ROMAN BUTLER FULLERTON & CO
Sector Allocation
- Other32.5%$141.7M
- Technology28.5%$124.0M
- Financials10.2%$44.3M
- Industrials6.7%$29.1M
- Healthcare5.9%$25.7M
- Consumer Discretionary5.3%$23.2M
- Consumer Staples4.7%$20.3M
- Energy2.0%$8.8M
- Materials1.5%$6.7M
- Real Estate1.1%$4.6M
AUM History
13fpro.ai/research/fund/roman-butler-fullerton-and-co-733444
Conviction and streaks
Concentrating · top 10 = 31.5%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
NVDA
$25.4MAAPL
$21.5MMSFT
$17.8MAMZN
$14.1MSPY
$13.2MGOOG
$11.2MLLY
$9.5MMA
$8.7M- VANGUARD$8.0M
WMT
$7.8M- VANGUARD$6.4M
- SCHWAB$5.9M
BRK.B
$4.8MMETA
$4.5M- PROSHARES$4.4M
- ISHARES$4.4M
EOI
$4.4M- FIRST$4.2M
CAT
$4.2MCI
$4.0M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/roman-butler-fullerton-and-co-733444
ROMAN BUTLER FULLERTON & CO 13F holdings — Q3 2026
$435.5M portfolio (+3.9% QoQ) · 278 holdings · Q3 2026 13F · top 10 are 32% of the stock portfolio
$25.4M
5.8% of stocks
+1%This quarter-5.4%Since Q-end8+ qtrsHeld$21.5M
4.9% of stocks
+3%This quarter+3.3%Since Q-end8+ qtrsHeld$17.8M
4.1% of stocks
+3%This quarter+3.8%Since Q-end8+ qtrsHeld$14.1M
3.2% of stocks
+3%This quarter-0.0%Since Q-end8+ qtrsHeld$13.2M
3.0% of stocks
+21%This quarter+0.4%Since Q-end8+ qtrsHeld$11.2M
2.6% of stocks
+1%This quarter-7.8%Since Q-end8+ qtrsHeld$9.5M
2.2% of stocks
+2%This quarter+10.6%Since Q-end8+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialAdded 2 qtrs in a row$8.7M
2.0% of stocks
-1%This quarter+11.3%Since Q-end8+ qtrsHeld- 9
VANGUARD SPECIALIZED FUNDS - DIV APP ETF
$8.0M
1.8% of stocks
+1%This quarter—Since Q-end—HeldAIQuality—Est. buy— $7.8M
1.8% of stocks
-0.3%This quarter+15.8%Since Q-end8+ qtrsHeld
All holdings — ROMAN BUTLER FULLERTON & CO (Q3 2026)
278 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | VANGUARD INDEX FDS - MRNGSTR GRWT ETFetf/fund | — | $6.4M | 1.5% | 72K | -0.5% | — | — | 13F |
| 12 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $5.9M | 1.4% | 173K | +8% | — | — | 13F |
| 13 | BERKSHIRE HATHAWAY INC | Financials | $4.8M | 1.1% | 9,080 | +3% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 14 | Meta Platforms, Inc. | Technology | $4.5M | 1.0% | 6,318 | +9% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | — | PROSHARES TR - S&P 500 DV ARISTetf/fund | — | $4.4M | 1.0% | 78K | -2% | — | — | 13F |
| 16 | — | ISHARES TR - S&P 500 GRWT ETFetf/fund | — | $4.4M | 1.0% | 31K | +387% | — | — | 13F |
| 17 | Eaton Vance Enhanced Equity Income Fund | Other | $4.4M | 1.0% | 22K | -90% | 3 qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | — | FIRST TR EXCHANGE-TRADED FD - CAP STRENGTH ETFetf/fund | — | $4.2M | 1.0% | 43K | +0.6% | — | — | 13F |
