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Code Waechter LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 2039212
Institutional-grade research for retail investors

Sector Allocation

  • Other73.0%$154.3M
  • Technology7.8%$16.4M
  • Financials4.0%$8.6M
  • Industrials3.9%$8.3M
  • Healthcare3.0%$6.5M
  • Energy2.8%$5.9M
  • Consumer Staples1.5%$3.3M
  • Consumer Discretionary1.3%$2.8M
  • Utilities1.2%$2.6M
  • Real Estate0.6%$1.3M

AUM History

13fpro.ai/research/fund/code-waechter-llc-2039212

Conviction and streaks

Stable · top 10 = 50.2%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

Largest positions — Q3 2026

  • SCHWAB
    $23.7M
  • CAPITAL
    $17.4M
  • VANGUARD
    $13.8M
  • ISHARES
    $10.1M
  • CAPITAL
    $8.8M
  • VANGUARD
    $8.5M
  • CAPITAL
    $6.9M
  • AMERICAN
    $5.9M
  • DOVDOV
    $5.6M
  • INNOVATOR
    $5.5M
  • SCHWAB
    $5.4M
  • SCHWAB
    $4.6M
  • SCHWAB
    $4.0M
  • PACER
    $4.0M
  • ETF
    $3.9M
  • EA
    $3.4M
  • VANGUARD
    $3.2M
  • AAPLAAPL
    $3.2M
  • MSFTMSFT
    $2.8M
  • SCHWAB
    $2.5M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/code-waechter-llc-2039212

Code Waechter LLC 13F holdings — Q3 2026

$211.4M portfolio (+9.3% QoQ) · 126 holdings · Q3 2026 13F · top 10 are 50% of the stock portfolio

  • 1

    SCHWAB STRATEGIC TR - US LCAP GR ETF

    $23.7M

    11.2% of stocks

    +8%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 2

    CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNIT

    $17.4M

    8.2% of stocks

    +4%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 3

    VANGUARD INDEX FDS - MRNGSTR SML CAP

    $13.8M

    6.5% of stocks

    +8%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 4

    ISHARES TR - 0-3 MTH TREASURY

    $10.1M

    4.8% of stocks

    -11%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 5

    CAPITAL GROUP NEW GEOGRAPHY - SHS

    $8.8M

    4.2% of stocks

    +43%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 6

    VANGUARD ADMIRAL FDS INC - SMLCP 600 GRTH

    $8.5M

    4.0% of stocks

    +8%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 7

    CAPITAL GROUP GBL GROWTH EQT - SHS CREAT UNIT

    $6.9M

    3.3% of stocks

    +138%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • 8

    AMERICAN CENTY ETF TR - US SML CP VALU

    $5.9M

    2.8% of stocks

    +11%This quarter—Since filed—Held
    AIQuality—Est. buy—
  • $5.6M

    2.6% of stocks

    NewThis quarter+1.7%Since filedNew this quarterHeld
  • 10

    INNOVATOR ETFS TRUST - DEFINED WLT SHLD

    $5.5M

    2.6% of stocks

    +3%This quarter—Since filed—Held
    AIQuality—Est. buy—

All holdings — Code Waechter LLC (Q3 2026)

126 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

Company
— SCHWAB STRATEGIC TR - US LRG CAP ETFetf/fund$5.4M+0.0%
— SCHWAB STRATEGIC TR - US MID-CAP ETFetf/fund$4.6M-1%
— SCHWAB STRATEGIC TR - INT-TRM U.S TRES$4.0M+4%
— PACER FDS TR - METAURUS CAP 400$4.0M-0.0%
— ETF SER SOLUTIONS - APTUS DEFINEDetf/fund$3.9M+5%
— EA SERIES TRUST - ALPHA ARCH 1-3$3.4M+1395%
— VANGUARD ADMIRAL FDS INC - SMLCP 600 VALetf/fund$3.2M-2%
AAPL$AAPLApple Inc.$3.2M+8%
MSFT$MSFTMICROSOFT CORP$2.8M+3%
— SCHWAB STRATEGIC TR - US SML CAP ETFetf/fund$2.5M-1%
NVDA$NVDANVIDIA CORP$2.5M+15%
QQQ$QQQINVESCO QQQ TRUST, SERIES 1etf/fund$2.3M+10%
— ISHARES TR - CORE S&P500 ETFetf/fund$2.0M+1.0%
— ETF SER SOLUTIONS - APTU DEFD IN ETFetf/fund$2.0M+13%
AVGO$AVGOBroadcom Inc.$1.6M+14%

