What does Seros Financial, LLC hold?

Seros Financial, LLC's largest disclosed positions on the most recent Form 13F-HR filing on SEC EDGAR include IVZ, QQQ. Full top-holdings list, quarter-over-quarter position changes, and sector allocation breakdown are available at https://13fpro.ai/research/fund/2039918.

What is Seros Financial, LLC's AUM?

Seros Financial, LLC reported approximately $196.9M in 13F-reportable AUM as of 2026-09-30. This figure reflects long US-listed positions disclosed on Form 13F-HR and excludes non-13F-reportable holdings (cash, short positions, certain derivatives, and non-US securities). Separately, the firm reported $359.2M in total regulatory AUM (RAUM) on its most recent Form ADV filing.

Where does 13F Pro source Seros Financial, LLC's holdings?

All Seros Financial, LLC holdings data comes directly from SEC EDGAR Form 13F-HR filings under CIK 2039918. Data refreshes automatically each quarter as new 13F filings are submitted (typically within 45 days of quarter-end). 13F Pro applies no third-party rewrites or estimates.

How often is Seros Financial, LLC's 13F data updated on 13F Pro?

Seros Financial, LLC's holdings update on 13F Pro within hours of each new Form 13F-HR filing on SEC EDGAR. Quarterly position changes, accumulation/distribution flags, and sector allocation are recalculated on each refresh.

Seros Financial, LLC

Institutional InvestorSimilar funds →SEC EDGAR: CIK 2039918

Institutional-grade research for retail investors

Sector Allocation

Other68.5%$134.9M
Financials25.1%$49.5M
Technology3.9%$7.7M
Industrials1.3%$2.5M
Consumer Discretionary0.7%$1.3M
Healthcare0.4%$727,380
Consumer Staples0.1%$270,874

AUM History

13fpro.ai/research/fund/seros-financial-llc-2039918

Conviction and streaks

Concentrating · top 10 = 73.8%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

$IVZConviction hold13.8% weight · held 8 quarters

$QQQConviction hold8.5% weight · held 8 quarters

$IVZConviction hold7.8% weight · held 6 quarters

$Conviction hold6.9% weight · held 5 quarters

$Conviction hold5.9% weight · held 7 quarters

$Accumulating+52% shares · 7 quarters running

$Accumulating+522% shares · 7 quarters running

$Accumulating+49% shares · 7 quarters running

$Accumulating+38% shares · 6 quarters running

$Accumulating+1665% shares · 6 quarters running

$NVDATrimming-71% shares · 4 quarters running

$IVZTrimming-35% shares · 3 quarters running

$BRK-ATrimming-94% shares · 3 quarters running

$Trimming-41% shares · 3 quarters running

$Trimming-58% shares · 3 quarters running

Largest positions — Q3 2026

IVZ
$27.2M
AMERICAN
$19.2M
QQQ
$16.7M
IVZ
$15.4M
LEGG
$14.0M
SCHWAB
$13.5M
FIRST
$11.6M
FIRST
$10.4M
FIRST
$10.3M
SCHWAB
$6.9M
INNOVATOR
$5.4M
DBX
$5.1M
VANGUARD
$4.4M
PGIM
$2.8M
IVZ
$2.4M
PHYS
$2.2M
INNOVATOR
$2.0M
VANECK
$1.8M
SPY
$1.6M
AAPL
$1.5M

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/seros-financial-llc-2039918

Seros Financial, LLC 13F holdings — Q3 2026

$196.9M portfolio (+2.6% QoQ) · 68 holdings · Q3 2026 13F · top 10 are 74% of the stock portfolio

