CAPITAL SOUTHWEST CORP (CSWC) — Institutional Holders, Q2 2026
216 institutional investment managers reported a CSWC position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $670.6M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
CSWC in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- VAN ECK ASSOCIATESAdded · +399,106 sh+$9.5M
- UBS Group AGAdded · +364,113 sh+$8.7M
- TECTONIC ADVISORSNew · +355,370 sh+$8.4M
- LPL FinancialAdded · +170,872 sh+$4.1M
- Schonfeld Strategic AdvisorsNew · +160,021 sh+$3.8M
Biggest sellers
- PANORAMIC INVESTMENT ADVISORSSold out · -515,525 sh-$12.3M
- SANDERS MORRIS HARRISTrimmed · -351,181 sh-$8.3M
- Melia WealthTrimmed · -137,718 sh-$3.3M
- VOLORIDGE INVESTMENT MANAGEMENTTrimmed · -102,062 sh-$2.4M
- Empowered FundsTrimmed · -93,401 sh-$2.2M
CSWC 13F holders ranked 1–100 of 216
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | FOURSIXTHREE CAPITAL#1 · 66,836,000 sh | 66,836,000 | $70.0M | 14.44% | +131.8% |
| 2 | MILLENNIUM MANAGEMENT#2 · 51,230,481 sh | 51,230,481 | $54.1M | 0.02% | +54.5% |
| 3 | TWO SIGMA INVESTMENTS#3 · 15,910,391 sh | 15,910,391 | $43.4M | 0.03% | +14.9% |
| 4 | VAN ECK ASSOCIATES#4 · 1,526,667 sh | 1,526,667 | $36.3M | 0.02% | +35.4% |
| 5 | Jump Financial#5 · 27,998,405 sh | 27,998,405 | $29.7M | 0.24% | +3.8% |
| 6 | UBS Group AG#6 · 1,218,244 sh | 1,218,244 | $29.0M | <0.01% | +42.6% |
| 7 | Sound Income Strategies#7 · 934,321 sh | 934,321 | $22.2M | — | +3.4% |
| 8 | SANDERS MORRIS HARRIS#8 · 759,992 sh | 759,992 | $18.1M | — | -31.6% |
| 9 | VICTORY CAPITAL MANAGEMENT#9 · 15,358,000 sh | 15,358,000 | $16.0M | <0.01% | +8.8% |
| 10 | WOLVERINE ASSET MANAGEMENT#10 · 14,834,000 sh | 14,834,000 | $15.4M | 0.14% | 0.0% |
| 11 | Empowered Funds#11 · 525,697 sh | 525,697 | $12.5M | 0.07% | -15.1% |
| 12 | Empirical Finance#12 · 525,500 sh | 525,500 | $12.5M | 0.52% | -15.1% |
| 13 | Legal & General Group Plc#13 · 499,715 sh | 499,715 | $11.9M | <0.01% | +12.8% |
| 14 | Cetera Investment Advisers#14 · 506,926 sh | 506,926 | $11.7M | 0.01% | +8.2% |
| 15 | HBK INVESTMENTS L P#15 · 10,763,000 sh | 10,763,000 | $11.3M | 0.11% | +4.9% |
| 16 | Muzinich#16 · 435,909 sh | 435,909 | $10.4M | — | +2.3% |
| 17 | ENVESTNET ASSET MANAGEMENT#17 · 466,574 sh | 466,574 | $10.0M | <0.01% | +3.2% |
| 18 | INCOME RESEARCH & MANAGEMENT#18 · 9,227,000 sh | 9,227,000 | $9.6M | — | -8.9% |
| 19 | LPL Financial#19 · 402,585 sh | 402,585 | $9.6M | <0.01% | +73.7% |
