MIRAE ASSET SECURITIES (USA) INC.
Sector Allocation
- Other70.5%$1.6B
- Technology17.8%$405.7M
- Financials3.8%$87.2M
- Consumer Discretionary3.5%$80.1M
- Energy1.7%$39.0M
- Consumer Staples1.2%$27.4M
- Communication Services0.8%$18.6M
- Healthcare0.6%$13.3M
AUM History
13fpro.ai/research/fund/mirae-asset-securities-usa-inc-890203
Conviction and streaks
Diversifying · top 10 = 64.1%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
SPY
$424.2MQQQ
$237.9M- ISHARES$219.2M
- SPDR$116.6M
- SPDR$106.8M
- SELECT$92.4M
META
$72.8MGOOGL
$68.9MNVDA
$63.0M- SPDR$57.7M
- ISHARES$54.9M
TSLA
$53.4MGOOG
$51.2MMDY
$51.0M- VANECK$45.8M
- VANECK$44.1M
PLTR
$42.1M- SPDR$39.5M
- SELECT$33.8M
QCOM
$30.4M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/mirae-asset-securities-usa-inc-890203
MIRAE ASSET SECURITIES (USA) INC. 13F holdings — Q3 2026
$3.6B portfolio (-0.3% QoQ) · 108 holdings · Q3 2026 13F · top 10 are 64% of the stock portfolio
Includes $1.3B of put/call options ($1.3B puts, $0 calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $2.3B. Weights use the stock portfolio.
$424.2M
18.6% of stocks
-34%This quarter-0.8%Since filed7 qtrsHeld$237.9M
10.4% of stocks
-20%This quarter-2.2%Since filed8+ qtrsHeld- 3
ISHARES TR - RUSSELL 2000 ETF
$219.2M
9.6% of stocks
+9%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
SPDR SERIES TRUST - SP O&G EXPL PRO
$116.6M
5.1% of stocks
NewThis quarter—Since filedNew this quarterHeldAIQuality—Est. buy— - 5
SPDR SERIES TRUST - ST STR SP RETAIL
$106.8M
4.7% of stocks
No changeThis quarter—Since filed—HeldAIQuality—Est. buy— - 6
SELECT SECTOR SPDR TR - ST STR INDL ETF
$92.4M
4.1% of stocks
+57%This quarter—Since filed—HeldAIQuality—Est. buy— $72.8M
3.2% of stocks
+100%This quarter-14.4%Since filed2 qtrsHeld$68.9M
3.0% of stocks
+59%This quarter-8.9%Since filed8+ qtrsHeld$63.0M
2.8% of stocks
+6%This quarter-0.6%Since filed5 qtrsHeld- 10
SPDR SERIES TRUST - ST STR SP HOME
$57.7M
2.5% of stocks
+20%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | $424.2M | 18.6% | -34% | -0.8% | 7 qtrs | — | Estimated buy price is Pro: unlock with a free trial | ||
| 2 | $237.9M | 10.4% | -20% | -2.2% | 8+ qtrsTrimmed 2 qtrs in a row | — | Estimated buy price is Pro: unlock with a free trial | ||
| 3 | ISHARES TR - RUSSELL 2000 ETF | $219.2M | 9.6% | +9% | — | — | — | — | |
| 4 | SPDR SERIES TRUST - SP O&G EXPL PRO | $116.6M | 5.1% | New | — | New this quarter | — | — | |
| 5 | SPDR SERIES TRUST - ST STR SP RETAIL | $106.8M | 4.7% | No change | — | — | — | — | |
| 6 | SELECT SECTOR SPDR TR - ST STR INDL ETF | $92.4M | 4.1% | +57% | — | — | — | — | |
| 7 | $72.8M | 3.2% | +100% | -14.4% | 2 qtrsAdded 2 qtrs in a row | 78.0#57 | Estimated buy price is Pro: unlock with a free trial | ||
