Wolff Financial Management LLC
Sector Allocation
- Other85.3%$421.7M
- Technology4.0%$19.6M
- Healthcare3.3%$16.5M
- Financials2.9%$14.1M
- Consumer Staples1.6%$8.0M
- Industrials1.2%$6.1M
- Energy0.7%$3.4M
- Consumer Discretionary0.4%$1.9M
- Utilities0.3%$1.5M
- Communication Services0.2%$1.1M
AUM History
13fpro.ai/research/fund/wolff-financial-management-llc-1767940
Conviction and streaks
Diversifying · top 10 = 71.2%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- VANGUARD$50.8M
- VANGUARD$49.6M
- ISHARES$42.3M
- SPDR$38.9M
- VANGUARD$34.7M
- VANGUARD$34.6M
- VANGUARD$33.6M
- VANGUARD$28.8M
- VANGUARD$21.9M
- VANGUARD$16.7M
- VANGUARD$12.7M
LLY
$9.1M- ISHARES$8.9M
- SPDR$6.6M
- VANGUARD$6.2M
AAPL
$5.9M- VANGUARD$5.5M
IVZ
$5.4MMSFT
$4.2M- ISHARES$4.1M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/wolff-financial-management-llc-1767940
Wolff Financial Management LLC 13F holdings — Q3 2026
$494.3M portfolio (-1.4% QoQ) · 102 holdings · Q3 2026 13F · top 10 are 71% of the stock portfolio
- 1
VANGUARD INDEX FDS - MRNGSTR GRWT ETF
$50.8M
10.3% of stocks
-0.0%This quarter—Since filed—HeldAIQuality—Est. buy— - 2
VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT
$49.6M
10.0% of stocks
+0.1%This quarter—Since filed—HeldAIQuality—Est. buy— - 3
ISHARES TR - CORE DIV GRWTH
$42.3M
8.6% of stocks
-0.6%This quarter—Since filed—HeldAIQuality—Est. buy— - 4
SPDR SERIES TRUST - ST STR SP DIV
$38.9M
7.9% of stocks
+0.9%This quarter—Since filed—HeldAIQuality—Est. buy— - 5
VANGUARD WHITEHALL FDS - HIGH DIV YLD
$34.7M
7.0% of stocks
+0.3%This quarter—Since filed—HeldAIQuality—Est. buy— - 6
VANGUARD INDEX FDS - MRNGSTR SML CAP
$34.6M
7.0% of stocks
+0.2%This quarter—Since filed—HeldAIQuality—Est. buy— - 7
VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD
$33.6M
6.8% of stocks
+3%This quarter—Since filed—HeldAIQuality—Est. buy— - 8
VANGUARD INDEX FDS - MRNGSTR MID CAP
$28.8M
5.8% of stocks
+0.2%This quarter—Since filed—HeldAIQuality—Est. buy— - 9
VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS
$21.9M
4.4% of stocks
-26%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
VANGUARD MALVERN FDS - CORE BD ETF
$16.7M
3.4% of stocks
+7%This quarter—Since filed—HeldAIQuality—Est. buy—
| # | Company | Value | Weight | This quarter | Since filed | Held | AI quality | Est. buy | |
|---|---|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS - MRNGSTR GRWT ETF | $50.8M | 10.3% | -0.0% | — | — | — | — | |
| 2 | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | $49.6M | 10.0% | +0.1% | — | — | — | — | |
| 3 | ISHARES TR - CORE DIV GRWTH | $42.3M | 8.6% | -0.6% | — | — | — | — | |
| 4 | SPDR SERIES TRUST - ST STR SP DIV | $38.9M | 7.9% | +0.9% | — | — | — | — | |
| 5 | VANGUARD WHITEHALL FDS - HIGH DIV YLD | $34.7M | 7.0% | +0.3% | — | — | — | — | |
| 6 | VANGUARD INDEX FDS - MRNGSTR SML CAP | $34.6M | 7.0% | +0.2% | — | — | — | — | |
| 7 | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | $33.6M | 6.8% | +3% | — | — | — | — | |
| 8 | VANGUARD INDEX FDS - MRNGSTR MID CAP | $28.8M | 5.8% | +0.2% | — | — | — | — | |
| 9 | VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS | $21.9M | 4.4% | -26% | — | — | — | — | |
| 10 | VANGUARD MALVERN FDS - CORE BD ETF | $16.7M | 3.4% | +7% | — | — | — | — |
All holdings — Wolff Financial Management LLC (Q3 2026)
