What does Catalyst Investment Management LLC hold?

Catalyst Investment Management LLC's largest disclosed positions on the most recent Form 13F-HR filing on SEC EDGAR include DOV. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/2055584.

What is Catalyst Investment Management LLC's AUM?

Catalyst Investment Management LLC reported approximately $112.7M in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $129.8M in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source Catalyst Investment Management LLC's holdings?

All Catalyst Investment Management LLC holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 2055584. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is Catalyst Investment Management LLC's 13F data updated on 13F Pro?

Catalyst Investment Management LLC's holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

Catalyst Investment Management LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 2055584

Institutional-grade research for retail investors

Sector Allocation

Other70.7%$79.7M
Financials8.8%$9.9M
Technology8.3%$9.4M
Industrials7.5%$8.5M
Consumer Staples1.6%$1.8M
Consumer Discretionary1.0%$1.1M
Healthcare0.9%$1.0M
Materials0.7%$742,969
Energy0.5%$607,674

AUM History

13fpro.ai/research/fund/catalyst-investment-management-llc-2055584

Conviction and streaks

Diversifying · top 10 = 47.5%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$Conviction hold6.4% weight · held 4 quarters

$Conviction hold5.7% weight · held 4 quarters

$Conviction hold5.5% weight · held 4 quarters

$Conviction hold4.4% weight · held 4 quarters

$Conviction hold4.1% weight · held 4 quarters

$Accumulating+32% shares · 3 quarters running

$DOVAccumulating+38% shares · 2 quarters running

$Accumulating+34% shares · 2 quarters running

$Accumulating+17% shares · 2 quarters running

$WTAccumulating+41% shares · 2 quarters running

$Trimming-8% shares · 3 quarters running

$Trimming-18% shares · 2 quarters running

$Trimming-6% shares · 2 quarters running

$QQQTrimming-40% shares · 2 quarters running

Largest positions — Q3 2026

PIMCO
$7.3M
DOV
$6.7M
VANGUARD
$6.5M
FIRST
$6.2M
ISHARES
$4.9M
SCHWAB
$4.8M
FIRST
$4.7M
PIMCO
$4.6M
WT
$4.2M
ISHARES
$3.9M
SCHWAB
$3.4M
SSGA
$3.3M
SPDR
$2.9M
AAPL
$2.9M
WT
$2.6M
FIRST
$2.4M
PIMCO
$2.0M
J
$1.9M
SCHWAB
$1.9M
GOLDMAN
$1.9M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/catalyst-investment-management-llc-2055584

Catalyst Investment Management LLC 13F holdings — Q3 2026

$112.7M portfolio (+2.3% QoQ) · 74 holdings · Q3 2026 13F · top 10 are 48% of the stock portfolio

1
PIMCO ETF TR - ACTIVE BD ETF
$7.3M
6.4% of stocks
-17%This quarter—Since filed—Held
AIQuality—Est. buy—
2
DOVER Corp
$DOV
$6.7M
5.9% of stocks
+7%This quarter+1.3%Since filed3 qtrsHeld
AIQuality59.5#924Est. buyEstimated buy price is Pro: unlock with a free trialAdded 3 qtrs in a row
3
VANGUARD WHITEHALL FDS - HIGH DIV YLD
$6.5M
5.7% of stocks
+3%This quarter—Since filed—Held
AIQuality—Est. buy—
4
FIRST TR EXCHANGE TRADED FD - NASD TECH DIV
$6.2M
5.5% of stocks
+2%This quarter—Since filed—Held
AIQuality—Est. buy—
5
ISHARES TR - CORE MSCI TOTAL
$4.9M
4.4% of stocks
-11%This quarter—Since filed—Held
AIQuality—Est. buy—
6
SCHWAB STRATEGIC TR - INT-TRM U.S TRES
$4.8M
4.2% of stocks
NewThis quarter—Since filedNew this quarterHeld
AIQuality—Est. buy—
7
FIRST TR EXCHANGE TRADED FD - SMID RISNG ETF
$4.7M
4.1% of stocks
-1%This quarter—Since filed—Held
AIQuality—Est. buy—
8
PIMCO ETF TR - MULTISECTOR BD
$4.6M
4.1% of stocks
-11%This quarter—Since filed—Held
AIQuality—Est. buy—
9
WisdomTree, Inc.
$WT
$4.2M
3.7% of stocks
+4%This quarter-3.6%Since filed4+ qtrsHeld
AIQuality61.4#787Est. buyEstimated buy price is Pro: unlock with a free trial
10
ISHARES INC - MSCI EMRG CHN
$3.9M
3.4% of stocks
-3%This quarter—Since filed—Held
AIQuality—Est. buy—