| 8 | $68.9M | 3.0% | +59% | -8.9% | 8+ qtrsAdded 2 qtrs in a row | 77.7#61 | Estimated buy price is Pro: unlock with a free trial | ||
| 9 | $63.0M | 2.8% | +6% | -0.6% | 5 qtrsAdded 2 qtrs in a row | 86.0#3 | Estimated buy price is Pro: unlock with a free trial | ||
| 10 | SPDR SERIES TRUST - ST STR SP HOME | $57.7M | 2.5% | +20% | — | — | — | — |
All holdings — MIRAE ASSET SECURITIES (USA) INC. (Q3 2026)
108 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | SPDR S&P 500 ETF TRUST | — | $228.8M | — | 300K | -35% | — | — | 13F | |
| 12 | — PUT | SELECT SECTOR SPDR TR - ST STR INDL ETF | — | $108.5M | — | 650K | +86% | — | — | 13F |
| 13 | Meta Platforms, Inc. | Technology | $72.5M | — | 100K | +100% | — | — | 13F | |
| 14 | Alphabet Inc. | Technology | $68.8M | — | 200K | +60% | — | — | 13F | |
| 15 | NVIDIA CORP | Technology | $62.8M | — | 275K | +6% | — | — | 13F | |
| 16 | — | ISHARES INC - MSCI STH KOR ETFetf/fund | — | $54.9M | 2.4% | 301K | +0.0% | — | — | 13F |
| 17 | — PUT | ISHARES INC - MSCI STH KOR ETF | — | $54.8M | — | 300K | — | — | — | 13F |
| 18 | Tesla, Inc. | Consumer Discretionary | $53.4M | 2.3% | 150K | +199% | 7 qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | Tesla, Inc. | Consumer Discretionary | $53.2M | — | 150K | +200% | — | — | 13F | |
| 20 | Alphabet Inc. | Technology | $51.2M | 2.3% | 150K | +42% | 6 qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | Alphabet Inc. | Technology | $51.1M | — | 150K | +43% | — | — | 13F | |
| 22 | SPDR S&P MIDCAP 400 ETF TRUSTetf/fund | — | $51.0M | 2.2% | 78K | +55% | 6 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | — | VANECK ETF TRUST - SEMICONDUCTR ETFetf/fund | — | $45.8M | 2.0% | 75K | -50% | — | — | 13F |
| 24 | — PUT | VANECK ETF TRUST - SEMICONDUCTR ETF | — | $45.7M | — | 75K | -50% | — | — | 13F |
| 25 | — | VANECK ETF TRUST - GOLD MINERS ETFetf/fund | — | $44.1M | 1.9% | 503K | +398% | — | — | 13F |
| 26 | — PUT | VANECK ETF TRUST - GOLD MINERS ETF | — | $43.9M | — | 500K | +400% | |||
| 27 | $PLTR | Palantir Technologies Inc. | Technology | $42.1M | 1.9% | 225K | -0.1% | |||
| 28 | $PLTR PUT | Palantir Technologies Inc. | Technology | $42.1M | — | 225K | — | |||
| 29 | — | SPDR SERIES TRUST - ST STR SP BIOT | — | $39.5M | 1.7% | 251K | +151% | |||
| 30 | $QQQ PUT | INVESCO QQQ TRUST, SERIES 1 | — | $37.0M | — | 50K | -62% | |||
| 31 | — | SELECT SECTOR SPDR TR - ST STR CARE ETF | — | $33.8M | 1.5% | 201K | New | |||
| 32 | $QCOM | QUALCOMM INC/DE | Technology | $30.4M | 1.3% | 165K | +10% | |||
| 33 | $QCOM PUT | QUALCOMM INC/DE | Technology | $30.4M | — | 165K | +10% | |||
| 34 | — | SELECT SECTOR SPDR TR - ST STR STAPL ETF | — | $28.2M | 1.2% | 350K | — | |||
| 35 | — PUT | SPDR SERIES TRUST - ST STR SP BIOT | — | $23.7M | — | 150K | New | |||
| 36 | $ORCL | ORACLE CORP | Technology | $20.6M | 0.9% | 150K | +199% | |||
