KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
Sector Allocation
- Materials22.4%$44.2M
- Industrials15.7%$31.0M
- Technology14.5%$28.6M
- Financials14.0%$27.6M
- Consumer Staples9.9%$19.7M
- Other7.4%$14.7M
- Healthcare7.2%$14.2M
- Utilities2.4%$4.8M
- Consumer Discretionary2.1%$4.2M
- Energy2.0%$3.9M
AUM History
13fpro.ai/research/fund/klein-pavlis-and-peasley-financial-inc-1907480
Conviction and streaks
Concentrating · top 10 = 37.3%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- ISHARES$11.2M
AEM
$11.0MPM
$8.8MWPM
$7.9MSCCO
$7.1MCCJ
$6.2MSCHW
$6.0MJCI
$6.0MMDT
$4.8MFMX
$4.7MIBN
$4.3MHIG
$4.0MROK
$3.9MEMBJ
$3.9MLDOS
$3.8MB
$3.7MCSCO
$3.6MQCOM
$3.1MABT
$3.1MUNM
$2.8M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/klein-pavlis-and-peasley-financial-inc-1907480
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. 13F holdings — Q3 2026
$197.5M portfolio (+2.8% QoQ) · 97 holdings · Q3 2026 13F · top 10 are 37% of the stock portfolio
- 1
ISHARES TR - 0-3 MTH TREASURY
$11.2M
5.7% of stocks
+61%This quarter—Since filed—HeldAIQuality—Est. buy— $11.0M
5.6% of stocks
+4%This quarter-5.3%Since filed11+ qtrsHeld$8.8M
4.5% of stocks
+3%This quarter+1.3%Since filed11+ qtrsHeld$7.9M
4.0% of stocks
+4%This quarter-10.0%Since filed11+ qtrsHeld$7.1M
3.6% of stocks
+10%This quarter-10.3%Since filed11+ qtrsHeld$6.2M
3.2% of stocks
+10%This quarter-8.2%Since filed11+ qtrsHeld$6.0M
3.0% of stocks
+1%This quarter-6.5%Since filed11+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialAdded 5 qtrs in a row$6.0M
3.0% of stocks
+2%This quarter-5.7%Since filed11+ qtrsHeld$4.8M
2.4% of stocks
+7%This quarter+1.9%Since filed10 qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialAdded 3 qtrs in a row$4.7M
2.4% of stocks
+5%This quarter+3.1%Since filed11+ qtrsHeld
All holdings — KLEIN PAVLIS & PEASLEY FINANCIAL, INC. (Q3 2026)
97 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | ICICI BANK LTDadr | Financials | $4.3M | 2.2% | 155K | +14% | 6 qtrsAdded 6 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 12 | HARTFORD INSURANCE GROUP, INC. | Financials | $4.0M | 2.0% | 32K | +6% | 8 qtrsAdded 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 13 | ROCKWELL AUTOMATION, INC | Industrials | $3.9M | 2.0% | 9,059 | +20% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 14 | EMBRAER S.A.adr | Industrials | $3.9M | 2.0% | 52K | -0.6% | 6 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | Leidos Holdings, Inc. | Technology | $3.8M | 1.9% | 31K | +72% | 4 qtrsAdded 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 16 | BARRICK MINING CORP | Materials | $3.7M | 1.9% | 92K | +10% | 4 qtrsAdded 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 17 | CISCO SYSTEMS, INC. | Technology | $3.6M | 1.9% | 34K | -16% | 5 qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | QUALCOMM INC/DE | Technology | $3.1M | 1.6% | 17K | +35% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | ABBOTT LABORATORIES | Healthcare | $3.1M | 1.6% | 31K | +5% | 6 qtrsAdded 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | Unum Group | Financials | $2.8M | 1.4% | 32K | +5% | 7 qtrsAdded 3 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | Sony Group Corpadr | Technology | $2.7M | 1.4% | 115K | +8% | 6 