| 19 | CATERPILLAR INC | Industrials | $4.2M | 1.0% | 5,765 | -3% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | Cigna Group | Healthcare | $4.0M | 0.9% | 14K | +0.6% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | JPMORGAN CHASE & CO | Financials | $3.9M | 0.9% | 12K | +0.9% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | VALERO ENERGY CORP/TX | Energy | $3.7M | 0.8% | 8,487 | -2% | 8+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $3.5M | 0.8% | 3,476 | +1% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | PROCTER & GAMBLE Co | Consumer Staples | $3.4M | 0.8% | 22K | -0.2% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | — | VANGUARD SCOTTSDALE FDS - VNG RUS3000IDXetf/fund | — | $3.4M | 0.8% | 10K | New | — | — | 13F |
| 26 | — | FIRST TR EXCHANGE-TRADED ALP - SML CAP VAL ALPH | — | $3.4M | 0.8% | 48K | — | |||
| 27 | — | ISHARES TR - MSCI USA MMENTM | — | $3.3M | 0.8% | 11K | +6% | |||
| 28 | $PANW | Palo Alto Networks Inc | Technology | $3.3M | 0.8% | 9,569 | +16% | |||
| 29 | $RTX | RTX Corp | Industrials | $3.3M | 0.8% | 17K | +34% | |||
| 30 | — | FIRST TR EXCH TRD ALPHDX FD - EMERG MKT ALPH | — | $3.3M | 0.8% | 102K | +6% | |||
| 31 | $ANET | Arista Networks, Inc. | Technology | $3.2M | 0.8% | 18K | +14% | |||
| 32 | $GOOGL | Alphabet Inc. | Technology | $3.2M | 0.7% | 9,374 | +2% | |||
| 33 | — | STRATEGY SHS - DAY HAGAN SMART | — | $3.2M | 0.7% | 57K | +7% | |||
| 34 | $IVZ | Invesco Ltd. | Financials | $3.2M | 0.7% | 15K | -9% | |||
| 35 | $JNJ | JOHNSON & JOHNSON | Healthcare | $2.9M | 0.7% | 11K | -0.0% | |||
| 36 | — | ISHARES TR - CORE S&P500 ETF | — | $2.8M | 0.6% | 3,634 | -0.2% | |||
| 37 | $GE | GENERAL ELECTRIC CO | Industrials | $2.8M | 0.6% | 8,909 | -14% | |||
| 38 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $2.6M | 0.6% | 8,467 | -9% | |||
| 39 | — | ISHARES TR - MORNINGSTAR GRWT | — | $2.6M | 0.6% | 22K | +8% | |||
| 40 | $PH | Parker-Hannifin Corp | Industrials | $2.5M | 0.6% | 2,585 | +0.1% | |||
| 41 | $GEV | GE Vernova Inc. | Industrials | $2.4M | 0.6% | 2,636 | -12% | |||
| 42 | $MU | MICRON TECHNOLOGY INC | Technology | $2.4M | 0.5% | 2,613 | +9% | |||
| 43 | $QQQ | INVESCO QQQ TRUST, SERIES 1 | — | $2.3M | 0.5% | 3,251 | +17% | |||
| 44 | $HWM | Howmet Aerospace Inc. | Materials | $2.3M | 0.5% | 10K | +3% | |||
| 45 | — | ISHARES TR - PFD AND INCM SEC | — | $2.3M | 0.5% | 79K | -10% | |||
| 46 | — | GLOBAL X FDS - NASDAQ 100 COVER | — | $2.2M | 0.5% | 123K | +28% | |||
| 47 | $NUV | NUVEEN MUNICIPAL VALUE FUND INC | Other | $2.2M | 0.5% | 266K | +3% | |||
| 48 | $CRS | CARPENTER TECHNOLOGY CORP | Materials | $2.1M | 0.5% | 5,564 | +17% | |||
| 49 | $ETW | Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | Other | $2.1M | 0.5% | 223K | +0.5% | |||
| 50 | — | ISHARES TR - RUS 1000 GRW ETF | — | $2.1M | 0.5% | 17K | -0.0% | |||
| 51 | $ORCL | ORACLE CORP | Technology | $2.1M | 0.5% | 16K | +4% | |||
| 52 | $DDOG | Datadog, Inc. | Technology | $2.1M | 0.5% | 7,935 | -0.0% | |||