| 37 | $ORCL PUT | ORACLE CORP | Technology | $20.6M | — | 150K | +200% | |||
| 38 | $CVX | CHEVRON CORP | Energy | $20.5M | 0.9% | 100K | New | |||
| 39 | $CVX PUT | CHEVRON CORP | Energy | $20.4M | — | 100K | New | |||
| 40 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $19.7M | 0.9% | 101K | New | |||
| 41 | — PUT | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $19.6M | — | 100K | New | |||
| 42 | $GLD | SPDR GOLD TRUST | Financials | $19.1M | 0.8% | 50K | New | |||
| 43 | $GLD PUT | SPDR GOLD TRUST | Financials | $19.0M | — | 50K | New | |||
| 44 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $18.5M | 0.8% | 30K | +0.4% | |||
| 45 | $AMD PUT | ADVANCED MICRO DEVICES INC | Technology | $18.4M | — | 30K | — | |||
| 46 | $TRV | TRAVELERS COMPANIES, INC. | Financials | $17.9M | 0.8% | 50K | -50% | |||
| 47 | $TRV PUT | TRAVELERS COMPANIES, INC. | Financials | $17.8M | — | 50K | -50% | |||
| 48 | — PUT | SELECT SECTOR SPDR TR - ST STR CARE ETF | — | $16.8M | — | 100K | New | |||
| 49 | $LRCX | LAM RESEARCH CORP | Technology | $16.5M | 0.7% | 50K | New | |||
| 50 | $LRCX PUT | LAM RESEARCH CORP | Technology | $16.4M | — | 50K | New | |||
| 51 | $AXP | AMERICAN EXPRESS CO | Financials | $15.3M | 0.7% | 50K | New | |||
| 52 | $AXP PUT | AMERICAN EXPRESS CO | Financials | $15.2M | — | 50K | New | |||
| 53 | $USO | United States Oil Fund, LP | Financials | $14.6M | 0.6% | 100K | -33% | |||
| 54 | $USO PUT | United States Oil Fund, LP | Financials | $14.6M | — | 100K | -33% | |||
| 55 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $14.3M | 0.6% | 50K | +100% | |||
| 56 | $HD PUT | HOME DEPOT, INC. | Consumer Discretionary | $14.2M | — | 50K | +100% | |||
| 57 | — PUT | ISHARES TR - RUSSELL 2000 ETF | — | $13.9M | — | 50K | -71% | |||
| 58 | — | ISHARES TR - CHINA LG-CAP ETF | — | $13.6M | 0.6% | 401K | New | |||
| 59 | — PUT | ISHARES TR - CHINA LG-CAP ETF | — | $13.6M | — | 400K | New | |||
| 60 | $JNJ | JOHNSON & JOHNSON | Healthcare | $13.3M | 0.6% | 50K | +100% | |||
| 61 | $JNJ PUT | JOHNSON & JOHNSON | Healthcare | $13.2M | — | 50K | +100% | |||
| 62 | $MSFT | MICROSOFT CORP | Technology | $12.9M | 0.6% | 25K | -80% | |||
| 63 | $MSFT PUT | MICROSOFT CORP | Technology | $12.8M | — | 25K | -80% | |||
| 64 | $AMZN | AMAZON COM INC | Consumer Discretionary | $12.5M | 0.6% | 50K | -60% | |||
| 65 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $12.5M | 0.6% | 25K | -0.1% | |||
| 66 | $AMZN PUT | AMAZON COM INC | Consumer Discretionary | $12.5M | — | 50K | -60% | |||
| 67 | $BRK.B PUT | BERKSHIRE HATHAWAY INC | Financials | $12.4M | — | 25K | — | |||
| 68 | $PEP | PEPSICO INC | Consumer Staples | $12.1M | 0.5% | 96K | New | |||
| 69 | $PEP PUT | PEPSICO INC | Consumer Staples | $12.1M | — | 96K | New | |||
