Warberg Asset Management LLC
13F Reported Value
ⓘ$551.1M
incl. option notional
Equity Holdings
ⓘ$337.5M
Option Notional
ⓘ$213.6M
$204.4M puts / $9.2M calls
Holdings
170
Latest Filing
2026-06-30
Filing Quarter
Q2 2026
Portfolio Overview
Warberg Asset Management LLC disclosed 170 positions worth $551.1M in its Form 13F-HR for Q2 2026 — $337.5M in common stock plus $213.6M of put/call option positions (reported at underlying notional value, not premium at risk), led by $SPY (SPDR S&P 500 ETF TRUST) puts, followed by $GVA and $MCHP. During the quarter the fund opened 57 new positions and exited 79 — including a new stake in $GVA. The portfolio is most concentrated in Industrials (26.3% of disclosed assets). All figures are sourced directly from Warberg Asset Management LLC’s Form 13F-HR filing with the SEC under CIK 1597506.
AI Fund Analysis
DiversifyingSector Allocation
AUM History
Top Equity Holdings by Value
Option Positions
13F rules report options at the value of the underlying shares (notional) — not the premium paid or capital at risk. Shown separately from the equity sleeve above.
Quarterly Activity — Q2 2026
Click any card to unlockTop Holdings
- —
Quality
$172.2M230,600 sh - 54.4#1,332
Quality
$46.9M14,102,000 sh - 52.9#1,418
Quality
$42.0M15,275,000 sh - 61.3
Quality
$31.3M7,185,000 sh - 52.9
Quality
$19.0M10,684,000 sh - 12.7
Quality
$15.3M859,839 sh - $14.0M19,000 sh
- $13.9M1,836,581 sh
- 39.0
Quality
$12.6M5,000,000 sh HEWLETT PACKARD ENTERPRISE C - 7.625 MAND CONV
—Quality
$11.7M100,154 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
 SPDR S&P 500 ETF TRUST$SPYPUT | — | $172.2M | 230,600 |
 GRANITE CONSTRUCTION INC$GVA | 54.4#1,332 | $46.9M | 14,102,000 |
 MICROCHIP TECHNOLOGY INC$MCHP | 52.9#1,418 | $42.0M | 15,275,000 |
 ASTRONICS CORP$ATRO | 61.3 | $31.3M | 7,185,000 |
 Live Nation Entertainment, Inc.$LYV | 52.9 | $19.0M | 10,684,000 |
 NEXTNAV INC.$NN | 12.7 | $15.3M | 859,839 |
 INVESCO QQQ TRUST, SERIES 1$QQQPUT | — | $14.0M | 19,000 |
 Cornerstone Strategic Investment Fund, Inc.$CLM | — | $13.9M | 1,836,581 |
 Guardant Health, Inc.$GH | 39.0 | $12.6M | 5,000,000 |
| HEWLETT PACKARD ENTERPRISE C - 7.625 MAND CONV | — | $11.7M | 100,154 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Warberg Asset Management LLC's 170 positions.
Showing top 10 of 170 holdings.
Sector Allocation
Industrials
$88.7M
Technology
$75.6M
Other
$56.7M
Healthcare
$32.6M
Financials
$30.9M
Communication Services
$19.2M
Utilities
$19.0M
Real Estate
$6.4M
Top Holdings — Warberg Asset Management LLC (Q2 2026)
Top 150 of 170 disclosed positions (by reported value) from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $SPYPUT | SPDR S&P 500 ETF TRUST | $172.2M | — | -26% | — |
| 2 | $GVA | GRANITE CONSTRUCTION INC | $46.9M | 13.9% | NEW | 54.4 |
