Broadway Wealth Solutions, Inc.
Sector Allocation
- Other80.2%$178.8M
- Technology9.5%$21.3M
- Consumer Discretionary2.2%$4.9M
- Financials2.0%$4.4M
- Consumer Staples1.7%$3.7M
- Industrials1.6%$3.6M
- Healthcare1.1%$2.4M
- Energy0.9%$2.1M
- Communication Services0.4%$904,213
- Utilities0.3%$657,677
AUM History
13fpro.ai/research/fund/broadway-wealth-solutions-inc-2021265
Conviction and streaks
Stable · top 10 = 75.2%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- SPDR$49.1M
- VICTORY$30.5M
- FEDERATED$29.5M
- AMERICAN$19.1M
- AMERICAN$8.7M
- J$8.4M
- FIDELITY$8.0M
- DIMENSIONAL$5.4M
- J$4.6M
- SPDR$4.5M
- AMERICAN$3.8M
NVDA
$3.7M- NEUBERGER$3.7M
AAPL
$3.3MMSFT
$3.2MAMZN
$2.3MRTX
$1.9MCOST
$1.8MAVGO
$1.2MGOOGL
$1.2M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/broadway-wealth-solutions-inc-2021265
Broadway Wealth Solutions, Inc. 13F holdings — Q3 2026
$223.0M portfolio (+4.2% QoQ) · 88 holdings · Q3 2026 13F · top 10 are 75% of the stock portfolio
- 1
SPDR SERIES TRUST - ST STR P500ETF
$49.1M
22.0% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
VICTORY PORTFOLIOS II - SHORT TRM BD ETF
$30.5M
13.7% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
FEDERATED HERMES ETF TRUST - TOTA RETU BD ETF
$29.5M
13.2% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
AMERICAN CENTY ETF TR - INTL EQT ETF
$19.1M
8.6% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
AMERICAN CENTY ETF TR - AVANTIS EMGMKT
$8.7M
3.9% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
J P MORGAN EXCHANGE TRADED F - INTL BD OPP ETF
$8.4M
3.8% of stocks
+9%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
FIDELITY COVINGTON TRUST - ENH MID COR ETF
$8.0M
3.6% of stocks
+5%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
DIMENSIONAL ETF TRUST - INTL SMALL CAP E
$5.4M
2.4% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
J P MORGAN EXCHANGE TRADED F - ACTIVE GROWTH
$4.6M
2.1% of stocks
+2%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
SPDR SERIES TRUST - ST LON TREAS ETF
$4.5M
2.0% of stocks
+9%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST - ST STR P500ETF | $49.1M | 22.0% | +6% | — | — | — | — | |
| 2 | VICTORY PORTFOLIOS II - SHORT TRM BD ETF | $30.5M | 13.7% | +6% | — | — | — | — | |
| 3 | FEDERATED HERMES ETF TRUST - TOTA RETU BD ETF | $29.5M | 13.2% | +6% | — | — | — | — | |
| 4 | AMERICAN CENTY ETF TR - INTL EQT ETF | $19.1M | 8.6% | +6% | — | — | — | — | |
| 5 | AMERICAN CENTY ETF TR - AVANTIS EMGMKT | $8.7M | 3.9% | +6% | — | — | — | — | |
| 6 | J P MORGAN EXCHANGE TRADED F - INTL BD OPP ETF | $8.4M | 3.8% | +9% | — | — | — | — | |
| 7 | FIDELITY COVINGTON TRUST - ENH MID COR ETF | $8.0M | 3.6% | +5% | — | — | — | — | |
| 8 | DIMENSIONAL ETF TRUST - INTL SMALL CAP E | $5.4M | 2.4% | +6% | — | — | — | — | |
| 9 | J P MORGAN EXCHANGE TRADED F - ACTIVE GROWTH | $4.6M | 2.1% | +2% | — | — | — | — | |
| 10 | SPDR SERIES TRUST - ST LON TREAS ETF | $4.5M | 2.0% | +9% | — | — | — | — |
All holdings — Broadway Wealth Solutions, Inc. (Q3 2026)
88 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | AMERICAN CENTY ETF TR - US SML CP VALUetf/fund | — | $3.8M | 1.7% | 32K | +2% | — | — | 13F |
