Prospect Financial Services LLC
Sector Allocation
- Other49.2%$97.2M
- Technology24.7%$48.7M
- Real Estate7.3%$14.4M
- Industrials5.1%$10.0M
- Consumer Discretionary4.5%$9.0M
- Energy3.9%$7.7M
- Financials2.5%$4.8M
- Healthcare1.4%$2.9M
- Communication Services1.0%$2.0M
- Consumer Staples0.2%$477,342
AUM History
13fpro.ai/research/fund/prospect-financial-services-llc-2012519
Conviction and streaks
Stable · top 10 = 46.0%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q2 2026
SLG
$12.6MGOOG
$11.6M- VANGUARD$11.3M
- VANGUARD$10.1M
QQQ
$9.3MBA
$9.0M- VANGUARD$7.2M
GOOGL
$7.0MNVDA
$6.9M- VANGUARD$5.7M
AAPL
$5.1M- VANGUARD$4.9M
- ISHARES$4.6M
- VANGUARD$4.1M
- VANGUARD$4.1M
- SELECT$3.8M
PLTR
$3.6MAMZN
$3.3M- SCHWAB$3.2M
ET
$3.1M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/prospect-financial-services-llc-2012519
Prospect Financial Services LLC 13F holdings — Q2 2026
$197.4M portfolio (+20.5% QoQ) · 115 holdings · Q2 2026 13F · top 10 are 46% of the stock portfolio
$12.6M
6.4% of stocks
-3%This quarter-7.5%Since filed4+ qtrsHeldAIQuality42.5#2,052Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$11.6M
5.9% of stocks
-5%This quarter-11.9%Since filed4+ qtrsHeld- 3
VANGUARD SCOTTSDALE FDS - LG-TERM COR BD
$11.3M
5.7% of stocks
+19%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
VANGUARD INDEX FDS - S&P 500 ETF SHS
$10.1M
5.1% of stocks
+17%This quarter—Since filed—HeldAIQuality—Est. buy— $9.3M
4.7% of stocks
+10%This quarter-0.3%Since filed4+ qtrsHeld$9.0M
4.5% of stocks
-3%This quarter-18.9%Since filed4+ qtrsHeld- 7
VANGUARD SCOTTSDALE FDS - INT-TERM CORP
$7.2M
3.7% of stocks
+20%This quarter—Since filed—HeldAIQuality—Est. buy— $7.0M
3.6% of stocks
-2%This quarter-11.9%Since filed4+ qtrsHeld$6.9M
3.5% of stocks
-2%This quarter-1.4%Since filed4+ qtrsHeld- 10
VANGUARD INDEX FDS - VALUE ETF
$5.7M
2.9% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | $12.6M | 6.4% | -3% | -7.5% | 4+ qtrsTrimmed 2 qtrs in a row | 42.5#2,052 | Estimated buy price is Pro: unlock with a free trial | ||
| 2 | $11.6M | 5.9% | -5% | -11.9% | 4+ qtrsTrimmed 3 qtrs in a row | 77.7#61 | Estimated buy price is Pro: unlock with a free trial | ||
| 3 | VANGUARD SCOTTSDALE FDS - LG-TERM COR BD | $11.3M | 5.7% | +19% | — | — | — | — | |
| 4 | VANGUARD INDEX FDS - S&P 500 ETF SHS | $10.1M | 5.1% | +17% | — | — | — | — | |
| 5 | $9.3M | 4.7% | +10% | -0.3% | 4+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 6 | $9.0M | 4.5% | -3% | -18.9% | 4+ qtrs | 61.9#743 | Estimated buy price is Pro: unlock with a free trial | ||
| 7 | VANGUARD SCOTTSDALE FDS - INT-TERM CORP | $7.2M | 3.7% | +20% | — | — | — | — | |
| 8 | $7.0M | 3.6% | -2% | -11.9% | 4+ qtrsTrimmed 3 qtrs in a row | 77.7#61 | Estimated buy price is Pro: unlock with a free trial | ||
| 9 | $6.9M | 3.5% | -2% | -1.4% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | Estimated buy price is Pro: unlock with a free trial | ||
| 10 | VANGUARD INDEX FDS - VALUE ETF | $5.7M | 2.9% | +2% | — | — | — | — |
All holdings — Prospect Financial Services LLC (Q2 2026)