| 20 | FRANKLIN RESOURCES#20 · 379,686 sh | 379,686 | $9.0M | <0.01% | +15.4% |
| 21 | Melia Wealth#21 · 377,760 sh | 377,760 | $9.0M | 5.17% | -26.7% |
| 22 | Columbus Macro#22 · 374,871 sh | 374,871 | $8.9M | — | +4.8% |
| 23 | TECTONIC ADVISORS#23 · 355,370 sh | 355,370 | $8.4M | — | New |
| 24 | SCHRODER INVESTMENT MANAGEMENT GROUP#24 · 7,350,000 sh | 7,350,000 | $7.6M | <0.01% | 0.0% |
| 25 | BlackRock#25 · 300,377 sh | 300,377 | $7.1M | <0.01% | +8.6% |
| 26 | EPIQ PARTNERS#26 · 294,003 sh | 294,003 | $7.0M | — | -5.9% |
| 27 | Sumitomo Mitsui#27 · 291,778 sh | 291,778 | $6.9M | <0.01% | +2.5% |
| 28 | RAYMOND JAMES FINANCIAL#28 · 269,532 sh | 269,532 | $6.4M | <0.01% | +1.8% |
| 29 | Union Bancaire Privee, UBP SA#29 · 1,685 sh | 1,685 | $6.3M | 0.07% | 0.0% |
| 30 | Womack Financial#30 · 230,538 sh | 230,538 | $5.5M | — | -0.7% |
| 31 | MORGAN STANLEY#31 · 215,970 sh | 215,970 | $5.1M | <0.01% | +17.4% |
| 32 | Beacon Pointe Advisors#32 · 197,768 sh | 197,768 | $4.7M | 0.02% | +0.5% |
| 33 | ADVENT CAPITAL MANAGEMENT#33 · 4,038,000 sh | 4,038,000 | $4.2M | 0.10% | -44.0% |
| 34 | JPMORGAN CHASE#34 · 3,786,949 sh | 3,786,949 | $4.2M | <0.01% | +4.7% |
| 35 | FIRST MANHATTAN#35 · 167,842 sh | 167,842 | $4.0M | 0.01% | -11.1% |
| 36 | Naviter Wealth#36 · 167,732 sh | 167,732 | $4.0M | 0.36% | +34.6% |
| 37 | Schonfeld Strategic Advisors#37 · 160,021 sh | 160,021 | $3.8M | 0.01% | New |
| 38 | GRACE & WHITE#38 · 159,697 sh | 159,697 | $3.8M | — | -3.0% |
| 39 | HRT FINANCIAL#39 · 157,937 sh | 157,937 | $3.8M | <0.01% | +69.1% |
| 40 | LAFFER TENGLER INVESTMENTS#40 · 3,372 sh | 3,372 | $3.6M | 0.45% | -1.7% |
| 41 | Walleye Capital#41 · 3,000,000 sh | 3,000,000 | $3.1M | 0.01% | 0.0% |
| 42 | Foundations Investment Advisors#42 · 129,161 sh | 129,161 | $3.1M | 0.03% | -4.6% |
| 43 | GraniteShares Advisors#43 · 126,444 sh | 126,444 | $3.0M | 1.93% | +15.1% |
| 44 | MARSHALL WACE, LLP#44 · 120,787 sh | 120,787 | $2.9M | <0.01% | New |
| 45 | SMH CAPITAL ADVISORS#45 · 963,072 sh | 963,072 | $2.8M | 11.06% | +7117.8% |
| 46 | Hodges Capital Management#46 · 112,283 sh | 112,283 | $2.7M | 0.18% | +1.8% |
| 47 | SSI INVESTMENT MANAGEMENT#47 · 2,500,000 sh | 2,500,000 | $2.6M | 0.15% | 0.0% |
| 48 | AMERIPRISE FINANCIAL#48 · 103,851 sh | 103,851 | $2.5M | <0.01% | -1.5% |
| 49 | Trexquant Investment#49 · 103,686 sh | 103,686 | $2.5M | 0.01% | +978.6% |
| 50 | Advisors Asset Management#50 · 98,619 sh | 98,619 | $2.3M | 0.04% | -9.0% |
| 51 | XTX Topco Ltd#51 · 97,027 sh | 97,027 | $2.3M | 0.03% | +628.8% |
