Sigma Planning Corp
Sector Allocation
- Other55.7%$2.2B
- Technology19.9%$772.7M
- Financials7.4%$285.7M
- Consumer Discretionary3.4%$132.5M
- Healthcare3.4%$131.2M
- Industrials2.8%$106.9M
- Consumer Staples2.2%$86.4M
- Energy1.8%$70.5M
- Utilities1.3%$48.8M
- Materials0.8%$32.4M
AUM History
13fpro.ai/research/fund/sigma-planning-corp-1449126
Conviction and streaks
Concentrating · top 10 = 24.9%From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.
Largest positions — Q3 2026
- ISHARES$216.1M
AAPL
$191.5MNVDA
$123.7MQQQ
$79.1MAMZN
$71.3MMSFT
$66.4M- ISHARES$58.3M
SPY
$58.2M- ISHARES$54.7M
- VANGUARD$47.0M
GOOG
$46.5M- ISHARES$36.3M
- SCHWAB$35.3M
GOOGL
$28.9M- SCHWAB$28.8M
- ISHARES$27.3M
MU
$26.6M- VANGUARD$24.9M
META
$24.2MCRWD
$22.6M
Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.
13fpro.ai/research/fund/sigma-planning-corp-1449126
Sigma Planning Corp 13F holdings — Q3 2026
$3.9B portfolio (-2.2% QoQ) · 1,325 holdings · Q3 2026 13F · top 10 are 25% of the stock portfolio
Includes $1.4M of put/call options ($38K puts, $1.3M calls), which 13F rules report at the value of the underlying shares, not the premium at risk. Stocks alone: $3.9B. Weights use the stock portfolio.
- 1
ISHARES TR - CORE S&P500 ETF
$216.1M
5.6% of stocks
-0.1%This quarter—Since filed—HeldAIQuality—Est. buy— $191.5M
4.9% of stocks
-0.4%This quarter-0.2%Since filed11+ qtrsHeld$123.7M
3.2% of stocks
-1%This quarter+3.3%Since filed11+ qtrsHeld$79.1M
2.0% of stocks
-7%This quarter+2.4%Since filed11+ qtrsHeld$71.3M
1.8% of stocks
-3%This quarter+2.1%Since filed11+ qtrsHeldAIQuality67.5#364Est. buyEstimated buy price is Pro: unlock with a free trialTrimmed 2 qtrs in a row$66.4M
1.7% of stocks
-4%This quarter+1.3%Since filed11+ qtrsHeld- 7
ISHARES TR - S&P 500 GRWT ETF
$58.3M
1.5% of stocks
-4%This quarter—Since filed—HeldAIQuality—Est. buy— $58.2M
1.5% of stocks
-5%This quarter+1.3%Since filed11+ qtrsHeldAIQualityAI quality score is Pro: unlock with a free trialEst. buyEstimated buy price is Pro: unlock with a free trialTrimmed 3 qtrs in a row- 9
ISHARES TR - CORE DIV GRWTH
$54.7M
1.4% of stocks
+0.6%This quarter—Since filed—HeldAIQuality—Est. buy— - 10
VANGUARD INDEX FDS - S&P 500 ETF SHS
$47.0M
1.2% of stocks
-6%This quarter—Since filed—HeldAIQuality—Est. buy—
All holdings — Sigma Planning Corp (Q3 2026)
1,325 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated. The page lists up to 1,000; every position is in the Excel export.