| 53 | $V | VISA INC. | Financials | $2.1M | 0.5% | 5,113 | +2% | |||
| 54 | $AVGO | Broadcom Inc. | Technology | $2.1M | 0.5% | 6,144 | +2% | |||
| 55 | — | ISHARES TR - CORE S&P SCP ETF | — | $2.0M | 0.5% | 15K | +2% | |||
| 56 | $EMR | EMERSON ELECTRIC CO | Industrials | $2.0M | 0.5% | 13K | +2% | |||
| 57 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $2.0M | 0.5% | 4,739 | +44% | |||
| 58 | $NDAQ | NASDAQ, INC. | Financials | $1.9M | 0.4% | 21K | -0.3% | |||
| 59 | — | FIDELITY COVINGTON TRUST - ENHANCED INTL | — | $1.9M | 0.4% | 48K | +2% | |||
| 60 | — | FIRST TR EXCH TRADED FD III - INSTL PFD SECS | — | $1.9M | 0.4% | 102K | — | |||
| 61 | — | ISHARES TR - CORE DIV GRWTH | — | $1.9M | 0.4% | 24K | -0.2% | |||
| 62 | $EOS | Eaton Vance Enhanced Equity Income Fund II | Other | $1.9M | 0.4% | 89K | +1% | |||
| 63 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $1.8M | 0.4% | 3,428 | +0.8% | |||
| 64 | — | PACER FDS TR - US CASH COWS 100 | — | $1.8M | 0.4% | 26K | +91% | |||
| 65 | $DE | DEERE & CO | Industrials | $1.8M | 0.4% | 2,860 | +38% | |||
| 66 | — | TORTOISE CAPITAL SERIES TRUS - ENERGY ETF | — | $1.8M | 0.4% | 156K | -2% | |||
| 67 | $IVZ | Invesco Ltd. | Financials | $1.8M | 0.4% | 25K | +0.0% | |||
| 68 | $PSX | Phillips 66 | Energy | $1.8M | 0.4% | 6,128 | +183% | |||
| 69 | — | SELECT SECTOR SPDR TR - ST STR CARE ETF | — | $1.7M | 0.4% | 9,645 | +6% | |||
| 70 | $URI | UNITED RENTALS, INC. | Industrials | $1.6M | 0.4% | 1,604 | -1.0% | |||
| 71 | $IVZ | Invesco Ltd. | Financials | $1.6M | 0.4% | 14K | +0.6% | |||
| 72 | $CSCO | CISCO SYSTEMS, INC. | Technology | $1.6M | 0.4% | 15K | +9% | |||
| 73 | $POWL | POWELL INDUSTRIES INC | Technology | $1.6M | 0.4% | 9,701 | +0.5% | |||
| 74 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $1.5M | 0.3% | 10K | +14% | |||
| 75 | — | MORGAN STANLEY ETF TRUST - EATO VA ULTR ETF | — | $1.5M | 0.3% | 29K | +4% | |||
| 76 | $KR | KROGER CO | Consumer Staples | $1.4M | 0.3% | 22K | +137% | |||
| 77 | $UGA | United States Gasoline Fund, LP | Financials | $1.4M | 0.3% | 9,492 | -4% | |||
| 78 | $SHOP | SHOPIFY INC. | Technology | $1.3M | 0.3% | 7,806 | +11% | |||
| 79 | $IRM | IRON MOUNTAIN INC | Real Estate | $1.3M | 0.3% | 12K | +0.3% | |||
| 80 | $IVZ | Invesco Ltd. | Financials | $1.3M | 0.3% | 8,775 | -2% | |||
| 81 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $1.3M | 0.3% | 17K | +21% | |||
| 82 | $ASML | ASML HOLDING NV | Technology | $1.3M | 0.3% | 780 | -22% | |||
| 83 | $CLS | CELESTICA INC | Technology | $1.3M | 0.3% | 4,267 | +0.7% | |||
| 84 | — | PROSHARES TR - S&P MDCP 400 DIV | — | $1.3M | 0.3% | 14K | -2% | |||
| 85 | $ABBV | AbbVie Inc. | Healthcare | $1.2M | 0.3% | 4,394 | +0.5% | |||
| 86 | $MRK | Merck & Co., Inc. | Healthcare | $1.2M | 0.3% | 8,619 | -0.9% | |||