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	PIMCO ETF TR - ACTIVE BD ETF	$7.3M	6.4%	-17%	—	—	—	—
2	DOVER Corp$DOV	$6.7M	5.9%	+7%	+1.3%	3 qtrsAdded 3 qtrs in a row	59.5#924	Estimated buy price is Pro: unlock with a free trial
3	VANGUARD WHITEHALL FDS - HIGH DIV YLD	$6.5M	5.7%	+3%	—	—	—	—
4	FIRST TR EXCHANGE TRADED FD - NASD TECH DIV	$6.2M	5.5%	+2%	—	—	—	—
5	ISHARES TR - CORE MSCI TOTAL	$4.9M	4.4%	-11%	—	—	—	—
6	SCHWAB STRATEGIC TR - INT-TRM U.S TRES	$4.8M	4.2%	New	—	New this quarter	—	—
7	FIRST TR EXCHANGE TRADED FD - SMID RISNG ETF	$4.7M	4.1%	-1%	—	—	—	—
8	PIMCO ETF TR - MULTISECTOR BD	$4.6M	4.1%	-11%	—	—	—	—
9	WisdomTree, Inc.$WT	$4.2M	3.7%	+4%	-3.6%	4+ qtrs	61.4#787	Estimated buy price is Pro: unlock with a free trial
10	ISHARES INC - MSCI EMRG CHN	$3.9M	3.4%	-3%	—	—	—	—

All holdings — Catalyst Investment Management LLC (Q3 2026)