| 12 | NVIDIA CORP | Technology | $3.7M | 1.7% | 16K | -17% | 8+ qtrs | 86.0 | 13F | |
| 13 | — | NEUBERGER BERMAN ETF TRUST - SMAL MID CAP ETFetf/fund | — | $3.7M | 1.7% | 136K | +5% | — | — | 13F |
| 14 | Apple Inc. | Technology | $3.3M | 1.5% | 9,780 | +0.0% | 8+ qtrs | 75.7 | 13F | |
| 15 | MICROSOFT CORP | Technology | $3.2M | 1.4% | 6,163 | -0.4% | 8+ qtrs | 79.8 | 13F | |
| 16 | AMAZON COM INC | Consumer Discretionary | $2.3M | 1.1% | 9,416 | +4% | 8+ qtrsAdded 3 qtrs in a row | 67.5 | 13F | |
| 17 | RTX Corp | Industrials | $1.9M | 0.9% | 10K | — | 8+ qtrs | 69.4 | 13F | |
| 18 | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $1.8M | 0.8% | 2,026 | +0.4% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 19 | Broadcom Inc. | Technology | $1.2M | 0.5% | 3,351 | +4% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | Alphabet Inc. | Technology | $1.2M | 0.5% | 3,418 | +4% | 8+ qtrsAdded 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | EXXON MOBIL CORP | Energy | $1.1M | 0.5% | 7,039 | New | 1 qtr | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | INTEL CORP | Technology | $1.1M | 0.5% | 9,160 | +4% | 5 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | Palo Alto Networks Inc | Technology | $984K | 0.4% | 2,477 | -17% | 8+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | Tesla, Inc. | Consumer Discretionary | $853K | 0.4% | 2,405 | -24% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | MARSH & MCLENNAN COMPANIES, INC. | Financials | $824K | 0.4% | 4,825 | -19% | 8+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | $META | Meta Platforms, Inc. | Technology | $762K | 0.3% | 1,051 | +6% | |||
| 27 | — | VANGUARD INDEX FDS - S&P 500 ETF SHS | — | $753K | 0.3% | 1,074 | New | |||
| 28 | $JPM | JPMORGAN CHASE & CO | Financials | $751K | 0.3% | 2,268 | -2% | |||
| 29 | $CSCO | CISCO SYSTEMS, INC. | Technology | $720K | 0.3% | 6,687 | -0.9% | |||
| 30 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $672K | 0.3% | 3,057 | +0.9% | |||
| 31 | $JNJ | JOHNSON & JOHNSON | Healthcare | $653K | 0.3% | 2,468 | -2% | |||
| 32 | $SPY | SPDR S&P 500 ETF TRUST | — | $593K | 0.3% | 777 | -4% | |||
| 33 | — | AMERICAN CENTY ETF TR - US QUALITY GROW | — | $572K | 0.3% | 4,876 | — | |||
| 34 | $MCHP | MICROCHIP TECHNOLOGY INC | Technology | $538K | 0.2% | 6,919 | +12% | |||
| 35 | $GS | GOLDMAN SACHS GROUP INC | Financials | $529K | 0.2% | 587 | -2% | |||
| 36 | $WMT | Walmart Inc. | Consumer Staples | $493K | 0.2% | 4,747 | +10% | |||
| 37 | $APH | AMPHENOL CORP /DE/ | Technology | $481K | 0.2% | 5,709 | +103% | |||
| 38 | $CVX | CHEVRON CORP | Energy | $476K | 0.2% | 2,330 | -0.3% | |||
| 39 | $LLY | ELI LILLY & Co | Healthcare | $470K | 0.2% | 406 | -6% | |||
| 40 | $VLO | VALERO ENERGY CORP/TX | Energy | $463K | 0.2% | 1,193 | +0.3% | |||
| 41 | $TMO | THERMO FISHER SCIENTIFIC INC. | Healthcare | $436K | 0.2% | 645 | -14% | |||
| 42 | $NOW | ServiceNow, Inc. | Technology | $425K | 0.2% | 3,172 | -9% | |||
| 43 | $CRM | Salesforce, Inc. | Technology | $425K | 0.2% | 1,851 | -2% | |||