115 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | Apple Inc. | Technology | $5.1M | 2.6% | 17K | -4% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 12 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETFetf/fund | — | $4.9M | 2.5% | 21K | -0.1% | — | — | 13F |
| 13 | — | ISHARES TR - MRGSTR MD CP GRWetf/fund | — | $4.6M | 2.3% | 47K | +24% | — | — | 13F |
| 14 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLDetf/fund | — | $4.1M | 2.1% | 26K | +44% | — | — | 13F |
| 15 | — | VANGUARD INDEX FDS - GROWTH ETFetf/fund | — | $4.1M | 2.0% | 47K | +487% | — | — | 13F |
| 16 | — | SELECT SECTOR SPDR TR - ST STR CARE ETFetf/fund | — | $3.8M | 1.9% | 24K | +28% | — | — | 13F |
| 17 | Palantir Technologies Inc. | Technology | $3.6M | 1.8% | 31K | -3% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | AMAZON COM INC | Consumer Discretionary | $3.3M | 1.7% | 14K | -0.5% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | — | SCHWAB STRATEGIC TR - US LCAP GR ETFetf/fund | — | $3.2M | 1.6% | 94K | +31% | — | — | 13F |
| 20 | Energy Transfer LP | Energy | $3.1M | 1.6% | 164K | -0.8% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | ORACLE CORP | Technology | $2.5M | 1.3% | 17K | +4% | 4+ qtrsAdded 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | — | SPDR SERIES TRUST - ST STR P500ETFetf/fund | — | $2.4M | 1.2% | 28K | +4% | — | — | 13F |
| 23 | Tesla, Inc. | Consumer Discretionary | $2.4M | 1.2% | 5,657 | +0.7% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | EXXON MOBIL CORP | Energy | $2.3M | 1.1% | 17K | -0.9% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | — | VANGUARD MUN BD FDS - TAX EXEMPT BDetf/fund | — | $2.1M | 1.0% | 41K | +115% | — | — | 13F |
| 26 | $VNO | VORNADO REALTY TRUST | Real Estate | $1.8M | 0.9% | 46K | -34% | |||
| 27 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $1.8M | 0.9% | 57K | +26% | |||
| 28 | $MSFT | MICROSOFT CORP | Technology | $1.8M | 0.9% | 4,711 | +6% | |||
| 29 | — | FIDELITY COVINGTON TRUST - HIGH DIVID ETF | — | $1.6M | 0.8% | 27K | +27% | |||
| 30 | — | FIDELITY COVINGTON TRUST - MSCI HLTH CARE I | — | $1.4M | 0.7% | 19K | -2% | |||
| 31 | $CAVA | CAVA GROUP, INC. | Consumer Discretionary | $1.3M | 0.7% | 17K | -0.2% | |||
| 32 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $1.2M | 0.6% | 2,142 | +47% | |||
| 33 | $LLY | ELI LILLY & Co | Healthcare | $1.2M | 0.6% | 1,033 | -25% | |||
| 34 | $CRWD | CrowdStrike Holdings, Inc. | Technology | $1.2M | 0.6% | 1,590 | +3% | |||
| 35 | — | VANGUARD INDEX FDS - SMALL CP ETF | — | $1.1M | 0.6% | 3,748 | +154% | |||
| 36 | $IBIT | iShares Bitcoin Trust ETF | Financials | $1.1M | 0.6% | 34K | -2% | |||
| 37 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $1.1M | 0.6% | 2,325 | +14% | |||
| 38 | $SPY | SPDR S&P 500 ETF TRUST | — | $1.1M | 0.6% | 1,486 | +0.3% | |||
| 39 | — | ISHARES TR - CORE S&P SCP ETF | — | $1.1M | 0.6% | 7,400 | -7% | |||
| 40 | — | ISHARES TR - S&P SML 600 GWT | — | $1.1M | 0.6% | 6,053 | +0.4% | |||
| 41 | $META | Meta Platforms, Inc. | Technology | $1.1M | 0.5% | 1,900 | -53% | |||
| 42 | $PAA | PLAINS ALL AMERICAN PIPELINE LP | Energy | $1.0M | 0.5% | 47K | -8% | |||
| 43 | $AVGO | Broadcom Inc. | Technology | $1.0M | 0.5% | 2,710 | +9% | |||
