VAUGHAN AND COMPANY SECURITIES, INC.

Portfolio Overview

VAUGHAN AND COMPANY SECURITIES, INC. disclosed 61 positions worth $214.4M in its Form 13F-HR for Q2 2026. During the quarter the fund opened 5 new positions and exited 2 — including a new stake in $MU and a full exit from $SPY. The portfolio is most concentrated in Other (87.7% of disclosed assets). All figures are sourced directly from VAUGHAN AND COMPANY SECURITIES, INC.’s Form 13F-HR filing with the SEC under CIK 805870.

• ISHARES TR - RUS 2000 GRW ETF

  —

  Quality

  $27.5M69,826 sh

• ISHARES TR - RUS 1000 GRW ETF

  —

  Quality

  $26.4M212,725 sh

• GOLDMAN SACHS ETF TR - ACTIVEBETA US LG

  —

  Quality

  $26.3M185,552 sh

• ISHARES TR - CORE HIGH DV ETF

  —

  Quality

  $24.9M910,132 sh

• ISHARES TR - MRNING SM CP ETF

  —

  Quality

  $22.8M290,935 sh

• ISHARES INC - CORE MSCI EMKT

  —

  Quality

  $17.1M205,883 sh

• ISHARES TR - CORE MSCI EAFE

  —

  Quality

  $14.6M151,365 sh

• ISHARES TR - GLOBAL TECH ETF

  —

  Quality

  $11.9M82,393 sh
• 

  WisdomTree, Inc.

  $WT

  59.9

  Quality

  $3.2M78,361 sh

• ISHARES TR - MSCI EAFE MIN VL

  —

  Quality

  $2.7M31,301 sh

Company	Quality	Value	Shares
ISHARES TR - RUS 2000 GRW ETF	—	$27.5M	69,826
ISHARES TR - RUS 1000 GRW ETF	—	$26.4M	212,725
GOLDMAN SACHS ETF TR - ACTIVEBETA US LG	—	$26.3M	185,552
ISHARES TR - CORE HIGH DV ETF	—	$24.9M	910,132
ISHARES TR - MRNING SM CP ETF	—	$22.8M	290,935
ISHARES INC - CORE MSCI EMKT	—	$17.1M	205,883
ISHARES TR - CORE MSCI EAFE	—	$14.6M	151,365
ISHARES TR - GLOBAL TECH ETF	—	$11.9M	82,393
WisdomTree, Inc.$WT	59.9	$3.2M	78,361
ISHARES TR - MSCI EAFE MIN VL	—	$2.7M	31,301

Showing top 10 of 61 holdings.

Full Holdings — VAUGHAN AND COMPANY SECURITIES, INC. (Q2 2026)

All 61 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.