What changed in Q3 2026

Against the previous quarter's 13F: 5 new, 60 added to, 37 trimmed, 6 sold out. Share-count changes; largest moves by dollar size first.

New positions (5)

  • DOV$DOVDOVER Corp$5.6M

    first bought this quarter

  • INNOVATOR ETFS TRUST - EQUIT DEFIN JUL$605K

    first bought this quarter

  • AMT$AMTAMERICAN TOWER CORP /MA/$274K

    first bought this quarter

  • RF$RFREGIONS FINANCIAL CORP$248K

    first bought this quarter

  • WFC$WFCWELLS FARGO & COMPANY/MN$242K

    first bought this quarter

Added to (60)

  • CAPITAL GROUP GBL GROWTH EQT - SHS CREAT UNIT+138%

    now $6.9M

  • EA SERIES TRUST - ALPHA ARCH 1-3+1395%

    now $3.4M

  • CAPITAL GROUP NEW GEOGRAPHY - SHS+43%

    now $8.8M

  • SCHWAB STRATEGIC TR - US LCAP GR ETF+8%

    now $23.7M

  • VANGUARD INDEX FDS - MRNGSTR SML CAP+8%

    now $13.8M

  • VANGUARD ADMIRAL FDS INC - SMLCP 600 GRTH+8%

    now $8.5M

+54 more in the Excel export

Trimmed (37)

  • ISHARES TR - 0-3 MTH TREASURY-11%

    now $10.1M

  • BTI$BTIBritish American Tobacco p.l.c.-24%

    now $847K · held 6 qtrs

  • PM$PMPhilip Morris International Inc.-26%

    now $648K · held 8+ qtrs, 2 trims in a row

  • BMO$BMOBANK OF MONTREAL /CAN/-41%

    now $296K · held 7 qtrs, 3 trims in a row

  • JNJ$JNJJOHNSON & JOHNSON-29%

    now $492K · held 8+ qtrs, 3 trims in a row

  • TTE$TTETotalEnergies SE-14%

    now $1.0M · held 7 qtrs

+31 more in the Excel export

Sold out (6)

  • AEP$AEPAMERICAN ELECTRIC POWER CO INCwas $377K

    held 6 qtrs

  • HBAN$HBANHUNTINGTON BANCSHARES INC /MD/was $369K

    held 6 qtrs

  • TXN$TXNTEXAS INSTRUMENTS INCwas $292K

    held 2 qtrs

  • HD$HDHOME DEPOT, INC.was $247K

    held 7+ qtrs

  • MCD$MCDMCDONALDS CORPwas $221K
  • HAL$HALHALLIBURTON COwas $217K

Firm AUM (Form ADV): $409.0M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Code Waechter LLC has filed, 8 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow Code Waechter?

Q3 2026 13F filed with the SEC on Oct 23, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Code Waechter's top 20 holdings: 72/100 (our AI quality score, weighted by position size; 16 of the 20 are scored)

Top 10 since filing

+0.8%

Value-weighted move of the 10 largest stock positions

Turnover

3%

Last quarter; 17% over the last 4

Top 10 weight

50%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

80%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Code Waechter LLC disclosed 126 positions worth $211.4M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 5 new positions and exited 6 — including a new stake in $DOV and a full exit from $AEP. The portfolio is most concentrated in Other (73.0% of disclosed assets). All figures are sourced directly from Code Waechter LLC’s Form 13F-HR filing with the SEC under CIK 2039212.

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AI-Powered Hedge Fund Analysis: Code Waechter LLC

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Every holding in Code Waechter LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.