Sort

74 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

#		Company						Held		Source
11	—	SCHWAB STRATEGIC TR - FUNDAMENTAL INTL	—	$3.4M	3.1%	64K	+882%	—	—	13F
12	—	SSGA ACTIVE TR - SST BRIDGEWATER	—	$3.3M	2.9%	116K	+15%	—	—	13F
13	—	SPDR INDEX SHS FDS - ST STR NAT ETFetf/fund	—	$2.9M	2.6%	39K	+2%	—	—	13F
14	$AAPL	Apple Inc.	Technology	$2.9M	2.6%	8,728	+42%	4+ qtrsAdded 2 qtrs in a row	75.7	13F
15	$WT	WisdomTree, Inc.	Financials	$2.6M	2.3%	61K	-50%	4+ qtrs	61.4	13F
16	—	FIRST TR EXCHANGE-TRADED FD - FT VEST RIS	—	$2.4M	2.1%	86K	New	—	—	13F
17	—	PIMCO ETF TR - INV GRD CRP BDetf/fund	—	$2.0M	1.8%	22K	New	—	—	13F
18	—	J P MORGAN EXCHANGE TRADED F - CORE PLUS BD ETFetf/fund	—	$1.9M	1.7%	43K	New	—	—	13F
19	—	SCHWAB STRATEGIC TR - FUND EM EQUI ETFetf/fund	—	$1.9M	1.7%	45K	+10%	—	—	13F
20	—	GOLDMAN SACHS ETF TR - MUNI INCOME ETFetf/fund	—	$1.9M	1.7%	38K	New	—	—	13F
21	—	FIRST TR EXCHNG TRADED FD VI - FT VEST NAS	—	$1.6M	1.4%	44K	New	—	—	13F
22	$SPY	SPDR S&P 500 ETF TRUSTetf/fund	—	$1.6M	1.4%	2,077	—	4+ qtrs	—	13F
23	—	SCHWAB STRATEGIC TR - US DIVIDEND EQ	—	$1.5M	1.3%	46K	+0.3%	—	—	13F
24	$NVDA	NVIDIA CORP	Technology	$1.4M	1.3%	6,192	-2%	4+ qtrs	86.0	13F
25	—	SCHWAB STRATEGIC TR - 1000 INDEX ETFetf/fund	—	$1.4M	1.2%	37K	—	—	—	13F
26	—	DIREXION SHARES ETF TRUST - NASDAQ 100 EQ WT	—	$1.2M	1.0%	9,629	New
27	$MSFT	MICROSOFT CORP	Technology	$1.1M	1.0%	2,216	+8%
28	—	VANGUARD SPECIALIZED FUNDS - DIV APP ETF	—	$1.1M	1.0%	4,828	-1%
29	—	ISHARES TR - GLOBAL TECH ETF	—	$1.1M	1.0%	7,274	-0.2%
30	$BAH	Booz Allen Hamilton Holding Corp	Technology	$1.0M	0.9%	25K	—
31	$JPM	JPMORGAN CHASE & CO	Financials	$999K	0.9%	3,020	+17%
32	—	BLACKROCK ETF TRUST - ISHA I IN TE ETF	—	$983K	0.9%	21K	+136%
33	—	FIRST TR EXCHANGE-TRADED ALP - COM SHS	—	$897K	0.8%	6,649	-0.3%
34	$RTX	RTX Corp	Industrials	$881K	0.8%	4,743	—
35	$MS	MORGAN STANLEY	Financials	$858K	0.8%	4,562	+0.0%
36	—	SCHWAB STRATEGIC TR - US LRG CAP ETF	—	$826K	0.7%	28K	-4%
37	—	PIMCO ETF TR - INTER MUN BD ACT	—	$809K	0.7%	16K	New
38	$JNJ	JOHNSON & JOHNSON	Healthcare	$732K	0.7%	2,765	+0.1%
39	—	FIRST TR EXCHANGE-TRADED FD - NASDQ CLN EDGE	—	$674K	0.6%	3,807	New
40	$DE	DEERE & CO	Industrials	$666K	0.6%	991	—
41	$WMT	Walmart Inc.	Consumer Staples	$647K	0.6%	6,226	-2%
42	$QQQ	INVESCO QQQ TRUST, SERIES 1	—	$620K	0.6%	838	-0.8%
43	$KO	COCA COLA CO	Consumer Staples	$608K	0.5%	7,067	+0.2%
44	—	VANGUARD INDEX FDS - MRNGSTR TTL STK	—	$572K	0.5%	1,529	—
45	$TSM	TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	Technology	$570K	0.5%	1,250	—
46	$CSCO	CISCO SYSTEMS, INC.	Technology	$554K	0.5%	5,144	+0.0%
47	—	GOLDMAN SACHS ETF TR - ACTIVEBETA US LG	—	$511K	0.5%	3,525	—
48	$AVGO	Broadcom Inc.	Technology	$507K	0.5%	1,444	-3%
49	$AMZN	AMAZON COM INC	Consumer Discretionary	$505K	0.5%	2,026	—
50	—	FIRST TR EXCHANGE TRADED FD - RISNG DIVD ACHIV	—	$499K	0.4%	6,378	-82%
51	$BHP	BHP Group Ltd	Materials	$446K	0.4%	5,262	—
52	$ORCL	ORACLE CORP	Technology	$421K	0.4%	3,069	+7%
53	$GOOGL	Alphabet Inc.	Technology	$363K	0.3%	1,054	+5%
54	—	ISHARES TR - CORE S&P500 ETF	—	$337K	0.3%	440	+0.2%
55	$XOM.R34088	EXXON MOBIL CORP	Energy	$326K	0.3%	2,006	—
56	$WSM	WILLIAMS SONOMA INC	Consumer Discretionary	$310K	0.3%	1,360	—
57	—	VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US	—	$305K	0.3%	3,674	—
58	$PG	PROCTER & GAMBLE Co	Consumer Staples	$298K	0.3%	2,054	—
59	$RIO	RIO TINTO PLC	Materials	$297K	0.3%	3,149	—
60	—	FIDELITY MERRIMACK STR TR - TOTAL BD ETF	—	$296K	0.3%	6,840	New
61	$HD	HOME DEPOT, INC.	Consumer Discretionary	$295K	0.3%	1,037	-16%
62	$CVX	CHEVRON CORP	Energy	$281K	0.3%	1,377	—
63	$SCHW	SCHWAB CHARLES CORP	Financials	$281K	0.3%	2,876	—
64	—	SCHWAB STRATEGIC TR - US LCAP GR ETF	—	$280K	0.3%	7,801	-26%
65	$ABBV	AbbVie Inc.	Healthcare	$277K	0.3%	1,058	—
66	$BRK.B	BERKSHIRE HATHAWAY INC	Financials	$269K	0.2%	541	+6%
67	$BAC	BANK OF AMERICA CORP /DE/	Financials	$269K	0.2%	4,947	—
68	$LMT	LOCKHEED MARTIN CORP	Industrials	$259K	0.2%	508	—
69	$DELL	Dell Technologies Inc.	Technology	$251K	0.2%	466	-5%
70	$MU	MICRON TECHNOLOGY INC	Technology	$246K	0.2%	231	+8%
71	$V	VISA INC.	Financials	$240K	0.2%	668	—
72	—	FIRST TR EXCHNG TRADED FD VI - FT VEST NASD ETF	—	$229K	0.2%	5,645	-90%
73	$AJG	Arthur J. Gallagher & Co.	Financials	$222K	0.2%	975	—
74	$COST	COSTCO WHOLESALE CORP /NEW	Consumer Staples	$202K	0.2%	222	+0.5%