102 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | — | VANGUARD INDEX FDS - MRNGSTR MD CP GRetf/fund | — | $12.7M | 2.6% | 43K | -0.0% | — | — | 13F |
| 12 | ELI LILLY & Co | Healthcare | $9.1M | 1.8% | 7,834 | +0.8% | 9 qtrs | 85.7 | 13F | |
| 13 | — | ISHARES TR - 0-5 YR TIPS ETFetf/fund | — | $8.9M | 1.8% | 89K | New | — | — | 13F |
| 14 | — | SPDR INDEX SHS FDS - ST PORT MARK ETFetf/fund | — | $6.6M | 1.3% | 127K | -1% | — | — | 13F |
| 15 | — | VANGUARD INDEX FDS - MRNGSTR SM CP GRetf/fund | — | $6.2M | 1.3% | 18K | -0.0% | — | — | 13F |
| 16 | Apple Inc. | Technology | $5.9M | 1.2% | 18K | +1% | 11+ qtrs | 75.7 | 13F | |
| 17 | — | VANGUARD WORLD FD - INF TECH ETFetf/fund | — | $5.5M | 1.1% | 44K | +0.1% | — | — | 13F |
| 18 | Invesco Ltd. | Financials | $5.4M | 1.1% | 93K | -8% | 11+ qtrs | — | 13F | |
| 19 | MICROSOFT CORP | Technology | $4.2M | 0.8% | 8,166 | +5% | 9 qtrsAdded 2 qtrs in a row | 79.8 | 13F | |
| 20 | — | ISHARES TR - CORE HIGH DV ETFetf/fund | — | $4.1M | 0.8% | 148K | -7% | — | — | 13F |
| 21 | CATERPILLAR INC | Industrials | $3.7M | 0.7% | 4,528 | +2% | 9 qtrs | 66.6 | 13F | |
| 22 | — | VANGUARD INDEX FDS - MRNGSTR SML CP Vetf/fund | — | $3.6M | 0.7% | 16K | +0.4% | — | — | 13F |
| 23 | STRYKER CORP | Healthcare | $2.6M | 0.5% | 9,525 | -2% | 9 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | MARZETTI CO | Consumer Staples | $2.4M | 0.5% | 24K | — | 9 qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 25 | INVESCO QQQ TRUST, SERIES 1etf/fund | — | $2.3M | 0.5% | 3,126 | — | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | — | VANGUARD INDEX FDS - MRNGSTR VAL ETF | — | $1.8M | 0.4% | 8,514 | +2% | |||
| 27 | — | VANGUARD INDEX FDS - MRNGSTR MD CP VA | — | $1.7M | 0.3% | 8,904 | +0.3% | |||
| 28 | $BRK.B | BERKSHIRE HATHAWAY INC | Financials | $1.6M | 0.3% | 3,304 | — | |||
| 29 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $1.6M | 0.3% | 6,961 | -0.1% | |||
| 30 | $CVX | CHEVRON CORP | Energy | $1.6M | 0.3% | 7,905 | +0.0% | |||
| 31 | — | VANGUARD WORLD FD - CONSUM STP ETF | — | $1.6M | 0.3% | 7,330 | +0.2% | |||
| 32 | $MRK | Merck & Co., Inc. | Healthcare | $1.6M | 0.3% | 11K | -2% | |||
| 33 | — | ISHARES TR - MSCI EAFE ETF | — | $1.5M | 0.3% | 15K | -3% | |||
| 34 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $1.5M | 0.3% | 10K | -0.1% | |||
| 35 | $QCOM | QUALCOMM INC/DE | Technology | $1.4M | 0.3% | 7,811 | — | |||
| 36 | $PFE | PFIZER INC | Healthcare | $1.2M | 0.3% | 44K | +0.2% | |||
| 37 | $WDC | WESTERN DIGITAL CORP | Technology | $1.2M | 0.2% | 2,659 | — | |||
| 38 | $CSCO | CISCO SYSTEMS, INC. | Technology | $1.2M | 0.2% | 11K | — | |||
| 39 | $MCD | MCDONALDS CORP | Consumer Discretionary | $1.1M | 0.2% | 4,942 | -0.2% | |||
| 40 | — | ISHARES TR - SELECT DIVID ETF | — | $1.1M | 0.2% | 7,371 | -17% | |||
| 41 | $V | VISA INC. | Financials | $1.1M | 0.2% | 3,051 | +0.0% | |||
| 42 | $SNDK | Sandisk Corp | Technology | $1.1M | 0.2% | 625 | — | |||
| 43 | $VZ | VERIZON COMMUNICATIONS INC | Communication Services | $1.1M | 0.2% | 23K | +0.0% | |||
| 44 | — | ISHARES TR - MSCI USA QLT FCT | — | $1.1M | 0.2% | 4,826 | -4% | |||
| 45 | $JPM | JPMORGAN CHASE & CO | Financials | $1.1M | 0.2% | 3,209 | — | |||
| 46 | $META | Meta Platforms, Inc. | Technology | $1.0M | 0.2% | 1,421 | — | |||
| 47 | — | SCHWAB STRATEGIC TR - INTL EQTY ETF | — | $989K | 0.2% | 36K | — | |||