| 3 | $MCHP | MICROCHIP TECHNOLOGY INC | $42.0M | 12.4% | +38% | 52.9 |
| 4 | $ATRO | ASTRONICS CORP | $31.3M | 9.3% | +326% | 61.3 |
| 5 | $LYV | Live Nation Entertainment, Inc. | $19.0M | 5.6% | +0% | 52.9 |
| 6 | $NN | NEXTNAV INC. | $15.3M | 4.5% | NEW | 12.7 |
| 7 | $QQQPUT | INVESCO QQQ TRUST, SERIES 1 | $14.0M | — | -46% | — |
| 8 | $CLM | Cornerstone Strategic Investment Fund, Inc. | $13.9M | 4.1% | +76% | — |
| 9 | $GH | Guardant Health, Inc. | $12.6M | 3.7% | NEW | 39 |
| 10 | — | HEWLETT PACKARD ENTERPRISE C - 7.625 MAND CONV | $11.7M | 3.5% | NEW | — |
| 11 |  $TXNM | TXNM ENERGY INC | $8.9M | 2.6% | +36% | 52.8 |
| 12 | — | LIBERTY MEDIA CORP DEL - NOTE 3.750% 3/1 | $8.6M | 2.5% | NEW | — |
| 13 |  $CORZ | Core Scientific, Inc./tx | $7.2M | 2.1% | +44% | 14.1 |
| 14 |  $ORA | ORMAT TECHNOLOGIES, INC. | $7.2M | 2.1% | NEW | 49.8 |
| 15 |  $APO | Apollo Global Management, Inc. | $6.7M | 2.0% | NEW | 52.1 |
| 16 |  $LITE | Lumentum Holdings Inc. | $6.7M | 2.0% | -89% | 44.3 |
| 17 | — | LCI INDS - NOTE 3.000% 3/0 | $6.2M | 1.8% | -15% | — |
| 18 |  $ALNY | ALNYLAM PHARMACEUTICALS, INC. | $6.0M | 1.8% | +0% | 71.4 |
| 19 |  $AKAM | AKAMAI TECHNOLOGIES INC | $5.1M | 1.5% | NEW | 59.5 |
| 20 |  $HALO | HALOZYME THERAPEUTICS, INC. | $5.1M | 1.5% | -42% | 77.2 |
| 21 |  $NVDAPUT | NVIDIA CORP | $4.4M | — | +0% | 85.9 |
| 22 | — | JAZZ INVESTMENTS I LTD - NOTE 3.125% 9/1 | $4.3M | 1.3% | NEW | — |
| 23 |  $ATEN | A10 Networks, Inc. | $4.2M | 1.3% | NEW | 58.4 |
| 24 |  $MIRM | Mirum Pharmaceuticals, Inc. | $3.9M | 1.1% | NEW | 35 |
| 25 |  $SNOW | Snowflake Inc. | $3.5M | 1.1% | -50% | 54.9 |
| 26 | — | ISHARES TR - 20 YR TR BD ETF | $3.5M | — | NEW | — |
| 27 |  $FLR | FLUOR CORP | $3.3M | 1.0% | NEW | 47.6 |
| 28 | $SPYCALL | SPDR S&P 500 ETF TRUST | $3.0M | — | NEW | — |
| 29 |  $EPR | EPR PROPERTIES | $2.9M | 0.9% | +15% | 52.3 |
| 30 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | $2.6M | — | NEW | — |
| 31 |  $EVRG | Evergy, Inc. | $2.5M | 0.7% | +49% | 53.2 |
| 32 |  $CENX | CENTURY ALUMINUM CO | $2.5M | 0.7% | +432% | 63.3 |
| 33 |  $UBER | Uber Technologies, Inc | $2.3M | 0.7% | +0% | 73.5 |
| 34 |  $STXS | Stereotaxis, Inc. | $1.9M | 0.6% | +1% | 18.7 |
| 35 |  $POST | Post Holdings, Inc. | $1.8M | 0.5% | -14% | 52.5 |
| 36 | $AKAM | AKAMAI TECHNOLOGIES INC | $1.8M | 0.5% | -40% | 59.5 |
| 37 | $EPR | EPR PROPERTIES | $1.7M | 0.5% | +10% | 52.3 |
| 38 |  $ALB | ALBEMARLE CORP | $1.7M | 0.5% | -21% | 53.3 |
| 39 | — | ROUNDHILL ETF TRUST - MEMORY ETF | $1.6M | — | NEW | — |
| 40 | — | FG IMPERII ACQUISITION CORP - ORD SHS CL A | $1.5M | 0.4% | -3% | — |
| 41 |  $BAC | BANK OF AMERICA CORP /DE/ | $1.5M | 0.4% | -21% | 67.6 |
| 42 | — | XSOLLA SPAC 1 - USD CL A ORD SHS | $1.4M | 0.4% | -3% | — |
| 43 |  $UALCALL | United Airlines Holdings, Inc. | $1.4M | — | NEW | 60.8 |