| # | Company | Held | Source | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 11 | Alphabet Inc. | Technology | $46.5M | 1.2% | 137K | -0.0% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 12 | — | ISHARES TR - IBOXX INV CP ETFetf/fund | — | $36.3M | 0.9% | 355K | +6% | — | — | 13F |
| 13 | — | SCHWAB STRATEGIC TR - US LCAP GR ETFetf/fund | — | $35.3M | 0.9% | 983K | +2% | — | — | 13F |
| 14 | Alphabet Inc. | Technology | $28.9M | 0.7% | 85K | -0.9% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 15 | — | SCHWAB STRATEGIC TR - US DIVIDEND EQ | — | $28.8M | 0.7% | 887K | -4% | — | — | 13F |
| 16 | — | ISHARES TR - 1 3 YR TREAS BDetf/fund | — | $27.3M | 0.7% | 336K | +5% | — | — | 13F |
| 17 | MICRON TECHNOLOGY INC | Technology | $26.6M | 0.7% | 26K | +3% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 18 | — | VANGUARD INDEX FDS - MRNGSTR TTL STKetf/fund | — | $24.9M | 0.6% | 67K | -3% | — | — | 13F |
| 19 | Meta Platforms, Inc. | Technology | $24.2M | 0.6% | 33K | -8% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 20 | CrowdStrike Holdings, Inc. | Technology | $22.6M | 0.6% | 84K | +267% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 21 | — | CAPITAL GROUP DIVIDEND VALUE - SHS CREAT UNITlp unit | — | $22.2M | 0.6% | 459K | -1% | — | — | 13F |
| 22 | Broadcom Inc. | Technology | $22.1M | 0.6% | 63K | -2% | 11+ qtrsTrimmed 2 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 23 | ADVANCED MICRO DEVICES INC | Technology | $22.0M | 0.6% | 37K | -5% | 11+ qtrsTrimmed 4 qtrs in a row | AI quality score is Pro: unlock with a free trial | 13F | |
| 24 | — | ISHARES TR - S&P 500 VAL ETFetf/fund | — | $21.5M | 0.6% | 94K | -2% | — | — | 13F |
| 25 | BERKSHIRE HATHAWAY INC | Financials | $21.2M | 0.6% | 43K | +0.2% | 11+ qtrs | AI quality score is Pro: unlock with a free trial | 13F | |
| 26 | — | ISHARES TR - CORE S&P MCP ETF | — | $20.0M | 0.5% | 278K | -0.5% | |||
| 27 | — | FIRST TR EXCHANGE TRADED FD - RISNG DIVD ACHIV | — | $19.4M | 0.5% | 248K | -2% | |||
| 28 | $CAT | CATERPILLAR INC | Industrials | $19.2M | 0.5% | 24K | -6% | |||
| 29 | $JPM | JPMORGAN CHASE & CO | Financials | $18.0M | 0.5% | 54K | -0.4% | |||
| 30 | $PLTR | Palantir Technologies Inc. | Technology | $17.9M | 0.5% | 96K | +22% | |||
| 31 | $JNJ | JOHNSON & JOHNSON | Healthcare | $17.5M | 0.5% | 67K | +8% | |||
| 32 | — | SELECT SECTOR SPDR TR - ST STR TECHN ETF | — | $17.0M | 0.4% | 86K | -0.6% | |||
| 33 | $LLY | ELI LILLY & Co | Healthcare | $16.9M | 0.4% | 15K | -0.4% | |||
| 34 | — | ISHARES TR - FLTG RATE NT ETF | — | $16.4M | 0.4% | 322K | +12% | |||
| 35 | — | ISHARES TR - INTL SEL DIV ETF | — | $16.4M | 0.4% | 388K | +5% | |||
| 36 | $CVX | CHEVRON CORP | Energy | $15.9M | 0.4% | 82K | -1% | |||
| 37 | — | SCHWAB STRATEGIC TR - US LRG CAP ETF | — | $15.4M | 0.4% | 515K | +1% | |||
| 38 | $IAU | ISHARES GOLD TRUST | Financials | $15.3M | 0.4% | 196K | -11% | |||
| 39 | $TSLA | Tesla, Inc. | Consumer Discretionary | $14.8M | 0.4% | 42K | +2% | |||
| 40 | — | ISHARES TR - CORE S&P SCP ETF | — | $14.8M | 0.4% | 109K | -19% | |||
| 41 | $GLD | SPDR GOLD TRUST | Financials | $14.7M | 0.4% | 39K | -12% | |||
