Ballast Rock Private Wealth LLC
Sector Allocation
- Other74.9%$160.4M
- Technology14.6%$31.2M
- Financials7.2%$15.5M
- Consumer Discretionary1.4%$2.9M
- Healthcare0.7%$1.5M
- Materials0.5%$995,871
- Energy0.3%$714,892
- Industrials0.3%$547,968
- Utilities0.1%$233,698
- Consumer Staples0.1%$210,641
AUM History
13fpro.ai/research/fund/ballast-rock-private-wealth-llc-2106928
Conviction and streaks
Diversifying · top 10 = 26.5%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
AAPL
$10.6M- PGIM$8.4M
- JANUS$5.4M
SPY
$5.4M- J$4.8M
- VANGUARD$4.8M
- VANGUARD$4.6M
- INNOVATOR$4.5M
- SCHWAB$4.1M
NVDA
$4.0MJPM
$3.8M- ISHARES$3.7M
QQQ
$3.5M- SCHWAB$3.4M
- VANGUARD$3.3M
- VANGUARD$3.2M
LRCX
$3.1M- VANGUARD$3.0M
- DIMENSIONAL$3.0M
- ISHARES$2.9M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/ballast-rock-private-wealth-llc-2106928
Ballast Rock Private Wealth LLC 13F holdings — Q3 2026
$214.2M portfolio (-1.1% QoQ) · 202 holdings · Q3 2026 13F · top 10 are 27% of the stock portfolio
$10.6M
5.0% of stocks
+0.1%This quarter0.0%Since filed4+ qtrsHeld- 2
PGIM ETF TR - AAA CLO ETF
$8.4M
3.9% of stocks
-36%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
JANUS DETROIT STR TR - HENDRSON AAA CL
$5.4M
2.5% of stocks
-46%This quarter—Since filed—HeldAIQuality—Est. buy— $5.4M
2.5% of stocks
+31%This quarter0.0%Since filed4+ qtrsHeld- 5
J P MORGAN EXCHANGE TRADED F - US QUALTY FCTR
$4.8M
2.2% of stocks
+8%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
VANGUARD CALIF TAX FREE FDS - TAX EXEMPT BD FD
$4.8M
2.2% of stocks
+0.8%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
VANGUARD INDEX FDS - S&P 500 ETF SHS
$4.6M
2.2% of stocks
+6%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
INNOVATOR ETFS TRUST - DEFINED WLT SHLD
$4.5M
2.1% of stocks
-0.6%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
SCHWAB STRATEGIC TR - US LRG CAP ETF
$4.1M
1.9% of stocks
+0.1%This quarter—Since filed—HeldAIQuality—Est. buy— $4.0M
1.9% of stocks
+2%This quarter0.0%Since filed4+ qtrsHeld
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | $10.6M | 5.0% | +0.1% | 0.0% | 4+ qtrs | 75.7#88 | Estimated buy price is Pro: unlock with a free trial | ||
| 2 | PGIM ETF TR - AAA CLO ETF | $8.4M | 3.9% | -36% | — | — | — | — | |
| 3 | JANUS DETROIT STR TR - HENDRSON AAA CL | $5.4M | 2.5% | -46% | — | — | — | — | |
| 4 | $5.4M | 2.5% | +31% | 0.0% | 4+ qtrsAdded 2 qtrs in a row | — | Estimated buy price is Pro: unlock with a free trial | ||
| 5 | J P MORGAN EXCHANGE TRADED F - US QUALTY FCTR | $4.8M | 2.2% | +8% | — | — | — | — | |
| 6 | VANGUARD CALIF TAX FREE FDS - TAX EXEMPT BD FD | $4.8M | 2.2% | +0.8% | — | — | — | — | |
| 7 | VANGUARD INDEX FDS - S&P 500 ETF SHS | $4.6M | 2.2% | +6% | — | — | — | — | |
| 8 | INNOVATOR ETFS TRUST - DEFINED WLT SHLD | $4.5M | 2.1% | -0.6% | — | — | — | — | |
| 9 | SCHWAB STRATEGIC TR - US LRG CAP ETF | $4.1M | 1.9% | +0.1% | — | — | — | — | |
| 10 | $4.0M | 1.9% | +2% | 0.0% | 4+ qtrs | 86.0#3 | Estimated buy price is Pro: unlock with a free trial |
All holdings — Ballast Rock Private Wealth LLC (Q3 2026)
