Hofer & Associates. Inc
Sector Allocation
- Other88.2%$126.5M
- Technology10.1%$14.4M
- Healthcare0.8%$1.1M
- Financials0.7%$989,103
- Consumer Discretionary0.2%$344,076
AUM History
13fpro.ai/research/fund/hofer-and-associates-inc-1958491
Conviction and streaks
Diversifying · top 10 = 41.6%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- SPDR$7.9M
- ISHARES$7.5M
- INNOVATOR$6.6M
- SPDR$6.1M
- INNOVATOR$6.1M
- VANGUARD$5.8M
- AIM$5.4M
- INNOVATOR$5.3M
- VANGUARD$4.6M
- INNOVATOR$4.4M
AAPL
$4.1M- INNOVATOR$4.1M
GOOG
$3.7MQQQ
$3.7M- ISHARES$3.6M
- ISHARES$3.2M
- INNOVATOR$2.7M
- INNOVATOR$2.7M
- VANGUARD$2.6M
- SELECT$2.5M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/hofer-and-associates-inc-1958491
Hofer & Associates. Inc 13F holdings — Q3 2026
$143.4M portfolio (-30.7% QoQ) · 78 holdings · Q3 2026 13F · top 10 are 42% of the stock portfolio
- 1
SPDR SERIES TRUST - ST STR P500VAL
$7.9M
5.5% of stocks
-43%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
ISHARES TR - 0-3 MTH TREASURY
$7.5M
5.2% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 3
INNOVATOR ETFS TRUST - GRWT100 PWR BF
$6.6M
4.6% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 4
SPDR SERIES TRUST - ST STR P500GRW
$6.1M
4.3% of stocks
-76%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
INNOVATOR ETFS TRUST - EQUITY DUAL DIRT
$6.1M
4.2% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 6
VANGUARD INDEX FDS - S&P 500 ETF SHS
$5.8M
4.0% of stocks
+1500%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
AIM ETF PRODUCTS TRUST - ALLIANZIM US EQ
$5.4M
3.8% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 8
INNOVATOR ETFS TRUST - INTRNL DEV JULY
$5.3M
3.7% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 9
VANGUARD INDEX FDS - MRNGSTR MID CAP
$4.6M
3.2% of stocks
-13%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
INNOVATOR ETFS TRUST - GRWT100 PWR BF
$4.4M
3.1% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST - ST STR P500VAL | $7.9M | 5.5% | -43% | — | — | — | — | |
| 2 | ISHARES TR - 0-3 MTH TREASURY | $7.5M | 5.2% | New | — | New this quarter | — | — | |
| 3 | INNOVATOR ETFS TRUST - GRWT100 PWR BF | $6.6M | 4.6% | New | — | New this quarter | — | — | |
| 4 | SPDR SERIES TRUST - ST STR P500GRW | $6.1M | 4.3% | -76% | — | — | — | — | |
| 5 | INNOVATOR ETFS TRUST - EQUITY DUAL DIRT | $6.1M | 4.2% | New | — | New this quarter | — | — | |
| 6 | VANGUARD INDEX FDS - S&P 500 ETF SHS | $5.8M | 4.0% | +1500% | — | — | — | — | |
| 7 | AIM ETF PRODUCTS TRUST - ALLIANZIM US EQ | $5.4M | 3.8% | New | — | New this quarter | — | — | |
| 8 | INNOVATOR ETFS TRUST - INTRNL DEV JULY | $5.3M | 3.7% | New | — | New this quarter | — | — | |
| 9 | VANGUARD INDEX FDS - MRNGSTR MID CAP | $4.6M | 3.2% | -13% | — | — | — | — | |
| 10 | INNOVATOR ETFS TRUST - GRWT100 PWR BF | $4.4M | 3.1% | New | — | New this quarter | — | — |
All holdings — Hofer & Associates. Inc (Q3 2026)
78 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | Apple Inc. | Technology | $4.1M | 2.9% | 12K | -45% | 11+ qtrs | 75.7 | 13F | |
