What does Whipplewood Advisors, LLC hold?

Whipplewood Advisors, LLC's 13F holdings are disclosed quarterly in Form 13F-HR filings on SEC EDGAR. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/2052510.

What is Whipplewood Advisors, LLC's AUM?

Whipplewood Advisors, LLC reported approximately $148.3M in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $324.5M in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source Whipplewood Advisors, LLC's holdings?

All Whipplewood Advisors, LLC holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 2052510. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is Whipplewood Advisors, LLC's 13F data updated on 13F Pro?

Whipplewood Advisors, LLC's holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

Whipplewood Advisors, LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 2052510

Institutional-grade research for retail investors

Sector Allocation

Other87.0%$129.1M
Financials4.2%$6.2M
Technology2.9%$4.3M
Industrials2.3%$3.4M
Energy1.9%$2.8M
Consumer Discretionary0.7%$1.0M
Real Estate0.5%$743,285
Healthcare0.2%$327,848
Communication Services0.1%$224,749
Materials0.1%$96,351

AUM History

13fpro.ai/research/fund/whipplewood-advisors-llc-2052510

Conviction and streaks

Stable · top 10 = 40.9%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$Conviction hold13.6% weight · held 8 quarters

$Conviction hold2.7% weight · held 8 quarters

$ARCCConviction hold2.5% weight · held 8 quarters

$Conviction hold2.5% weight · held 8 quarters

$ARCCAccumulating+4952150% shares · 6 quarters running

$BXSLAccumulating+46298% shares · 6 quarters running

$Accumulating+22% shares · 6 quarters running

$Accumulating+19% shares · 5 quarters running

$Accumulating+17% shares · 5 quarters running

$Trimming-12% shares · 5 quarters running

$Trimming-35% shares · 5 quarters running

$Trimming-21% shares · 5 quarters running

$Trimming-4% shares · 5 quarters running

$Trimming-98% shares · 5 quarters running

Largest positions — Q3 2026

JANUS
$20.2M
ELEVATION
$12.2M
ISHARES
$4.0M
VANGUARD
$4.0M
ARCC
$3.8M
INNOVATOR
$3.6M
BXSL
$3.4M
VANGUARD
$3.3M
VANGUARD
$3.2M
J
$3.1M
J
$3.0M
SCHWAB
$3.0M
DOV
$2.7M
AAPL
$2.5M
J
$2.3M
EPD
$2.1M
AB
$2.1M
ISHARES
$2.0M
WEA
$1.9M
SCHWAB
$1.8M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/whipplewood-advisors-llc-2052510

Whipplewood Advisors, LLC 13F holdings — Q3 2026

$148.3M portfolio (-0.2% QoQ) · 200 holdings · Q3 2026 13F · top 10 are 41% of the stock portfolio

1
JANUS DETROIT STR TR - Exchange Traded Fund
$20.2M
13.6% of stocks
+22%This quarter—Since filed—Held
AIQuality—Est. buy—
2
ELEVATION SERIES TRUST - Exchange Traded Fund
$12.2M
8.3% of stocks
-0.0%This quarter—Since filed—Held
AIQuality—Est. buy—
3
ISHARES TR - Exchange Traded Fund
$4.0M
2.7% of stocks
+7%This quarter—Since filed—Held
AIQuality—Est. buy—
4
VANGUARD SPECIALIZED FUNDS - Exchange Traded Fund
$4.0M
2.7% of stocks
+2%This quarter—Since filed—Held
AIQuality—Est. buy—
5
ARES CAPITAL CORP
$ARCC
$3.8M
2.5% of stocks
+11%This quarter+0.5%Since filed6+ qtrsHeld
AIQuality50.6#1,597Est. buyEstimated buy price is Pro: unlock with a free trialAdded 5 qtrs in a row
6
INNOVATOR ETFS TRUST - Exchange Traded Fund
$3.6M
2.5% of stocks
+6%This quarter—Since filed—Held
AIQuality—Est. buy—
7
Blackstone Secured Lending Fund
$BXSL
$3.4M
2.3% of stocks
+15%This quarter-3.0%Since filed6+ qtrsHeld
AIQuality55.2#1,258Est. buyEstimated buy price is Pro: unlock with a free trialAdded 5 qtrs in a row
8
VANGUARD WHITEHALL FDS - Exchange Traded Fund
$3.3M
2.2% of stocks
+5%This quarter—Since filed—Held
AIQuality—Est. buy—
9
VANGUARD TAX-MANAGED FDS - Exchange Traded Fund
$3.2M
2.2% of stocks
+5%This quarter—Since filed—Held
AIQuality—Est. buy—
10
J P MORGAN EXCHANGE TRADED F - Exchange Traded Fund
$3.1M
2.1% of stocks
-49%This quarter—Since filed—Held
AIQuality—Est. buy—