1
Invesco Ltd.
$IVZ
$27.2M
13.8% of stocks
+0.7%This quarter-2.5%Since filed8+ qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trial
2
AMERICAN CENTY ETF TR - US LARGE CAP VLU
$19.2M
9.8% of stocks
+95%This quarter—Since filed—Held
AIQuality—Est. buy—
3
INVESCO QQQ TRUST, SERIES 1
$QQQ
$16.7M
8.5% of stocks
-9%This quarter-1.8%Since filed8+ qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trial
4
Invesco Ltd.
$IVZ
$15.4M
7.8% of stocks
+8%This quarter-2.5%Since filed8+ qtrsHeld
AIQuality—Est. buyEstimated buy price is Pro: unlock with a free trial
5
LEGG MASON ETF INVT - FRANKLIN INTL LW
$14.0M
7.1% of stocks
+22%This quarter—Since filed—Held
AIQuality—Est. buy—
6
SCHWAB STRATEGIC TR - INTL EQTY ETF
$13.5M
6.9% of stocks
+4%This quarter—Since filed—Held
AIQuality—Est. buy—
7
FIRST TR EXCHNG TRADED FD VI - FT VEST NASD ETF
$11.6M
5.9% of stocks
+4%This quarter—Since filed—Held
AIQuality—Est. buy—
8
FIRST TR EXCH TRADED FD III - PFD SECS INC ETF
$10.4M
5.3% of stocks
+10%This quarter—Since filed—Held
AIQuality—Est. buy—
9
FIRST TR EXCHNG TRADED FD VI - FT LADD BUFF ETF
$10.3M
5.2% of stocks
+3%This quarter—Since filed—Held
AIQuality—Est. buy—
10
SCHWAB STRATEGIC TR - US LRG CAP ETF
$6.9M
3.5% of stocks
+23%This quarter—Since filed—Held
AIQuality—Est. buy—

#	Company	Value	Weight	This quarter	Since filed	Held	AI quality	Est. buy
1	Invesco Ltd.$IVZ	$27.2M	13.8%	+0.7%	-2.5%	8+ qtrs	—	Estimated buy price is Pro: unlock with a free trial
2	AMERICAN CENTY ETF TR - US LARGE CAP VLU	$19.2M	9.8%	+95%	—	—	—	—
3	INVESCO QQQ TRUST, SERIES 1$QQQ	$16.7M	8.5%	-9%	-1.8%	8+ qtrs	—	Estimated buy price is Pro: unlock with a free trial
4	Invesco Ltd.$IVZ	$15.4M	7.8%	+8%	-2.5%	8+ qtrs	—	Estimated buy price is Pro: unlock with a free trial
5	LEGG MASON ETF INVT - FRANKLIN INTL LW	$14.0M	7.1%	+22%	—	—	—	—
6	SCHWAB STRATEGIC TR - INTL EQTY ETF	$13.5M	6.9%	+4%	—	—	—	—
7	FIRST TR EXCHNG TRADED FD VI - FT VEST NASD ETF	$11.6M	5.9%	+4%	—	—	—	—
8	FIRST TR EXCH TRADED FD III - PFD SECS INC ETF	$10.4M	5.3%	+10%	—	—	—	—
9	FIRST TR EXCHNG TRADED FD VI - FT LADD BUFF ETF	$10.3M	5.2%	+3%	—	—	—	—
10	SCHWAB STRATEGIC TR - US LRG CAP ETF	$6.9M	3.5%	+23%	—	—	—	—

All holdings — Seros Financial, LLC (Q3 2026)