What changed in Q3 2026

Against the previous quarter's 13F: 10 new, 23 added to, 19 trimmed, 8 sold out. Share-count changes; largest moves by dollar size first.

New positions (10)

SCHWAB STRATEGIC TR - INT-TRM U.S TRES$4.8M
first bought this quarter
FIRST TR EXCHANGE-TRADED FD - FT VEST RIS$2.4M
first bought this quarter
PIMCO ETF TR - INV GRD CRP BD$2.0M
first bought this quarter
J P MORGAN EXCHANGE TRADED F - CORE PLUS BD ETF$1.9M
first bought this quarter
GOLDMAN SACHS ETF TR - MUNI INCOME ETF$1.9M
first bought this quarter
FIRST TR EXCHNG TRADED FD VI - FT VEST NAS$1.6M
first bought this quarter

+4 more in the Excel export

Added to (23)

SCHWAB STRATEGIC TR - FUNDAMENTAL INTL+882%
now $3.4M
$AAPLApple Inc.+42%
now $2.9M · held 4+ qtrs, 2 adds in a row
BLACKROCK ETF TRUST - ISHA I IN TE ETF+136%
now $983K
$DOVDOVER Corp+7%
now $6.7M · held 3 qtrs, 3 adds in a row
SSGA ACTIVE TR - SST BRIDGEWATER+15%
now $3.3M
VANGUARD WHITEHALL FDS - HIGH DIV YLD+3%
now $6.5M

+17 more in the Excel export

Trimmed (19)

FIRST TR EXCHANGE TRADED FD - RISNG DIVD ACHIV-82%
now $499K
FIRST TR EXCHNG TRADED FD VI - FT VEST NASD ETF-90%
now $229K
PIMCO ETF TR - ACTIVE BD ETF-17%
now $7.3M
ISHARES TR - CORE MSCI TOTAL-11%
now $4.9M
PIMCO ETF TR - MULTISECTOR BD-11%
now $4.6M
ISHARES INC - MSCI EMRG CHN-3%
now $3.9M

+13 more in the Excel export

Sold out (8)

ISHARES TR - US TREAS BD ETFwas $3.4M
ISHARES TR - A RATE CP BD ETFwas $3.2M
$IAUISHARES GOLD TRUSTwas $447K
held 3+ qtrs
SELECT SECTOR SPDR TR - ST STR UTIL ETFwas $292K
$NEENEXTERA ENERGY INCwas $287K
VANGUARD INTL EQUITY INDEX F - FTSE PACIFIC ETFwas $279K

+2 more in the Excel export

Firm AUM (Form ADV): $129.8M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Catalyst Investment Management LLC has filed, 3 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow Catalyst Investment Management?

Q3 2026 13F filed with the SEC on Oct 21, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Catalyst Investment Management's top 20 holdings: 66/100 (our AI quality score, weighted by position size; 16 of the 20 are scored)

Top 10 since filing

-0.3%

Value-weighted move of the 10 largest stock positions

Turnover

20%

Last quarter

Top 10 weight

48%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

71%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Catalyst Investment Management LLC disclosed 74 positions worth $112.7M in its Form 13F-HR for Q3 2026, followed by $DOV. During the quarter the fund opened 10 new positions and exited 8. The portfolio is most concentrated in Other (70.7% of disclosed assets). All figures are sourced directly from Catalyst Investment Management LLC’s Form 13F-HR filing with the SEC under CIK 2055584.

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AI-Powered Hedge Fund Analysis: Catalyst Investment Management LLC

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Every holding in Catalyst Investment Management LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.