ALETHEA CAPITAL MANAGEMENT, LLC

Portfolio Overview

ALETHEA CAPITAL MANAGEMENT, LLC disclosed 41 positions worth $241.4M in its Form 13F-HR for Q2 2026, led by $AXSM (Axsome Therapeutics, Inc.) at 65.8% of the equity portfolio. During the quarter the fund opened 29 new positions and exited 2 — including a new stake in $VTRS and a full exit from $SPY. The portfolio is most concentrated in Healthcare (77.8% of disclosed assets). All figures are sourced directly from ALETHEA CAPITAL MANAGEMENT, LLC’s Form 13F-HR filing with the SEC under CIK 1549408.

• 

  Axsome Therapeutics, Inc.

  $AXSM

  40.8#2,087

  Quality

  $158.8M648,756 sh

• SPDR SERIES TRUST - ST STR BLO 1 ETF

  —

  Quality

  $29.7M324,526 sh
• 

  Kura Oncology, Inc.

  $KURA

  27.6#2,576

  Quality

  $23.8M2,167,938 sh
• 

  Immuneering Corp

  $IMRX

  —

  Quality

  $2.4M472,935 sh

• ISHARES TR - 20 YR TR BD ETF

  —

  Quality

  $1.8M21,276 sh
• 

  Tempus AI, Inc.

  $TEM

  41.2

  Quality

  $1.8M31,554 sh
• 

  Viatris Inc

  $VTRS

  45.4

  Quality

  $1.2M78,384 sh
• 

  Philip Morris International Inc.

  $PM

  75.9

  Quality

  $1.2M6,834 sh
• 

  AUTOMATIC DATA PROCESSING INC

  $ADP

  69.8

  Quality

  $1.2M5,502 sh
• 

  WILLIAMS COMPANIES, INC.

  $WMB

  64.3

  Quality

  $1.1M15,301 sh

Company	Quality	Value	Shares
Axsome Therapeutics, Inc.$AXSM	40.8#2,087	$158.8M	648,756
SPDR SERIES TRUST - ST STR BLO 1 ETF	—	$29.7M	324,526
Kura Oncology, Inc.$KURA	27.6#2,576	$23.8M	2,167,938
Immuneering Corp$IMRX	—	$2.4M	472,935
ISHARES TR - 20 YR TR BD ETF	—	$1.8M	21,276
Tempus AI, Inc.$TEM	41.2	$1.8M	31,554
Viatris Inc$VTRS	45.4	$1.2M	78,384
Philip Morris International Inc.$PM	75.9	$1.2M	6,834
AUTOMATIC DATA PROCESSING INC$ADP	69.8	$1.2M	5,502
WILLIAMS COMPANIES, INC.$WMB	64.3	$1.1M	15,301

Showing top 10 of 41 holdings.

Full Holdings — ALETHEA CAPITAL MANAGEMENT, LLC (Q2 2026)

All 41 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.

#	Ticker	Company	Value	Weight	QoQ	Quality
1	$AXSM	Axsome Therapeutics, Inc.	$158.8M	65.8%	-0%	40.8
2	—	SPDR SERIES TRUST - ST STR BLO 1 ETF	$29.7M	12.3%	-49%	—
3	$KURA	Kura Oncology, Inc.	$23.8M	9.8%	+42%	27.6
4	$IMRX	Immuneering Corp	$2.4M	1.0%	+1962%	—
5	—	ISHARES TR - 20 YR TR BD ETF	$1.8M	0.8%	-7%	—
6	$TEM	Tempus AI, Inc.	$1.8M	0.8%	+0%	41.2
7	$VTRS	Viatris Inc	$1.2M	0.5%	NEW	45.4
8	$PM	Philip Morris International Inc.	$1.2M	0.5%	NEW	75.9
9	$ADP	AUTOMATIC DATA PROCESSING INC	$1.2M	0.5%	NEW	69.8
10	$WMB	WILLIAMS COMPANIES, INC.	$1.1M	0.5%	NEW	64.3
11	$DRI	DARDEN RESTAURANTS INC	$1.1M	0.5%	NEW	64.1
12	$BMY	BRISTOL MYERS SQUIBB CO	$1.1M	0.5%	NEW	70.4
13	$ED	CONSOLIDATED EDISON INC	$1.1M	0.5%	NEW	67.3
14	$CVX	CHEVRON CORP	$971,354	0.4%	NEW	62.8
15	$CCZ	COMCAST CORP	$939,848	0.4%	NEW	59.5
16	$ES	EVERSOURCE ENERGY	$933,367	0.4%	NEW	66.1
17	$WY	WEYERHAEUSER CO	$912,114	0.4%	NEW	51.3
18	$LMT	LOCKHEED MARTIN CORP	$905,820	0.4%	NEW	65.6
19	$T	AT&T INC.	$893,122	0.4%	NEW	65.7
20	$STZ	CONSTELLATION BRANDS, INC.	$846,780	0.3%	NEW	59.8
21	$BR	BROADRIDGE FINANCIAL SOLUTIONS, INC.	$839,777	0.3%	NEW	66.5
22	$PNC	PNC FINANCIAL SERVICES GROUP, INC.	$801,200	0.3%	NEW	73.7
23	$HRL	HORMEL FOODS CORP /DE/	$703,498	0.3%	NEW	51.8
24	$XOM.R34088	EXXON MOBIL CORP	$601,568	0.3%	NEW	57.9
25	$RNA.R1599901	Avidity Biosciences, Inc.	$588,545	0.2%	+0%	—
26	$SYY	SYSCO CORP	$581,884	0.2%	NEW	54.7
27	$WFC	WELLS FARGO & COMPANY/MN	$498,319	0.2%	+0%	61.8
28	$OKE	ONEOK INC /NEW/	$464,260	0.2%	NEW	71.7
29	$BG	Bunge Global SA	$429,908	0.2%	NEW	54.5
30	$WT	WisdomTree, Inc.	$408,405	0.2%	-4%	59.9
31	$MOS	MOSAIC CO	$395,660	0.2%	NEW	39.2
32	$HSY	HERSHEY CO	$353,707	0.1%	NEW	65.7
33	$EXE	EXPAND ENERGY Corp	$330,929	0.1%	NEW	80.8
34	$AWK	American Water Works Company, Inc.	$288,818	0.1%	NEW	58.1
35	$ECPG	ENCORE CAPITAL GROUP INC	$256,548	0.1%	NEW	70.9
36	$MCHP	MICROCHIP TECHNOLOGY INC	$251,347	0.1%	NEW	52.9
37	$ACN	Accenture plc	$234,072	0.1%	NEW	—
38	$SJM	J M SMUCKER Co	$219,938	0.1%	NEW	59.1
39	$GPK	GRAPHIC PACKAGING HOLDING CO	$172,608	0.1%	+0%	49
40	$TGB	Trekor Metals Ltd	$68,800	0.0%	+0%	—
41	$LPRO	Open Lending Corp	$37,320	0.0%	+0%	28.8