202 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | JPMORGAN CHASE & CO | Financials | $3.8M | 1.8% | 12K | +0.0% | 4+ qtrs | 71.9 | 13F | |
| 12 | — | ISHARES TR - CORE S&P500 ETFetf/fund | — | $3.7M | 1.7% | 4,784 | +0.1% | — | — | 13F |
| 13 | INVESCO QQQ TRUST, SERIES 1etf/fund | — | $3.5M | 1.6% | 4,722 | +0.2% | 4+ qtrs | — | 13F | |
| 14 | — | SCHWAB STRATEGIC TR - INTL EQTY ETFetf/fund | — | $3.4M | 1.6% | 125K | +7% | — | — | 13F |
| 15 | — | VANGUARD SCOTTSDALE FDS - VNG RUS1000IDXetf/fund | — | $3.3M | 1.5% | 9,470 | +14% | — | — | 13F |
| 16 | — | VANGUARD INDEX FDS - MRNGSTR TTL STKetf/fund | — | $3.2M | 1.5% | 8,428 | +0.8% | — | — | 13F |
| 17 | LAM RESEARCH CORP | Technology | $3.1M | 1.4% | 9,363 | -0.0% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | — | VANGUARD WHITEHALL FDS - INTL DVD ETFetf/fund | — | $3.0M | 1.4% | 32K | +10% | — | — | 13F |
| 19 | — | DIMENSIONAL ETF TRUST - US CORE EQT MKTetf/fund | — | $3.0M | 1.4% | 57K | -5% | — | — | 13F |
| 20 | — | ISHARES TR - CALIF MUN BD ETFetf/fund | — | $2.9M | 1.4% | 54K | +0.5% | — | — | 13F |
| 21 | MICROSOFT CORP | Technology | $2.9M | 1.3% | 5,566 | -0.4% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 22 | APPLIED MATERIALS INC /DE | Technology | $2.7M | 1.2% | 5,209 | +0.1% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | Alphabet Inc. | Technology | $2.6M | 1.2% | 7,558 | +0.1% | 4+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | — | SCHWAB STRATEGIC TR - SHT TM US TRES | — | $2.6M | 1.2% | 108K | +6% | — | — | 13F |
| 25 | — | INNOVATOR ETFS TRUST - QUITY MANAGD FLR | — | $2.5M | 1.2% | 64K | +36% | — | — | 13F |
| 26 | — | DIMENSIONAL ETF TRUST - CORE FIXE IN ETF | — | $2.4M | 1.1% | 59K | +7% | |||
| 27 | — | BLACKROCK ETF TRUST - ISHARES US EQUIT | — | $2.2M | 1.0% | 32K | +15% | |||
| 28 | $GLD | SPDR GOLD TRUST | Financials | $2.1M | 1.0% | 5,595 | -1% | |||
| 29 | — | AMERICAN CENTY ETF TR - CALIF MUN BD ETF | — | $2.0M | 0.9% | 42K | +0.9% | |||
| 30 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | — | $1.8M | 0.9% | 30K | +213% | |||
| 31 | — | ISHARES TR - CORE MSCI EAFE | — | $1.8M | 0.8% | 18K | +6% | |||
| 32 | $IVZ | Invesco Ltd. | Financials | $1.7M | 0.8% | 8,059 | +20% | |||
| 33 | $SCHW | SCHWAB CHARLES CORP | Financials | $1.6M | 0.8% | 17K | — | |||
| 34 | — | VANGUARD BD INDEX FDS - INTERMED TERM | — | $1.6M | 0.8% | 22K | -16% | |||
| 35 | — | ISHARES TR - MSCI EAFE ETF | — | $1.6M | 0.8% | 15K | +302% | |||
| 36 | — | FIRST TR EXCHNG TRADED FD VI - FT VEST U.S EQT | — | $1.6M | 0.7% | 36K | — | |||
| 37 | — | SPDR SERIES TRUST - ST STR AGGRE ETF | — | $1.5M | 0.7% | 62K | +3% | |||
| 38 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $1.5M | 0.7% | 7,559 | -1% | |||
| 39 | — | ISHARES TR - RUSSELL 2000 ETF | — | $1.4M | 0.7% | 5,213 | — | |||
| 40 | — | ISHARES TR - S&P 500 GRWT ETF | — | $1.4M | 0.7% | 10K | +0.0% | |||
| 41 | $AMZN | AMAZON COM INC | Consumer Discretionary | $1.4M | 0.7% | 5,765 | -13% | |||
| 42 | — | ISHARES INC - CORE MSCI EMKT | — | $1.4M | 0.7% | 17K | +4% | |||
| 43 | — | ISHARES TR - CORE S&P MCP ETF | — | $1.4M | 0.6% | 19K | -45% | |||
