SIMS INVESTMENT MANAGEMENT, LLC
Sector Allocation
- Other90.7%$290.7M
- Financials5.2%$16.8M
- Technology1.8%$5.8M
- Communication Services0.7%$2.3M
- Consumer Discretionary0.7%$2.2M
- Industrials0.5%$1.7M
- Healthcare0.3%$940,935
AUM History
13fpro.ai/research/fund/sims-investment-management-llc-2053807
Conviction and streaks
Concentrating · top 10 = 86.8%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- SCHWAB$101.4M
- SCHWAB$56.6M
- GLOBAL$22.0M
- GLOBAL$19.1M
- SCHWAB$18.9M
- JOHN$17.7M
IVZ
$15.5M- SCHWAB$11.3M
QQQ
$7.8M- VANGUARD$7.7M
- VANECK$6.6M
ETV
$5.8M- ISHARES$4.2M
UBER
$3.5M- VANGUARD$3.4M
- VANGUARD$2.5M
TSLA
$2.0MPRSU
$1.8METB
$1.5MCCL
$1.4M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/sims-investment-management-llc-2053807
SIMS INVESTMENT MANAGEMENT, LLC 13F holdings — Q3 2026
$320.3M portfolio (-1.0% QoQ) · 39 holdings · Q3 2026 13F · top 10 are 87% of the stock portfolio
- 1
SCHWAB STRATEGIC TR - US LRG CAP ETF
$101.4M
31.6% of stocks
+0.9%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
SCHWAB STRATEGIC TR - US SML CAP ETF
$56.6M
17.7% of stocks
+0.1%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
GLOBAL X FDS - NASDAQ 100 COVER
$22.0M
6.9% of stocks
+9%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
GLOBAL X FDS - S&P 500 COVERED
$19.1M
6.0% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
SCHWAB STRATEGIC TR - US DIVIDEND EQ
$18.9M
5.9% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
JOHN HANCOCK EXCHANGE TRADED - MULTIFACTR SML
$17.7M
5.5% of stocks
+4%This quarter—Since filed—HeldAIQuality—Est. buy— $15.5M
4.8% of stocks
+2%This quarter-1.4%Since filed8+ qtrsHeld- 8
SCHWAB STRATEGIC TR - SHT TM US TRES
$11.3M
3.5% of stocks
+4%This quarter—Since filed—HeldAIQuality—Est. buy— $7.8M
2.5% of stocks
-0.1%This quarter-4.2%Since filed8+ qtrsHeld- 10
VANGUARD INDEX FDS - MRNGSTR VAL ETF
$7.7M
2.4% of stocks
+12%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR - US LRG CAP ETF | $101.4M | 31.6% | +0.9% | — | — | — | — | |
| 2 | SCHWAB STRATEGIC TR - US SML CAP ETF | $56.6M | 17.7% | +0.1% | — | — | — | — | |
| 3 | GLOBAL X FDS - NASDAQ 100 COVER | $22.0M | 6.9% | +9% | — | — | — | — | |
| 4 | GLOBAL X FDS - S&P 500 COVERED | $19.1M | 6.0% | +5% | — | — | — | — | |
| 5 | SCHWAB STRATEGIC TR - US DIVIDEND EQ | $18.9M | 5.9% | +2% | — | — | — | — | |
| 6 | JOHN HANCOCK EXCHANGE TRADED - MULTIFACTR SML | $17.7M | 5.5% | +4% | — | — | — | — | |
| 7 | $15.5M | 4.8% | +2% | -1.4% | 8+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 8 | SCHWAB STRATEGIC TR - SHT TM US TRES | $11.3M | 3.5% | +4% | — | — | — | — | |
| 9 | $7.8M | 2.5% | -0.1% | -4.2% | 8+ qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 10 | VANGUARD INDEX FDS - MRNGSTR VAL ETF | $7.7M | 2.4% | +12% | — | — | — | — |
All holdings — SIMS INVESTMENT MANAGEMENT, LLC (Q3 2026)
39 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | VANECK ETF TRUST - SEMICONDUCTR ETFetf/fund | — | $6.6M | 2.1% | 11K | -0.4% | — | — | 13F |
| 12 | Eaton Vance Tax-Managed Buy-Write Opportunities Fund | Other | $5.8M | 1.8% | 385K | -0.2% | 8+ qtrs | — | 13F | |
| 13 | — | ISHARES TR - 20 YR TR BD ETFetf/fund | — | $4.2M | 1.3% | 54K | +15% | — | — | 13F |
| 14 | Uber Technologies, Inc | Technology | $3.5M | 1.1% | 51K | +3% | 8+ qtrsAdded 4 qtrs in a row | 73.2 | 13F | |
| 15 | — | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BDetf/fund | — | $3.4M | 1.1% | 43K | +9% | — | — | 13F |
| 16 | — | VANGUARD INDEX FDS - S&P 500 ETF SHSetf/fund | — | $2.5M | 0.8% | 3,582 | +0.1% | — | — | 13F |
| 17 | Tesla, Inc. | Consumer Discretionary | $2.0M | 0.6% | 5,619 | -0.9% | 8+ qtrs | 51.5 | 13F | |