| 44 |  $WT | WisdomTree, Inc. | $1.2M | 0.4% | -67% | 59.9 |
| 45 |  $SBUXPUT | STARBUCKS CORP | $1.2M | — | -15% | 58.2 |
| 46 |  $ESPRPUT | Esperion Therapeutics, Inc. | $1.2M | — | NEW | 46.3 |
| 47 |  $SLVCALL | iShares Silver Trust | $1.1M | — | +438% | — |
| 48 |  $VNME | Vendome Acquisition Corp I | $1.1M | 0.3% | -7% | — |
| 49 |  $PYPLCALL | PayPal Holdings, Inc. | $1.1M | — | +150% | 64.1 |
| 50 |  $CAII | Collective Acquisition Corp. II | $1.0M | 0.3% | NEW | — |
| 51 | — | PRAETORIAN ACQUISITION CORP - ORD SHS CL A | $992,990 | 0.3% | +0% | — |
| 52 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | $918,246 | — | NEW | — |
| 53 |  $RVMD | Revolution Medicines, Inc. | $889,186 | 0.3% | NEW | — |
| 54 |  $NEN | NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP | $886,219 | 0.3% | -15% | — |
| 55 |  $KIM | KIMCO REALTY CORP | $862,376 | 0.3% | NEW | 64.5 |
| 56 |  $ORIQ | Origin Investment Corp I | $862,019 | 0.3% | +0% | — |
| 57 |  $BKHA | Black Hawk Acquisition Corp | $856,603 | 0.3% | -1% | — |
| 58 |  $CRMLPUT | Critical Metals Corp. | $822,050 | — | +143% | — |
| 59 |  $INTCCALL | INTEL CORP | $767,965 | — | NEW | 45.6 |
| 60 |  $GLWPUT | CORNING INC /NY | $766,290 | — | NEW | 73.7 |
| 61 | — | D BORAL ACQUISITION I CORP - ORD SHS CL A | $766,204 | 0.2% | -0% | — |
| 62 |  $KCHV | Kochav Defense Acquisition Corp. | $757,757 | 0.2% | -5% | — |
| 63 | — | X3 ACQUISITION CORP LTD - ORD SHS CL A | $749,250 | 0.2% | +0% | — |
| 64 | — | ACP HOLDINGS ACQUISITION COR - CL A | $737,270 | 0.2% | NEW | — |
| 65 | — | VINE HILL CAP INVTS CORP II - CL A | $703,530 | 0.2% | -0% | — |
| 66 | — | RF ACQUISITION CORP III - ORD SHS | $692,145 | 0.2% | -0% | — |
| 67 |  $SPCXPUT | SPACE EXPLORATION TECHNOLOGIES CORP | $683,440 | — | NEW | — |
| 68 | — | SILICON VY ACQUISITION CORP - CL A | $666,776 | 0.2% | -12% | — |
| 69 |  $AMPX | Amprius Technologies, Inc. | $651,420 | 0.2% | -26% | 34.4 |
| 70 | $AMPXPUT | Amprius Technologies, Inc. | $637,560 | — | NEW | 34.4 |
| 71 | — | VANECK ETF TRUST - JUNIOR GOLD MINE | $611,312 | 0.2% | NEW | — |
| 72 | — | AMPLITECH GROUP INC - RIGHT 07/18/2026 | $596,395 | 0.2% | +54% | — |
| 73 |  $USAR | USA Rare Earth, Inc. | $546,686 | 0.2% | +0% | 16 |
| 74 |  $VAL | Valaris Ltd | $516,588 | 0.1% | +51% | — |
| 75 |  $CRAQ | Cal Redwood Acquisition Corp. | $513,970 | 0.1% | +0% | — |
| 76 |  $JAB | JAB Acquisition Corp I | $513,215 | 0.1% | NEW | — |
| 77 |  $ACMRPUT | ACM Research, Inc. | $507,560 | — | NEW | 54 |
| 78 |  $BRKH | Burtech Acquisition Corp II | $502,500 | 0.1% | NEW | — |
| 79 | — | ART TECHNOLOGY ACQUISITION C - USD CL A ORD SHS | $496,500 | 0.1% | +0% | — |
| 80 |  $CRAC | Crown Reserve Acquisition Corp. I | $476,242 | 0.1% | -0% | — |
| 81 | — | CLEARTHINK 1 ACQUISITION COR - ORD SHS CL A | $475,630 | 0.1% | NEW | — |