| 44 | $V | VISA INC. | Financials | $415K | 0.2% | 1,155 | -2% | |||
| 45 | $DE | DEERE & CO | Industrials | $407K | 0.2% | 606 | — | |||
| 46 | $ULTA | Ulta Beauty, Inc. | Consumer Discretionary | $406K | 0.2% | 744 | +4% | |||
| 47 | $ETN | Eaton Corp plc | Industrials | $402K | 0.2% | 935 | +1% | |||
| 48 | — | ISHARES TR - CORE S&P500 ETF | — | $397K | 0.2% | 518 | — | |||
| 49 | $SCHW | SCHWAB CHARLES CORP | Financials | $388K | 0.2% | 3,965 | -1% | |||
| 50 | $UBER | Uber Technologies, Inc | Technology | $383K | 0.2% | 5,591 | +3% | |||
| 51 | $ACN | Accenture plc | Technology | $382K | 0.2% | 2,081 | -26% | |||
| 52 | $MCK | MCKESSON CORP | Consumer Staples | $373K | 0.2% | 437 | +0.7% | |||
| 53 | $WM | WASTE MANAGEMENT INC | Utilities | $360K | 0.2% | 1,764 | +0.2% | |||
| 54 | $MDLZ | Mondelez International, Inc. | Consumer Staples | $358K | 0.2% | 6,195 | +0.8% | |||
| 55 | $BKNG | Booking Holdings Inc. | Consumer Discretionary | $356K | 0.2% | 2,184 | -10% | |||
| 56 | $MSI | Motorola Solutions, Inc. | Technology | $355K | 0.2% | 797 | -2% | |||
| 57 | $UNP | UNION PACIFIC CORP | Industrials | $355K | 0.2% | 1,303 | -1% | |||
| 58 | — | SCHWAB STRATEGIC TR - US BRD MKT ETF | — | $351K | 0.2% | 12K | -1% | |||
| 59 | $PEP | PEPSICO INC | Consumer Staples | $349K | 0.2% | 2,753 | +4% | |||
| 60 | $TJX | TJX COMPANIES INC /DE/ | Consumer Discretionary | $347K | 0.2% | 2,621 | +6% | |||
| 61 | $IAU | ISHARES GOLD TRUST | Financials | $338K | 0.1% | 4,334 | -14% | |||
| 62 | $BSX | BOSTON SCIENTIFIC CORP | Healthcare | $330K | 0.1% | 7,562 | +10% | |||
| 63 | $NFLX | NETFLIX INC | Communication Services | $323K | 0.1% | 4,640 | +12% | |||
| 64 | $TMUS | T-Mobile US, Inc. | Communication Services | $319K | 0.1% | 1,956 | +9% | |||
| 65 | $LOW | LOWES COMPANIES INC | Consumer Discretionary | $319K | 0.1% | 1,731 | +9% | |||
| 66 | $GLD | SPDR GOLD TRUST | Financials | $318K | 0.1% | 836 | -15% | |||
| 67 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $315K | 0.1% | 633 | New | |||
| 68 | $AON | Aon plc | Financials | $299K | 0.1% | 1,080 | +4% | |||
| 69 | $NEE | NEXTERA ENERGY INC | Utilities | $298K | 0.1% | 3,931 | +7% | |||
| 70 | $DELL | Dell Technologies Inc. | Technology | $293K | 0.1% | 544 | -35% | |||
| 71 | $NXPI | NXP Semiconductors N.V. | Technology | $290K | 0.1% | 1,221 | +15% | |||
| 72 | $KO | COCA COLA CO | Consumer Staples | $289K | 0.1% | 3,352 | -7% | |||
| 73 | — | SPDR INDEX SHS FDS - ST STR PO EX ETF | — | $279K | 0.1% | 5,562 | New | |||
| 74 | — | VICTORY PORTFOLIOS II - VICT WES U S ETF | — | $266K | 0.1% | 5,091 | — | |||
| 75 | $LIN | LINDE PLC | Materials | $266K | 0.1% | 561 | +3% | |||
| 76 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $265K | 0.1% | 930 | +0.2% | |||
| 77 | $TXN | TEXAS INSTRUMENTS INC | Technology | $262K | 0.1% | 937 | — | |||
| 78 | $VZ | VERIZON COMMUNICATIONS INC | Communication Services | $262K | 0.1% | 5,718 | +1% | |||
| 79 | $EMR | EMERSON ELECTRIC CO | Industrials | $262K | 0.1% | 1,691 | -7% | |||
| 80 | $QCOM | QUALCOMM INC/DE | Technology | $257K | 0.1% | 1,396 | +4% | |||