| 44 | — | VANGUARD INDEX FDS - MRNGSTR VAL ETF | — | $1.3M | 0.6% | 6,160 | -0.6% | |||
| 45 | $WT | WisdomTree, Inc. | Financials | $1.3M | 0.6% | 7,210 | — | |||
| 46 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $1.3M | 0.6% | 26K | -2% | |||
| 47 | — | SCHWAB STRATEGIC TR - US BRD MKT ETF | — | $1.2M | 0.6% | 42K | -3% | |||
| 48 | — | INNOVATOR ETFS TRUST - EQUI DU DI 5 ETF | — | $1.2M | 0.6% | 57K | +19% | |||
| 49 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $1.2M | 0.6% | 5,142 | +3% | |||
| 50 | — | DIMENSIONAL ETF TRUST - INTL CORE EQT MK | — | $1.2M | 0.6% | 28K | -2% | |||
| 51 | — | RBB FUND TRUST - FIRS EAGL OV ETF | — | $1.1M | 0.5% | 20K | +27% | |||
| 52 | — | TIDAL TRUST II - RET STCKD GL STK | — | $1.0M | 0.5% | 35K | — | |||
| 53 | — | SPDR SERIES TRUST - ST STR P500GRW | — | $1.0M | 0.5% | 8,204 | +0.1% | |||
| 54 | $MUC | BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. | Other | $1.0M | 0.5% | 102K | +7% | |||
| 55 | — | VANGUARD INDEX FDS - MRNGSTR SML CAP | — | $993K | 0.5% | 3,490 | +2% | |||
| 56 | — | VANGUARD INDEX FDS - MRNGSTR MID CAP | — | $986K | 0.5% | 13K | +0.3% | |||
| 57 | — | VANGUARD MUN BD FDS - TAX EXEMPT BD | — | $976K | 0.5% | 21K | +14% | |||
| 58 | — | ISHARES TR - 10-20 YR TRS ETF | — | $963K | 0.5% | 10K | +1% | |||
| 59 | — | SPDR SERIES TRUST - ST STR SP METAL | — | $955K | 0.5% | 9,226 | +0.0% | |||
| 60 | — | ISHARES TR - FLTG RATE NT ETF | — | $897K | 0.4% | 18K | -3% | |||
| 61 | — | DIREXION SHARES ETF TRUST - NASDAQ 100 EQ WT | — | $895K | 0.4% | 7,449 | +33% | |||
| 62 | — | INNOVATOR ETFS TRUST - US EQTY BUFR MAR | — | $883K | 0.4% | 15K | — | |||
| 63 | $VCX | Fundrise Innovation Fund, LLC | Other | $859K | 0.4% | 29K | New | |||
| 64 | — | ISHARES TR - CORE S&P SCP ETF | — | $814K | 0.4% | 5,987 | +8% | |||
| 65 | — | DIMENSIONAL ETF TRUST - SHOR DUR FIX ETF | — | $813K | 0.4% | 17K | +7% | |||
| 66 | — | ISHARES TR - CORE MSCI INTL | — | $804K | 0.4% | 8,986 | +3% | |||
| 67 | $INTC | INTEL CORP | Technology | $803K | 0.4% | 6,683 | +1% | |||
| 68 | — | ISHARES TR - MSCI USA QLT FCT | — | $798K | 0.4% | 3,591 | +28% | |||
| 69 | — | VANGUARD STAR FDS - VG TL INTL STK F | — | $792K | 0.4% | 9,326 | +0.2% | |||
| 70 | — | ISHARES TR - S&P 500 VAL ETF | — | $774K | 0.4% | 3,389 | +0.1% | |||
| 71 | $CRWD | CrowdStrike Holdings, Inc. | Technology | $763K | 0.4% | 2,883 | +300% | |||
| 72 | — | RBB FUND TRUST - FIRST EAGLE GBL | — | $759K | 0.3% | 15K | — | |||
| 73 | — | ISHARES TR - FALN ANGLS USD | — | $758K | 0.3% | 29K | +3% | |||
| 74 | — | ISHARES TR - S&P 100 ETF | — | $757K | 0.3% | 1,980 | +5% | |||
| 75 | $BRK.A | BERKSHIRE HATHAWAY INC | Financials | $747K | 0.3% | 1 | — | |||
| 76 | — | PACER FDS TR - US CASH COWS 100 | — | $743K | 0.3% | 11K | +0.1% | |||
| 77 | — | SPDR SERIES TRUST - ST INTER BD ETF | — | $720K | 0.3% | 22K | +0.8% | |||
| 78 | — | SELECT SECTOR SPDR TR - ST STR INDL ETF | — | $718K | 0.3% | 4,300 | — | |||
| 79 | — | INNOVATOR ETFS TRUST - US EQT BUFR APR | — | $716K | 0.3% | 13K | — | |||