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	JANUS DETROIT STR TR - Exchange Traded Fund	$20.2M	13.6%	+22%	—	—	—	—
2	ELEVATION SERIES TRUST - Exchange Traded Fund	$12.2M	8.3%	-0.0%	—	—	—	—
3	ISHARES TR - Exchange Traded Fund	$4.0M	2.7%	+7%	—	—	—	—
4	VANGUARD SPECIALIZED FUNDS - Exchange Traded Fund	$4.0M	2.7%	+2%	—	—	—	—
5	ARES CAPITAL CORP$ARCC	$3.8M	2.5%	+11%	+0.5%	6+ qtrsAdded 5 qtrs in a row	50.6#1,597	Estimated buy price is Pro: unlock with a free trial
6	INNOVATOR ETFS TRUST - Exchange Traded Fund	$3.6M	2.5%	+6%	—	—	—	—
7	Blackstone Secured Lending Fund$BXSL	$3.4M	2.3%	+15%	-3.0%	6+ qtrsAdded 5 qtrs in a row	55.2#1,258	Estimated buy price is Pro: unlock with a free trial
8	VANGUARD WHITEHALL FDS - Exchange Traded Fund	$3.3M	2.2%	+5%	—	—	—	—
9	VANGUARD TAX-MANAGED FDS - Exchange Traded Fund	$3.2M	2.2%	+5%	—	—	—	—
10	J P MORGAN EXCHANGE TRADED F - Exchange Traded Fund	$3.1M	2.1%	-49%	—	—	—	—

All holdings — Whipplewood Advisors, LLC (Q3 2026)