| 48 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $965K | 0.2% | 14K | +0.0% | |||
| 49 | — | VANGUARD MUN BD FDS - TAX EXEMPT BD | — | $959K | 0.2% | 20K | +0.5% | |||
| 50 | $KO | COCA COLA CO | Consumer Staples | $943K | 0.2% | 11K | -1.0% | |||
| 51 | $AEP | AMERICAN ELECTRIC POWER CO INC | Utilities | $942K | 0.2% | 7,944 | — | |||
| 52 | $TD | TORONTO DOMINION BANK | Financials | $913K | 0.2% | 7,771 | — | |||
| 53 | $RTX | RTX Corp | Industrials | $909K | 0.2% | 4,898 | -0.8% | |||
| 54 | — | VANGUARD WORLD FD - MATERIALS ETF | — | $900K | 0.2% | 4,123 | -0.8% | |||
| 55 | $GOOGL | Alphabet Inc. | Technology | $894K | 0.2% | 2,598 | -1% | |||
| 56 | $PFG | PRINCIPAL FINANCIAL GROUP INC | Financials | $875K | 0.2% | 7,815 | — | |||
| 57 | $PM | Philip Morris International Inc. | Consumer Staples | $863K | 0.2% | 4,523 | — | |||
| 58 | — | SELECT SECTOR SPDR TR - ST STR INDL ETF | — | $861K | 0.2% | 5,156 | — | |||
| 59 | $GLD | SPDR GOLD TRUST | Financials | $812K | 0.2% | 2,132 | — | |||
| 60 | $USB | US BANCORP DE | Financials | $774K | 0.2% | 13K | +0.0% | |||
| 61 | $PEP | PEPSICO INC | Consumer Staples | $752K | 0.1% | 5,937 | +0.1% | |||
| 62 | $SPY | SPDR S&P 500 ETF TRUST | — | $744K | 0.1% | 975 | — | |||
| 63 | $UPS | UNITED PARCEL SERVICE INC | Industrials | $719K | 0.1% | 7,693 | +2% | |||
| 64 | $IVZ | Invesco Ltd. | Financials | $696K | 0.1% | 9,867 | -17% | |||
| 65 | $AMAT | APPLIED MATERIALS INC /DE | Technology | $678K | 0.1% | 1,325 | -33% | |||
| 66 | $BMY | BRISTOL MYERS SQUIBB CO | Healthcare | $627K | 0.1% | 10K | — | |||
| 67 | $INTC | INTEL CORP | Technology | $622K | 0.1% | 5,178 | — | |||
| 68 | $TFC | TRUIST FINANCIAL CORP | Financials | $582K | 0.1% | 13K | — | |||
| 69 | — | ISHARES TR - MSCI EAFE MIN VL | — | $571K | 0.1% | 6,270 | — | |||
| 70 | — | ISHARES TR - S&P MC 400VL ETF | — | $551K | 0.1% | 4,000 | — | |||
| 71 | $DUK | Duke Energy CORP | Utilities | $548K | 0.1% | 4,810 | — | |||
| 72 | $AMZN | AMAZON COM INC | Consumer Discretionary | $548K | 0.1% | 2,199 | — | |||
| 73 | — | ISHARES TR - 0-5YR INVT GR CP | — | $526K | 0.1% | 11K | +1% | |||
| 74 | $LMT | LOCKHEED MARTIN CORP | Industrials | $501K | 0.1% | 984 | — | |||
| 75 | $AMGN | AMGEN INC | Healthcare | $490K | 0.1% | 1,162 | — | |||
| 76 | $GILD | GILEAD SCIENCES, INC. | Healthcare | $471K | 0.1% | 3,160 | — | |||
| 77 | $KMB | KIMBERLY CLARK CORP | Materials | $466K | 0.1% | 4,787 | — | |||
| 78 | $PSX | Phillips 66 | Energy | $463K | 0.1% | 1,815 | — | |||
| 79 | — | ISHARES TR - EAFE GRWTH ETF | — | $438K | 0.1% | 3,652 | — | |||
| 80 | $NFG | NATIONAL FUEL GAS CO | Energy | $431K | 0.1% | 5,678 | — | |||
| 81 | — | VANGUARD INDEX FDS - MRNGSTR TTL STK | — | $429K | 0.1% | 1,146 | +0.2% | |||
| 82 | $NVDA | NVIDIA CORP | Technology | $423K | 0.1% | 1,850 | +19% | |||
| 83 | — | NUSHARES ETF TR - NUVEEN ESG LRGVL | — | $388K | 0.1% | 7,362 | — | |||
| 84 | $JNJ | JOHNSON & JOHNSON | Healthcare | $380K | 0.1% | 1,434 | -1% | |||
| 85 | $AVGO | Broadcom Inc. | Technology | $376K | 0.1% | 1,070 | +0.2% | |||
| 86 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $369K | 0.1% | 808 | — | |||
| 87 | $TTE | TotalEnergies SE | Energy | $361K | 0.1% | 4,224 | — | |||
| 88 | — | NUSHARES ETF TR - NUVEEN ESG LRGCP | — | $340K | 0.1% | 2,994 | — | |||
| 89 | $GD | GENERAL DYNAMICS CORP | Industrials | $320K | 0.1% | 963 | — | |||
