +114% | |||
| 77 | $META | Meta Platforms, Inc. | Technology | $468K | 0.3% | 645 | -0.3% | |||
| 78 | $BX | Blackstone Inc. | Financials | $466K | 0.3% | 4,153 | +0.0% | |||
| 79 | $HSY | HERSHEY CO | Consumer Staples | $465K | 0.3% | 2,953 | — | |||
| 80 | — | VANGUARD INDEX FDS - MRNGSTR VAL ETF | — | $460K | 0.3% | 2,128 | -0.3% | |||
| 81 | $PEP | PEPSICO INC | Consumer Staples | $443K | 0.3% | 3,493 | -10% | |||
| 82 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $417K | 0.2% | 1,786 | -2% | |||
| 83 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $410K | 0.2% | 585 | +25% | |||
| 84 | $DIS | Walt Disney Co | Communication Services | $403K | 0.2% | 3,842 | -15% | |||
| 85 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $401K | 0.2% | 2,466 | -0.4% | |||
| 86 | $AMGN | AMGEN INC | Healthcare | $393K | 0.2% | 933 | +0.3% | |||
| 87 | $AXP | AMERICAN EXPRESS CO | Financials | $390K | 0.2% | 1,282 | +0.2% | |||
| 88 | $ETN | Eaton Corp plc | Industrials | $373K | 0.2% | 869 | +43% | |||
| 89 | — | ISHARES TR - ESG AW MSCI EAFE | — | $360K | 0.2% | 3,491 | +8% | |||
| 90 | $MDT | Medtronic plc | Healthcare | $358K | 0.2% | 4,144 | -4% | |||
| 91 | — | CAPITAL GROUP INTL FOCUS EQT - SHS CREAT UNIT | — | $321K | 0.2% | 9,348 | New | |||
| 92 | — | ISHARES TR - CORE S&P SCP ETF | — | $305K | 0.2% | 2,243 | -3% | |||
| 93 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $301K | 0.2% | 589 | New | |||
| 94 | $MMM | 3M CO | Healthcare | $296K | 0.2% | 1,801 | -2% | |||
| 95 | $TGT | TARGET CORP | Consumer Staples | $295K | 0.2% | 1,881 | -3% | |||
| 96 | — | ISHARES U S ETF TR - SHOR DURA BD ETF | — | $274K | 0.2% | 5,499 | -3% | |||
| 97 | $SNOW | Snowflake Inc. | Technology | $271K | 0.2% | 797 | New | |||
| 98 | — | ISHARES TR - CORE S&P MCP ETF | — | $261K | 0.1% | 3,631 | — | |||
| 99 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $261K | 0.1% | 353 | — | |||
| 100 | $MS | MORGAN STANLEY | Financials | $251K | 0.1% | 1,337 | +0.6% | |||
| 101 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $239K | 0.1% | 3,551 | -0.3% | |||
| 102 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL INTL | — | $239K | 0.1% | 4,448 | — | |||
| 103 | $TXN | TEXAS INSTRUMENTS INC | Technology | $234K | 0.1% | 835 | +15% | |||
| 104 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $229K | 0.1% | 4,209 | -1% | |||
| 105 | — | CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT | — | $224K | 0.1% | 4,592 | New | |||
| 106 | — | ISHARES TR - RUS MID CAP ETF | — | $218K | 0.1% | 2,045 | -2% | |||
| 107 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | — | $218K | 0.1% | 3,674 | +0.9% | |||
| 108 | $GD | GENERAL DYNAMICS CORP | Industrials | $217K | 0.1% | 653 | +7% | |||
| 109 | — | ISHARES TR - RUSSELL 2000 ETF | — | $211K | 0.1% | 760 | -4% | |||
| 110 | — | ISHARES U S ETF TR - SHOR MAT MUN ETF | — | $204K | 0.1% | 4,117 | New |
What changed in Q3 2026
Against the previous quarter's 13F: 7 new, 52 added to, 41 trimmed, 3 sold out. Share-count changes; largest moves by dollar size first.
New positions (7)
- SPDR SERIES TRUST - ST SHOR CORP ETF$910K
first bought this quarter
$DHRDANAHER CORP /DE/$751K
first bought this quarter
- CAPITAL GROUP INTL FOCUS EQT - SHS CREAT UNIT$321K
first bought this quarter
$AMATAPPLIED MATERIALS INC /DE$301K
first bought this quarter
$SNOWSnowflake Inc.$271K
first bought this quarter
- CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT$224K
first bought this quarter
+1 more in the Excel export
Added to (52)
$CRWDCrowdStrike Holdings, Inc.+315%
now $1.4M · held 7+ qtrs, 2 adds in a row
- J P MORGAN EXCHANGE TRADED F - EQUITY PREMIUM+137%
now $1.4M
- SPDR INDEX SHS FDS - ST PORT MARK ETF+19%
now $5.2M
- BLACKROCK ETF TRUST II - ISHA SH TERM ETF+182%
now $1.2M
- ISHARES TR - MSCI INTL QUALTY+11%
now $5.2M
- ISHARES TR - EAFE GRWTH ETF+12%
now $3.7M
+46 more in the Excel export
Trimmed (41)
- ISHARES TR - 10+ YR INVST GRD-29%
now $3.2M
- SPDR SERIES TRUST - ST STR SP600 SML-13%
now $4.3M
- J P MORGAN EXCHANGE TRADED F - ULTRA SHT MUNCPL-17%
now $1.4M
now $16.1M · held 7+ qtrs
- ISHARES TR - GLOBAL TECH ETF-3%
now $2.7M
$PGPROCTER & GAMBLE Co-8%
now $797K · held 7+ qtrs, 2 trims in a row
+35 more in the Excel export
Sold out (3)
- ISHARES TR - CORE S&P500 ETFwas $433K
$MCDMCDONALDS CORPwas $229K
held 6+ qtrs
- ISHARES TR - CALIF MUN BD ETFwas $214K
Holdings by quarter
Every 13F Shum Financial Group, Inc. has filed, 7 earlier quarters. Pick one to see what it held then.
Is it too late to follow Shum Financial Group?
Q3 2026 13F filed with the SEC on Oct 13, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Shum Financial Group's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 20 of the 20 are scored)
Top 10 since filing
-0.6%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 7% over the last 4
Top 10 weight
41%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
95%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Shum Financial Group, Inc. disclosed 110 positions worth $174.2M in its Form 13F-HR for Q3 2026, led by $AAPL (Apple Inc.) at 9.3% of the equity portfolio. During the quarter the fund opened 7 new positions and exited 3. The portfolio is most concentrated in Other (47.7% of disclosed assets). All figures are sourced directly from Shum Financial Group, Inc.’s Form 13F-HR filing with the SEC under CIK 2044675.
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AI-Powered Hedge Fund Analysis: Shum Financial Group, Inc.
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