#	Ticker	Company	Value	Weight	QoQ	Quality
1	—	ISHARES TR - RUS 2000 GRW ETF	$27.5M	12.8%	-4%	—
2	—	ISHARES TR - RUS 1000 GRW ETF	$26.4M	12.3%	+298%	—
3	—	GOLDMAN SACHS ETF TR - ACTIVEBETA US LG	$26.3M	12.3%	-0%	—
4	—	ISHARES TR - CORE HIGH DV ETF	$24.9M	11.6%	+401%	—
5	—	ISHARES TR - MRNING SM CP ETF	$22.8M	10.6%	-1%	—
6	—	ISHARES INC - CORE MSCI EMKT	$17.1M	8.0%	-4%	—
7	—	ISHARES TR - CORE MSCI EAFE	$14.6M	6.8%	+0%	—
8	—	ISHARES TR - GLOBAL TECH ETF	$11.9M	5.5%	-7%	—
9	$WT	WisdomTree, Inc.	$3.2M	1.5%	-0%	59.9
10	—	ISHARES TR - MSCI EAFE MIN VL	$2.7M	1.3%	+0%	—
11	$AAPL	Apple Inc.	$2.5M	1.1%	-0%	76.4
12	—	VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF	$2.3M	1.1%	+0%	—
13	$SPY	SPDR S&P 500 ETF TRUST	$1.6M	0.8%	-0%	—
14	—	ISHARES TR - MRGSTR SM CP GR	$1.5M	0.7%	-3%	—
15	—	ISHARES TR - CORE S&P US GWT	$1.5M	0.7%	-0%	—
16	—	ISHARES TR - SELECT DIVID ETF	$1.4M	0.6%	-2%	—
17	—	ISHARES TR - SP SMCP600VL ETF	$1.2M	0.6%	+0%	—
18	$VLO	VALERO ENERGY CORP/TX	$1.1M	0.5%	-5%	57.8
19	—	ISHARES TR - RUS 2000 VAL ETF	$1.1M	0.5%	-1%	—
20	—	ISHARES TR - S&P SML 600 GWT	$882,284	0.4%	+0%	—
21	$BMO	BANK OF MONTREAL /CAN/	$881,733	0.4%	-5%	76
22	$UPS	UNITED PARCEL SERVICE INC	$855,055	0.4%	-5%	58.6
23	$GSK	GSK plc	$850,830	0.4%	-4%	—
24	$BMY	BRISTOL MYERS SQUIBB CO	$849,204	0.4%	-6%	70.4
25	$CVS	CVS HEALTH Corp	$822,221	0.4%	-5%	59.4
26	—	ISHARES TR - CORE US AGGBD ET	$815,625	0.4%	+6%	—
27	$IBM	INTERNATIONAL BUSINESS MACHINES CORP	$805,386	0.4%	-6%	70
28	$PM	Philip Morris International Inc.	$800,346	0.4%	-5%	75.9
29	$MMM	3M CO	$769,235	0.4%	-4%	64.9
30	$VLY	VALLEY NATIONAL BANCORP	$768,789	0.4%	-5%	64.6
31	$OGE	OGE ENERGY CORP.	$747,029	0.3%	-4%	64.4
32	$OKE	ONEOK INC /NEW/	$725,515	0.3%	-4%	71.7
33	$CVX	CHEVRON CORP	$693,872	0.3%	-4%	62.8
34	$EMN	EASTMAN CHEMICAL CO	$671,542	0.3%	-4%	49.8
35	$ABBV	AbbVie Inc.	$659,801	0.3%	-4%	72.6
36	$MU	MICRON TECHNOLOGY INC	$656,792	0.3%	NEW	86.2
37	$VZ	VERIZON COMMUNICATIONS INC	$644,373	0.3%	-6%	65.8
38	$NWE	NorthWestern Energy Group, Inc.	$640,283	0.3%	-5%	46.9
39	$VICI	VICI PROPERTIES INC.	$593,074	0.3%	-5%	65.8
40	$PPL	PPL Corp	$584,508	0.3%	-4%	55.7
41	$CNP	CENTERPOINT ENERGY INC	$578,818	0.3%	-4%	53.2
42	$MTB	M&T BANK CORP	$573,605	0.3%	-4%	58.6
43	$RCI	ROGERS COMMUNICATIONS INC	$474,338	0.2%	-8%	—
44	$CM	CANADIAN IMPERIAL BANK OF COMMERCE /CAN/	$454,605	0.2%	-5%	76.4
45	—	SPDR SERIES TRUST - ST STR NYSE TECH	$390,650	0.2%	+0%	—
46	$QQQ	INVESCO QQQ TRUST, SERIES 1	$379,983	0.2%	-1%	—
47	$CHRD	Chord Energy Corp	$379,476	0.2%	-5%	74.8
48	$APO	Apollo Global Management, Inc.	$366,525	0.2%	-4%	52.1
49	$PFE	PFIZER INC	$343,333	0.2%	-7%	62
50	$BX	Blackstone Inc.	$339,831	0.2%	-4%	74.4
51	$WT	WisdomTree, Inc.	$314,112	0.1%	-15%	59.9
52	$BIPC	Brookfield Infrastructure Corp	$302,841	0.1%	-4%	—
53	—	ISHARES TR - ESG AWARE MSCI	$299,338	0.1%	-3%	—
54	$LYB	LyondellBasell Industries N.V.	$274,465	0.1%	-10%	—
55	$AMZN	AMAZON COM INC	$265,750	0.1%	+0%	68.7
56	$DOW	DOW INC.	$247,171	0.1%	-10%	40.2
57	—	ISHARES TR - FUTU EXPO TE ETF	$241,090	0.1%	NEW	—
58	—	ISHARES TR - RUS 1000 VAL ETF	$217,460	0.1%	NEW	—
59	$TU	TELUS CORP	$216,876	0.1%	-6%	48.2
60	$UNP	UNION PACIFIC CORP	$204,000	0.1%	NEW	69.7
61	$GOOG	Alphabet Inc.	$200,128	0.1%	NEW	78.2