| 52 | CONFLUENCE INVESTMENT MANAGEMENT#52 · 95,362 sh | 95,362 | $2.3M | — | 0.0% |
| 53 | First Dallas Securities#53 · 90,468 sh | 90,468 | $2.2M | 0.71% | +0.9% |
| 54 | CITADEL ADVISORS#54 · 88,251 sh | 88,251 | $2.1M | <0.01% | New |
| 55 | Ares Systematic Credit Ltd#55 · 2,000,000 sh | 2,000,000 | $2.1M | 1.27% | +150.0% |
| 56 | Inspire Advisors#56 · 87,762 sh | 87,762 | $2.1M | 0.15% | +500.8% |
| 57 | BANK OF AMERICA#57 · 86,011 sh | 86,011 | $2.0M | <0.01% | +105.9% |
| 58 | Neuberger Berman Group#58 · 84,495 sh | 84,495 | $2.0M | <0.01% | -8.6% |
| 59 | BENJAMIN EDWARDS#59 · 83,697 sh | 83,697 | $2.0M | 0.02% | -5.1% |
| 60 | STATE STREET#60 · 80,442 sh | 80,442 | $1.9M | <0.01% | +16.5% |
| 61 | Truvestments Capital#61 · 78,667 sh | 78,667 | $1.9M | 0.28% | +8.1% |
| 62 | GREAT WEST LIFE ASSURANCE#62 · 77,938 sh | 77,938 | $1.8M | <0.01% | +18.8% |
| 63 | BALYASNY ASSET MANAGEMENT L.P.#63 · 77,193 sh | 77,193 | $1.8M | <0.01% | -15.1% |
| 64 | Militia Capital Management#64 · 75,000 sh | 75,000 | $1.8M | 0.05% | +114.3% |
| 65 | Legacy Capital Wealth Partners#65 · 74,653 sh | 74,653 | $1.8M | — | +4.9% |
| 66 | DENALI ADVISORS#66 · 72,014 sh | 72,014 | $1.7M | 0.17% | -5.1% |
| 67 | B. Riley Wealth Advisors#67 · 69,775 sh | 69,775 | $1.6M | — | 0.0% |
| 68 | BNP PARIBAS FINANCIAL MARKETS#68 · 66,615 sh | 66,615 | $1.6M | <0.01% | -97.1% |
| 69 | COZAD ASSET MANAGEMENT#69 · 66,133 sh | 66,133 | $1.6M | 0.10% | +10.5% |
| 70 | Eagle Point Credit Management#70 · 1,480,000 sh | 1,480,000 | $1.5M | 2.34% | -70.3% |
| 71 | Kestra Advisory Services#71 · 64,703 sh | 64,703 | $1.5M | <0.01% | +13.8% |
| 72 | Cambridge Investment Research Advisors#72 · 63,291 sh | 63,291 | $1.5M | <0.01% | +13.4% |
| 73 | Hennion & Walsh Asset Management#73 · 62,374 sh | 62,374 | $1.5M | — | -2.2% |
| 74 | Moerus Capital Management#74 · 61,698 sh | 61,698 | $1.5M | 0.65% | 0.0% |
| 75 | INDEPENDENT FINANCIAL GROUP#75 · 59,115 sh | 59,115 | $1.4M | — | +288.5% |
| 76 | JANE STREET GROUP#76 · 57,116 sh | 57,116 | $1.4M | <0.01% | -27.7% |
| 77 | WELLS FARGO & COMPANY#77 · 984,993 sh | 984,993 | $1.3M | <0.01% | +1327.8% |
| 78 | Mariner#78 · 51,258 sh | 51,258 | $1.2M | <0.01% | +60.7% |
| 79 | Catalyst Capital Advisors#79 · 49,000 sh | 49,000 | $1.2M | 0.02% | 0.0% |
| 80 | Bayshore Capital Advisors#80 · 48,320 sh | 48,320 | $1.1M | 0.54% | +135.7% |
| 81 | VOLORIDGE INVESTMENT MANAGEMENT#81 · 45,257 sh | 45,257 | $1.1M | <0.01% | -69.3% |