| 82 |  $MMTX | Miluna Acquisition Corp | $464,949 | 0.1% | +0% | — |
| 83 | — | SC II ACQUISITION CORP - ORD SHS CLASS A | $463,386 | 0.1% | +0% | — |
| 84 |  $TVAI | Thayer Ventures Acquisition Corp II | $461,294 | 0.1% | +0% | — |
| 85 |  $INAC | Indigo Acquisition Corp. | $457,273 | 0.1% | +0% | — |
| 86 |  $LKSP | Lake Superior Acquisition Corp | $455,763 | 0.1% | +0% | — |
| 87 |  $CEPO | Cantor Equity Partners I, Inc. | $443,646 | 0.1% | NEW | — |
| 88 | — | BARCLAYS BANK PLC - IPATH S&P 500 SH | $441,800 | — | NEW | — |
| 89 |  $OXY | OCCIDENTAL PETROLEUM CORP /DE/ | $407,137 | 0.1% | -97% | 62.6 |
| 90 |  $ALPX | Alpex Acquisition Corp | $400,800 | 0.1% | NEW | — |
| 91 | $POST | Post Holdings, Inc. | $396,968 | 0.1% | +0% | 52.5 |
| 92 |  $GTERA | Globa Terra Acquisition Corp | $374,253 | 0.1% | +0% | — |
| 93 |  $OTGA | OTG Acquisition Corp. I | $360,227 | 0.1% | +0% | — |
| 94 |  $CHPG | ChampionsGate Acquisition Corp | $358,025 | 0.1% | -1% | — |
| 95 |  $ON | ON SEMICONDUCTOR CORP | $357,092 | 0.1% | +932% | 55 |
| 96 |  $YCY | AA Mission Acquisition Corp. II | $355,468 | 0.1% | +0% | — |
| 97 |  $NEE | NEXTERA ENERGY INC | $333,819 | 0.1% | +0% | 64.6 |
| 98 |  $FWAC | Futurewave Acquisition Corp | $321,522 | 0.1% | NEW | — |
| 99 |  $RGNT | REGENTIS BIOMATERIALS LTD. | $306,170 | 0.1% | NEW | — |
| 100 | $ALNY | ALNYLAM PHARMACEUTICALS, INC. | $301,135 | 0.1% | NEW | 71.4 |
| 101 |  $HAVA | Harvard Ave Acquisition Corp | $299,819 | 0.1% | -21% | — |
| 102 |  $CCAQ | COLLECTIVE ACQUISITION CORP. | $288,154 | 0.1% | -2% | — |
| 103 |  $AMPGCALL | AmpliTech Group, Inc. | $285,360 | — | NEW | 32.8 |
| 104 |  $IAUX | i-80 Gold Corp. | $285,064 | 0.1% | +26% | 30.6 |
| 105 |  $FXAC | FortuneX Acquisition Corp | $284,103 | 0.1% | NEW | — |
| 106 |  $BIVI | BIOVIE INC. | $276,042 | 0.1% | +34% | — |
| 107 | — | INFLEQTION INC - *W EXP 02/17/203 | $275,487 | 0.1% | NEW | — |
| 108 |  $MKLY | McKinley Acquisition Corp | $274,050 | 0.1% | +0% | — |
| 109 |  $SOCA | Solarius Capital Acquisition Corp. | $255,423 | 0.1% | +0% | — |
| 110 | — | AMPLITECH GROUP INC - RIGHT 11/20/2026 | $252,880 | 0.1% | +5% | — |
| 111 |  $EVOX | Evolution Global Acquisition Corp | $250,500 | 0.1% | +0% | — |
| 112 |  $TDWD | Tailwind 2.0 Acquisition Corp. | $249,996 | 0.1% | +0% | — |
| 113 | — | PROEM ACQUISITION CORP I - UNIT 01/29/2031 | $247,605 | 0.1% | -52% | — |
| 114 |  $LAFA | LaFayette Acquisition Corp. | $246,486 | 0.1% | -0% | — |
| 115 |  $QSEA | Quartzsea Acquisition Corp | $241,076 | 0.1% | +4% | — |
| 116 |  $APAC | StoneBridge Acquisition II Corp | $241,029 | 0.1% | -14% | — |
| 117 |  $RIBB | Ribbon Acquisition Corp. | $234,848 | 0.1% | +0% | — |
| 118 |  $BTSG | BrightSpring Health Services, Inc. | $223,143 | 0.1% | NEW | 63.3 |
| 119 | — | CRANE HBR ACQUISITION CORP I - ORD SHS CL A | $221,928 | 0.1% | -7% | — |