| 80 | — | INNOVATOR ETFS TRUST - U S EQ 10 BUFFER | — | $705K | 0.3% | 20K | +7% | |||
| 81 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | — | $702K | 0.3% | 4,521 | +4% | |||
| 82 | $AMD | ADVANCED MICRO DEVICES INC | Technology | $669K | 0.3% | 1,094 | +0.5% | |||
| 83 | — | INNOVATOR ETFS TRUST - US EQTY BUFR JAN | — | $663K | 0.3% | 11K | — | |||
| 84 | — | ALPS ETF TR - ALERIAN MLP | — | $662K | 0.3% | 13K | — | |||
| 85 | — | ISHARES TR - SHRT NAT MUN ETF | — | $655K | 0.3% | 6,262 | -61% | |||
| 86 | — | J P MORGAN EXCHANGE TRADED F - ACTIVE BOND ETF | — | $629K | 0.3% | 12K | +185% | |||
| 87 | — | INNOVATOR ETFS TRUST - US EQT ULTRA BF | — | $626K | 0.3% | 14K | — | |||
| 88 | — | BLACKROCK ETF TRUST - ISHA LA CORE ETF | — | $625K | 0.3% | 13K | +61% | |||
| 89 | — | INNOVATOR ETFS TRUST - US EQTY BUFR FEB | — | $621K | 0.3% | 11K | -1% | |||
| 90 | — | VANGUARD INDEX FDS - MRNGSTR GRWT ETF | — | $620K | 0.3% | 6,878 | — | |||
| 91 | — | INNOVATOR ETFS TRUST - INNOVATOR INTER | — | $615K | 0.3% | 18K | New | |||
| 92 | $BMY | BRISTOL MYERS SQUIBB CO | Healthcare | $594K | 0.3% | 9,512 | -0.2% | |||
| 93 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $586K | 0.3% | 13K | -0.2% | |||
| 94 | — | DFA INVT DIMENSIONS GROUP IN - U.S. HIGH RELATI | — | $584K | 0.3% | 14K | New | |||
| 95 | $IVZ | Invesco Ltd. | Financials | $583K | 0.3% | 6,940 | +80% | |||
| 96 | — | ISHARES TR - RUS 1000 GRW ETF | — | $556K | 0.3% | 4,438 | +6% | |||
| 97 | — | SELECT SECTOR SPDR TR - ST STR CARE ETF | — | $552K | 0.3% | 3,277 | +0.1% | |||
| 98 | — | INNOVATOR ETFS TRUST - US EQTY BUFR JUN | — | $545K | 0.3% | 11K | — | |||
| 99 | — | ISHARES TR - 7-10 YR TRSY BD | — | $544K | 0.3% | 6,095 | +0.6% | |||
| 100 | $MELI | MERCADOLIBRE INC | Consumer Discretionary | $534K | 0.3% | 309 | — | |||
| 101 | — | ISHARES TR - MSCI INTL QUALTY | — | $523K | 0.2% | 11K | +83% | |||
| 102 | $MCD | MCDONALDS CORP | Consumer Discretionary | $515K | 0.2% | 2,230 | — | |||
| 103 | — | DIMENSIONAL ETF TRUST - EMGR CRE EQT MNG | — | $509K | 0.2% | 13K | -6% | |||
| 104 | $ET | Energy Transfer LP | Energy | $506K | 0.2% | 26K | +0.0% | |||
| 105 | — | SIMPLIFY EXCHANGE TRADED FUN - HEDGED EQUITY | — | $500K | 0.2% | 15K | New | |||
| 106 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $498K | 0.2% | 11K | — | |||
| 107 | — | BLACKROCK ETF TRUST II - ISHARES AAA CLO | — | $497K | 0.2% | 9,573 | +0.4% | |||
| 108 | — | INNOVATOR ETFS TRUST - INNOVATOR INTL D | — | $490K | 0.2% | 16K | — | |||
| 109 | $CB | Chubb Ltd | Financials | $490K | 0.2% | 1,503 | — | |||
| 110 | $SPCX | SPACE EXPLORATION TECHNOLOGIES CORP | Technology | $488K | 0.2% | 3,238 | New | |||
| 111 | $V | VISA INC. | Financials | $488K | 0.2% | 1,358 | +0.1% | |||
| 112 | — | INNOVATOR ETFS TRUST - US EQT PWR BUF | — | $487K | 0.2% | 11K | — | |||
| 113 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $478K | 0.2% | 11K | -10% | |||
| 114 | — | INVESCO EXCH TRADED FD TR II - S&P INTL QULTY | — | $476K | 0.2% | 11K | +7% | |||
| 115 | — | DIMENSIONAL ETF TRUST - US SUSTAINABILTY | — | $471K | 0.2% | 9,987 | -2% | |||