| 82 | Quantbot Technologies#82 · 43,455 sh | 43,455 | $1.0M | 0.04% | +176.2% |
| 83 | ROYAL BANK OF CANADA#83 · 42,721 sh | 42,721 | $1.0M | <0.01% | +83.6% |
| 84 | Symphony Financial, Ltd.#84 · 42,154 sh | 42,154 | $991.5K | — | +2.9% |
| 85 | Cornerstone Wealth Management#85 · 40,813 sh | 40,813 | $970.1K | 0.04% | +0.6% |
| 86 | NAVELLIER & ASSOCIATES#86 · 38,884 sh | 38,884 | $924.3K | 0.07% | New |
| 87 | Brookstone Capital Management#87 · 38,697 sh | 38,697 | $919.8K | — | New |
| 88 | Janney Montgomery Scott#88 · 37,445 sh | 37,445 | $890.0K | <0.01% | New |
| 89 | CALDWELL SUTTER CAPITAL#89 · 36,618 sh | 36,618 | $870.4K | 0.33% | -1.1% |
| 90 | COMMONWEALTH EQUITY SERVICES#90 · 36,203 sh | 36,203 | $860.6K | <0.01% | -34.2% |
| 91 | GUGGENHEIM CAPITAL#91 · 31,550 sh | 31,550 | $749.9K | <0.01% | +8.0% |
| 92 | AlphaCore Capital#92 · 31,546 sh | 31,546 | $749.9K | 0.01% | +1.8% |
| 93 | OCCUDO QUANTITATIVE STRATEGIES#93 · 30,530 sh | 30,530 | $725.7K | 0.04% | +137.1% |
| 94 | Greenland Capital Management#94 · 29,000 sh | 29,000 | $689.3K | 0.08% | +11.5% |
| 95 | WILEY BROS.-AINTREE CAPITAL#95 · 246,428 sh | 246,428 | $675.1K | <0.01% | +7.6% |
| 96 | OSAIC#96 · 27,535 sh | 27,535 | $654.5K | <0.01% | +57.9% |
| 97 | GEN Financial Management#97 · 26,569 sh | 26,569 | $631.5K | — | New |
| 98 | NORTHERN#98 · 26,157 sh | 26,157 | $621.8K | <0.01% | -1.9% |
| 99 | Arlington Capital Management#99 · 24,202 sh | 24,202 | $575.3K | 0.36% | +12.2% |
| 100 | Invesco Ltd.#100 · 24,009 sh | 24,009 | $570.7K | 0.00% | -8.8% |
Funds that sold out of CSWC in Q2 2026 (14)
Held CSWC at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| PANORAMIC INVESTMENT ADVISORS515,525 sh | 515,525 | $11.4M |
| Weiss Asset Management10,302,852 sh | 10,302,852 | $10.6M |
| Saba Capital Management, L.P.10,000,000 sh | 10,000,000 | $10.2M |
| AQR Arbitrage8,536,000 sh | 8,536,000 | $8.8M |
| OXFORD ASSET MANAGEMENT LLP19,172 sh | 19,172 | $424.1K |
| Purpose Unlimited19,000 sh | 19,000 | $408.1K |
| Vident Advisory9,293 sh | 9,293 | $205.6K |
| MAI Capital Management3,051 sh | 3,051 | $67.5K |
| Wilmington Savings Fund Society, FSB1,600 sh | 1,600 | $35.4K |
| Tower Research Capital (TRC)802 sh | 802 | $17.7K |
| CHILTON CAPITAL MANAGEMENT450 sh | 450 | $10.0K |
| Beaird Harris Wealth Management197 sh | 197 | $4.4K |
| PMV Capital Advisers2 sh | 2 | $45.00 |
| CITIGROUP1 sh | 1 | $22.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.