| 12 | — | INNOVATOR ETFS TRUST - US SML CP PWR ET | — | $4.1M | 2.8% | 103K | New | — | — | 13F |
| 13 | Alphabet Inc. | Technology | $3.7M | 2.6% | 11K | +517% | 5 qtrsAdded 2 qtrs in a row | 77.7 | 13F | |
| 14 | INVESCO QQQ TRUST, SERIES 1etf/fund | — | $3.7M | 2.6% | 4,973 | New | 1 qtr | — | 13F | |
| 15 | — | ISHARES TR - CORE MSCI EAFEetf/fund | — | $3.6M | 2.5% | 38K | -30% | — | — | 13F |
| 16 | — | ISHARES TR - CORE DIV GRWTHetf/fund | — | $3.2M | 2.2% | 42K | New | — | — | 13F |
| 17 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $2.7M | 1.9% | 57K | New | — | — | 13F |
| 18 | — | INNOVATOR ETFS TRUST - US SML CP PWR B | — | $2.7M | 1.9% | 82K | New | — | — | 13F |
| 19 | — | VANGUARD INDEX FDS - MRNGSTR SML CAPetf/fund | — | $2.6M | 1.8% | 9,271 | New | — | — | 13F |
| 20 | — | SELECT SECTOR SPDR TR - ST STR CARE ETFetf/fund | — | $2.5M | 1.8% | 15K | New | — | — | 13F |
| 21 | — | SPDR SERIES TRUST - ST STR P500ETFetf/fund | — | $2.5M | 1.7% | 27K | -28% | — | — | 13F |
| 22 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST NAS | — | $2.5M | 1.7% | 67K | New | — | — | 13F |
| 23 | — | AIM ETF PRODUCTS TRUST - ALLIANZIM US EQTetf/fund | — | $2.3M | 1.6% | 62K | New | — | — | 13F |
| 24 | Meta Platforms, Inc. | Technology | $2.2M | 1.5% | 3,052 | +65% | 6 qtrs | 78.0 | 13F | |
| 25 | — | INNOVATOR ETFS TRUST - GRWT100 PWR BUF | — | $2.2M | 1.5% | 33K | New | — | — | 13F |
| 26 | — | INNOVATOR ETFS TRUST - INTRNL DEV JAN | — | $2.1M | 1.4% | 54K | New | |||
| 27 | — | PGIM ROCK ETF TR - LADDERED NASDAQ | — | $2.0M | 1.4% | 61K | New | |||
| 28 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $1.9M | 1.4% | 38K | New | |||
| 29 | — | EA SERIES TRUST - ALPHA ARCH 1-3 | — | $1.7M | 1.2% | 15K | New | |||
| 30 | — | INNOVATOR ETFS TRUST - US SML CP PWR B | — | $1.6M | 1.1% | 36K | New | |||
| 31 | — | INNOVATOR ETFS TRUST - US EQTY PWR BF | — | $1.5M | 1.1% | 33K | New | |||
| 32 | — | NEOS ETF TRUST - GOLD HIG INC ETF | — | $1.4M | 1.0% | 30K | New | |||
| 33 | — | INNOVATOR ETFS TRUST - US EQT PWR BUF | — | $1.3M | 0.9% | 31K | New | |||
| 34 | — | ISHARES TR - ESG OPTIMIZED | — | $1.3M | 0.9% | 8,581 | New | |||
| 35 | — | SPDR SERIES TRUST - ST STR AGGRE ETF | — | $1.2M | 0.9% | 51K | New | |||
| 36 | — | ISHARES U S ETF TR - SHOR DURA BD ETF | — | $1.2M | 0.9% | 25K | New | |||
| 37 | $NVDA | NVIDIA CORP | Technology | $1.2M | 0.8% | 5,141 | -82% | |||
| 38 | — | J P MORGAN EXCHANGE TRADED F - NASDAQ EQT PREM | — | $999K | 0.7% | 16K | New | |||
| 39 | — | INNOVATOR ETFS TRUST - NASD 100 10 BUFF | — | $944K | 0.7% | 31K | New | |||
| 40 | — | INNOVATOR ETFS TRUST - GROWTH 100 DUAL | — | $890K | 0.6% | 43K | New | |||
| 41 | $MSFT | MICROSOFT CORP | Technology | $884K | 0.6% | 1,723 | -76% | |||
| 42 | $INTC | INTEL CORP | Technology | $831K | 0.6% | 6,913 | New | |||
| 43 | — | J P MORGAN EXCHANGE TRADED F - EQUITY PREMIUM | — | $771K | 0.5% | 14K | New | |||
| 44 | $IVZ | Invesco Ltd. | Financials | $755K | 0.5% | 3,629 | New | |||
| 45 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $732K | 0.5% | 1,957 | +242% | |||