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | DELTA AIR LINES, INC. | Industrials | $2.6M | 1.3% | 32K | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | ALAMOS GOLD INC | Materials | $2.5M | 1.3% | 77K | -32% | 6 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | CINCINNATI FINANCIAL CORP | Financials | $2.5M | 1.3% | 16K | +29% | 7 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | BANCO BILBAO VIZCAYA ARGENTARIA, S.A.adr | Financials | $2.4M | 1.2% | 88K | +0.7% | 5 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $TOST | Toast, Inc. | Technology | $2.4M | 1.2% | 81K | +1% | |||
| 27 | $UL | UNILEVER PLC | Consumer Staples | $2.3M | 1.2% | 38K | -4% | |||
| 28 | $OPRA | Opera Ltd | Technology | $2.3M | 1.1% | 128K | -14% | |||
| 29 | $SO | SOUTHERN CO | Utilities | $2.3M | 1.1% | 27K | +6% | |||
| 30 | $BAX | BAXTER INTERNATIONAL INC | Healthcare | $2.2M | 1.1% | 93K | New | |||
| 31 | $FNV | FRANCO NEVADA Corp | Materials | $2.2M | 1.1% | 9,353 | +3% | |||
| 32 | $MAS | MASCO CORP /DE/ | Industrials | $2.1M | 1.1% | 32K | +7% | |||
| 33 | $VMRK | VIVMARK RESIDENTIAL | Real Estate | $2.1M | 1.1% | 35K | New | |||
| 34 | $CSX | CSX CORP | Industrials | $2.1M | 1.1% | 44K | +42% | |||
| 35 | $MCK | MCKESSON CORP | Consumer Staples | $2.1M | 1.0% | 2,417 | +11% | |||
| 36 | $HUBB | HUBBELL INC | Technology | $2.0M | 1.0% | 4,363 | +1% | |||
| 37 | $IMO | IMPERIAL OIL LTD | Energy | $1.9M | 0.9% | 15K | +62% | |||
| 38 | $ZM | Zoom Communications, Inc. | Technology | $1.8M | 0.9% | 19K | -1% | |||
| 39 | $DGX | QUEST DIAGNOSTICS INC | Healthcare | $1.7M | 0.8% | 7,134 | +5% | |||
| 40 | $CMG | CHIPOTLE MEXICAN GRILL INC | Consumer Discretionary | $1.6M | 0.8% | 51K | +6% | |||
| 41 | $AME | AMETEK INC/ | Industrials | $1.6M | 0.8% | 6,308 | +15% | |||
| 42 | $FSM | FORTUNA MINING CORP. | Materials | $1.5M | 0.8% | 132K | +7% | |||
| 43 | $JBL | JABIL INC | Technology | $1.5M | 0.7% | 5,124 | +5% | |||
| 44 | $RJF | RAYMOND JAMES FINANCIAL INC | Financials | $1.5M | 0.7% | 9,270 | +9% | |||
| 45 | $AZN | ASTRAZENECA PLC | Healthcare | $1.5M | 0.7% | 8,992 | +20% | |||
| 46 | $FCX | FREEPORT-MCMORAN INC | Materials | $1.4M | 0.7% | 21K | +10% | |||
| 47 | $AEP | AMERICAN ELECTRIC POWER CO INC | Utilities | $1.4M | 0.7% | 12K | +7% | |||
| 48 | $SYF | Synchrony Financial | Financials | $1.4M | 0.7% | 19K | +12% | |||
| 49 | $BWA | BORGWARNER INC | Industrials | $1.3M | 0.7% | 22K | New | |||
| 50 | $AMX | AMERICA MOVIL SAB DE CV/ | Communication Services | $1.3M | 0.7% | 61K | +7% | |||
| 51 | $EMR | EMERSON ELECTRIC CO | Industrials | $1.3M | 0.6% | 8,172 | +0.1% | |||
| 52 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $1.2M | 0.6% | 2,359 | -21% | |||
| 53 | $BKE | BUCKLE INC | Consumer Discretionary | $1.1M | 0.6% | 27K | +11% | |||
| 54 | $TER | TERADYNE, INC | Technology | $1.1M | 0.6% | 2,842 | -84% | |||
| 55 | $HSY | HERSHEY CO | Consumer Staples | $1.1M | 0.6% | 7,165 | +9% | |||
| 56 | $GTX | Garrett Motion Inc. | Industrials | $1.0M | 0.5% | 40K | New | |||
| 57 | $CPA | Copa Holdings, S.A. | Industrials | $1.0M | 0.5% | 7,851 | +9% | |||
| 58 | $PHM | PULTEGROUP INC/MI/ | Industrials | $1.0M | 0.5% | 8,679 | +6% | |||
| 59 | $EOG | EOG RESOURCES INC | Energy | $973K | 0.5% | 7,064 | -37% | |||