| 81 | $LMT | LOCKHEED MARTIN CORP | Industrials | $257K | 0.1% | 504 | +3% | |||
| 82 | $AXP | AMERICAN EXPRESS CO | Financials | $256K | 0.1% | 843 | -0.2% | |||
| 83 | $ABBV | AbbVie Inc. | Healthcare | $247K | 0.1% | 945 | -3% | |||
| 84 | $MDY | SPDR S&P MIDCAP 400 ETF TRUST | — | $241K | 0.1% | 367 | -14% | |||
| 85 | $MRK | Merck & Co., Inc. | Healthcare | $234K | 0.1% | 1,610 | -6% | |||
| 86 | $ORCL | ORACLE CORP | Technology | $218K | 0.1% | 1,586 | — | |||
| 87 | $NOC | NORTHROP GRUMMAN CORP /DE/ | Technology | $210K | 0.1% | 434 | +7% | |||
| 88 | $MMT | ABERDEEN MULTI-MARKET INCOME FUND | — | $64K | 0.0% | 15K | — |
What changed in Q3 2026
Against the previous quarter's 13F: 4 new, 45 added to, 31 trimmed, 8 sold out. Share-count changes; largest moves by dollar size first.
New positions (4)
$XOM.R34088EXXON MOBIL CORP$1.1M
first bought this quarter
- VANGUARD INDEX FDS - S&P 500 ETF SHS$753K
first bought this quarter
$BRK.BBERKSHIRE HATHAWAY INC$315K
first bought this quarter
- SPDR INDEX SHS FDS - ST STR PO EX ETF$279K
first bought this quarter
Added to (45)
- SPDR SERIES TRUST - ST STR P500ETF+6%
now $49.1M
- VICTORY PORTFOLIOS II - SHORT TRM BD ETF+6%
now $30.5M
- FEDERATED HERMES ETF TRUST - TOTA RETU BD ETF+6%
now $29.5M
- AMERICAN CENTY ETF TR - INTL EQT ETF+6%
now $19.1M
- J P MORGAN EXCHANGE TRADED F - INTL BD OPP ETF+9%
now $8.4M
- AMERICAN CENTY ETF TR - AVANTIS EMGMKT+6%
now $8.7M
+39 more in the Excel export
Trimmed (31)
now $3.7M · held 8+ qtrs
$TSLATesla, Inc.-24%
now $853K · held 8+ qtrs
$PANWPalo Alto Networks Inc-17%
now $984K · held 8+ qtrs, 2 trims in a row
$MRSHMARSH & MCLENNAN COMPANIES, INC.-19%
now $824K · held 8+ qtrs
$DELLDell Technologies Inc.-35%
now $293K · held 2 qtrs
$ACNAccenture plc-26%
now $382K · held 8+ qtrs
+25 more in the Excel export
Holdings by quarter
Every 13F Broadway Wealth Solutions, Inc. has filed, 7 earlier quarters. Pick one to see what it held then.
Is it too late to follow Broadway Wealth Solutions?
Q3 2026 13F filed with the SEC on Oct 21, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Broadway Wealth Solutions's top 20 holdings: 72/100 (our AI quality score, weighted by position size; 19 of the 20 are scored)
Top 10 since filing
-1.4%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 8% over the last 4
Top 10 weight
75%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
92%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Broadway Wealth Solutions, Inc. disclosed 88 positions worth $223.0M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 4 new positions and exited 8 — including a new stake in $XOM.R34088 and a full exit from $GLW. The portfolio is most concentrated in Other (80.2% of disclosed assets). All figures are sourced directly from Broadway Wealth Solutions, Inc.’s Form 13F-HR filing with the SEC under CIK 2021265.
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AI-Powered Hedge Fund Analysis: Broadway Wealth Solutions, Inc.
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Every holding in Broadway Wealth Solutions, Inc.'s portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.