| 42 | — | VANGUARD WORLD FD - INF TECH ETF | — | $14.5M | 0.4% | 103K | +10% | |||
| 43 | — | VANGUARD INDEX FDS - MRNGSTR SML CAP | — | $14.3M | 0.4% | 50K | +24% | |||
| 44 | $ABBV | AbbVie Inc. | Healthcare | $14.3M | 0.4% | 55K | -2% | |||
| 45 | — | ISHARES TR - ISHS 1-5YR INVS | — | $13.9M | 0.4% | 271K | +11% | |||
| 46 | — | VANGUARD INDEX FDS - MRNGSTR VAL ETF | — | $13.5M | 0.3% | 63K | -11% | |||
| 47 | — | VANECK ETF TRUST - SEMICONDUCTR ETF | — | $13.5M | 0.3% | 22K | -10% | |||
| 48 | $COST | COSTCO WHOLESALE CORP /NEW | Consumer Staples | $13.4M | 0.3% | 15K | -7% | |||
| 49 | — | FIRST TR EXCHANGE TRADED FD - SMID RISNG ETF | — | $12.9M | 0.3% | 319K | +0.2% | |||
| 50 | — | PACER FDS TR - US CASH COWS 100 | — | $12.8M | 0.3% | 194K | -16% | |||
| 51 | $XOM.R34088 | EXXON MOBIL CORP | Energy | $12.8M | 0.3% | 78K | -2% | |||
| 52 | — | ISHARES TR - MRGSTR MD CP GRW | — | $12.6M | 0.3% | 135K | +3% | |||
| 53 | — | FIRST TR EXCHNG TRADED FD VI - FT LADD BUFF ETF | — | $12.6M | 0.3% | 336K | -3% | |||
| 54 | $IVZ | Invesco Ltd. | Financials | $12.3M | 0.3% | 59K | +1.0% | |||
| 55 | $V | VISA INC. | Financials | $12.2M | 0.3% | 34K | -2% | |||
| 56 | $WMT | Walmart Inc. | Consumer Staples | $11.9M | 0.3% | 114K | -3% | |||
| 57 | — | ISHARES TR - ISHS 5-10YR INVT | — | $11.8M | 0.3% | 234K | +12% | |||
| 58 | — | VANGUARD INDEX FDS - MRNGSTR MID CAP | — | $11.6M | 0.3% | 146K | -2% | |||
| 59 | — | ISHARES TR - CORE S&P US VLU | — | $11.3M | 0.3% | 103K | -0.1% | |||
| 60 | — | VANGUARD BD INDEX FDS - INTERMED TERM | — | $11.2M | 0.3% | 154K | +4% | |||
| 61 | $IVZ | Invesco Ltd. | Financials | $11.0M | 0.3% | 36K | -8% | |||
| 62 | — | ISHARES TR - USD INV GRDE ETF | — | $10.9M | 0.3% | 224K | +12% | |||
| 63 | — | BLACKROCK ETF TRUST - ISHARES US EQUIT | — | $10.6M | 0.3% | 153K | +104% | |||
| 64 | — | VANGUARD TAX-MANAGED FDS - VAN FTSE DEV MKT | — | $10.5M | 0.3% | 150K | -10% | |||
| 65 | — | AMERICAN CENTY ETF TR - US SML CP VALU | — | $9.8M | 0.3% | 83K | +8% | |||
| 66 | $IBM | INTERNATIONAL BUSINESS MACHINES CORP | Technology | $9.6M | 0.3% | 41K | -0.1% | |||
| 67 | — | VANGUARD INDEX FDS - MRNGSTR GRWT ETF | — | $9.6M | 0.3% | 100K | -17% | |||
| 68 | — | ISHARES TR - MSCI USA QLT FCT | — | $9.6M | 0.3% | 43K | -3% | |||
| 69 | $HD | HOME DEPOT, INC. | Consumer Discretionary | $9.5M | 0.3% | 33K | -6% | |||
| 70 | — | FIDELITY COVINGTON TRUST - BLUE CHIP GRWTH | — | $9.4M | 0.2% | 149K | +25% | |||
| 71 | — | FIRST TR EXCHANGE-TRADED FD - NASDAQ CYB ETF | — | $9.4M | 0.2% | 91K | +4% | |||
| 72 | — | VANGUARD SPECIALIZED FUNDS - DIV APP ETF | — | $9.3M | 0.2% | 40K | -12% | |||
| 73 | — | SELECT SECTOR SPDR TR - ST STR ENERG ETF | — | $9.2M | 0.2% | 150K | -5% | |||
| 74 | — | FIDELITY COVINGTON TRUST - MSCI INFO TECH I | — | $9.1M | 0.2% | 30K | +0.7% | |||
| 75 | $TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | Technology | $8.9M | 0.2% | 20K | -7% | |||
| 76 | — | CAPITAL GROUP GROWTH ETF - SHS CREAT UNIT | — | $8.7M | 0.2% | 185K | +5% | |||
| 77 | — | INNOVATOR ETFS TRUST - U S EQ 10 BUFFER | — | $8.6M | 0.2% | 250K | +6% | |||
| 78 | — | ISHARES TR - GLOBAL ENERG ETF | — | $8.5M | 0.2% | 150K | +5% | |||