| 18 | Pursuit Attractions & Hospitality, Inc. | Communication Services | $1.8M | 0.6% | 37K | -0.9% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | Eaton Vance Tax-Managed Buy-Write Income Fund | Other | $1.5M | 0.5% | 100K | — | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | Carnival Corp Ltd. | Industrials | $1.4M | 0.4% | 57K | +1% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | Meta Platforms, Inc. | Technology | $1.2M | 0.4% | 1,636 | — | 6 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | UNITEDHEALTH GROUP INC | Healthcare | $941K | 0.3% | 2,563 | +5% | 8+ qtrsAdded 7 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | — | NUVEEN S&P 500 DYNAMIC OVERW - COM | — | $933K | 0.3% | 50K | — | — | — | 13F |
| 24 | — | SCHWAB STRATEGIC TR - US MID-CAP ETFetf/fund | — | $823K | 0.3% | 24K | — | — | — | 13F |
| 25 | — | VANGUARD BD INDEX FDS - TOTAL BND MRKTetf/fund | — | $635K | 0.2% | 9,049 | +0.1% | — | — | 13F |
| 26 | — | VANGUARD WORLD FD - INF TECH ETF | — | $628K | 0.2% | 5,000 | -11% | |||
| 27 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $587K | 0.2% | 1,179 | — | |||
| 28 | $AFG | AMERICAN FINANCIAL GROUP INC | Financials | $500K | 0.2% | 3,654 | — | |||
| 29 | $AAPL | Apple Inc. | Technology | $492K | 0.1% | 1,541 | -5% | |||
| 30 | $FUN | Six Flags Entertainment Corporation/NEW | Communication Services | $461K | 0.1% | 43K | +30% | |||
| 31 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $347K | 0.1% | 926 | — | |||
| 32 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $297K | 0.1% | 1,966 | New | |||
| 33 | $MSFT | MICROSOFT CORP | Technology | $292K | 0.1% | 569 | -14% | |||
| 34 | — | VANGUARD INDEX FDS - MRNGSTR SML CAP | — | $282K | 0.1% | 993 | +0.3% | |||
| 35 | $RCL | ROYAL CARIBBEAN CRUISES LTD | Industrials | $266K | 0.1% | 1,000 | — | |||
| 36 | — | ISHARES TR - SP SMCP600VL ETF | — | $242K | 0.1% | 1,893 | -2% | |||
| 37 | — | SCHWAB STRATEGIC TR - US BRD MKT ETF | — | $231K | 0.1% | 7,892 | -0.0% | |||
| 38 | $AMZN | AMAZON COM INC | Consumer Discretionary | $211K | 0.1% | 859 | -1% | |||
| 39 | $IVZ | Invesco Ltd. | Financials | $203K | 0.1% | 2,655 | — |
What changed in Q3 2026
Against the previous quarter's 13F: 0 new, 19 added to, 11 trimmed, 140 sold out. Share-count changes; largest moves by dollar size first.
New positions (0)
No new positions this quarter.
Added to (19)
- GLOBAL X FDS - NASDAQ 100 COVER+9%
now $22.0M
- GLOBAL X FDS - S&P 500 COVERED+5%
now $19.1M
- SCHWAB STRATEGIC TR - US LRG CAP ETF+0.9%
now $101.4M
- VANGUARD INDEX FDS - MRNGSTR VAL ETF+12%
now $7.7M
- JOHN HANCOCK EXCHANGE TRADED - MULTIFACTR SML+4%
now $17.7M
- ISHARES TR - 20 YR TR BD ETF+15%
now $4.2M
+13 more in the Excel export
Trimmed (11)
- VANGUARD WORLD FD - INF TECH ETF-11%
now $628K
$MSFTMICROSOFT CORP-14%
now $292K · held 2 qtrs
$AAPLApple Inc.-5%
now $492K · held 8+ qtrs
- VANECK ETF TRUST - SEMICONDUCTR ETF-0.4%
now $6.6M
now $1.8M · held 8+ qtrs
now $2.0M · held 8+ qtrs
+5 more in the Excel export
Sold out (140)
- ISHARES TR - CORE S&P MCP ETFwas $205K
$GMGeneral Motors Cowas $193K
held 1 qtr
$PGPROCTER & GAMBLE Cowas $192K
held 1 qtr
- ISHARES TR - CORE S&P SCP ETFwas $183K
$XOM.R34088EXXON MOBIL CORPwas $161K
$GEGENERAL ELECTRIC COwas $149K
+134 more in the Excel export
Holdings by quarter
Every 13F SIMS INVESTMENT MANAGEMENT, LLC has filed, 7 earlier quarters. Pick one to see what it held then.
Is it too late to follow SIMS INVESTMENT MANAGEMENT?
Q3 2026 13F filed with the SEC on Oct 13, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of SIMS INVESTMENT MANAGEMENT's top 20 holdings: 62/100 (our AI quality score, weighted by position size; 11 of the 20 are scored)
Top 10 since filing
-2.5%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 7% over the last 4
Top 10 weight
87%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
98%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
SIMS INVESTMENT MANAGEMENT, LLC disclosed 39 positions worth $320.3M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 0 new positions and exited 140. The portfolio is most concentrated in Other (90.7% of disclosed assets). All figures are sourced directly from SIMS INVESTMENT MANAGEMENT, LLC’s Form 13F-HR filing with the SEC under CIK 2053807.
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