| 116 | — | INNOVATOR ETFS TRUST - US EQTY PWR BUF | — | $469K | 0.2% | 9,250 | — | |||
| 117 | $NEM | NEWMONT Corp /DE/ | Materials | $468K | 0.2% | 4,061 | -2% | |||
| 118 | — | VANGUARD INTL EQUITY INDEX F - FTSE EUROPE ETF | — | $468K | 0.2% | 5,393 | +0.2% | |||
| 119 | $GOOG | Alphabet Inc. | Technology | $463K | 0.2% | 1,359 | — | |||
| 120 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $458K | 0.2% | 9,879 | — | |||
| 121 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | — | $456K | 0.2% | 6,458 | +0.6% | |||
| 122 | $PLTR | Palantir Technologies Inc. | Technology | $455K | 0.2% | 2,435 | -6% | |||
| 123 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $454K | 0.2% | 14K | +8% | |||
| 124 | — | VANGUARD BD INDEX FDS - TOTAL BND MRKT | — | $438K | 0.2% | 6,237 | -9% | |||
| 125 | $APP | AppLovin Corp | Technology | $436K | 0.2% | 1,500 | — | |||
| 126 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $435K | 0.2% | 874 | +77% | |||
| 127 | — | INNOVATOR ETFS TRUST - US SMALL CAP PWR | — | $433K | 0.2% | 14K | — | |||
| 128 | — | ISHARES TR - CORE 60 BALA ETF | — | $417K | 0.2% | 6,090 | +0.8% | |||
| 129 | — | PACER FDS TR - US SM CAP CA ETF | — | $415K | 0.2% | 7,791 | — | |||
| 130 | — | ISHARES INC - MSCI EMRG CHN | — | $415K | 0.2% | 4,187 | +0.4% | |||
| 131 | $VRT | Vertiv Holdings Co | Technology | $405K | 0.2% | 1,678 | — | |||
| 132 | — | DIMENSIONAL ETF TRUST - GLOBAL SUSTAINA | — | $403K | 0.2% | 8,139 | +4% | |||
| 133 | — | INNOVATOR ETFS TRUST - EQUI DEFI SEPT | — | $400K | 0.2% | 14K | New | |||
| 134 | — | INNOVATOR ETFS TRUST - US EQTY BUFR JUL | — | $400K | 0.2% | 7,209 | +8% | |||
| 135 | — | PACER FDS TR - GLOBL CASH ETF | — | $399K | 0.2% | 8,920 | — | |||
| 136 | — | ISHARES TR - IBONDS DEC 29 | — | $394K | 0.2% | 17K | New | |||
| 137 | — | ISHARES TR - IBONDS DEC 2030 | — | $392K | 0.2% | 19K | New | |||
| 138 | — | SPDR SERIES TRUST - ST PORT HIGH ETF | — | $387K | 0.2% | 17K | +2% | |||
| 139 | $GS | GOLDMAN SACHS GROUP INC | Financials | $378K | 0.2% | 420 | +0.7% | |||
| 140 | — | ISHARES TR - IBONDS 27 ETF | — | $376K | 0.2% | 16K | New | |||
| 141 | $AVGO | Broadcom Inc. | Technology | $359K | 0.2% | 1,023 | +2% | |||
| 142 | — | INNOVATOR ETFS TRUST - US SMALL CAP POW | — | $345K | 0.2% | 11K | New | |||
| 143 | $PANW | Palo Alto Networks Inc | Technology | $343K | 0.2% | 864 | — | |||
| 144 | — | BLACKROCK ETF TRUST - ISHA I IN TE ETF | — | $343K | 0.2% | 7,270 | +17% | |||
| 145 | $ABBV | AbbVie Inc. | Healthcare | $342K | 0.2% | 1,308 | — | |||
| 146 | $JNJ | JOHNSON & JOHNSON | Healthcare | $341K | 0.2% | 1,287 | — | |||
| 147 | — | VANGUARD SCOTTSDALE FDS - INTER TERM TREAS | — | $333K | 0.2% | 5,884 | -11% | |||
| 148 | — | SELECT SECTOR SPDR TR - ST STR SVC ETF | — | $331K | 0.1% | 2,982 | +0.1% | |||
| 149 | $DOV | DOVER Corp | Industrials | $323K | 0.1% | 2,047 | +0.2% | |||
| 150 | $WT | WisdomTree, Inc. | Financials | $318K | 0.1% | 3,271 | — |
What changed in Q3 2026
Against the previous quarter's 13F: 20 new, 95 added to, 36 trimmed, 11 sold out. Share-count changes; largest moves by dollar size first.