| 79 | — | VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD | — | $8.5M | 0.2% | 110K | +0.2% | |||
| 80 | $NEE | NEXTERA ENERGY INC | Utilities | $8.5M | 0.2% | 112K | -1% | |||
| 81 | — | J P MORGAN EXCHANGE TRADED F - EQUITY PREMIUM | — | $8.4M | 0.2% | 150K | +16% | |||
| 82 | $VZ | VERIZON COMMUNICATIONS INC | Communication Services | $8.4M | 0.2% | 184K | -2% | |||
| 83 | $PG | PROCTER & GAMBLE Co | Consumer Staples | $8.4M | 0.2% | 58K | -0.9% | |||
| 84 | — | SCHWAB STRATEGIC TR - FUNDAMENTAL US B | — | $8.4M | 0.2% | 274K | +4% | |||
| 85 | — | PACER FDS TR - SWAN SOS FD OF | — | $8.4M | 0.2% | 238K | +1% | |||
| 86 | — | ISHARES TR - S&P SML 600 GWT | — | $8.2M | 0.2% | 51K | +0.8% | |||
| 87 | — | ISHARES TR - GLOBAL 100 ETF | — | $8.2M | 0.2% | 57K | -4% | |||
| 88 | — | INNOVATOR ETFS TRUST - DEFINED WLT SHLD | — | $8.1M | 0.2% | 233K | +25% | |||
| 89 | — | ISHARES TR - CORE MSCI EAFE | — | $8.0M | 0.2% | 83K | -10% | |||
| 90 | — | TIDAL TRUST II - PINN FOCU OP ETF | — | $8.0M | 0.2% | 189K | -4% | |||
| 91 | — | FIRST TR EXCHANGE-TRADED FD - CORE INVESTMENT | — | $8.0M | 0.2% | 405K | +14% | |||
| 92 | — | VANGUARD WHITEHALL FDS - HIGH DIV YLD | — | $8.0M | 0.2% | 51K | +71% | |||
| 93 | $IVZ | Invesco Ltd. | Financials | $8.0M | 0.2% | 53K | -10% | |||
| 94 | $AMGN | AMGEN INC | Healthcare | $7.9M | 0.2% | 19K | +34% | |||
| 95 | — | ISHARES TR - CORE HIGH DV ETF | — | $7.9M | 0.2% | 281K | +0.7% | |||
| 96 | — | ISHARES TR - BROAD USD HIGH | — | $7.8M | 0.2% | 220K | +10% | |||
| 97 | — | ISHARES TR - CORE S&P TTL STK | — | $7.8M | 0.2% | 47K | +0.0% | |||
| 98 | $SLV | iShares Silver Trust | Financials | $7.8M | 0.2% | 144K | -10% | |||
| 99 | — | SELECT SECTOR SPDR TR - ST STR INDL ETF | — | $7.7M | 0.2% | 46K | +0.5% | |||
| 100 | $GS | GOLDMAN SACHS GROUP INC | Financials | $7.7M | 0.2% | 8,567 | -2% | |||
| 101 | $WM | WASTE MANAGEMENT INC | Utilities | $7.7M | 0.2% | 38K | -1% | |||
| 102 | — | VANECK ETF TRUST - MRNGSTR WDE MOAT | — | $7.7M | 0.2% | 73K | -1.0% | |||
| 103 | — | PUTNAM ETF TRUST - FOCUSED LAR CAP | — | $7.6M | 0.2% | 145K | +11% | |||
| 104 | — | SELECT SECTOR SPDR TR - ST STR CARE ETF | — | $7.4M | 0.2% | 44K | -0.3% | |||
| 105 | — | FIDELITY MERRIMACK STR TR - TOTAL BD ETF | — | $7.4M | 0.2% | 172K | -2% | |||
| 106 | — | SELECT SECTOR SPDR TR - ST STR UTIL ETF | — | $7.4M | 0.2% | 188K | +2% | |||
| 107 | $PANW | Palo Alto Networks Inc | Technology | $7.4M | 0.2% | 19K | +11% | |||
| 108 | — | SPDR SERIES TRUST - ST INTER BD ETF | — | $7.4M | 0.2% | 228K | -2% | |||
| 109 | $BAC | BANK OF AMERICA CORP /DE/ | Financials | $7.4M | 0.2% | 136K | +4% | |||
| 110 | — | VANGUARD WORLD FD - MRNGSTR MEGA CAP | — | $7.3M | 0.2% | 79K | +19% | |||
| 111 | — | FIRST TR EXCHANGE TRADED FD - RBA INDL ETF | — | $7.3M | 0.2% | 71K | +5% | |||
| 112 | — | ISHARES TR - SP SMCP600VL ETF | — | $7.3M | 0.2% | 57K | -0.9% | |||
| 113 | — | ISHARES TR - MSCI USA MIN ETF | — | $7.3M | 0.2% | 75K | -4% | |||
| 114 | — | TIDAL TRUST II - RETURN STCKD US | — | $7.3M | 0.2% | 205K | -5% | |||
| 115 | — | ISHARES TR - CORE US AGGBD ET | — | $7.0M | 0.2% | 74K | -30% | |||