| 70 | $NFLX | NETFLIX INC | Communication Services | $10.5M | 0.5% | 150K | New | |||
| 71 | $NFLX PUT | NETFLIX INC | Communication Services | $10.4M | — | 150K | New | |||
| 72 | $WMT | Walmart Inc. | Consumer Staples | $10.4M | 0.5% | 100K | +33% | |||
| 73 | $WMT PUT | Walmart Inc. | Consumer Staples | $10.4M | — | 100K | +33% | |||
| 74 | — PUT | SPDR SERIES TRUST - ST STR SP HOME | — | $9.6M | — | 100K | New | |||
| 75 | $AVGO | Broadcom Inc. | Technology | $8.8M | 0.4% | 25K | -0.3% | |||
| 76 | $AVGO PUT | Broadcom Inc. | Technology | $8.8M | — | 25K | — | |||
| 77 | $TMUS | T-Mobile US, Inc. | Communication Services | $8.2M | 0.4% | 50K | New | |||
| 78 | $TMUS PUT | T-Mobile US, Inc. | Communication Services | $8.2M | — | 50K | New | |||
| 79 | $PYPL | PayPal Holdings, Inc. | Financials | $7.9M | 0.3% | 150K | +20% | |||
| 80 | $PYPL PUT | PayPal Holdings, Inc. | Financials | $7.9M | — | 150K | +20% | |||
| 81 | $COP | CONOCOPHILLIPS | Energy | $6.3M | 0.3% | 50K | -0.2% | |||
| 82 | $COP PUT | CONOCOPHILLIPS | Energy | $6.3M | — | 50K | — | |||
| 83 | — | BITMINE IMMERSION TECHS INC - COM NEW | — | $5.3M | 0.2% | 200K | New | |||
| 84 | — PUT | BITMINE IMMERSION TECHS INC - COM NEW | — | $5.3M | — | 200K | New | |||
| 85 | $EQT | EQT Corp | Energy | $4.4M | 0.2% | 90K | +100% | |||
| 86 | $EQT PUT | EQT Corp | Energy | $4.3M | — | 90K | +100% | |||
| 87 | — | ISHARES INC - MSCI BRAZIL ETF | — | $3.7M | 0.2% | 100K | New | |||
| 88 | — PUT | ISHARES INC - MSCI BRAZIL ETF | — | $3.7M | — | 100K | New | |||
| 89 | $DG | DOLLAR GENERAL CORP | Consumer Staples | $3.0M | 0.1% | 25K | New | |||
| 90 | $DG PUT | DOLLAR GENERAL CORP | Consumer Staples | $3.0M | — | 25K | New | |||
| 91 | $OVV | Ovintiv Inc. | Energy | $2.9M | 0.1% | 50K | New | |||
| 92 | $OVV PUT | Ovintiv Inc. | Energy | $2.9M | — | 50K | New | |||
| 93 | $CLMT | Calumet, Inc. /DE | Energy | $2.6M | 0.1% | 50K | New | |||
| 94 | $CLMT PUT | Calumet, Inc. /DE | Energy | $2.6M | — | 50K | New | |||
| 95 | — | INVESTMENT MANAGERS SER TR I - TRDR 2X LNG AXTI | — | $2.6M | 0.1% | 75K | New | |||
| 96 | $NOG | NORTHERN OIL & GAS, INC. | Energy | $2.4M | 0.1% | 105K | New | |||
| 97 | $NOG PUT | NORTHERN OIL & GAS, INC. | Energy | $2.4M | — | 105K | New | |||
| 98 | $PM | Philip Morris International Inc. | Consumer Staples | $1.9M | 0.1% | 10K | — | |||
| 99 | $PM PUT | Philip Morris International Inc. | Consumer Staples | $1.9M | — | 10K | — | |||
| 100 | — | ISHARES TR - U.S. REAL ES ETF | — | $1.8M | 0.1% | 19K | New | |||
| 101 | — | GRANITESHARES ETF TR - GRANITE 2X LONG | — | $1.6M | 0.1% | 20K | New | |||
| 102 | — | ETF SER SOLUTIONS - US GLB JETS | — | $1.4M | 0.1% | 50K | New | |||
| 103 | — PUT | ETF SER SOLUTIONS - US GLB JETS | — | $1.4M | — | 50K | New | |||