| 90 | — | ISHARES TR - RUS MD CP GR ETF | — | $319K | 0.1% | 2,315 | +0.1% | |||
| 91 | — | SPDR INDEX SHS FDS - ST STR PO EX ETF | — | $305K | 0.1% | 6,071 | — | |||
| 92 | $CLX | CLOROX CO /DE/ | Consumer Staples | $302K | 0.1% | 3,725 | — | |||
| 93 | — | ISHARES TR - MSCI INTL QUALTY | — | $283K | 0.1% | 5,725 | -5% | |||
| 94 | $SIVR | abrdn Silver ETF Trust | Financials | $278K | 0.1% | 4,859 | — | |||
| 95 | — | SCHWAB STRATEGIC TR - US LCAP GR ETF | — | $276K | 0.1% | 7,695 | -5% | |||
| 96 | $ET | Energy Transfer LP | Energy | $263K | 0.1% | 13K | +0.2% | |||
| 97 | $EPD | ENTERPRISE PRODUCTS PARTNERS L.P. | Energy | $250K | 0.1% | 7,034 | — | |||
| 98 | $WMT | Walmart Inc. | Consumer Staples | $229K | 0.1% | 2,205 | +0.1% | |||
| 99 | $META | Meta Platforms, Inc. | Technology | $226K | 0.1% | 2,954 | +0.7% | |||
| 100 | — | ISHARES TR - ESG AW MSCI EAFE | — | $216K | 0.0% | 2,099 | — | |||
| 101 | — | VANECK ETF TRUST - MRNGSTR WDE MOAT | — | $215K | 0.0% | 2,029 | — | |||
| 102 | $CASY | CASEYS GENERAL STORES INC | Consumer Discretionary | $204K | 0.0% | 335 | — |
What changed in Q3 2026
Against the previous quarter's 13F: 1 new, 33 added to, 25 trimmed, 5 sold out. Share-count changes; largest moves by dollar size first.
New positions (1)
- ISHARES TR - 0-5 YR TIPS ETF$8.9M
first bought this quarter
Added to (33)
- VANGUARD MALVERN FDS - CORE BD ETF+7%
now $16.7M
- VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD+3%
now $33.6M
- SPDR SERIES TRUST - ST STR SP DIV+0.9%
now $38.9M
now $4.2M · held 9 qtrs, 2 adds in a row
- VANGUARD WHITEHALL FDS - HIGH DIV YLD+0.3%
now $34.7M
- VANGUARD INDEX FDS - MRNGSTR SML CAP+0.2%
now $34.6M
+27 more in the Excel export
Trimmed (25)
- VANGUARD SCOTTSDALE FDS - SHORT TERM TREAS-26%
now $21.9M
now $5.4M · held 11+ qtrs
$AMATAPPLIED MATERIALS INC /DE-33%
now $678K · held 11+ qtrs
- ISHARES TR - CORE HIGH DV ETF-7%
now $4.1M
- ISHARES TR - CORE DIV GRWTH-0.6%
now $42.3M
- ISHARES TR - SELECT DIVID ETF-17%
now $1.1M
+19 more in the Excel export
Holdings by quarter
Every 13F Wolff Financial Management LLC has filed, 30 earlier quarters. Pick one to see what it held then.
Is it too late to follow Wolff Financial Management?
Q3 2026 13F filed with the SEC on Oct 23, 2026. Prices are closing prices as of Oct 26, 2026.
Average quality of Wolff Financial Management's top 20 holdings: 75/100 (our AI quality score, weighted by position size; 18 of the 20 are scored)
Top 10 since filing
+0.5%
Value-weighted move of the 10 largest stock positions
Turnover
2%
Last quarter; 4% over the last 4
Top 10 weight
71%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
99%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Wolff Financial Management LLC disclosed 102 positions worth $494.3M in its Form 13F-HR for Q3 2026. During the quarter the fund opened 1 new position and exited 5 and a full exit from $GLW. The portfolio is most concentrated in Other (85.3% of disclosed assets). All figures are sourced directly from Wolff Financial Management LLC’s Form 13F-HR filing with the SEC under CIK 1767940.
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AI-Powered Hedge Fund Analysis: Wolff Financial Management LLC
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Every holding in Wolff Financial Management LLC's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.