| 44 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $967K | 0.5% | 5,077 | +3% | |||
| 45 | — | VANGUARD NY TAX FREE FDS - TAX EXEMPT BD | — | $960K | 0.5% | 9,234 | New | |||
| 46 | — | ISHARES TR - RUS TP200 GR ETF | — | $954K | 0.5% | 3,281 | +2% | |||
| 47 | $WT | WisdomTree, Inc. | Financials | $908K | 0.5% | 5,235 | +9% | |||
| 48 | — | ISHARES TR - CORE DIV GRWTH | — | $903K | 0.5% | 12K | +57% | |||
| 49 | $VZ | VERIZON COMMUNICATIONS INC | Communication Services | $864K | 0.4% | 20K | -9% | |||
| 50 | — | VANGUARD INDEX FDS - SM CP VAL ETF | — | $837K | 0.4% | 3,446 | +69% | |||
| 51 | $MRVL | Marvell Technology, Inc. | Technology | $799K | 0.4% | 2,683 | +15% | |||
| 52 | $GS | GOLDMAN SACHS GROUP INC | Financials | $794K | 0.4% | 785 | -3% | |||
| 53 | $NBIS | Nebius Group N.V. | Technology | $787K | 0.4% | 2,850 | +6% | |||
| 54 | $VRT | Vertiv Holdings Co | Technology | $761K | 0.4% | 2,272 | +1% | |||
| 55 | — | SPDR SERIES TRUST - ST STR P500VAL | — | $757K | 0.4% | 12K | +17% | |||
| 56 | $MELI | MERCADOLIBRE INC | Consumer Discretionary | $749K | 0.4% | 441 | -0.9% | |||
| 57 | — | ARK ETF TR - GENOMIC REV ETF | — | $693K | 0.3% | 16K | -0.4% | |||
| 58 | $UNH | UNITEDHEALTH GROUP INC | Healthcare | $689K | 0.3% | 1,658 | -12% | |||
| 59 | — | ISHARES TR - CORE S&P US VLU | — | $681K | 0.3% | 6,184 | +15% | |||
| 60 | — | CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT | — | $643K | 0.3% | 13K | +0.2% | |||
| 61 | $NFLX | NETFLIX INC | Communication Services | $642K | 0.3% | 8,991 | -5% | |||
| 62 | $KMI | KINDER MORGAN, INC. | Energy | $607K | 0.3% | 19K | +0.6% | |||
| 63 | — | ISHARES TR - PFD AND INCM SEC | — | $595K | 0.3% | 20K | -2% | |||
| 64 | — | ARK ETF TR - INNOVATION ETF | — | $592K | 0.3% | 7,331 | -0.2% | |||
| 65 | $UBER | Uber Technologies, Inc | Technology | $546K | 0.3% | 7,572 | -2% | |||
| 66 | $RKLB | Rocket Lab Corp | Industrials | $546K | 0.3% | 5,373 | +7% | |||
| 67 | $JPM | JPMORGAN CHASE & CO | Financials | $541K | 0.3% | 1,652 | +7% | |||
| 68 | — | J P MORGAN EXCHANGE TRADED F - JPMORGAN INTL VL | — | $502K | 0.3% | 5,461 | +22% | |||
| 69 | — | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | — | $500K | 0.3% | 6,322 | +12% | |||
| 70 | $LOW | LOWES COMPANIES INC | Consumer Discretionary | $499K | 0.3% | 2,264 | +17% | |||
| 71 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $452K | 0.2% | 903 | — | |||
| 72 | — | ISHARES TR - CORE S&P500 ETF | — | $434K | 0.2% | 579 | -33% | |||
| 73 | $BP | BP PLC | Energy | $424K | 0.2% | 11K | -8% | |||
| 74 | — | EXCHANGE TRADED CONCEPTS TRU - EMQQ EME MAR ETF | — | $418K | 0.2% | 13K | +1% | |||
| 75 | — | FIRST TR EXCH TRADED FD III - PFD SECS INC ETF | — | $403K | 0.2% | 23K | -7% | |||
| 76 | — | ISHARES TR - RUS 1000 GRW ETF | — | $388K | 0.2% | 3,126 | +304% | |||
| 77 | $NOTV | Inotiv, Inc. | Healthcare | $379K | 0.2% | 20K | -9% | |||
| 78 | $PYPL | PayPal Holdings, Inc. | Financials | $373K | 0.2% | 8,644 | -12% | |||
| 79 | — | VANGUARD INDEX FDS - SML CP GRW ETF | — | $364K | 0.2% | 996 | — | |||