Sort

68 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

#		Company						Held		Source
11	—	INNOVATOR ETFS TRUST - LADERD ALCTN PWR	—	$5.4M	2.8%	100K	+5%	—	—	13F
12	—	DBX ETF TR - XTRACKERS SHRTetf/fund	—	$5.1M	2.6%	120K	+8%	—	—	13F
13	—	VANGUARD BD INDEX FDS - TOTAL BND MRKTetf/fund	—	$4.4M	2.2%	62K	+8%	—	—	13F
14	—	PGIM ETF TR - ACTV HY BD ETFetf/fund	—	$2.8M	1.4%	83K	+24%	—	—	13F
15	$IVZ	Invesco Ltd.etf/fund	Financials	$2.4M	1.2%	7,774	+1%	8+ qtrs	—	13F
16	$PHYS	Sprott Physical Gold Trust	Financials	$2.2M	1.1%	70K	New	1 qtr	—	13F
17	—	INNOVATOR ETFS TRUST - LADDERED ALC BFR	—	$2.0M	1.0%	50K	+1%	—	—	13F
18	—	VANECK ETF TRUST - SEMICONDUCTR ETFetf/fund	—	$1.8M	0.9%	2,919	+5%	—	—	13F
19	$SPY	SPDR S&P 500 ETF TRUSTetf/fund	—	$1.6M	0.8%	2,107	+2%	8+ qtrs	—	13F
20	$AAPL	Apple Inc.	Technology	$1.5M	0.8%	4,633	+2%	8+ qtrs	75.7	13F
21	$ORN	Orion Group Holdings Inc	Industrials	$1.4M	0.7%	169K	—	8+ qtrs	AI quality score is Pro: unlock with a free trial	13F
22	$CRWD	CrowdStrike Holdings, Inc.	Technology	$1.2M	0.6%	4,453	+299%	8+ qtrs	AI quality score is Pro: unlock with a free trial	13F
23	—	ISHARES TR - RUS TP200 GR ETFetf/fund	—	$1.1M	0.6%	3,882	+1%	—	—	13F
24	$MSFT	MICROSOFT CORP	Technology	$1.1M	0.5%	2,078	+6%	8+ qtrsAdded 2 qtrs in a row	AI quality score is Pro: unlock with a free trial	13F
25	$JCI	Johnson Controls International plc	Industrials	$1.1M	0.5%	7,100	—	8+ qtrs	AI quality score is Pro: unlock with a free trial	13F
26	$AMZN	AMAZON COM INC	Consumer Discretionary	$1.0M	0.5%	4,116	-0.9%
27	$IVZ	Invesco Ltd.	Financials	$903K	0.5%	5,991	-0.3%
28	$NVDA	NVIDIA CORP	Technology	$877K	0.5%	3,840	-2%
29	—	VANGUARD BD INDEX FDS - INTERMED TERM	—	$837K	0.4%	11K	-29%
30	—	VANGUARD INDEX FDS - S&P 500 ETF SHS	—	$777K	0.4%	1,108	New
31	$BRK.B	BERKSHIRE HATHAWAY INC	Financials	$681K	0.3%	1,368	-11%
32	—	NEOS ETF TRUST - NEOS S&P 500 HI	—	$529K	0.3%	9,943	-6%
33	—	ETF SER SOLUTIONS - DEFIA QUANT ETF	—	$478K	0.2%	3,155	New
34	—	ULTIMUS MANAGERS TR - Q3 ALL SEASON	—	$465K	0.2%	18K	New
35	$PSLV	Sprott Physical Silver Trust	Financials	$450K	0.2%	23K	New
36	$SPCX	SPACE EXPLORATION TECHNOLOGIES CORP	Technology	$427K	0.2%	2,831	New
37	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$417K	0.2%	9,459	-16%
38	$GOOGL	Alphabet Inc.	Technology	$388K	0.2%	1,127	+3%
39	$AVGO	Broadcom Inc.	Technology	$387K	0.2%	1,101	+27%
40	$VRSK	Verisk Analytics, Inc.	Technology	$373K	0.2%	2,222	-13%
41	—	INNOVATOR ETFS TRUST - GRWT100 PWR BUF	—	$365K	0.2%	4,641	-9%
42	$BAC	BANK OF AMERICA CORP /DE/	Financials	$361K	0.2%	6,629	-2%
43	—	ISHARES TR - S&P 500 VAL ETF	—	$357K	0.2%	1,563	-6%
44	—	ETFIS SER TR I - VIRTUS INFRCAP	—	$353K	0.2%	18K	-16%
45	$SHOP	SHOPIFY INC.	Technology	$350K	0.2%	2,361	—
46	$AMD	ADVANCED MICRO DEVICES INC	Technology	$340K	0.2%	556	—
47	—	ISHARES TR - ISHARES SEMICDTR	—	$333K	0.2%	585	New
48	—	INNOVATOR ETFS TRUST - US EQTY BUFR JUL	—	$315K	0.2%	5,677	-10%
49	$ABBV	AbbVie Inc.	Healthcare	$310K	0.2%	1,184	+4%
50	—	INNOVATOR ETFS TRUST - US EQT PWR BUF	—	$307K	0.2%	7,100	—
51	—	ISHARES TR - S&P 500 GRWT ETF	—	$295K	0.1%	2,073	-0.9%
52	$COST	COSTCO WHOLESALE CORP /NEW	Consumer Staples	$271K	0.1%	298	+2%
53	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$265K	0.1%	5,535	-12%
54	$META	Meta Platforms, Inc.	Technology	$258K	0.1%	355	New
55	—	VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT	—	$254K	0.1%	3,594	New
56	—	ISHARES TR - CORE S&P500 ETF	—	$252K	0.1%	329	+16%
57	$TSLA	Tesla, Inc.	Consumer Discretionary	$252K	0.1%	709	-60%
58	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$240K	0.1%	5,126	+12%
59	$LRCX	LAM RESEARCH CORP	Technology	$237K	0.1%	720	—
60	—	INNOVATOR ETFS TRUST - US EQTY PWR BUF	—	$236K	0.1%	5,582	—
61	$MSI	Motorola Solutions, Inc.	Technology	$228K	0.1%	511	-2%
62	—	ISHARES TR - RUSSELL 2000 ETF	—	$227K	0.1%	816	-10%
63	—	INNOVATOR ETFS TRUST - US EQTY BUF DEC	—	$222K	0.1%	4,067	—
64	—	INNOVATOR ETFS TRUST - US SML CP PWR B	—	$220K	0.1%	6,698	—
65	$JNJ	JOHNSON & JOHNSON	Healthcare	$216K	0.1%	815	-5%
66	$UNH	UNITEDHEALTH GROUP INC	Healthcare	$202K	0.1%	550	-3%
67	$PSEC	PROSPECT CAPITAL CORP	Other	$123K	0.1%	59K	New
68	$NRGV	Energy Vault Holdings, Inc.	Technology	$63K	0.0%	16K	—