| 116 | — | CAPITAL GROUP CORE BALANCED - SHS | — | $6.9M | 0.2% | 189K | +16% | |||
| 117 | — | FIRST TR EXCHANGE-TRADED FD - SHS | — | $6.9M | 0.2% | 141K | +2% | |||
| 118 | — | PIMCO ETF TR - ENHAN SHRT MA AC | — | $6.9M | 0.2% | 68K | +10% | |||
| 119 | — | ISHARES TR - U.S. TECH ETF | — | $6.8M | 0.2% | 26K | -1% | |||
| 120 | — | NORTHERN LIGHTS FD TR - OCEA PK DOME ETF | — | $6.6M | 0.2% | 211K | -4% | |||
| 121 | $KO | COCA COLA CO | Consumer Staples | $6.6M | 0.2% | 77K | -2% | |||
| 122 | — | CAPITAL GROUP INTERNATIONAL - SHS | — | $6.5M | 0.2% | 181K | +6% | |||
| 123 | — | FIRST TR EXCHANGE TRADED FD - NASD TECH DIV | — | $6.5M | 0.2% | 58K | -16% | |||
| 124 | — | PACER FDS TR - PACER CASH COWZ | — | $6.4M | 0.2% | 233K | +4% | |||
| 125 | — | VANGUARD STAR FDS - VG TL INTL STK F | — | $6.4M | 0.2% | 75K | +0.2% | |||
| 126 | — | VANGUARD SCOTTSDALE FDS - INT-TERM CORP | — | $6.4M | 0.2% | 81K | +8% | |||
| 127 | $LAZ | Lazard, Inc. | Financials | $6.3M | 0.2% | 181K | +7% | |||
| 128 | — | MANAGED PORTFOLIO SER - KENS HE PREM ETF | — | $6.3M | 0.2% | 245K | +8% | |||
| 129 | — | FIDELITY COMWLTH TR - NASDAQ COMPSIT | — | $6.3M | 0.2% | 60K | -27% | |||
| 130 | $DELL | Dell Technologies Inc. | Technology | $6.2M | 0.2% | 12K | -7% | |||
| 131 | — | ISHARES TR - EXPANDED TECH | — | $6.2M | 0.2% | 58K | -2% | |||
| 132 | $MO | ALTRIA GROUP, INC. | Consumer Staples | $6.1M | 0.2% | 91K | +15% | |||
| 133 | — | VANGUARD INDEX FDS - MRNGSTR SML CP V | — | $6.0M | 0.1% | 26K | -9% | |||
| 134 | $MS | MORGAN STANLEY | Financials | $6.0M | 0.1% | 32K | -0.3% | |||
| 135 | $MRK | Merck & Co., Inc. | Healthcare | $6.0M | 0.1% | 41K | -10% | |||
| 136 | — | EA SERIES TRUST - SARMA THEMA ETF | — | $5.8M | 0.1% | 136K | +101% | |||
| 137 | $GEV | GE Vernova Inc. | Industrials | $5.8M | 0.1% | 6,113 | +16% | |||
| 138 | — | STATE STR SPDR DOW JONES IND - UT SER 1 | — | $5.8M | 0.1% | 11K | +4% | |||
| 139 | — | BLACKROCK ETF TRUST - ISHA LA VALU ETF | — | $5.8M | 0.1% | 139K | +0.8% | |||
| 140 | — | VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF | — | $5.8M | 0.1% | 97K | -6% | |||
| 141 | — | VANGUARD ADMIRAL FDS INC - 500 GRTH IDX F | — | $5.8M | 0.1% | 59K | -15% | |||
| 142 | — | ISHARES TR - RUS MD CP GR ETF | — | $5.7M | 0.1% | 42K | -4% | |||
| 143 | $DTB | DTE ENERGY CO | Utilities | $5.7M | 0.1% | 47K | -0.9% | |||
| 144 | — | FIRST TR EXCHANGE-TRADED FD - NASDQ CLN EDGE | — | $5.7M | 0.1% | 32K | +16% | |||
| 145 | — | SELECT SECTOR SPDR TR - ST STR FINL ETF | — | $5.7M | 0.1% | 106K | -2% | |||
| 146 | — | SCHWAB STRATEGIC TR - US AGGREGATE B | — | $5.6M | 0.1% | 256K | -3% | |||
| 147 | $IVZ | Invesco Ltd. | Financials | $5.6M | 0.1% | 92K | -2% | |||
| 148 | $NFLX | NETFLIX INC | Communication Services | $5.5M | 0.1% | 79K | -6% | |||
| 149 | $DE | DEERE & CO | Industrials | $5.5M | 0.1% | 8,161 | +13% | |||
| 150 | — | J P MORGAN EXCHANGE TRADED F - NASDAQ EQT PREM | — | $5.5M | 0.1% | 89K | -51% |
What changed in Q3 2026
Against the previous quarter's 13F: 73 new, 521 added to, 681 trimmed, 148 sold out. Share-count changes; largest moves by dollar size first.