| 46 | — | INNOVATOR ETFS TRUST - EQUI DU DI JANU | — | $729K | 0.5% | 36K | New | |||
| 47 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST NAS | — | $705K | 0.5% | 21K | New | |||
| 48 | $GOOGL | Alphabet Inc. | Technology | $683K | 0.5% | 1,984 | +51% | |||
| 49 | — | VANGUARD BD INDEX FDS - TOTAL BND MRKT | — | $679K | 0.5% | 9,684 | New | |||
| 50 | $AMGN | AMGEN INC | Healthcare | $661K | 0.5% | 1,567 | -94% | |||
| 51 | — | ALPS ETF TR - ALERIAN MLP | — | $659K | 0.5% | 13K | New | |||
| 52 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $648K | 0.5% | 20K | -90% | |||
| 53 | — | NEOS ETF TRUST - NASDAQ 100 HIGH | — | $541K | 0.4% | 9,731 | New | |||
| 54 | — | INNOVATOR ETFS TRUST - INTL DEVELOPED | — | $521K | 0.4% | 17K | New | |||
| 55 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $489K | 0.3% | 1,072 | +144% | |||
| 56 | — | INNOVATOR ETFS TRUST - EQUITY DUAL DIRT | — | $487K | 0.3% | 22K | New | |||
| 57 | $LCTX | Lineage Cell Therapeutics, Inc. | Healthcare | $484K | 0.3% | 506K | New | |||
| 58 | — | ISHARES TR - ESG ADVAN ETF | — | $449K | 0.3% | 11K | New | |||
| 59 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $400K | 0.3% | 9,459 | New | |||
| 60 | — | PROSHARES TR - S&P 500 DV ARIST | — | $395K | 0.3% | 7,304 | New | |||
| 61 | — | RBB FD INC - F/M US TREASURY | — | $374K | 0.3% | 7,506 | New | |||
| 62 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $371K | 0.3% | 7,911 | New | |||
| 63 | $ORCL | ORACLE CORP | Technology | $367K | 0.3% | 2,673 | New | |||
| 64 | — | INNOVATOR ETFS TRUST - EQTY DUL DIRCT15 | — | $356K | 0.3% | 18K | New | |||
| 65 | — | INNOVATOR ETFS TRUST - U S EQ 10 BUFFER | — | $344K | 0.2% | 9,972 | New | |||
| 66 | $AMZN | AMAZON COM INC | Consumer Discretionary | $344K | 0.2% | 1,381 | -90% | |||
| 67 | — | INNOVATOR ETFS TRUST - EQUI DU DI 5 ETF | — | $331K | 0.2% | 15K | New | |||
| 68 | — | INNOVATOR ETFS TRUST - INTL DVLPD 10 BU | — | $314K | 0.2% | 10K | New | |||
| 69 | — | INNOVATOR ETFS TRUST - INTL DE PW JUNE | — | $309K | 0.2% | 9,879 | New | |||
| 70 | — | INNOVATOR ETFS TRUST - LADERD ALCTN PWR | — | $301K | 0.2% | 5,578 | New | |||
| 71 | — | VANGUARD WORLD FD - ENERGY ETF | — | $284K | 0.2% | 1,650 | New | |||
| 72 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | — | $280K | 0.2% | 1,805 | -96% | |||
| 73 | — | AIM ETF PRODUCTS TRUST - ALLIA US AUG ETF | — | $259K | 0.2% | 7,451 | New | |||
| 74 | $MUC | BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. | Other | $235K | 0.2% | 24K | New | |||
| 75 | $IVZ | Invesco Ltd. | Financials | $234K | 0.2% | 769 | New | |||
| 76 | — | SPDR SERIES TRUST - ST STR P400MID | — | $208K | 0.1% | 3,299 | New | |||
| 77 | — | ISHARES TR - CORE MSCI INTL | — | $201K | 0.1% | 2,246 | New | |||
| 78 | — | FIRST TR EXCHANGE-TRADED FD - FT VEST S&P 500 | — | $200K | 0.1% | 4,162 | New |
What changed in Q3 2026
Against the previous quarter's 13F: 60 new, 6 added to, 12 trimmed, 52 sold out. Share-count changes; largest moves by dollar size first.