| 104 | — | INVESTMENT MANAGERS SER TR I - TRADR 2X LG CBRS | — | $1.0M | 0.0% | 125K | New | |||
| 105 | — | INVESTMENT MANAGERS SER TR - TRADR 2X LONG | — | $865K | 0.0% | 75K | New | |||
| 106 | — | INVESTMENT MANAGERS SER TR I - TRAD 2X COHR ETF | — | $670K | 0.0% | 30K | New | |||
| 107 | — | INVESTMENT MANAGERS SER TR I - TRAD 2X WULF ETF | — | $318K | 0.0% | 25K | New | |||
| 108 | — | GRANITESHARES ETF TR - 2X LNG SK HYNIX | — | $282K | 0.0% | 10K | New |
What changed in Q3 2026
Against the previous quarter's 13F: 45 new, 34 added to, 19 trimmed, 64 sold out. Share-count changes; largest moves by dollar size first.
New positions (45)
- SPDR SERIES TRUST - SP O&G EXPL PRO$116.6M
first bought this quarter
- SELECT SECTOR SPDR TR - ST STR CARE ETF$33.8M
first bought this quarter
- PUTSPDR SERIES TRUST - ST STR SP BIOT$23.7M
first bought this quarter
$CVXCHEVRON CORP$20.5M
first bought this quarter
first bought this quarter
- SELECT SECTOR SPDR TR - ST STR TECHN ETF$19.7M
first bought this quarter
+39 more in the Excel export
Added to (34)
- PUTSELECT SECTOR SPDR TR - ST STR INDL ETF+86%
now $108.5M
now $72.8M · held 2 qtrs, 2 adds in a row
now $72.5M
now $53.4M · held 7 qtrs, 2 adds in a row
now $53.2M
- VANECK ETF TRUST - GOLD MINERS ETF+398%
now $44.1M
+28 more in the Excel export
Trimmed (19)
now $424.2M · held 7 qtrs
now $228.8M
now $237.9M · held 8+ qtrs, 2 trims in a row
now $37.0M
$MSFTMICROSOFT CORP-80%
now $12.9M · held 8+ qtrs
now $12.8M
+13 more in the Excel export
Holdings by quarter
Every 13F MIRAE ASSET SECURITIES (USA) INC. has filed, 9 earlier quarters. Pick one to see what it held then.
Is it too late to follow MIRAE ASSET SECURITIES (USA)?
Q3 2026 13F filed with the SEC on Oct 15, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of MIRAE ASSET SECURITIES (USA)'s top 20 holdings: 74/100 (our AI quality score, weighted by position size; 15 of the 20 are scored)
Top 10 since filing
-2.4%
Value-weighted move of the 10 largest stock positions
Turnover
26%
Last quarter; 98% over the last 4
Top 10 weight
64%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
79%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
MIRAE ASSET SECURITIES (USA) INC. disclosed 108 positions worth $3.6B in its Form 13F-HR for Q3 2026 — $2.3B in common stock plus $1.3B of put/call option positions (reported at underlying notional value, not premium at risk), led by $SPY (SPDR S&P 500 ETF TRUST) at 18.6% of the equity portfolio, followed by $QQQ. During the quarter the fund opened 45 new positions and exited 64 and a full exit from $CAT. The portfolio is most concentrated in Other (70.5% of disclosed assets). All figures are sourced directly from MIRAE ASSET SECURITIES (USA) INC.’s Form 13F-HR filing with the SEC under CIK 890203.
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