| 87 | — | ISHARES TR - U.S. TECH ETF | — | $1.2M | 0.3% | 4,735 | — | |||
| 88 | $CRWD | CrowdStrike Holdings, Inc. | Technology | $1.2M | 0.3% | 5,255 | +5% | |||
| 89 | — | VANGUARD INDEX FDS - MRNGSTR VAL ETF | — | $1.2M | 0.3% | 5,384 | -0.6% | |||
| 90 | $PLTR | Palantir Technologies Inc. | Technology | $1.1M | 0.3% | 5,916 | +3% | |||
| 91 | $USB | US BANCORP \DE\ | Financials | $1.1M | 0.3% | 20K | +0.2% | |||
| 92 | $USO | United States Oil Fund, LP | Financials | $1.1M | 0.3% | 7,065 | New | |||
| 93 | $CTAS | CINTAS CORP | Consumer Discretionary | $1.1M | 0.3% | 5,334 | — | |||
| 94 | $KMI | KINDER MORGAN, INC. | Energy | $1.1M | 0.3% | 34K | +0.6% | |||
| 95 | $LITE | Lumentum Holdings Inc. | Technology | $1.1M | 0.3% | 1,349 | +48% | |||
| 96 | $LOW | LOWES COMPANIES INC | Consumer Discretionary | $1.1M | 0.3% | 5,696 | -7% | |||
| 97 | — | ISHARES TR - MSCI USA MIN ETF | — | $1.1M | 0.3% | 11K | -7% | |||
| 98 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $1.1M | 0.3% | 22K | -7% | |||
| 99 | $DLR | DIGITAL REALTY TRUST, INC. | Real Estate | $1.1M | 0.3% | 6,323 | -0.4% | |||
| 100 | — | ISHARES TR - 20 YR TR BD ETF | — | $1.1M | 0.3% | 14K | +113% | |||
| 101 | $ADP | AUTOMATIC DATA PROCESSING INC | Technology | $1.1M | 0.2% | 3,692 | +0.2% | |||
| 102 | $EXEL | EXELIXIS, INC. | Healthcare | $1.1M | 0.2% | 169K | New | |||
| 103 | $IGR | CBRE GLOBAL REAL ESTATE INCOME FUND | Other | $1.1M | 0.2% | 96K | -66% | |||
| 104 | $FIX | COMFORT SYSTEMS USA INC | Industrials | $1.0M | 0.2% | 715 | -17% | |||
| 105 | $SGOL | abrdn Gold ETF Trust | Financials | $1.0M | 0.2% | 26K | +1% | |||
| 106 | — | ISHARES TR - ISHARES SEMICDTR | — | $1.0M | 0.2% | 2,011 | +53% | |||
| 107 | $IVZ | Invesco Ltd. | Financials | $992K | 0.2% | 6,988 | -1% | |||
| 108 | $COF | CAPITAL ONE FINANCIAL CORP | Financials | $984K | 0.2% | 4,925 | +10% | |||
| 109 | $EXPE | Expedia Group, Inc. | Consumer Discretionary | $983K | 0.2% | 3,369 | +8% | |||
| 110 | — | VANECK ETF TRUST - PREFERRED SECURT | — | $982K | 0.2% | 58K | +0.7% | |||
| 111 | — | ISHARES TR - SELECT DIVID ETF | — | $979K | 0.2% | 6,222 | +0.1% | |||
| 112 | $RSG | REPUBLIC SERVICES, INC. | Utilities | $965K | 0.2% | 4,211 | +0.3% | |||
| 113 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $959K | 0.2% | 4,057 | -7% | |||
| 114 | — | CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT | — | $952K | 0.2% | 19K | +29% | |||
| 115 | — | J P MORGAN EXCHANGE TRADED F - ULTRA SHRT ETF | — | $952K | 0.2% | 16K | +3% | |||
| 116 | $FTNT | Fortinet, Inc. | Technology | $940K | 0.2% | 5,480 | +292% | |||
| 117 | $SNDK | Sandisk Corp | Technology | $931K | 0.2% | 679 | +69% | |||
| 118 | — | ISHARES TR - 7-10 YR TRSY BD | — | $900K | 0.2% | 9,990 | New | |||
| 119 | $RKLB | Rocket Lab Corp | Industrials | $894K | 0.2% | 17K | +5% | |||