Sort

200 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

#		Company						Held		Source
11	—	J P MORGAN EXCHANGE TRADED F - Exchange Traded Fund	—	$3.0M	2.0%	66K	+646%	—	—	13F
12	—	SCHWAB STRATEGIC TR - Exchange Traded Fund	—	$3.0M	2.0%	55K	+9%	—	—	13F
13	$DOV	DOVER Corpetf/fund	Industrials	$2.7M	1.9%	17K	—	6+ qtrs	59.5	13F
14	$AAPL	Apple Inc.	Technology	$2.5M	1.7%	7,499	-3%	6+ qtrsTrimmed 2 qtrs in a row	75.7	13F
15	—	J P MORGAN EXCHANGE TRADED F - Exchange Traded Fund	—	$2.3M	1.6%	41K	+7%	—	—	13F
16	$EPD	ENTERPRISE PRODUCTS PARTNERS L.P.	Energy	$2.1M	1.4%	60K	—	6+ qtrs	AI quality score is Pro: unlock with a free trial	13F
17	—	AB ACTIVE ETFS INC - Exchange Traded Fund	—	$2.1M	1.4%	85K	-2%	—	—	13F
18	—	ISHARES TR - Exchange Traded Fundetf/fund	—	$2.0M	1.3%	45K	+1938%	—	—	13F
19	$WEA	WESTERN ASSET PREMIER BOND FUND	Other	$1.9M	1.3%	195K	-45%	6+ qtrsTrimmed 2 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
20	—	SCHWAB STRATEGIC TR - Exchange Traded Fund	—	$1.8M	1.2%	57K	-2%	—	—	13F
21	—	VANGUARD INTL EQUITY INDEX F - Exchange Traded Fundetf/fund	—	$1.7M	1.2%	29K	+5%	—	—	13F
22	—	ISHARES TR - Exchange Traded Fundetf/fund	—	$1.7M	1.1%	2,157	-2%	—	—	13F
23	$GBDC	GOLUB CAPITAL BDC, Inc.	Other	$1.6M	1.1%	130K	+16%	6+ qtrsAdded 3 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
24	—	SCHWAB STRATEGIC TR - Exchange Traded Fund	—	$1.6M	1.1%	38K	+4%	—	—	13F
25	—	ISHARES INC - Exchange Traded Fundetf/fund	—	$1.6M	1.1%	22K	+5%	—	—	13F
26	$IVZ	Invesco Ltd.	Financials	$1.6M	1.1%	29K	+7%
27	$HCXY	Hercules Capital, Inc.	Other	$1.6M	1.1%	93K	+11%
28	—	J P MORGAN EXCHANGE TRADED F - Exchange Traded Fund	—	$1.5M	1.0%	25K	+2%
29	—	DOUBLELINE ETF TRUST - Exchange Traded Fund	—	$1.4M	0.9%	27K	New
30	—	INVESCO EXCHANGE TRADED FD T - Exchange Traded Fund	—	$1.4M	0.9%	27K	+1%
31	—	SCHWAB STRATEGIC TR - Exchange Traded Fund	—	$1.4M	0.9%	41K	+2%
32	$NIM	NUVEEN SELECT MATURITIES MUNICIPAL FUND	Other	$1.4M	0.9%	158K	+5%
33	—	VANECK ETF TRUST - Exchange Traded Fund	—	$1.3M	0.8%	36K	+5%
34	—	SPDR INDEX SHS FDS - Exchange Traded Fund	—	$1.1M	0.7%	20K	+2%
35	$ARES	Ares Management Corp	Financials	$1.1M	0.7%	9,095	+3%
36	—	VANECK ETF TRUST - Exchange Traded Fund	—	$1.0M	0.7%	9,686	-0.5%
37	—	VANECK ETF TRUST - Exchange Traded Fund	—	$1.0M	0.7%	39K	New
38	$BX	Blackstone Inc.	Financials	$988K	0.7%	8,811	+4%
39	—	VANECK ETF TRUST - Exchange Traded Fund	—	$979K	0.7%	35K	New
40	$MSFT	MICROSOFT CORP	Technology	$954K	0.6%	1,860	-15%
41	$DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	Other	$951K	0.6%	50K	-46%
42	—	SEI EXCHANGE TRADED FUNDS - Exchange Traded Fund	—	$929K	0.6%	38K	-25%
43	$EVN	Eaton Vance Municipal Income Trust	—	$900K	0.6%	97K	+4%
44	—	VANGUARD WORLD FD - Exchange Traded Fund	—	$892K	0.6%	3,160	+6%
45	$VKI	Invesco Advantage Municipal Income Trust II	Other	$878K	0.6%	117K	+4%
46	$IIM	Invesco Value Municipal Income Trust	—	$877K	0.6%	84K	+4%
47	$TSLX	Sixth Street Specialty Lending, Inc.	Other	$874K	0.6%	48K	+20%
48	$QQQ	INVESCO QQQ TRUST, SERIES 1	—	$866K	0.6%	1,171	+1%
49	—	INNOVATOR ETFS TRUST - Exchange Traded Fund	—	$841K	0.6%	34K	+8%
50	—	INNOVATOR ETFS TRUST - Exchange Traded Fund	—	$837K	0.6%	34K	+6%
51	—	INNOVATOR ETFS TRUST - Exchange Traded Fund	—	$837K	0.6%	35K	+8%
52	—	INNOVATOR ETFS TRUST - Exchange Traded Fund	—	$832K	0.6%	34K	+7%