New positions (20)
$VCXFundrise Innovation Fund, LLC$859K
first bought this quarter
- INNOVATOR ETFS TRUST - INNOVATOR INTER$615K
first bought this quarter
- DFA INVT DIMENSIONS GROUP IN - U.S. HIGH RELATI$584K
first bought this quarter
- SIMPLIFY EXCHANGE TRADED FUN - HEDGED EQUITY$500K
first bought this quarter
$SPCXSPACE EXPLORATION TECHNOLOGIES CORP$488Kfirst bought this quarter
- INNOVATOR ETFS TRUST - EQUI DEFI SEPT$400K
first bought this quarter
+14 more in the Excel export
Added to (95)
now $5.4M · held 4+ qtrs, 2 adds in a row
- SELECT SECTOR SPDR TR - ST STR ENERG ETF+213%
now $1.8M
- ISHARES TR - MSCI EAFE ETF+302%
now $1.6M
- INNOVATOR ETFS TRUST - QUITY MANAGD FLR+36%
now $2.5M
$CRWDCrowdStrike Holdings, Inc.+300%
now $763K · held 4+ qtrs
- VANGUARD SCOTTSDALE FDS - VNG RUS1000IDX+14%
now $3.3M
+89 more in the Excel export
Trimmed (36)
- PGIM ETF TR - AAA CLO ETF-36%
now $8.4M
- JANUS DETROIT STR TR - HENDRSON AAA CL-46%
now $5.4M
- ISHARES TR - CORE S&P MCP ETF-45%
now $1.4M
- ISHARES TR - SHRT NAT MUN ETF-61%
now $655K
- VANGUARD WELLINGTON FD - SHORT TRM TAX EX-81%
now $201K
- VANGUARD BD INDEX FDS - INTERMED TERM-16%
now $1.6M
+30 more in the Excel export
Sold out (11)
- ISHARES TR - MSCI EMG MKT ETFwas $1.5M
- ISHARES TR - U.S. REAL ES ETFwas $1.3M
- ISHARES TR - NATIONAL MUN ETFwas $984K
- DIMENSIONAL ETF TRUST - US HIGH PROF ETFwas $595K
- SPDR SERIES TRUST - ST SHO TREAS ETFwas $358K
- ISHARES TR - 20 YR TR BD ETFwas $300K
+5 more in the Excel export
Holdings by quarter
Every 13F Ballast Rock Private Wealth LLC has filed, 3 earlier quarters. Pick one to see what it held then.
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Q3 2026 13F filed with the SEC on Oct 26, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Ballast Rock Private Wealth's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 14 of the 20 are scored)
Top 10 since filing
0.0%
Value-weighted move of the 10 largest stock positions
Turnover
8%
Last quarter
Top 10 weight
27%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
95%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q4 2025 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Ballast Rock Private Wealth LLC disclosed 202 positions worth $214.2M in its Form 13F-HR for Q3 2026, led by $AAPL (Apple Inc.) at 5.0% of the equity portfolio. During the quarter the fund opened 20 new positions and exited 11 — including a new stake in $VCX. The portfolio is most concentrated in Other (74.9% of disclosed assets). All figures are sourced directly from Ballast Rock Private Wealth LLC’s Form 13F-HR filing with the SEC under CIK 2106928.
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AI-Powered Hedge Fund Analysis: Ballast Rock Private Wealth LLC
13F Pro is an AI hedge fund tracker and stock research platform. For Ballast Rock Private Wealth LLC (SEC CIK: 2106928), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Ballast Rock Private Wealth LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.