| 60 | $GPC | GENUINE PARTS CO | Consumer Discretionary | $970K | 0.5% | 7,716 | +1% | |||
| 61 | $TMUS | T-Mobile US, Inc. | Communication Services | $952K | 0.5% | 5,835 | +189% | |||
| 62 | $ALL | ALLSTATE CORP | Financials | $942K | 0.5% | 4,246 | -1% | |||
| 63 | $INTC | INTEL CORP | Technology | $937K | 0.5% | 7,791 | +0.3% | |||
| 64 | $ACT | Enact Holdings, Inc. | Financials | $906K | 0.5% | 21K | -0.4% | |||
| 65 | $OSK | OSHKOSH CORP | Industrials | $890K | 0.5% | 6,908 | +9% | |||
| 66 | $A | AGILENT TECHNOLOGIES, INC. | Healthcare | $842K | 0.4% | 4,885 | New | |||
| 67 | $AAPL | Apple Inc. | Technology | $775K | 0.4% | 2,328 | +1% | |||
| 68 | $BWXT | BWX Technologies, Inc. | Industrials | $771K | 0.4% | 5,626 | +9% | |||
| 69 | — | ISHARES TR - RUS 1000 VAL ETF | — | $764K | 0.4% | 3,080 | New | |||
| 70 | $DHI | HORTON D R INC /DE/ | Industrials | $712K | 0.4% | 5,214 | +24% | |||
| 71 | $EQNR | EQUINOR ASA | Energy | $697K | 0.3% | 17K | +1% | |||
| 72 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $696K | 0.3% | 993 | +62% | |||
| 73 | $SRE | SEMPRA | Utilities | $669K | 0.3% | 8,577 | +1% | |||
| 74 | $TGT | TARGET CORP | Consumer Staples | $661K | 0.3% | 4,219 | -23% | |||
| 75 | $PPG | PPG INDUSTRIES INC | Materials | $578K | 0.3% | 5,544 | +12% | |||
| 76 | $ORI | OLD REPUBLIC INTERNATIONAL CORP | Financials | $558K | 0.3% | 15K | +8% | |||
| 77 | — | CORGI ETF TR I - INSIDE OWNERSHIP | — | $480K | 0.2% | 19K | New | |||
| 78 | $GOOGL | Alphabet Inc. | Technology | $479K | 0.2% | 1,393 | -2% | |||
| 79 | $PWR | QUANTA SERVICES, INC. | Industrials | $458K | 0.2% | 712 | New | |||
| 80 | $AVGO | Broadcom Inc. | Technology | $455K | 0.2% | 1,296 | -3% | |||
| 81 | $XEL | XCEL ENERGY INC | Utilities | $444K | 0.2% | 6,295 | +9% | |||
| 82 | — | PROSHARES TR - PSHS ULTRA QQQ | — | $365K | 0.2% | 3,816 | New | |||
| 83 | — | ISHARES TR - S&P MC 400VL ETF | — | $352K | 0.2% | 2,557 | New | |||
| 84 | — | PROSHARES TR - PSHS ULT S&P 500 | — | $341K | 0.2% | 4,918 | New | |||
| 85 | $NVDA | NVIDIA CORP | Technology | $312K | 0.2% | 1,368 | -10% | |||
| 86 | $EME | EMCOR Group, Inc. | Industrials | $251K | 0.1% | 332 | -7% | |||
| 87 | $WSM | WILLIAMS SONOMA INC | Consumer Discretionary | $245K | 0.1% | 1,075 | -2% | |||
| 88 | $FOXA | Fox Corp | Communication Services | $235K | 0.1% | 3,752 | New | |||
| 89 | — | ISHARES TR - EAFE VALUE ETF | — | $226K | 0.1% | 2,857 | New | |||
| 90 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $225K | 0.1% | 452 | -10% | |||
| 91 | — | VANGUARD STAR FDS - VG TL INTL STK F | — | $225K | 0.1% | 2,644 | +0.2% | |||
| 92 | $MSFT | MICROSOFT CORP | Technology | $220K | 0.1% | 429 | New | |||
| 93 | $ULTA | Ulta Beauty, Inc. | Consumer Discretionary | $220K | 0.1% | 403 | New | |||
| 94 | $CME | CME GROUP INC. | Financials | $217K | 0.1% | 827 | New | |||
| 95 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $214K | 0.1% | 1,312 | -11% | |||
| 96 | $REGN | REGENERON PHARMACEUTICALS, INC. | Healthcare | $206K | 0.1% | 272 | New | |||
| 97 | $EQT | EQT Corp | Energy | $205K | 0.1% | 4,213 | +0.2% |
What changed in Q3 2026
Against the previous quarter's 13F: 18 new, 60 added to, 19 trimmed, 10 sold out. Share-count changes; largest moves by dollar size first.