What changed in Q3 2026

Against the previous quarter's 13F: 10 new, 27 added to, 21 trimmed, 6 sold out. Share-count changes; largest moves by dollar size first.

New positions (10)

$PHYSSprott Physical Gold Trust$2.2M
first bought this quarter
VANGUARD INDEX FDS - S&P 500 ETF SHS$777K
first bought this quarter
ETF SER SOLUTIONS - DEFIA QUANT ETF$478K
first bought this quarter
ULTIMUS MANAGERS TR - Q3 ALL SEASON$465K
first bought this quarter
$PSLVSprott Physical Silver Trust$450K
first bought this quarter
$SPCXSPACE EXPLORATION TECHNOLOGIES CORP$427K
first bought this quarter

+4 more in the Excel export

Added to (27)

AMERICAN CENTY ETF TR - US LARGE CAP VLU+95%
now $19.2M
LEGG MASON ETF INVT - FRANKLIN INTL LW+22%
now $14.0M
SCHWAB STRATEGIC TR - US LRG CAP ETF+23%
now $6.9M
FIRST TR EXCH TRADED FD III - PFD SECS INC ETF+10%
now $10.4M
$CRWDCrowdStrike Holdings, Inc.+299%
now $1.2M · held 8+ qtrs
PGIM ETF TR - ACTV HY BD ETF+24%
now $2.8M

+21 more in the Excel export

Trimmed (21)

$QQQINVESCO QQQ TRUST, SERIES 1-9%
now $16.7M · held 8+ qtrs
$TSLATesla, Inc.-60%
now $252K · held 8+ qtrs
VANGUARD BD INDEX FDS - INTERMED TERM-29%
now $837K
$BRK.BBERKSHIRE HATHAWAY INC-11%
now $681K · held 8+ qtrs, 3 trims in a row
INNOVATOR ETFS TRUST - US EQTY PWR BUF-16%
now $417K
ETFIS SER TR I - VIRTUS INFRCAP-16%
now $353K

+15 more in the Excel export

Sold out (6)

NEOS ETF TRUST - ENHANCED INCOMEwas $400K
ISHARES TR - MSCI EMG MKT ETFwas $309K
$INTCINTEL CORPwas $219K
held 1 qtr
$CATCATERPILLAR INCwas $214K
held 1 qtr
$CMCTCreative Media & Community Trust Corpwas $53K
$PRPLPurple Innovation, Inc.was $4K

Firm AUM (Form ADV): $359.2M as of 2025-12-31 · SEC IAPD

Holdings by quarter

Every 13F Seros Financial, LLC has filed, 7 earlier quarters. Pick one to see what it held then.

Email me the moment this fund files its next 13FPro

Is it too late to follow Seros Financial?

Q3 2026 13F filed with the SEC on Oct 21, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Seros Financial's top 20 holdings: 71/100 (our AI quality score, weighted by position size; 13 of the 20 are scored)

Top 10 since filing

-2.0%

Value-weighted move of the 10 largest stock positions

Turnover

12%

Last quarter; 39% over the last 4

Top 10 weight

74%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

94%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured

Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Seros Financial, LLC disclosed 68 positions worth $196.9M in its Form 13F-HR for Q3 2026, led by $IVZ (Invesco Ltd.) at 13.8% of the equity portfolio. During the quarter the fund opened 10 new positions and exited 6 — including a new stake in $PHYS. The portfolio is most concentrated in Other (68.5% of disclosed assets). All figures are sourced directly from Seros Financial, LLC’s Form 13F-HR filing with the SEC under CIK 2039918.

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AI-Powered Hedge Fund Analysis: Seros Financial, LLC

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Every holding in Seros Financial, LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.