| 120 | — | SPDR SERIES TRUST - ST STR P500ETF | — | $877K | 0.2% | 9,719 | -4% | |||
| 121 | $WT | WisdomTree, Inc. | Financials | $871K | 0.2% | 32K | +0.0% | |||
| 122 | $KO | COCA COLA CO | Consumer Staples | $866K | 0.2% | 9,265 | +0.1% | |||
| 123 | $BMY | BRISTOL MYERS SQUIBB CO | Healthcare | $854K | 0.2% | 15K | -47% | |||
| 124 | $VRTX | VERTEX PHARMACEUTICALS INC / MA | Healthcare | $836K | 0.2% | 1,666 | +2% | |||
| 125 | $TSLA | Tesla, Inc. | Consumer Discretionary | $835K | 0.2% | 2,268 | +0.8% | |||
| 126 | $AMGN | AMGEN INC | Healthcare | $828K | 0.2% | 1,948 | -0.4% | |||
| 127 | $CEG | Constellation Energy Corp | Utilities | $811K | 0.2% | 3,080 | +2% | |||
| 128 | — | ISHARES TR - HDG MSCI EAFE | — | $801K | 0.2% | 17K | -6% | |||
| 129 | $FCX | FREEPORT-MCMORAN INC | Materials | $771K | 0.2% | 11K | -0.2% | |||
| 130 | $VZ | VERIZON COMMUNICATIONS INC | Communication Services | $769K | 0.2% | 17K | +3% | |||
| 131 | — | VANGUARD INDEX FDS - MRNGSTR MD CP GR | — | $755K | 0.2% | 2,613 | -0.0% | |||
| 132 | $LMT | LOCKHEED MARTIN CORP | Industrials | $751K | 0.2% | 1,370 | +0.4% | |||
| 133 | — | ISHARES TR - MSCI EMG MKT ETF | — | $750K | 0.2% | 12K | -19% | |||
| 134 | $NFLX | NETFLIX INC | Communication Services | $750K | 0.2% | 11K | +2% | |||
| 135 | — | SIMPLIFY EXCHANGE TRADED FUN - MANAGED FUTURES | — | $710K | 0.2% | 24K | +6% | |||
| 136 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $709K | 0.2% | 1,888 | — | |||
| 137 | — | ISHARES TR - MSCI EAFE ETF | — | $707K | 0.2% | 6,872 | -4% | |||
| 138 | $HII | HUNTINGTON INGALLS INDUSTRIES, INC. | Industrials | $706K | 0.2% | 2,619 | +4% | |||
| 139 | $BITB | Bitwise Bitcoin ETF | Financials | $698K | 0.2% | 16K | +2% | |||
| 140 | — | VANECK ETF TRUST - GOLD MINERS ETF | — | $697K | 0.2% | 8,056 | New | |||
| 141 | $PFE | PFIZER INC | Healthcare | $695K | 0.2% | 24K | +1% | |||
| 142 | — | VANGUARD MUN BD FDS - TAX EXEMPT BD | — | $694K | 0.2% | 14K | +0.2% | |||
| 143 | $AEE | AMEREN CORP | Utilities | $685K | 0.2% | 6,586 | +3% | |||
| 144 | $WM | WASTE MANAGEMENT INC | Utilities | $675K | 0.1% | 2,979 | +0.2% | |||
| 145 | $FBTC | Fidelity Wise Origin Bitcoin Fund | Financials | $668K | 0.1% | 9,387 | +1% | |||
| 146 | $SUNB | Sunbelt Rentals Holdings, Inc. | Industrials | $667K | 0.1% | 8,800 | -0.8% | |||
| 147 | $PEP | PEPSICO INC | Consumer Staples | $667K | 0.1% | 4,992 | +3% | |||
| 148 | $UPS | UNITED PARCEL SERVICE INC | Industrials | $665K | 0.1% | 6,827 | New | |||
| 149 | — | ETF OPPORTUNITIES TRUST - REX FA IN EQ ETF | — | $658K | 0.1% | 16K | +26% | |||
| 150 | $T | AT&T INC. | Communication Services | $637K | 0.1% | 27K | -0.6% |
What changed in Q3 2026
Against the previous quarter's 13F: 25 new, 147 added to, 85 trimmed, 27 sold out. Share-count changes; largest moves by dollar size first.
