A&I FINANCIAL SERVICES, LLC
Sector Allocation
- Other86.8%$205.2M
- Technology5.7%$13.4M
- Consumer Discretionary2.3%$5.4M
- Industrials1.4%$3.2M
- Financials1.3%$3.0M
- Communication Services0.8%$1.9M
- Consumer Staples0.7%$1.6M
- Utilities0.6%$1.5M
- Real Estate0.3%$694,735
- Healthcare0.3%$660,829
AUM History
13fpro.ai/research/fund/a-and-i-financial-services-llc-1728031
Conviction and streaks
Stable · top 10 = 70.6%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- ISHARES$43.0M
- TOUCHSTONE$36.5M
- HARRIS$17.6M
- 2023$17.5M
- IM$11.4M
- VIRTUS$11.3M
- ISHARES$9.3M
- CAPITAL$7.3M
- CAPITAL$7.0M
- VANGUARD$5.9M
- CAPITAL$5.6M
AAPL
$4.9M- CAPITAL$4.5M
- TCW$4.0M
NVDA
$3.6M- CAPITAL$2.9M
- CAPITAL$2.9M
- VANGUARD$2.5M
- MORGAN$2.3M
- ISHARES$2.3M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/a-and-i-financial-services-llc-1728031
A&I FINANCIAL SERVICES, LLC 13F holdings — Q3 2026
$236.5M portfolio (+3.0% QoQ) · 77 holdings · Q3 2026 13F · top 10 are 71% of the stock portfolio
- 1
ISHARES TR - TRUST ISHARE 0-1
$43.0M
18.2% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 2
TOUCHSTONE ETF TRUST - SANDS CAP US ETF
$36.5M
15.4% of stocks
+0.7%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
HARRIS OAKMARK ETF TRUST - OAKMARK U S LRG
$17.6M
7.4% of stocks
+0.1%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
2023 ETF SERIES TRUST - BRAN US VALU ETF
$17.5M
7.4% of stocks
+0.4%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
IM GLOBAL PARTNER FUNDS - IMGP DBI MAN ETF
$11.4M
4.8% of stocks
-0.8%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
VIRTUS ETF TR II - ALPHASIMPLEX MNG
$11.3M
4.8% of stocks
-0.1%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
ISHARES TR - CORE S&P TTL STK
$9.3M
3.9% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT
$7.3M
3.1% of stocks
+9%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
CAPITAL GROUP CORE EQUITY ET - SHS CREAT UNIT
$7.0M
3.0% of stocks
+8%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT
$5.9M
2.5% of stocks
+0.2%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR - TRUST ISHARE 0-1 | $43.0M | 18.2% | New | — | New this quarter | — | — | |
| 2 | TOUCHSTONE ETF TRUST - SANDS CAP US ETF | $36.5M | 15.4% | +0.7% | — | — | — | — | |
| 3 | HARRIS OAKMARK ETF TRUST - OAKMARK U S LRG | $17.6M | 7.4% | +0.1% | — | — | — | — | |
| 4 | 2023 ETF SERIES TRUST - BRAN US VALU ETF | $17.5M | 7.4% | +0.4% | — | — | — | — | |
| 5 | IM GLOBAL PARTNER FUNDS - IMGP DBI MAN ETF | $11.4M | 4.8% | -0.8% | — | — | — | — | |
| 6 | VIRTUS ETF TR II - ALPHASIMPLEX MNG | $11.3M | 4.8% | -0.1% | — | — | — | — | |
| 7 | ISHARES TR - CORE S&P TTL STK | $9.3M | 3.9% | +2% | — | — | — | — | |
| 8 | CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT | $7.3M | 3.1% | +9% | — | — | — | — | |
| 9 | CAPITAL GROUP CORE EQUITY ET - SHS CREAT UNIT | $7.0M | 3.0% | +8% | — | — | — | — | |