53	$NVG	Nuveen AMT-Free Municipal Credit Income Fund	Other	$829K	0.6%	78K	+4%
54	$IVZ	Invesco Ltd.	Financials	$816K	0.6%	12K	-1%
55	—	J P MORGAN EXCHANGE TRADED F - Exchange Traded Fund	—	$800K	0.5%	16K	-2%
56	—	SPDR SERIES TRUST - Exchange Traded Fund	—	$796K	0.5%	7,866	New
57	—	NUVEEN AMT FREE QLTY MUN INC - Closed-end Fund	—	$783K	0.5%	79K	+7%
58	$MMD	NYLIM MacKay DefinedTerm Muni Opportunities Fund	Other	$782K	0.5%	57K	+13%
59	$VKQ	Invesco Municipal Trust	Other	$775K	0.5%	91K	+5%
60	$MCD	MCDONALDS CORP	Consumer Discretionary	$758K	0.5%	3,284	-1%
61	—	INNOVATOR ETFS TRUST - Exchange Traded Fund	—	$697K	0.5%	44K	+7%
62	$CGBD	Carlyle Secured Lending, Inc.	Other	$689K	0.5%	64K	+24%
63	$SBI	WESTERN ASSET INTERMEDIATE MUNI FUND INC.	Other	$670K	0.5%	96K	+5%
64	—	GOLDMAN SACHS ETF TR - Exchange Traded Fund	—	$661K	0.5%	12K	+5%
65	$VGM	Invesco Trust for Investment Grade Municipals	—	$633K	0.4%	73K	+5%
66	—	JANUS DETROIT STR TR - Exchange Traded Fund	—	$600K	0.4%	13K	-96%
67	—	VANGUARD SCOTTSDALE FDS - Exchange Traded Fund	—	$591K	0.4%	13K	+367%
68	—	GLOBAL X FDS - Exchange Traded Fund	—	$587K	0.4%	20K	+6%
69	$IVZ	Invesco Ltd.	Financials	$586K	0.4%	23K	-18%
70	$HYT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.	Other	$585K	0.4%	75K	-43%
71	—	FIDELITY COVINGTON TRUST - Exchange Traded Fund	—	$584K	0.4%	16K	+20%
72	$ET	Energy Transfer LP	Energy	$572K	0.4%	29K	—
73	$PHK	PIMCO HIGH INCOME FUND	Other	$571K	0.4%	139K	-31%
74	$IVZ	Invesco Ltd.	Financials	$523K	0.3%	4,402	-0.2%
75	$NZF	Nuveen Municipal Credit Income Fund	Other	$519K	0.3%	48K	+6%
76	$MAIN	Main Street Capital CORP	Other	$503K	0.3%	9,130	+13%
77	$IVZ	Invesco Ltd.	Financials	$493K	0.3%	3,362	+9%
78	—	FIRST TR EXCHANGE-TRADED FD - Exchange Traded Fund	—	$458K	0.3%	16K	-23%
79	—	AMERICAN BEACON SELECT FUNDS - Exchange Traded Fund	—	$455K	0.3%	9,231	+12%
80	—	J P MORGAN EXCHANGE TRADED F - Exchange Traded Fund	—	$447K	0.3%	9,046	+2%
81	$UNP	UNION PACIFIC CORP	Industrials	$411K	0.3%	1,509	-2%
82	$WELL	WELLTOWER INC.	Real Estate	$386K	0.3%	1,678	-1%
83	$SPY	SPDR S&P 500 ETF TRUST	—	$356K	0.2%	467	+7%
84	—	VANGUARD SCOTTSDALE FDS - Exchange Traded Fund	—	$337K	0.2%	3,004	+6%
85	—	VANGUARD INDEX FDS - Exchange Traded Fund	—	$327K	0.2%	466	-0.4%
86	$MQY	BLACKROCK MUNIYIELD QUALITY FUND, INC.	Other	$325K	0.2%	33K	-0.6%
87	$CEV	Eaton Vance California Municipal Income Trust	—	$294K	0.2%	29K	+55%
88	—	PIMCO ETF TR - Exchange Traded Fund	—	$290K	0.2%	5,869	-23%
89	$BXMT	BLACKSTONE MORTGAGE TRUST, INC.	Real Estate	$269K	0.2%	23K	+26%
90	$PCQ	PIMCO CALIFORNIA MUNICIPAL INCOME FUND	Other	$265K	0.2%	34K	+60%
91	—	J P MORGAN EXCHANGE TRADED F - Exchange Traded Fund	—	$264K	0.2%	3,211	-1%
92	—	GLOBAL X FDS - Exchange Traded Fund	—	$251K	0.2%	28K	+5%
93	$PML	PIMCO MUNICIPAL INCOME FUND II	Other	$234K	0.2%	36K	-54%
94	—	PGIM ETF TR - Exchange Traded Fund	—	$219K	0.1%	4,267	-24%
95	$AMAT	APPLIED MATERIALS INC /DE	Technology	$205K	0.1%	400	-5%
96	$TMO	THERMO FISHER SCIENTIFIC INC.	Healthcare	$199K	0.1%	295	-8%
97	—	ARK ETF TR - Exchange Traded Fund	—	$196K	0.1%	2,201	-62%
98	$AMD	ADVANCED MICRO DEVICES INC	Technology	$184K	0.1%	300	-4%
99	$ORCL	ORACLE CORP	Technology	$174K	0.1%	1,268	—
100	—	FIRST TR EXCHNG TRADED FD VI - Exchange Traded Fund	—	$163K	0.1%	4,337	-19%