New positions (73)
- FIRST TR EXCHNG TRADED FD VI - ACTIVE FACTOR LA$2.6M
first bought this quarter
$TVTXTravere Therapeutics, Inc.$2.1M
first bought this quarter
$PNTGPennant Group, Inc.$1.6M
first bought this quarter
$CCICROWN CASTLE INC.$1.5M
first bought this quarter
$WDAYWorkday, Inc.$1.4M
first bought this quarter
$NTAPNetApp, Inc.$1.3M
first bought this quarter
+67 more in the Excel export
Added to (521)
now $22.6M · held 11+ qtrs
- BLACKROCK ETF TRUST - ISHARES US EQUIT+104%
now $10.6M
- VANGUARD WHITEHALL FDS - HIGH DIV YLD+71%
now $8.0M
$PLTRPalantir Technologies Inc.+22%
now $17.9M · held 11+ qtrs
- EA SERIES TRUST - SARMA THEMA ETF+101%
now $5.8M
- VANGUARD INDEX FDS - MRNGSTR SML CAP+24%
now $14.3M
+515 more in the Excel export
Trimmed (681)
now $79.1M · held 11+ qtrs
- J P MORGAN EXCHANGE TRADED F - NASDAQ EQT PREM-51%
now $5.5M
- BLACKROCK ETF TRUST - ISHARES DEFENSE-90%
now $605K
- ISHARES TR - CORE S&P SCP ETF-19%
now $14.8M
- VANGUARD INDEX FDS - S&P 500 ETF SHS-6%
now $47.0M
- ISHARES TR - CORE US AGGBD ET-30%
now $7.0M
+675 more in the Excel export
Holdings by quarter
Every 13F Sigma Planning Corp has filed, 42 earlier quarters. Pick one to see what it held then.
Is it too late to follow Sigma Planning?
Q3 2026 13F filed with the SEC on Oct 23, 2026. Prices are closing prices as of Oct 27, 2026.
Average quality of Sigma Planning's top 20 holdings: 78/100 (our AI quality score, weighted by position size; 17 of the 20 are scored)
Top 10 since filing
+1.1%
Value-weighted move of the 10 largest stock positions
Turnover
5%
Last quarter; 25% over the last 4
Top 10 weight
25%
Share of the stock portfolio in its 10 largest positions
Held 4+ quarters
95%
Share of portfolio value in positions held a year or more
Highest-quality names it owns(among its 100 largest positions)
The 8 highest-scoring companies in this portfolio are a Pro feature.
How these are measured
- Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
- Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
- Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
- Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
- Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.
Portfolio Overview
Sigma Planning Corp disclosed 1,325 positions worth $3.9B in its Form 13F-HR for Q3 2026 — $3.9B in common stock plus $1.4M of put/call option positions (reported at underlying notional value, not premium at risk), followed by $AAPL and $NVDA. During the quarter the fund opened 73 new positions and exited 148. The portfolio is most concentrated in Other (55.7% of disclosed assets). All figures are sourced directly from Sigma Planning Corp’s Form 13F-HR filing with the SEC under CIK 1449126.
Funds like this
managers whose biggest positions overlap Sigma Planning'sBrowse Top Institutional Investors
13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.
to search all 8,700+ institutional filers.
AI-Powered Hedge Fund Analysis: Sigma Planning Corp
13F Pro is an AI hedge fund tracker and stock research platform. For Sigma Planning Corp (SEC CIK: 1449126), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Sigma Planning Corp's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.