New positions (60)
- ISHARES TR - 0-3 MTH TREASURY$7.5M
first bought this quarter
- INNOVATOR ETFS TRUST - GRWT100 PWR BF$6.6M
first bought this quarter
- INNOVATOR ETFS TRUST - EQUITY DUAL DIRT$6.1M
first bought this quarter
- AIM ETF PRODUCTS TRUST - ALLIANZIM US EQ$5.4M
first bought this quarter
- INNOVATOR ETFS TRUST - INTRNL DEV JULY$5.3M
first bought this quarter
- INNOVATOR ETFS TRUST - GRWT100 PWR BF$4.4M
first bought this quarter
+54 more in the Excel export
Added to (6)
- VANGUARD INDEX FDS - S&P 500 ETF SHS+1500%
now $5.8M
now $3.7M · held 5 qtrs, 2 adds in a row
$METAMeta Platforms, Inc.+65%
now $2.2M · held 6 qtrs
- VANGUARD INDEX FDS - MRNGSTR TTL STK+242%
now $732K
$TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTD+144%
now $489K · held 2 qtrs, 2 adds in a row
$GOOGLAlphabet Inc.+51%
now $683K · held 5 qtrs, 3 adds in a row
Trimmed (12)
- SPDR SERIES TRUST - ST STR P500GRW-76%
now $6.1M
$AMGNAMGEN INC-94%
now $661K · held 11+ qtrs
- VANGUARD WHITEHALL FDS - HIGH DIV YLD-96%
now $280K
- SPDR SERIES TRUST - ST STR P500VAL-43%
now $7.9M
- SCHWAB STRATEGIC TR - US DIVIDEND EQ-90%
now $648K
$NVDANVIDIA CORP-82%
now $1.2M · held 11+ qtrs
+6 more in the Excel export
Sold out (52)
- SPDR SERIES TRUST - ST STR BLO 1 ETFwas $16.6M
- VANGUARD INDEX FDS - GROWTH ETFwas $12.1M
- VANGUARD MALVERN FDS - CORE BD ETFwas $7.8M
- SSGA ACTIVE TR - ST STR TOTAL ETFwas $7.5M
- VANGUARD SPECIALIZED FUNDS - DIV APP ETFwas $7.2M
- SPDR SERIES TRUST - ST STR SP600 SMLwas $6.8M
+46 more in the Excel export
Holdings by quarter
Every 13F Hofer & Associates. Inc has filed, 19 earlier quarters. Pick one to see what it held then.
Is it too late to follow Hofer & Associates.?
Q3 2026 13F filed with the SEC on Oct 13, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Hofer & Associates.'s top 20 holdings: 74/100 (our AI quality score, weighted by position size; 11 of the 20 are scored)
Top 10 since filing
-5.8%
Value-weighted move of the 10 largest stock positions
Turnover
61%
Last quarter; 63% over the last 4
Top 10 weight
42%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
66%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Hofer & Associates. Inc disclosed 78 positions worth $143.4M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 60 new positions and exited 52. The portfolio is most concentrated in Other (88.2% of disclosed assets). All figures are sourced directly from Hofer & Associates. Inc’s Form 13F-HR filing with the SEC under CIK 1958491.
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