| 10 | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | $5.9M | 2.5% | +0.2% | — | — | — | — |
All holdings — A&I FINANCIAL SERVICES, LLC (Q3 2026)
77 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNITlp unit | — | $5.6M | 2.4% | 114K | +6% | — | — | 13F |
| 12 | Apple Inc. | Technology | $4.9M | 2.1% | 15K | +0.1% | 8+ qtrs | 75.7 | 13F | |
| 13 | — | CAPITAL GROUP GBL GROWTH EQT - SHS CREAT UNITlp unit | — | $4.5M | 1.9% | 112K | +8% | — | — | 13F |
| 14 | — | TCW ETF TRUST - TRANSFRM 500 ETFetf/fund | — | $4.0M | 1.7% | 44K | +4% | — | — | 13F |
| 15 | NVIDIA CORP | Technology | $3.6M | 1.5% | 16K | +0.3% | 8+ qtrs | 86.0 | 13F | |
| 16 | — | CAPITAL GROUP GLOBAL EQUITY - SHS | — | $2.9M | 1.2% | 84K | +9% | — | — | 13F |
| 17 | — | CAPITAL GROUP EQUITY ETF TR - US SM MI CA ETFetf/fund | — | $2.9M | 1.2% | 92K | +10% | — | — | 13F |
| 18 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETFetf/fund | — | $2.5M | 1.0% | 42K | +0.6% | — | — | 13F |
| 19 | — | MORGAN STANLEY ETF TRUST - CALVE INDEX ETFetf/fund | — | $2.3M | 1.0% | 27K | +42% | — | — | 13F |
| 20 | — | ISHARES TR - ESG AW MSCI EAFEetf/fund | — | $2.3M | 0.9% | 22K | +65% | — | — | 13F |
| 21 | — | CAPITAL GROUP NEW GEOGRAPHY - SHS | — | $1.9M | 0.8% | 53K | +10% | — | — | 13F |
| 22 | — | ISHARES TR - CORE S&P500 ETFetf/fund | — | $1.6M | 0.7% | 2,103 | -0.7% | — | — | 13F |
| 23 | — | ISHARES TR - ESG AWARE MSCIetf/fund | — | $1.6M | 0.7% | 31K | +5% | — | — | 13F |
| 24 | — | CAPITAL GROUP DIVIDEND GROWE - SHS ETFetf/fund | — | $1.3M | 0.6% | 35K | +11% | — | — | 13F |
| 25 | — | NUSHARES ETF TR - NUVEEN ESG USetf/fund | — | $1.2M | 0.5% | 57K | +3% | — | — | 13F |
| 26 | $AMZN | AMAZON COM INC | Consumer Discretionary | $1.2M | 0.5% | 4,618 | — | |||
| 27 | $MSFT | MICROSOFT CORP | Technology | $1.1M | 0.5% | 2,073 | +0.7% | |||
| 28 | $VOYA | Voya Financial, Inc. | Financials | $968K | 0.4% | 10K | -3% | |||
| 29 | $GPC | GENUINE PARTS CO | Consumer Discretionary | $890K | 0.4% | 7,080 | -2% | |||
| 30 | $AES | AES CORP | Utilities | $828K | 0.3% | 56K | +0.3% | |||
| 31 | $SYY | SYSCO CORP | Consumer Discretionary | $825K | 0.3% | 11K | -0.9% | |||
| 32 | $AFG | AMERICAN FINANCIAL GROUP INC | Financials | $825K | 0.3% | 6,034 | -0.9% | |||
| 33 | $ENR | ENERGIZER HOLDINGS, INC. | Technology | $812K | 0.3% | 38K | New | |||
| 34 | $MAN | ManpowerGroup Inc. | Industrials | $794K | 0.3% | 14K | New | |||
| 35 | $GOOGL | Alphabet Inc. | Technology | $789K | 0.3% | 2,294 | — | |||
| 36 | $LW | Lamb Weston Holdings, Inc. | Consumer Staples | $743K | 0.3% | 18K | -1% | |||
| 37 | $OMC | OMNICOM GROUP INC. | Communication Services | $741K | 0.3% | 10K | -0.8% | |||
| 38 | $UPS | UNITED PARCEL SERVICE INC | Industrials | $720K | 0.3% | 7,707 | +1% | |||