| 80 | — | THE ALGER ETF TRUST - AI ENABLERS ADOP | — | $363K | 0.2% | 7,945 | +5% | |||
| 81 | — | ISHARES TR - NATIONAL MUN ETF | — | $350K | 0.2% | 3,250 | +44% | |||
| 82 | — | ISHARES TR - CORE MSCI EAFE | — | $349K | 0.2% | 3,612 | +8% | |||
| 83 | — | ISHARES TR - MSCI INDIA ETF | — | $344K | 0.2% | 6,968 | -6% | |||
| 84 | $QBTS | D-Wave Quantum Inc. | Technology | $329K | 0.2% | 14K | New | |||
| 85 | — | ARK ETF TR - AUTNMUS TECHNLGY | — | $303K | 0.1% | 2,295 | New | |||
| 86 | $SO | SOUTHERN CO | Utilities | $301K | 0.1% | 3,145 | — | |||
| 87 | $IVZ | Invesco Ltd. | Financials | $294K | 0.1% | 971 | +2% | |||
| 88 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $285K | 0.1% | 808 | +24% | |||
| 89 | — | J P MORGAN EXCHANGE TRADED F - ACTIVE BOND ETF | — | $283K | 0.1% | 5,298 | +6% | |||
| 90 | $NVO | NOVO NORDISK A S | Healthcare | $280K | 0.1% | 5,843 | New | |||
| 91 | — | FIRST TR EXCHANGE TRADED FD - RISNG DIVD ACHIV | — | $273K | 0.1% | 3,362 | New | |||
| 92 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $265K | 0.1% | 283 | -5% | |||
| 93 | $PWR | QUANTA SERVICES, INC. | Industrials | $261K | 0.1% | 362 | -7% | |||
| 94 | $PFE | PFIZER INC | Healthcare | $258K | 0.1% | 11K | +49% | |||
| 95 | $MSGS | Madison Square Garden Sports Corp. | Communication Services | $256K | 0.1% | 636 | — | |||
| 96 | — | SPDR SERIES TRUST - ST STR SP BIOT | — | $254K | 0.1% | 1,606 | — | |||
| 97 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $251K | 0.1% | 1,471 | New | |||
| 98 | — | VANGUARD WORLD FD - MEGA GRWTH IND | — | $250K | 0.1% | 2,842 | New | |||
| 99 | $LRCX | LAM RESEARCH CORP | Technology | $247K | 0.1% | 570 | New | |||
| 100 | $T | AT&T INC. | Communication Services | $237K | 0.1% | 11K | +2% | |||
| 101 | $NET | Cloudflare, Inc. | Technology | $235K | 0.1% | 960 | -10% | |||
| 102 | — | FIRST TR EXCHANGE-TRADED FD - FT VEST RIS | — | $234K | 0.1% | 7,966 | New | |||
| 103 | — | GLOBAL X FDS - NASDAQ 100 COVER | — | $234K | 0.1% | 13K | +4% | |||
| 104 | $MU | MICRON TECHNOLOGY INC | Technology | $227K | 0.1% | 197 | New | |||
| 105 | — | FIRST TR EXCHANGE-TRADED FD - NASDAQ CYB ETF | — | $223K | 0.1% | 2,485 | New | |||
| 106 | $CAT | CATERPILLAR INC | Industrials | $223K | 0.1% | 209 | New | |||
| 107 | $ASML | ASML HOLDING NV | Technology | $221K | 0.1% | 111 | New | |||
| 108 | $CMG | CHIPOTLE MEXICAN GRILL INC | Consumer Discretionary | $220K | 0.1% | 6,475 | -2% | |||
| 109 | $ANET | Arista Networks, Inc. | Technology | $214K | 0.1% | 1,259 | New | |||
| 110 | $WMT | Walmart Inc. | Consumer Staples | $213K | 0.1% | 1,877 | — | |||
| 111 | $MCD | MCDONALDS CORP | Consumer Discretionary | $210K | 0.1% | 776 | +0.1% | |||
| 112 | $V | VISA INC. | Financials | $206K | 0.1% | 600 | -12% | |||
| 113 | $CVX | CHEVRON CORP | Energy | $204K | 0.1% | 1,231 | -2% | |||
| 114 | $PPLT | abrdn Platinum ETF Trust | Financials | $157K | 0.1% | 11K | New | |||
| 115 | $ACXP | Acurx Pharmaceuticals, Inc. | Healthcare | $21K | 0.0% | 14K | — |
What changed in Q2 2026
Against the previous quarter's 13F: 15 new, 53 added to, 40 trimmed, 3 sold out. Share-count changes; largest moves by dollar size first.
