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FNY Investment Advisers, LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1742998
Institutional-grade research for retail investors

Sector Allocation

  • Technology36.1%$145.3M
  • Other15.2%$61.1M
  • Healthcare10.6%$42.6M
  • Financials9.7%$38.9M
  • Communication Services7.7%$30.9M
  • Industrials5.9%$23.8M
  • Energy4.3%$17.4M
  • Materials3.4%$13.5M
  • Consumer Staples3.1%$12.5M
  • Consumer Discretionary1.8%$7.3M

AUM History

13fpro.ai/research/fund/fny-investment-advisers-llc-1742998

Conviction and streaks

Concentrating · top 10 = 29.3%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$Conviction hold9.1% weight · held 8 quartersWBD$WBDConviction hold3.8% weight · held 11 quartersBA$BAConviction hold1.9% weight · held 11 quartersAMD$AMDConviction hold1.8% weight · held 6 quartersCDRO$CDROConviction hold1.6% weight · held 11 quartersMHLA$MHLAAccumulating+150% shares · 7 quarters runningRIO$RIOAccumulating+392% shares · 4 quarters runningQCOM$QCOMAccumulating+6071% shares · 3 quarters runningNOK$NOKAccumulating+2231864% shares · 3 quarters runningHPE$HPEAccumulating+4756% shares · 3 quarters runningSOLV$SOLVTrimming-100% shares · 10 quarters runningSIRI$SIRITrimming-95% shares · 7 quarters runningZIM$ZIMTrimming-100% shares · 6 quarters runningRNW$RNWTrimming-100% shares · 6 quarters runningPD$PDTrimming-80% shares · 4 quarters running

Largest positions — Q3 2026

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/fny-investment-advisers-llc-1742998

FNY Investment Advisers, LLC 13F holdings — Q3 2026

$402.1M portfolio (+44.5% QoQ) · 926 holdings · Q3 2026 13F · top 10 are 29% of the stock portfolio

Includes $21K of put/call options ($9K puts, $12K calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $402.0M. Weights use the stock portfolio.

All holdings — FNY Investment Advisers, LLC (Q3 2026)

926 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

Company
C$CCITIGROUP INC$5.3M+682%
CTVA$CTVACorteva, Inc.$5.2MNew
SA$SASEABRIDGE GOLD INC$5.1M-7%
CRWD$CRWDCrowdStrike Holdings, Inc.$5.0M+494%
META$METAMeta Platforms, Inc.$5.0MNew
LNG$LNGCheniere Energy, Inc.$4.8MNew
OKTA$OKTAOkta, Inc.$4.7M+137%
QCOM$QCOMQUALCOMM INC/DE$4.5M+726%
AMAT$AMATAPPLIED MATERIALS INC /DE$4.2M+381%
KVUE$KVUEKenvue Inc.$4.0M+104%
FCRS$FCRSFutureCrest Acquisition Corp.$3.9M—
DELL$DELLDell Technologies Inc.$3.8M+43%
MRVL$MRVLMarvell Technology, Inc.$3.7M+340%
TTE$TTETotalEnergies SE$3.6MNew
ELME$ELMEElme Communities$3.6M+201%

What changed in Q3 2026

Against the previous quarter's 13F: 295 new, 234 added to, 176 trimmed, 352 sold out. Share-count changes; largest moves by dollar size first.

New positions (295)

  • LITE$LITELumentum Holdings Inc.$6.3M

    first bought this quarter

  • CTVA$CTVACorteva, Inc.$5.2M

    first bought this quarter

  • LNG$LNGCheniere Energy, Inc.$4.8M

    first bought this quarter

  • TTE$TTETotalEnergies SE$3.6M

    first bought this quarter

  • SWKS$SWKSSKYWORKS SOLUTIONS, INC.$3.2M

    first bought this quarter

  • HPE$HPEHewlett Packard Enterprise Co$2.7M

    first bought this quarter

+289 more in the Excel export

Added to (234)

  • ISHARES 20 PLS YEAR TREASURY BND ETF - COM+2733%

    now $36.5M

  • WBD$WBDWarner Bros. Discovery, Inc.+603%

    now $15.1M · held 11+ qtrs

  • AMD$AMDADVANCED MICRO DEVICES INC+379%

    now $7.3M · held 6 qtrs

  • ROKU$ROKUROKU, INC+1233%

    now $6.1M · held 2 qtrs, 2 adds in a row

  • BA$BABOEING CO+207%

    now $7.5M · held 11+ qtrs, 2 adds in a row

  • INTC$INTCINTEL CORP+431%

    now $5.9M · held 8 qtrs

+228 more in the Excel export

Trimmed (176)

  • FRNM$FRNMFreenome, Inc.-98%

    now $55K

  • SNDK$SNDKSandisk Corp-72%

    now $930K · held 2 qtrs

  • ARCHIMEDES TECH SPAC PARTNERS II ORD - COM-56%

    now $1.5M

  • JD$JDJD.com, Inc.-99%

    now $21K

  • SPKL$SPKLSpark I Acquisition Corp-70%

    now $394K · held 2 qtrs

  • NSC$NSCNORFOLK SOUTHERN CORP-27%

    now $2.3M · held 6 qtrs, 3 trims in a row

+170 more in the Excel export

Sold out (352)

  • NUVL$NUVLNuvalent, Inc.was $13.5M

    held 1 qtr

  • NEE$NEENEXTERA ENERGY INCwas $9.5M

    held 1 qtr

  • CNI$CNICANADIAN NATIONAL RAILWAY COwas $5.2M

    held 1 qtr

  • PM$PMPhilip Morris International Inc.was $5.0M

    held 1 qtr

  • NVDA$NVDANVIDIA CORPwas $3.8M

    held 10+ qtrs

  • FNV$FNVFRANCO NEVADA Corpwas $3.4M

+346 more in the Excel export

Firm AUM (Form ADV): $2.9B as of 2025-12-31 · SEC IAPD

Share

Holdings by quarter

Every 13F FNY Investment Advisers, LLC has filed, 33 earlier quarters. Pick one to see what it held then.

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Q3 2026 13F filed with the SEC on Oct 16, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of FNY Investment Advisers's top 20 holdings: 55/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)

Top 10 since filing

-2.5%

Value-weighted move of the 10 largest stock positions

Turnover

42%

Last quarter; 205% over the last 4

Top 10 weight

29%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

48%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

FNY Investment Advisers, LLC disclosed 926 positions worth $402.1M in its Form 13F-HR for Q3 2026 — $402.0M in common stock plus $21,000 of put/call option positions (reported at underlying notional value, not premium at risk), followed by $MRNA and $WBD. During the quarter the fund opened 295 new positions and exited 352 — including a new stake in $LITE and a full exit from $NUVL. The portfolio is most concentrated in Technology (36.1% of disclosed assets). All figures are sourced directly from FNY Investment Advisers, LLC’s Form 13F-HR filing with the SEC under CIK 1742998.

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AI-Powered Hedge Fund Analysis: FNY Investment Advisers, LLC

13F Pro is an AI hedge fund tracker and stock research platform. For FNY Investment Advisers, LLC (SEC CIK: 1742998), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in FNY Investment Advisers, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.