| 120 |  $USOPUT | United States Oil Fund, LP | $212,880 | — | NEW | — |
| 121 |  $DRDB | Roman DBDR Acquisition Corp. II | $212,870 | 0.1% | -13% | — |
| 122 |  $BIXI | Bitcoin Infrastructure Acquisition Corp Ltd | $199,900 | 0.1% | +0% | — |
| 123 |  $COPL | Copley Acquisition Corp | $175,161 | 0.1% | -3% | — |
| 124 |  $NEOV | NeoVolta Inc. | $175,099 | 0.1% | -17% | — |
| 125 |  $EXYN | Exyn Technologies, Inc. | $169,022 | 0.1% | NEW | 12.7 |
| 126 |  $PCGCALL | PG&E Corp | $168,200 | — | -79% | 58.8 |
| 127 |  $KOYN | CSLM Digital Asset Acquisition Corp III, Ltd | $160,496 | 0.1% | +0% | — |
| 128 |  $OPTU | Optimum Communications, Inc. | $143,681 | 0.0% | NEW | 32.7 |
| 129 | — | BRIACELL THERAPEUTICS CORP - *W EXP 01/15/203 | $142,004 | 0.0% | +39% | — |
| 130 |  $TNON | Tenon Medical, Inc. | $140,442 | 0.0% | NEW | — |
| 131 |  $BESS | Bimergen Energy Corp | $137,336 | 0.0% | -26% | — |
| 132 |  $DGXXPUT | Digi Power X Inc. | $136,250 | — | NEW | 16.7 |
| 133 | $DGXX | Digi Power X Inc. | $136,250 | 0.0% | NEW | 16.7 |
| 134 |  $EURK | Eureka Acquisition Corp | $115,052 | 0.0% | -21% | — |
| 135 |  $OACC | Oaktree Acquisition Corp. III Life Sciences | $107,396 | 0.0% | +0% | — |
| 136 |  $DC | Dakota Gold Corp. | $106,692 | 0.0% | +0% | — |
| 137 |  $OYSE | Oyster Enterprises II Acquisition Corp | $102,900 | 0.0% | +0% | — |
| 138 |  $RNTX | Rein Therapeutics, Inc. | $100,980 | 0.0% | NEW | — |
| 139 |  $GLND | Greenland Energy Co | $87,044 | 0.0% | NEW | — |
| 140 |  $LIQT | LIQTECH INTERNATIONAL INC | $77,892 | 0.0% | NEW | — |
| 141 |  $MOB | Mobilicom Ltd | $76,400 | 0.0% | -25% | — |
| 142 |  $GROY | Gold Royalty Corp. | $76,054 | 0.0% | +12% | — |
| 143 |  $DUKR | DUKE Robotics Corp. | $61,436 | 0.0% | NEW | 7.1 |
| 144 | — | EON RESOURCES INC - *W EXP 11/15/202 | $39,462 | 0.0% | -6% | — |
| 145 |  $PROPCALL | Prairie Operating Co. | $34,993 | — | NEW | 54.4 |
| 146 |  $NAMM | Namib Minerals | $29,149 | 0.0% | +0% | — |
| 147 |  $AMST | Amesite Inc. | $19,002 | 0.0% | NEW | — |
| 148 | — | T1 ENERGY INC - *W EXP 07/09/202 | $16,317 | 0.0% | NEW | — |
| 149 |  $LVWR | LiveWire Group, Inc. | $11,888 | 0.0% | -1% | 20.3 |
| 150 | — | ACP HOLDINGS ACQUISITION COR - *W EXP 03/30/203 | $11,590 | 0.0% | NEW | — |
New Positions (57)
$GVA GRANITE CONSTRUCTION INC$46.9M$NN NEXTNAV INC.$15.3M$GH Guardant Health, Inc.$12.6M$ORA ORMAT TECHNOLOGIES, INC.$7.2M$APO Apollo Global Management, Inc.$6.7M$ATEN A10 Networks, Inc.$4.2M$MIRM Mirum Pharmaceuticals, Inc.$3.9M$FLR FLUOR CORP$3.3M$SPYCALL SPDR S&P 500 ETF TRUST$3.0MExited Positions (79)
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$MSTRCALL Strategy Inc$QQQ INVESCO QQQ TRUST, SERIES 1Browse Top Institutional Investors
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