New positions (25)
- VANGUARD SCOTTSDALE FDS - VNG RUS3000IDX$3.4M
first bought this quarter
$USOUnited States Oil Fund, LP$1.1M
first bought this quarter
$EXELEXELIXIS, INC.$1.1M
first bought this quarter
- ISHARES TR - 7-10 YR TRSY BD$900K
first bought this quarter
- VANECK ETF TRUST - GOLD MINERS ETF$697K
first bought this quarter
$UPSUNITED PARCEL SERVICE INC$665K
first bought this quarter
+19 more in the Excel export
Added to (147)
- ISHARES TR - S&P 500 GRWT ETF+387%
now $4.4M
now $13.2M · held 8+ qtrs, 2 adds in a row
$PSXPhillips 66+183%
now $1.8M · held 8+ qtrs
- PACER FDS TR - US CASH COWS 100+91%
now $1.8M
$RTXRTX Corp+34%
now $3.3M · held 8+ qtrs
$KRKROGER CO+137%
now $1.4M · held 8+ qtrs
+141 more in the Excel export
Trimmed (85)
now $4.4M · held 3 qtrs, 2 trims in a row
- FIDELITY COVINGTON TRUST - MSCI UTILS INDEX-93%
now $265K
$IGRCBRE GLOBAL REAL ESTATE INCOME FUND-66%
now $1.1M · held 8+ qtrs
$BMYBRISTOL MYERS SQUIBB CO-47%
now $854K · held 8+ qtrs
- SELECT SECTOR SPDR TR - ST STR TECHN ETF-75%
now $240K
- SELECT SECTOR SPDR TR - ST STR ENERG ETF-55%
now $579K
+79 more in the Excel export
Sold out (27)
- FIRST TR EXCHANGE-TRADED ALP - COM SHSwas $3.4M
- FIRST TR EXCHANGE-TRADED ALP - SML CP GRW ALPwas $3.1M
$XOM.R34088EXXON MOBIL CORPwas $1.3M
held 7+ qtrs
- ISHARES TR - RUSSELL 2000 ETFwas $1.2M
- ISHARES TR - SP SMCP600VL ETFwas $1.2M
- ISHARES TR - IBOXX INV CP ETFwas $1.1M
+21 more in the Excel export
Holdings by quarter
Every 13F ROMAN BUTLER FULLERTON & CO has filed, 31 earlier quarters. Pick one to see what it held then.
Is it too late to follow ROMAN BUTLER FULLERTON?
Holdings as of Sep 30, 2026 (SEC filing). Prices are closing prices as of Oct 26, 2026.
Average quality of ROMAN BUTLER FULLERTON's top 20 holdings: 76/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)
Top 10 since quarter-end
+1.3%
Value-weighted move of the 10 largest stock positions
Turnover
8%
Last quarter; 29% over the last 4
Top 10 weight
32%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
94%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
ROMAN BUTLER FULLERTON & CO disclosed 278 positions worth $435.5M in its Form 13F-HR for Q3 2026, led by $NVDA (NVIDIA CORP) at 5.8% of the equity portfolio, followed by $AAPL and $MSFT. During the quarter the fund opened 25 new positions and exited 27. The portfolio is most concentrated in Other (32.5% of disclosed assets). All figures are sourced directly from ROMAN BUTLER FULLERTON & CO’s Form 13F-HR filing with the SEC under CIK 733444.
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