New positions (15)
- VANGUARD NY TAX FREE FDS - TAX EXEMPT BD$960K
first bought this quarter
$QBTSD-Wave Quantum Inc.$329K
first bought this quarter
- ARK ETF TR - AUTNMUS TECHNLGY$303K
first bought this quarter
$NVONOVO NORDISK A S$280K
first bought this quarter
- FIRST TR EXCHANGE TRADED FD - RISNG DIVD ACHIV$273K
first bought this quarter
$SPCXSPACE EXPLORATION TECHNOLOGIES CORP$251Kfirst bought this quarter
+9 more in the Excel export
Added to (53)
- VANGUARD INDEX FDS - GROWTH ETF+487%
now $4.1M
- VANGUARD SCOTTSDALE FDS - LG-TERM COR BD+19%
now $11.3M
- VANGUARD INDEX FDS - S&P 500 ETF SHS+17%
now $10.1M
- VANGUARD WHITEHALL FDS - HIGH DIV YLD+44%
now $4.1M
- VANGUARD SCOTTSDALE FDS - INT-TERM CORP+20%
now $7.2M
- VANGUARD MUN BD FDS - TAX EXEMPT BD+115%
now $2.1M
+47 more in the Excel export
Trimmed (40)
$METAMeta Platforms, Inc.-53%
now $1.1M · held 4+ qtrs, 2 trims in a row
$VNOVORNADO REALTY TRUST-34%
now $1.8M · held 4+ qtrs, 3 trims in a row
now $11.6M · held 4+ qtrs, 3 trims in a row
now $12.6M · held 4+ qtrs, 2 trims in a row
$LLYELI LILLY & Co-25%
now $1.2M · held 4+ qtrs
now $9.0M · held 4+ qtrs
+34 more in the Excel export
Holdings by quarter
Every 13F Prospect Financial Services LLC has filed, 10 earlier quarters. Pick one to see what it held then.
Is it too late to follow Prospect Financial Services?
Q2 2026 13F filed with the SEC on Aug 6, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Prospect Financial Services's top 20 holdings: 68/100 (our AI quality score, weighted by position size; 18 of the 20 are scored)
Top 10 since filing
-5.3%
Value-weighted move of the 10 largest stock positions
Turnover
4%
Last quarter
Top 10 weight
46%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
95%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q3 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Prospect Financial Services LLC disclosed 115 positions worth $197.4M in its Form 13F-HR for Q2 2026, led by $SLG (SL GREEN REALTY CORP) at 6.4% of the equity portfolio, followed by $GOOG. During the quarter the fund opened 15 new positions and exited 3 and a full exit from $MSTR. The portfolio is most concentrated in Other (49.2% of disclosed assets). All figures are sourced directly from Prospect Financial Services LLC’s Form 13F-HR filing with the SEC under CIK 2012519.
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AI-Powered Hedge Fund Analysis: Prospect Financial Services LLC
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Every holding in Prospect Financial Services LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.