Prota Financial, LLC
Sector Allocation
- Other66.7%$104.4M
- Financials19.5%$30.6M
- Technology6.8%$10.6M
- Industrials2.3%$3.5M
- Consumer Staples1.9%$3.0M
- Healthcare1.7%$2.6M
- Consumer Discretionary0.8%$1.3M
- Energy0.4%$571,228
AUM History
13fpro.ai/research/fund/prota-financial-llc-2126257
Conviction and streaks
Stable · top 10 = 51.1%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- J$12.4M
IVZ
$12.2M- SCHWAB$9.4M
- ISHARES$8.7M
- SCHWAB$7.4M
- AMPLIFY$6.3M
- PACER$6.0M
BXSL
$5.9M- NEOS$5.9M
- GOLDMAN$5.9M
OBDC
$5.7M- $5.7M
- PUTNAM$5.5M
- SCHWAB$5.5M
- ISHARES$5.5M
- LEGG$5.5M
- ALPS$5.4M
- $5.4M
- $3.8M
AAPL
$1.7M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/prota-financial-llc-2126257
Prota Financial, LLC 13F holdings — Q3 2026
$156.5M portfolio (+3.0% QoQ) · 69 holdings · Q3 2026 13F · top 10 are 51% of the stock portfolio
- 1
J P MORGAN EXCHANGE TRADED F - NASDAQ EQT PREM
$12.4M
7.9% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— $12.2M
7.8% of stocks
+5%This quarter-5.2%Since filed4+ qtrsHeld- 3
SCHWAB STRATEGIC TR - US LCAP GR ETF
$9.4M
6.0% of stocks
-3%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
ISHARES TR - CORE DIV GRWTH
$8.7M
5.6% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
SCHWAB STRATEGIC TR - INTL EQTY ETF
$7.4M
4.8% of stocks
+4%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
AMPLIFY ETF TR - CWP ENHANCED DIV
$6.3M
4.0% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
PACER FDS TR - US CASH COWS 100
$6.0M
3.8% of stocks
-0.4%This quarter—Since filed—HeldAIQuality—Est. buy— $5.9M
3.8% of stocks
+2%This quarter-5.0%Since filed4+ qtrsHeldAIQuality55.2#1,257Est. buyEstimated buy price is Pro: unlock with a free trialAdded 3 qtrs in a row- 9
NEOS ETF TRUST - NEOS S&P 500 HI
$5.9M
3.7% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
GOLDMAN SACHS ETF TR - S&P 500 PREMIUM
$5.9M
3.7% of stocks
+1%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | J P MORGAN EXCHANGE TRADED F - NASDAQ EQT PREM | $12.4M | 7.9% | +2% | — | — | — | — | |
| 2 | $12.2M | 7.8% | +5% | -5.2% | 4+ qtrsAdded 3 qtrs in a row | — | Estimated buy price is Pro: unlock with a free trial | ||
| 3 | SCHWAB STRATEGIC TR - US LCAP GR ETF | $9.4M | 6.0% | -3% | — | — | — | — | |
| 4 | ISHARES TR - CORE DIV GRWTH | $8.7M | 5.6% | +2% | — | — | — | — | |
| 5 | SCHWAB STRATEGIC TR - INTL EQTY ETF | $7.4M | 4.8% | +4% | — | — | — | — | |
| 6 | AMPLIFY ETF TR - CWP ENHANCED DIV | $6.3M | 4.0% | +1% | — | — | — | — | |
| 7 | PACER FDS TR - US CASH COWS 100 | $6.0M | 3.8% | -0.4% | — | — | — | — | |
| 8 | $5.9M | 3.8% | +2% | -5.0% | 4+ qtrsAdded 3 qtrs in a row | 55.2#1,257 | Estimated buy price is Pro: unlock with a free trial | ||
| 9 | NEOS ETF TRUST - NEOS S&P 500 HI | $5.9M | 3.7% | +2% | — | — | — | — | |
| 10 | GOLDMAN SACHS ETF TR - S&P 500 PREMIUM | $5.9M | 3.7% | +1% | — | — | — | — |
All holdings — Prota Financial, LLC (Q3 2026)
69 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | Blue Owl Capital Corp | Other | $5.7M | 3.7% | 549K | +5% | 4+ qtrsAdded 2 qtrs in a row | 64.7 | 13F | |
| 12 | Invesco Ltd. | Financials | $5.7M | 3.6% | 50K | +2% | 4+ qtrsAdded 3 qtrs in a row | — | 13F | |
| 13 | — | PUTNAM ETF TRUST - BDC INCOME ETFetf/fund | — | $5.5M | 3.5% | 205K | +5% | — | — | 13F |
| 14 | — | SCHWAB STRATEGIC TR - EMRG MKTEQ ETFetf/fund | — | $5.5M | 3.5% | 153K | +9% | — | — | 13F |