| 39 | $SAH | SONIC AUTOMOTIVE INC | Consumer Discretionary | $697K | 0.3% | 12K | -2% | |||
| 40 | $GIS | GENERAL MILLS INC | Consumer Staples | $694K | 0.3% | 22K | New | |||
| 41 | $WEN | Wendy's Co | Consumer Discretionary | $689K | 0.3% | 108K | -0.8% | |||
| 42 | $SLGN | SILGAN HOLDINGS INC | Industrials | $683K | 0.3% | 20K | +0.6% | |||
| 43 | $BAH | Booz Allen Hamilton Holding Corp | Technology | $675K | 0.3% | 9,717 | +4% | |||
| 44 | $MUFG | MITSUBISHI UFJ FINANCIAL GROUP INC | Financials | $670K | 0.3% | 12K | -1% | |||
| 45 | — | CAPITAL GROUP CONSERVATIVE E - SHS | — | $669K | 0.3% | 21K | +11% | |||
| 46 | $TRN | TRINITY INDUSTRIES INC | Industrials | $667K | 0.3% | 26K | +2% | |||
| 47 | — | CAPITAL GROUP INTERNATIONAL - SHS | — | $652K | 0.3% | 18K | +12% | |||
| 48 | $NXST | NEXSTAR MEDIA GROUP, INC. | Communication Services | $648K | 0.3% | 4,008 | +3% | |||
| 49 | $EIX | EDISON INTERNATIONAL | Utilities | $632K | 0.3% | 12K | -0.4% | |||
| 50 | $CDW | CDW Corp | Consumer Discretionary | $620K | 0.3% | 4,837 | +9% | |||
| 51 | $DT | Dynatrace, Inc. | Technology | $581K | 0.3% | 10K | — | |||
| 52 | $TSLA | Tesla, Inc. | Consumer Discretionary | $493K | 0.2% | 1,390 | -0.7% | |||
| 53 | $GOOG | Alphabet Inc. | Technology | $469K | 0.2% | 1,375 | +3% | |||
| 54 | $FMC | FMC CORP | Healthcare | $431K | 0.2% | 48K | +28% | |||
| 55 | $PECO | Phillips Edison & Company, Inc. | Real Estate | $362K | 0.1% | 9,688 | — | |||
| 56 | $NVR | NVR INC | Industrials | $338K | 0.1% | 55 | — | |||
| 57 | $AHR | American Healthcare REIT, Inc. | Real Estate | $333K | 0.1% | 6,496 | -12% | |||
| 58 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $312K | 0.1% | 1,339 | +15% | |||
| 59 | — | ISHARES TR - S&P 500 GRWT ETF | — | $304K | 0.1% | 2,137 | — | |||
| 60 | $VRT | Vertiv Holdings Co | Technology | $297K | 0.1% | 1,232 | — | |||
| 61 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $296K | 0.1% | 400 | New | |||
| 62 | — | VANGUARD SCOTTSDALE FDS - VNG RUS2000IDX | — | $292K | 0.1% | 2,603 | -1% | |||
| 63 | — | BARON ETF TR - TECHNOLOGY ETF | — | $267K | 0.1% | 8,641 | — | |||
| 64 | — | CAPITAL GROUP CORE BALANCED - SHS | — | $264K | 0.1% | 7,186 | — | |||
| 65 | $GLD | SPDR GOLD TRUST | Financials | $262K | 0.1% | 687 | — | |||
| 66 | — | SCHWAB STRATEGIC TR - US LRG CAP ETF | — | $255K | 0.1% | 8,497 | New | |||
| 67 | $DIS | Walt Disney Co | Communication Services | $241K | 0.1% | 2,295 | -2% | |||
| 68 | — | PROFESIONALLY MANAGED PORTFO - AKRE FOCUS ETF | — | $237K | 0.1% | 4,500 | — | |||
| 69 | $LLY | ELI LILLY & Co | Healthcare | $230K | 0.1% | 199 | — | |||
| 70 | — | BARON ETF TR - GLOBAL DURABLE | — | $225K | 0.1% | 8,574 | — | |||
| 71 | $T | AT&T INC. | Communication Services | $223K | 0.1% | 9,156 | New | |||
| 72 | $INTC | INTEL CORP | Technology | $216K | 0.1% | 1,799 | — | |||
| 73 | $MCK | MCKESSON CORP | Consumer Staples | $212K | 0.1% | 248 | New | |||