New positions (18)
$DALDELTA AIR LINES, INC.$2.6M
first bought this quarter
$BAXBAXTER INTERNATIONAL INC$2.2M
first bought this quarter
$VMRKVIVMARK RESIDENTIAL$2.1M
first bought this quarter
$BWABORGWARNER INC$1.3M
first bought this quarter
$GTXGarrett Motion Inc.$1.0M
first bought this quarter
$AAGILENT TECHNOLOGIES, INC.$842K
first bought this quarter
+12 more in the Excel export
Added to (60)
- ISHARES TR - 0-3 MTH TREASURY+61%
now $11.2M
now $3.8M · held 4 qtrs, 4 adds in a row
now $3.1M · held 11+ qtrs
$IMOIMPERIAL OIL LTD+62%
now $1.9M · held 5 qtrs
now $3.9M · held 11+ qtrs
now $7.1M · held 11+ qtrs, 2 adds in a row
+54 more in the Excel export
Trimmed (19)
$TERTERADYNE, INC-84%
now $1.1M · held 5 qtrs, 3 trims in a row
$AGIALAMOS GOLD INC-32%
now $2.5M · held 6 qtrs
now $3.6M · held 5 qtrs, 2 trims in a row
$EOGEOG RESOURCES INC-37%
now $973K · held 5 qtrs
$OPRAOpera Ltd-14%
now $2.3M · held 8 qtrs
$AMATAPPLIED MATERIALS INC /DE-21%
now $1.2M · held 5 qtrs
+13 more in the Excel export
Sold out (10)
$RBARB GLOBAL INC.was $5.7M
held 10+ qtrs
$COPCONOCOPHILLIPSwas $3.1M
held 10+ qtrs
$AVBAVALONBAY COMMUNITIES INCwas $2.3M
held 7 qtrs
$RTORENTOKIL INITIAL PLC /FIwas $1.3M
held 3 qtrs
$PEGPUBLIC SERVICE ENTERPRISE GROUP INCwas $1.3M
held 4 qtrs
$SPGIS&P Global Inc.was $1.3M
+4 more in the Excel export
Holdings by quarter
Every 13F KLEIN PAVLIS & PEASLEY FINANCIAL, INC. has filed, 11 earlier quarters. Pick one to see what it held then.
Is it too late to follow KLEIN PAVLIS & PEASLEY FINANCIAL?
Q3 2026 13F filed with the SEC on Oct 13, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of KLEIN PAVLIS & PEASLEY FINANCIAL's top 20 holdings: 71/100 (our AI quality score, weighted by position size; 12 of the 20 are scored)
Top 10 since filing
-4.3%
Value-weighted move of the 10 largest stock positions
Turnover
14%
Last quarter; 36% over the last 4
Top 10 weight
37%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
90%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. disclosed 97 positions worth $197.5M in its Form 13F-HR for Q3 2026, followed by $AEM and $PM. During the quarter the fund opened 18 new positions and exited 10 — including a new stake in $DAL and a full exit from $RBA. The portfolio is most concentrated in Materials (22.4% of disclosed assets). All figures are sourced directly from KLEIN PAVLIS & PEASLEY FINANCIAL, INC.’s Form 13F-HR filing with the SEC under CIK 1907480.
Funds like this
managers whose biggest positions overlap KLEIN PAVLIS & PEASLEY FINANCIAL'sBrowse Top Institutional Investors
13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.
to search all 8,700+ institutional filers.
AI-Powered Hedge Fund Analysis: KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
13F Pro is an AI hedge fund tracker and stock research platform. For KLEIN PAVLIS & PEASLEY FINANCIAL, INC. (SEC CIK: 1907480), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in KLEIN PAVLIS & PEASLEY FINANCIAL, INC.'s portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.