| 15 | — | ISHARES TR - INTL SEL DIV ETFetf/fund | — | $5.5M | 3.5% | 133K | +2% | — | — | 13F |
| 16 | — | LEGG MASON ETF INVT - FRANKLIN INTL LWetf/fund | — | $5.5M | 3.5% | 132K | +8% | — | — | 13F |
| 17 | — | ALPS ETF TR - ALERIAN MLPetf/fund | — | $5.4M | 3.5% | 104K | +2% | — | — | 13F |
| 18 | Invesco Ltd. | Financials | $5.4M | 3.4% | 63K | +9% | 4+ qtrsAdded 3 qtrs in a row | — | 13F | |
| 19 | Invesco Ltd. | Financials | $3.8M | 2.4% | 25K | +19% | 4+ qtrsAdded 3 qtrs in a row | — | 13F | |
| 20 | Apple Inc. | Technology | $1.7M | 1.1% | 5,088 | -1% | 4+ qtrsTrimmed 2 qtrs in a row | 75.7 | 13F | |
| 21 | — | FRANKLIN TEMPLETON ETF TR - INTL COR DIV TILetf/fund | — | $1.4M | 0.9% | 33K | -4% | — | — | 13F |
| 22 | Alphabet Inc. | Technology | $956K | 0.6% | 2,825 | +1% | 4+ qtrs | 77.7 | 13F | |
| 23 | Merck & Co., Inc. | Healthcare | $875K | 0.6% | 6,085 | -3% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | Blue Owl Technology Finance Corp. | Other | $859K | 0.6% | 88K | +0.2% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | VISA INC. | Financials | $768K | 0.5% | 2,133 | -2% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $752K | 0.5% | 1,503 | -4% | |||
| 27 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $746K | 0.5% | 1,410 | -7% | |||
| 28 | $LRCX | LAM RESEARCH CORP | Technology | $738K | 0.5% | 2,171 | -2% | |||
| 29 | $ADP | AUTOMATIC DATA PROCESSING INC | Technology | $731K | 0.5% | 2,770 | -3% | |||
| 30 | $CRM | Salesforce, Inc. | Technology | $729K | 0.5% | 3,079 | -7% | |||
| 31 | $AMZN | AMAZON COM INC | Consumer Discretionary | $712K | 0.5% | 2,869 | -1% | |||
| 32 | $GILD | GILEAD SCIENCES, INC. | Healthcare | $707K | 0.5% | 4,793 | -0.6% | |||
| 33 | $KO | COCA COLA CO | Consumer Staples | $706K | 0.5% | 8,194 | -2% | |||
| 34 | $KLAC | KLA CORP | Technology | $697K | 0.5% | 3,481 | +7% | |||
| 35 | $ETN | Eaton Corp plc | Industrials | $676K | 0.4% | 1,546 | -0.4% | |||
| 36 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $676K | 0.4% | 4,696 | -0.4% | |||
| 37 | $CAT | CATERPILLAR INC | Industrials | $676K | 0.4% | 818 | -0.5% | |||
| 38 | $GEV | GE Vernova Inc. | Industrials | $665K | 0.4% | 673 | +3% | |||
| 39 | $MMM | 3M CO | Healthcare | $663K | 0.4% | 4,068 | -0.2% | |||
| 40 | $GE | GENERAL ELECTRIC CO | Industrials | $662K | 0.4% | 2,118 | -2% | |||
| 41 | $MSI | Motorola Solutions, Inc. | Technology | $629K | 0.4% | 1,405 | -0.8% | |||
| 42 | $MA | Mastercard Inc | Financials | $626K | 0.4% | 1,139 | -0.1% | |||
| 43 | $ASML | ASML HOLDING NV | Technology | $622K | 0.4% | 344 | — | |||
| 44 | $ADBE | ADOBE INC. | Technology | $618K | 0.4% | 2,563 | +6% | |||
| 45 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $609K | 0.4% | 666 | +1% | |||
| 46 | $LMT | LOCKHEED MARTIN CORP | Industrials | $602K | 0.4% | 1,191 | -1% | |||
| 47 | $PGR | PROGRESSIVE CORP/OH/ | Financials | $596K | 0.4% | 2,823 | -0.7% | |||
| 48 | $INTU | INTUIT INC. | Technology | $579K | 0.4% | 2,049 | -2% | |||
| 49 | $MSFT | MICROSOFT CORP | Technology | $571K | 0.4% | 1,114 | +0.9% | |||
| 50 | $TJX | TJX COMPANIES INC /DE/ | Consumer Discretionary | $550K | 0.3% | 4,114 | +4% | |||
| 51 | $PEP | PEPSICO INC | Consumer Staples | $549K | 0.3% | 4,372 | +1% | |||
| 52 | $JPM | JPMORGAN CHASE & CO | Financials | $483K | 0.3% | 1,451 | — | |||