| 74 | $SOFI | SoFi Technologies, Inc. | Financials | $157K | 0.1% | 10K | — | |||
| 75 | $HOPE | HOPE BANCORP INC | Financials | $133K | 0.1% | 10K | — | |||
| 76 | $CICB | CION Investment Corp | Other | $129K | 0.1% | 18K | -6% | |||
| 77 | $BBAI | BigBear.ai Holdings, Inc. | Technology | $27K | 0.0% | 10K | — |
What changed in Q3 2026
Against the previous quarter's 13F: 8 new, 34 added to, 18 trimmed, 6 sold out. Share-count changes; largest moves by dollar size first.
New positions (8)
- ISHARES TR - TRUST ISHARE 0-1$43.0M
first bought this quarter
$ENRENERGIZER HOLDINGS, INC.$812K
first bought this quarter
$MANManpowerGroup Inc.$794K
first bought this quarter
$GISGENERAL MILLS INC$694K
first bought this quarter
$QQQINVESCO QQQ TRUST, SERIES 1$296K
first bought this quarter
- SCHWAB STRATEGIC TR - US LRG CAP ETF$255K
first bought this quarter
+2 more in the Excel export
Added to (34)
- ISHARES TR - ESG AW MSCI EAFE+65%
now $2.3M
- MORGAN STANLEY ETF TRUST - CALVE INDEX ETF+42%
now $2.3M
- CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT+9%
now $7.3M
- CAPITAL GROUP CORE EQUITY ET - SHS CREAT UNIT+8%
now $7.0M
- CAPITAL GROUP GBL GROWTH EQT - SHS CREAT UNIT+8%
now $4.5M
- CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT+6%
now $5.6M
+28 more in the Excel export
Trimmed (18)
- IM GLOBAL PARTNER FUNDS - IMGP DBI MAN ETF-0.8%
now $11.4M
$AHRAmerican Healthcare REIT, Inc.-12%
now $333K · held 7 qtrs
$VOYAVoya Financial, Inc.-3%
now $968K · held 8+ qtrs
$GPCGENUINE PARTS CO-2%
now $890K · held 2 qtrs
$SAHSONIC AUTOMOTIVE INC-2%
now $697K · held 3 qtrs
- ISHARES TR - CORE S&P500 ETF-0.7%
now $1.6M
+12 more in the Excel export
Holdings by quarter
Every 13F A&I FINANCIAL SERVICES, LLC has filed, 15 earlier quarters. Pick one to see what it held then.
Is it too late to follow A&I FINANCIAL SERVICES?
Q3 2026 13F filed with the SEC on Oct 15, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of A&I FINANCIAL SERVICES's top 20 holdings: 66/100 (our AI quality score, weighted by position size; 20 of the 20 are scored)
Top 10 since filing
-0.3%
Value-weighted move of the 10 largest stock positions
Turnover
20%
Last quarter; 69% over the last 4
Top 10 weight
71%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
75%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
A&I FINANCIAL SERVICES, LLC disclosed 77 positions worth $236.5M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 8 new positions and exited 6. The portfolio is most concentrated in Other (86.8% of disclosed assets). All figures are sourced directly from A&I FINANCIAL SERVICES, LLC’s Form 13F-HR filing with the SEC under CIK 1728031.
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AI-Powered Hedge Fund Analysis: A&I FINANCIAL SERVICES, LLC
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