101	$DIS	Walt Disney Co	Communication Services	$157K	0.1%	1,495	-6%
102	—	PRINCIPAL EXCHANGE TRADED FD - Exchange Traded Fund	—	$156K	0.1%	8,528	+1%
103	$ADBE	ADOBE INC.	Technology	$124K	0.1%	516	-6%
104	$AMZN	AMAZON COM INC	Consumer Discretionary	$116K	0.1%	467	-46%
105	$MSD	MORGAN STANLEY EMERGING MARKETS DEBT FUND INC	Other	$115K	0.1%	17K	-75%
106	—	SCHWAB STRATEGIC TR - Exchange Traded Fund	—	$111K	0.1%	4,056	—
107	—	ISHARES INC - Exchange Traded Fund	—	$100K	0.1%	1,238	—
108	—	VANGUARD INDEX FDS - Exchange Traded Fund	—	$98K	0.1%	262	—
109	$MAR	MARRIOTT INTERNATIONAL INC /MD/	Consumer Discretionary	$95K	0.1%	268	—
110	$EMR	EMERSON ELECTRIC CO	Industrials	$93K	0.1%	600	-1%
111	—	SEI EXCHANGE TRADED FUNDS - Exchange Traded Fund	—	$90K	0.1%	1,830	-2%
112	—	THE ALGER ETF TRUST - Exchange Traded Fund	—	$84K	0.1%	1,818	-70%
113	—	SEI EXCHANGE TRADED FUNDS - Exchange Traded Fund	—	$84K	0.1%	2,046	-3%
114	$CSCO	CISCO SYSTEMS, INC.	Technology	$84K	0.1%	779	-24%
115	—	SEI EXCHANGE TRADED FUNDS - Exchange Traded Fund	—	$77K	0.1%	1,434	—
116	$PSX	Phillips 66	Energy	$77K	0.1%	300	-3%
117	—	FIRST TR EXCHANGE-TRADED FD - Exchange Traded Fund	—	$75K	0.1%	800	+181%
118	—	SCHWAB STRATEGIC TR - Exchange Traded Fund	—	$73K	0.1%	2,039	—
119	$MCI	BARINGS CORPORATE INVESTORS	Other	$72K	0.1%	4,055	+10%
120	$SYK	STRYKER CORP	Healthcare	$72K	0.1%	260	-3%
121	$FLNG	Flex LNG Ltd.	Industrials	$69K	0.1%	2,250	—
122	—	SEI EXCHANGE TRADED FUNDS - Exchange Traded Fund	—	$68K	0.1%	1,910	—
123	—	VANGUARD WORLD FD - Exchange Traded Fund	—	$63K	0.0%	330	—
124	—	FIRST TR EXCHNG TRADED FD VI - Exchange Traded Fund	—	$58K	0.0%	2,032	+5%
125	$O	REALTY INCOME CORP	Real Estate	$57K	0.0%	1,041	-1%
126	$BRK.B	BERKSHIRE HATHAWAY INC	Financials	$55K	0.0%	111	-14%
127	—	CAPITAL GROUP GROWTH ETF - Exchange Traded Fund	—	$51K	0.0%	1,070	-70%
128	$TFC	TRUIST FINANCIAL CORP	Financials	$50K	0.0%	1,087	-3%
129	—	INVESCO EXCH TRADED FD TR II - Exchange Traded Fund	—	$48K	0.0%	600	—
130	—	INNOVATOR ETFS TRUST - Exchange Traded Fund	—	$48K	0.0%	1,370	+5%
131	$AEM	AGNICO EAGLE MINES LTD	Materials	$46K	0.0%	250	—
132	$XYL	Xylem Inc.	Industrials	$44K	0.0%	436	-2%
133	$ITT	ITT INC.	Industrials	$44K	0.0%	218	—
134	$T	AT&T INC.	Communication Services	$41K	0.0%	1,690	-11%
135	—	CAPITAL GRP FIXED INCM ETF T - Exchange Traded Fund	—	$40K	0.0%	1,900	New
136	$IBM	INTERNATIONAL BUSINESS MACHINES CORP	Technology	$38K	0.0%	175	-6%
137	$PG	PROCTER & GAMBLE Co	Consumer Staples	$36K	0.0%	250	-10%
138	$CVS	CVS HEALTH Corp	Healthcare	$34K	0.0%	400	-7%
139	$DSU	BLACKROCK DEBT STRATEGIES FUND, INC.	Other	$34K	0.0%	3,788	-96%
140	—	INNOVATOR ETFS TRUST - Exchange Traded Fund	—	$34K	0.0%	871	-72%
141	$WMB	WILLIAMS COMPANIES, INC.	Energy	$34K	0.0%	499	-50%
142	—	SEI EXCHANGE TRADED FUNDS - Exchange Traded Fund	—	$33K	0.0%	1,043	—
143	—	INNOVATOR ETFS TRUST - Exchange Traded Fund	—	$32K	0.0%	894	-64%
144	$GLW	CORNING INC /NY	Materials	$31K	0.0%	200	—
145	$GOOGL	Alphabet Inc.	Technology	$29K	0.0%	85	-66%
146	—	SEI EXCHANGE TRADED FUNDS - Exchange Traded Fund	—	$26K	0.0%	677	—
147	—	VANGUARD WORLD FD - Exchange Traded Fund	—	$26K	0.0%	463	+15%
148	$JACK	JACK IN THE BOX INC	Consumer Discretionary	$25K	0.0%	1,928	New
149	—	ABRDN ETFS - Exchange Traded Fund	—	$25K	0.0%	656	+0.2%
150	$ORI	OLD REPUBLIC INTERNATIONAL CORP	Financials	$24K	0.0%	650	—