| 53 | $WMT | Walmart Inc. | Consumer Staples | $443K | 0.3% | 4,247 | +0.1% | |||
| 54 | $CSCO | CISCO SYSTEMS, INC. | Technology | $433K | 0.3% | 3,984 | -5% | |||
| 55 | $INTC | INTEL CORP | Technology | $389K | 0.3% | 3,246 | -9% | |||
| 56 | $ABBV | AbbVie Inc. | Healthcare | $358K | 0.2% | 1,376 | -2% | |||
| 57 | — | J P MORGAN EXCHANGE TRADED F - EQUITY PREMIUM | — | $350K | 0.2% | 6,260 | +25% | |||
| 58 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $343K | 0.2% | 2,096 | -2% | |||
| 59 | $AVGO | Broadcom Inc. | Technology | $273K | 0.2% | 794 | — | |||
| 60 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | — | $251K | 0.2% | 4,000 | -25% | |||
| 61 | $UNP | UNION PACIFIC CORP | Industrials | $239K | 0.1% | 878 | — | |||
| 62 | $BX | Blackstone Inc. | Financials | $231K | 0.1% | 2,061 | -1% | |||
| 63 | $KMI | KINDER MORGAN, INC. | Energy | $228K | 0.1% | 7,466 | +0.1% | |||
| 64 | $QCOM | QUALCOMM INC/DE | Technology | $224K | 0.1% | 1,232 | -3% | |||
| 65 | — | J P MORGAN EXCHANGE TRADED F - ULTRA SHRT ETF | — | $207K | 0.1% | 4,127 | New | |||
| 66 | $OWL | BLUE OWL CAPITAL INC. | Financials | $144K | 0.1% | 16K | +0.9% | |||
| 67 | $NCDL | Nuveen Churchill Direct Lending Corp. | Other | $137K | 0.1% | 12K | — | |||
| 68 | $FSK | FS KKR Capital Corp | Other | $128K | 0.1% | 11K | -1% | |||
| 69 | $OFS | OFS Capital Corp | Other | $46K | 0.0% | 13K | — |
What changed in Q3 2026
Against the previous quarter's 13F: 1 new, 30 added to, 32 trimmed, 2 sold out. Share-count changes; largest moves by dollar size first.
New positions (1)
- J P MORGAN EXCHANGE TRADED F - ULTRA SHRT ETF$207K
first bought this quarter
Added to (30)
now $12.2M · held 4+ qtrs, 3 adds in a row
- SCHWAB STRATEGIC TR - EMRG MKTEQ ETF+9%
now $5.5M
- LEGG MASON ETF INVT - FRANKLIN INTL LW+8%
now $5.5M
- SCHWAB STRATEGIC TR - INTL EQTY ETF+4%
now $7.4M
now $5.7M · held 4+ qtrs, 2 adds in a row
- J P MORGAN EXCHANGE TRADED F - NASDAQ EQT PREM+2%
now $12.4M
+24 more in the Excel export
Trimmed (32)
- SCHWAB STRATEGIC TR - US LCAP GR ETF-3%
now $9.4M
- SELECT SECTOR SPDR TR - ST STR ENERG ETF-25%
now $251K
$AMATAPPLIED MATERIALS INC /DE-7%
now $746K · held 4+ qtrs, 3 trims in a row
- FRANKLIN TEMPLETON ETF TR - INTL COR DIV TIL-4%
now $1.4M
$CRMSalesforce, Inc.-7%
now $729K · held 4+ qtrs
$INTCINTEL CORP-9%
now $389K · held 2 qtrs
+26 more in the Excel export
Holdings by quarter
Every 13F Prota Financial, LLC has filed, 3 earlier quarters. Pick one to see what it held then.
Is it too late to follow Prota Financial?
Q3 2026 13F filed with the SEC on Oct 8, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Prota Financial's top 20 holdings: 66/100 (our AI quality score, weighted by position size; 18 of the 20 are scored)
Top 10 since filing
-4.6%
Value-weighted move of the 10 largest stock positions
Turnover
1%
Last quarter
Top 10 weight
51%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
99%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Prota Financial, LLC disclosed 69 positions worth $156.5M in its Form 13F-HR for Q3 2026, followed by $IVZ. During the quarter the fund opened 1 new position and exited 2 and a full exit from $NVDA. The portfolio is most concentrated in Other (66.7% of disclosed assets). All figures are sourced directly from Prota Financial, LLC’s Form 13F-HR filing with the SEC under CIK 2126257.
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