What changed in Q3 2026

Against the previous quarter's 13F: 5 new, 70 added to, 77 trimmed, 445 sold out. Share-count changes; largest moves by dollar size first.

New positions (5)

DOUBLELINE ETF TRUST - Exchange Traded Fund$1.4M
first bought this quarter
SPDR SERIES TRUST - Exchange Traded Fund$796K
first bought this quarter
CAPITAL GRP FIXED INCM ETF T - Exchange Traded Fund$40K
first bought this quarter
$JACKJACK IN THE BOX INC$25K
first bought this quarter
FIRST TR EXCH TRADED FD III - Exchange Traded Fund$17K
first bought this quarter

Added to (70)

JANUS DETROIT STR TR - Exchange Traded Fund+22%
now $20.2M
VANGUARD SCOTTSDALE FDS - Exchange Traded Fund+367%
now $591K
$BXSLBlackstone Secured Lending Fund+15%
now $3.4M · held 6+ qtrs, 5 adds in a row
$ARCCARES CAPITAL CORP+11%
now $3.8M · held 6+ qtrs, 5 adds in a row
ISHARES TR - Exchange Traded Fund+7%
now $4.0M
SCHWAB STRATEGIC TR - Exchange Traded Fund+9%
now $3.0M

+64 more in the Excel export

Trimmed (77)

J P MORGAN EXCHANGE TRADED F - Exchange Traded Fund-49%
now $3.1M
$WEAWESTERN ASSET PREMIER BOND FUND-45%
now $1.9M · held 6+ qtrs, 2 trims in a row
$DSUBLACKROCK DEBT STRATEGIES FUND, INC.-96%
now $34K · held 6+ qtrs, 2 trims in a row
$DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc-46%
now $951K · held 6+ qtrs, 2 trims in a row
$HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC.-43%
now $585K · held 6+ qtrs, 2 trims in a row
$MSDMORGAN STANLEY EMERGING MARKETS DEBT FUND INC-75%
now $115K · held 6+ qtrs, 2 trims in a row

+71 more in the Excel export

Sold out (445)

$PFNPIMCO Income Strategy Fund IIwas $956K
held 5+ qtrs
$IGIWestern Asset Investment Grade Opportunity Trust Inc.was $941K
held 5+ qtrs
$GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trustwas $757K
held 7+ qtrs
$TSITCW STRATEGIC INCOME FUND INCwas $753K
held 5+ qtrs
$VFLabrdn National Municipal Income Fundwas $269K
held 7+ qtrs
$TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTDwas $85K

+439 more in the Excel export

Firm AUM (Form ADV): $324.5M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Whipplewood Advisors, LLC has filed, 7 earlier quarters. Pick one to see what it held then.

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Q3 2026 13F filed with the SEC on Oct 20, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Whipplewood Advisors's top 20 holdings: 60/100 (our AI quality score, weighted by position size; 11 of the 20 are scored)

Top 10 since filing

-0.1%

Value-weighted move of the 10 largest stock positions

Turnover

11%

Last quarter; 25% over the last 4

Top 10 weight

41%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

96%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q2 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Whipplewood Advisors, LLC disclosed 200 positions worth $148.3M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 5 new positions and exited 445 and a full exit from $PFN. The portfolio is most concentrated in Other (87.0% of disclosed assets). All figures are sourced directly from Whipplewood Advisors, LLC’s Form 13F-HR filing with the SEC under CIK 2052510.

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AI-Powered Hedge Fund Analysis: Whipplewood Advisors, LLC

13F Pro is an AI hedge fund tracker and stock research platform. For Whipplewood Advisors, LLC (SEC CIK: 2052510), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Whipplewood Advisors, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.